Hongguang Li

Nuo Chen, Hongguang Li, Junqing He et al.

The conversational machine reading comprehension (CMRC) task aims to answer questions in conversations, which has been a hot research topic in recent years because of its wide applications. However, existing CMRC benchmarks in which each conversation is assigned a static passage are inconsistent with real scenarios. Thus, model's comprehension ability towards real scenarios are hard to evaluate reasonably. To this end, we propose the first Chinese CMRC benchmark Orca and further provide zero-shot/few-shot settings to evaluate model's generalization ability towards diverse domains. We collect 831 hot-topic driven conversations with 4,742 turns in total. Each turn of a conversation is assigned with a response-related passage, aiming to evaluate model's comprehension ability more reasonably. The topics of conversations are collected from social media platform and cover 33 domains, trying to be consistent with real scenarios. Importantly, answers in Orca are all well-annotated natural responses rather than the specific spans or short phrase in previous datasets. Besides, we implement three strong baselines to tackle the challenge in Orca. The results indicate the great challenge of our CMRC benchmark. Our datatset and checkpoints are available at https://github.com/nuochenpku/Orca.

Nuo Chen, Hongguang Li, Yinan Bao et al.

Machine reading comprehension (MRC) is an important area of conversation agents and draws a lot of attention. However, there is a notable limitation to current MRC benchmarks: The labeled answers are mostly either spans extracted from the target corpus or the choices of the given candidates, ignoring the natural aspect of high-quality responses. As a result, MRC models trained on these datasets can not generate human-like responses in real QA scenarios. To this end, we construct a new dataset called Penguin to promote the research of MRC, providing a training and test bed for natural response generation to real scenarios. Concretely, Penguin consists of 200k training data with high-quality fluent, and well-informed responses. Penguin is the first benchmark towards natural response generation in Chinese MRC on a relatively large scale. To address the challenges in Penguin, we develop two strong baselines: end-to-end and two-stage frameworks. Following that, we further design Prompt-BART: fine-tuning the pre-trained generative language models with a mixture of prefix prompts in Penguin. Extensive experiments validated the effectiveness of this design.

Chengcheng Wang, Jianyuan Guo, Hongguang Li et al.

Rotary Position Embedding (RoPE) is a widely adopted technique for encoding relative positional information in large language models (LLMs). However, when extended to vision-language models (VLMs), RoPE and its variants enforce relative positional dependencies separately within text and image tokens, introducing unintended cross-modal positional biases. For example, image tokens depicting semantically consistent content are assigned distinct positional encodings solely due to spatial location variations. As a result, such tokens exhibit entirely different relative positional relationships with their corresponding text tokens, ultimately leading to misaligned cross-modal representations. To address this, we propose Per-Token Distance, a simple yet effective metric for quantifying the independence of positional encodings across modalities. Informed by this analysis, we introduce Circle-RoPE, a novel encoding scheme designed to eliminate spurious cross-modal biases. Our key idea is to project image token indices onto a \emph{ring} that is orthogonal to the linear axis of text token indices, thereby forming a cone-like structure in the positional encoding space. In this configuration, each text token (point on the linear text axis) becomes the apex of a cone and maintains an equal distance to all image tokens (points on the circular image \emph{ring}), reducing artificial cross-modal biases while preserving intra-image spatial information. To further enhance performance, we propose a staggered strategy that applies different RoPE variants across layers. Extensive experiments demonstrate that our method effectively preserves spatial information from images while reducing relative positional bias, offering a more robust and flexible positional encoding framework for VLMs. The code is available at https://github.com/lose4578/CircleRoPE.

Ying Nie, Kai Han, Hongguang Li et al.

The rapid scaling of Large Language Models (LLMs) has achieved remarkable performance, but it also leads to prohibitive memory costs. Existing parameter-efficient approaches such as pruning and quantization mainly compress pretrained models without enhancing architectural capacity, thereby hitting the representational ceiling of the base model. In this work, we propose VersatileFFN, a novel feed-forward network (FFN) that enables flexible reuse of parameters in both width and depth dimensions within a fixed parameter budget. Inspired by the dual-process theory of cognition, VersatileFFN comprises two adaptive pathways: a width-versatile path that generates a mixture of sub-experts from a single shared FFN, mimicking sparse expert routing without increasing parameters, and a depth-versatile path that recursively applies the same FFN to emulate deeper processing for complex tokens. A difficulty-aware gating dynamically balances the two pathways, steering "easy" tokens through the efficient width-wise route and allocating deeper iterative refinement to "hard" tokens. Crucially, both pathways reuse the same parameters, so all additional capacity comes from computation rather than memory. Experiments across diverse benchmarks and model scales demonstrate the effectiveness of the method. The code is available at https://github.com/huawei-noah/noah-research/tree/master/VersatileFFN.

