Zhen Fang

Mengyue Yang, Zhen Fang, Yonggang Zhang et al.

Out-of-distribution (OOD) generalization is indispensable for learning models in the wild, where testing distribution typically unknown and different from the training. Recent methods derived from causality have shown great potential in achieving OOD generalization. However, existing methods mainly focus on the invariance property of causes, while largely overlooking the property of \textit{sufficiency} and \textit{necessity} conditions. Namely, a necessary but insufficient cause (feature) is invariant to distribution shift, yet it may not have required accuracy. By contrast, a sufficient yet unnecessary cause (feature) tends to fit specific data well but may have a risk of adapting to a new domain. To capture the information of sufficient and necessary causes, we employ a classical concept, the probability of sufficiency and necessary causes (PNS), which indicates the probability of whether one is the necessary and sufficient cause. To associate PNS with OOD generalization, we propose PNS risk and formulate an algorithm to learn representation with a high PNS value. We theoretically analyze and prove the generalizability of the PNS risk. Experiments on both synthetic and real-world benchmarks demonstrate the effectiveness of the proposed method. The details of the implementation can be found at the GitHub repository: https://github.com/ymy4323460/CaSN.

Rui Dai, Yonggang Zhang, Zhen Fang et al.

Domain generalization (DG) aims to tackle the distribution shift between training domains and unknown target domains. Generating new domains is one of the most effective approaches, yet its performance gain depends on the distribution discrepancy between the generated and target domains. Distributionally robust optimization is promising to tackle distribution discrepancy by exploring domains in an uncertainty set. However, the uncertainty set may be overwhelmingly large, leading to low-confidence prediction in DG. It is because a large uncertainty set could introduce domains containing semantically different factors from training domains. To address this issue, we propose to perform a $\textbf{mo}$derately $\textbf{d}$istributional $\textbf{e}$xploration (MODE) for domain generalization. Specifically, MODE performs distribution exploration in an uncertainty $\textit{subset}$ that shares the same semantic factors with the training domains. We show that MODE can endow models with provable generalization performance on unknown target domains. The experimental results show that MODE achieves competitive performance compared to state-of-the-art baselines.

Qizhou Wang, Zhen Fang, Yonggang Zhang et al.

Open-world classification systems should discern out-of-distribution (OOD) data whose labels deviate from those of in-distribution (ID) cases, motivating recent studies in OOD detection. Advanced works, despite their promising progress, may still fail in the open world, owing to the lack of knowledge about unseen OOD data in advance. Although one can access auxiliary OOD data (distinct from unseen ones) for model training, it remains to analyze how such auxiliary data will work in the open world. To this end, we delve into such a problem from a learning theory perspective, finding that the distribution discrepancy between the auxiliary and the unseen real OOD data is the key to affecting the open-world detection performance. Accordingly, we propose Distributional-Augmented OOD Learning (DAL), alleviating the OOD distribution discrepancy by crafting an OOD distribution set that contains all distributions in a Wasserstein ball centered on the auxiliary OOD distribution. We justify that the predictor trained over the worst OOD data in the ball can shrink the OOD distribution discrepancy, thus improving the open-world detection performance given only the auxiliary OOD data. We conduct extensive evaluations across representative OOD detection setups, demonstrating the superiority of our DAL over its advanced counterparts.

Duzhen Zhang, Wei Cong, Jiahua Dong et al.

Continual Named Entity Recognition (CNER) is a burgeoning area, which involves updating an existing model by incorporating new entity types sequentially. Nevertheless, continual learning approaches are often severely afflicted by catastrophic forgetting. This issue is intensified in CNER due to the consolidation of old entity types from previous steps into the non-entity type at each step, leading to what is known as the semantic shift problem of the non-entity type. In this paper, we introduce a pooled feature distillation loss that skillfully navigates the trade-off between retaining knowledge of old entity types and acquiring new ones, thereby more effectively mitigating the problem of catastrophic forgetting. Additionally, we develop a confidence-based pseudo-labeling for the non-entity type, \emph{i.e.,} predicting entity types using the old model to handle the semantic shift of the non-entity type. Following the pseudo-labeling process, we suggest an adaptive re-weighting type-balanced learning strategy to handle the issue of biased type distribution. We carried out comprehensive experiments on ten CNER settings using three different datasets. The results illustrate that our method significantly outperforms prior state-of-the-art approaches, registering an average improvement of $6.3$\% and $8.0$\% in Micro and Macro F1 scores, respectively.