Nuo Chen, Hongguang Li, Juhua Huang et al.

Existing retrieval-based methods have made significant strides in maintaining long-term conversations. However, these approaches face challenges in memory database management and accurate memory retrieval, hindering their efficacy in dynamic, real-world interactions. This study introduces a novel framework, COmpressive Memory-Enhanced Dialogue sYstems (COMEDY), which eschews traditional retrieval modules and memory databases. Instead, COMEDY adopts a "One-for-All" approach, utilizing a single language model to manage memory generation, compression, and response generation. Central to this framework is the concept of compressive memory, which intergrates session-specific summaries, user-bot dynamics, and past events into a concise memory format. To support COMEDY, we curated a large-scale Chinese instruction-tuning dataset, Dolphin, derived from real user-chatbot interactions. Comparative evaluations demonstrate COMEDY's superiority over traditional retrieval-based methods in producing more nuanced and human-like conversational experiences. Our codes are available at https://github.com/nuochenpku/COMEDY.

Li Shen, Yuning Wei, Yangzhu Wang et al.

With the development of Internet of Things (IoT) systems, precise long-term forecasting method is requisite for decision makers to evaluate current statuses and formulate future policies. Currently, Transformer and MLP are two paradigms for deep time-series forecasting and the former one is more prevailing in virtue of its exquisite attention mechanism and encoder-decoder architecture. However, data scientists seem to be more willing to dive into the research of encoder, leaving decoder unconcerned. Some researchers even adopt linear projections in lieu of the decoder to reduce the complexity. We argue that both extracting the features of input sequence and seeking the relations of input and prediction sequence, which are respective functions of encoder and decoder, are of paramount significance. Motivated from the success of FPN in CV field, we propose FPPformer to utilize bottom-up and top-down architectures respectively in encoder and decoder to build the full and rational hierarchy. The cutting-edge patch-wise attention is exploited and further developed with the combination, whose format is also different in encoder and decoder, of revamped element-wise attention in this work. Extensive experiments with six state-of-the-art baselines on twelve benchmarks verify the promising performances of FPPformer and the importance of elaborately devising decoder in time-series forecasting Transformer. The source code is released in https://github.com/OrigamiSL/FPPformer.

Nuo Chen, Hongguang Li, Baoyuan Wang et al.

This paper investigates the performance of Large Language Models (LLMs) and Tool-augmented LLMs in tackling complex mathematical reasoning tasks. We introduce IMP-TIP: Improving Math Reasoning with Tool-augmented Interleaf Prompting, a framework that combines the strengths of both LLMs and Tool-augmented LLMs. IMP-TIP follows the ``From Good to Great" concept, collecting multiple potential solutions from both LLMs and their Tool-Augmented counterparts for the same math problem, and then selecting or re-generating the most accurate answer after cross-checking these solutions via tool-augmented interleaf prompting. The framework incorporates two key aspects: self-prompt and tool-augmented interleaf prompting (TIP). The former allows LLMs to autonomously refine and improve an initial prompt related to tool usage, while the latter enables LLMs to derive the final answer by dynamically analyzing the problem, cross-checking potential solutions, and revising previous reasoning hints in an interleaved manner. Experimental analysis shows that IMP-TIP achieves enhanced mathematical capabilities and outperforms traditional LLMs and tool-augmented LLMs in accuracy and reasoning diversity on math reasoning tasks. For instance, IMP-TIP can improve Tool-augmented ChatGPT on GSM8K-Hard from 56.0% to 65.2%.

Jinzheng Li, Jingshu Zhang, Hongguang Li et al.

Financial decision-making requires processing vast amounts of real-time information while understanding their complex temporal relationships. While traditional search engines excel at providing real-time information access, they often struggle to comprehend sophisticated user intentions and contextual nuances. Conversely, Large Language Models (LLMs) demonstrate reasoning and interaction capabilities but may generate unreliable outputs without access to current data. While recent attempts have been made to combine LLMs with search capabilities, they suffer from (1) restricted access to specialized financial data, (2) static query structures that cannot adapt to dynamic market conditions, and (3) insufficient temporal awareness in result generation. To address these challenges, we present FinSearch, a novel agent-based search framework specifically designed for financial applications that interface with diverse financial data sources including market, stock, and news data. Innovatively, FinSearch comprises four components: (1) an LLM-based multi-step search pre-planner that decomposes user queries into structured sub-queries mapped to specific data sources through a graph representation; (2) a search executor with an LLM-based adaptive query rewriter that executes the searching of each sub-query while dynamically refining the sub-queries in its subsequent node based on intermediate search results; (3) a temporal weighting mechanism that prioritizes information relevance based on the deduced time context from the user's query; (4) an LLM-based response generator that synthesizes results into coherent, contextually appropriate outputs. To evaluate FinSearch, we construct FinSearchBench-24, a benchmark of 1,500 four-choice questions across the stock market, rate changes, monetary policy, and industry developments spanning from June to October 2024.