Zige Wang, Yonggang Zhang, Zhen Fang et al.

Adapting models deployed to test distributions can mitigate the performance degradation caused by distribution shifts. However, privacy concerns may render model parameters inaccessible. One promising approach involves utilizing zeroth-order optimization (ZOO) to train a data adaptor to adapt the test data to fit the deployed models. Nevertheless, the data adaptor trained with ZOO typically brings restricted improvements due to the potential corruption of data features caused by the data adaptor. To address this issue, we revisit ZOO in the context of test-time data adaptation. We find that the issue directly stems from the unreliable estimation of the gradients used to optimize the data adaptor, which is inherently due to the unreliable nature of the pseudo-labels assigned to the test data. Based on this observation, we propose pseudo-label-robust data adaptation (SODA) to improve the performance of data adaptation. Specifically, SODA leverages high-confidence predicted labels as reliable labels to optimize the data adaptor with ZOO for label prediction. For data with low-confidence predictions, SODA encourages the adaptor to preserve data information to mitigate data corruption. Empirical results indicate that SODA can significantly enhance the performance of deployed models in the presence of distribution shifts without requiring access to model parameters.

Shiting Huang, Zhen Fang, Zehui Chen et al.

The ability of large language models (LLMs) to utilize external tools has enabled them to tackle an increasingly diverse range of tasks. However, as the tasks become more complex and long-horizon, the intricate tool utilization process may trigger various unexpected errors. Therefore, how to effectively handle such errors, including identifying, diagnosing, and recovering from them, has emerged as a key research direction for advancing tool learning. In this work, we first extensively analyze the types of errors encountered during the function-calling process on several competitive tool evaluation benchmarks. Based on it, we introduce CRITICTOOL, a comprehensive critique evaluation benchmark specialized for tool learning. Building upon a novel evolutionary strategy for dataset construction, CRITICTOOL holds diverse tool-use errors with varying complexities, which better reflects real-world scenarios. We conduct extensive experiments on CRITICTOOL, and validate the generalization and effectiveness of our constructed benchmark strategy. We also provide an in-depth analysis of the tool reflection ability on various LLMs, offering a new perspective on the field of tool learning in LLMs. The code is available at \href{https://github.com/Shellorley0513/CriticTool}{https://github.com/Shellorley0513/CriticTool}.

Bo Peng, Yadan Luo, Yonggang Zhang et al.

Post-hoc out-of-distribution (OOD) detection has garnered intensive attention in reliable machine learning. Many efforts have been dedicated to deriving score functions based on logits, distances, or rigorous data distribution assumptions to identify low-scoring OOD samples. Nevertheless, these estimate scores may fail to accurately reflect the true data density or impose impractical constraints. To provide a unified perspective on density-based score design, we propose a novel theoretical framework grounded in Bregman divergence, which extends distribution considerations to encompass an exponential family of distributions. Leveraging the conjugation constraint revealed in our theorem, we introduce a \textsc{ConjNorm} method, reframing density function design as a search for the optimal norm coefficient $p$ against the given dataset. In light of the computational challenges of normalization, we devise an unbiased and analytically tractable estimator of the partition function using the Monte Carlo-based importance sampling technique. Extensive experiments across OOD detection benchmarks empirically demonstrate that our proposed \textsc{ConjNorm} has established a new state-of-the-art in a variety of OOD detection setups, outperforming the current best method by up to 13.25$\%$ and 28.19$\%$ (FPR95) on CIFAR-100 and ImageNet-1K, respectively.