Shijie Han, Jingshu Zhang, Yiqing Shen et al.

Current financial large language models (FinLLMs) struggle with two critical limitations: the absence of objective evaluation metrics to assess the quality of stock analysis reports and a lack of depth in stock analysis, which impedes their ability to generate professional-grade insights. To address these challenges, this paper introduces FinSphere, a stock analysis agent, along with three major contributions: (1) AnalyScore, a systematic evaluation framework for assessing stock analysis quality, (2) Stocksis, a dataset curated by industry experts to enhance LLMs' stock analysis capabilities, and (3) FinSphere, an AI agent that can generate high-quality stock analysis reports in response to user queries. Experiments demonstrate that FinSphere achieves superior performance compared to both general and domain-specific LLMs, as well as existing agent-based systems, even when they are enhanced with real-time data access and few-shot guidance. The integrated framework, which combines real-time data feeds, quantitative tools, and an instruction-tuned LLM, yields substantial improvements in both analytical quality and practical applicability for real-world stock analysis.

Changhai Zhou, Yuhua Zhou, Shijie Han et al.

The rise of large language models (LLMs) has significantly advanced various natural language processing (NLP) tasks. However, the resource demands of these models pose substantial challenges. Structured pruning is an effective approach to reducing model size, but it often results in significant accuracy degradation, necessitating parameter updates to adapt. Unfortunately, such fine-tuning requires substantial memory, which limits its applicability. To address these challenges, we introduce quantization into the structured pruning framework to reduce memory consumption during both fine-tuning and inference. However, the combined errors from pruning and quantization increase the difficulty of fine-tuning, requiring a more refined quantization scheme. To this end, we propose QPruner, a novel framework that employs structured pruning to reduce model size, followed by a layer-wise mixed-precision quantization scheme. Quantization precisions are assigned to each layer based on their importance to the target task, and Bayesian optimization is employed to refine precision allocation strategies, ensuring a balance between model accuracy and memory efficiency. Extensive experiments on benchmark datasets demonstrate that QPruner significantly outperforms existing methods in memory savings while maintaining or improving model performance.

Changhai Zhou, Shijie Han, Lining Yang et al.

The efficient compression of large language models (LLMs) has become increasingly popular. However, recovering the performance of compressed LLMs remains a major challenge. The current practice in LLM compression entails the implementation of structural pruning, complemented by a recovery phase that leverages the Low-Rank Adaptation (LoRA) algorithm. Structural pruning's uneven modification of model architecture, coupled with standard LoRA's fixed configuration allocation across layers in an online pipeline, leads to suboptimal performance in various downstream tasks for pruned models. To address this challenge, we introduce RankAdaptor, a hierarchical rank allocation method that enables efficient fine-tuning of pruned LLMs according to layerwise specific recovery requirements. We employ a performance model that conducts offline meta-learning and online incremental learning to explore optimal rank values for each layer. Comprehensive experiments on popular benchmarks show that RankAdaptor consistently outperforms state-of-the-art methods across a variety of pruning settings and LLM architectures, with improvements ranging from 0.7\% to 5.5\%.

Xianlin Zeng, Yalong Jiang, Wenrui Ding et al.

Deep learning models have been widely used for anomaly detection in surveillance videos. Typical models are equipped with the capability to reconstruct normal videos and evaluate the reconstruction errors on anomalous videos to indicate the extent of abnormalities. However, existing approaches suffer from two disadvantages. Firstly, they can only encode the movements of each identity independently, without considering the interactions among identities which may also indicate anomalies. Secondly, they leverage inflexible models whose structures are fixed under different scenes, this configuration disables the understanding of scenes. In this paper, we propose a Hierarchical Spatio-Temporal Graph Convolutional Neural Network (HSTGCNN) to address these problems, the HSTGCNN is composed of multiple branches that correspond to different levels of graph representations. High-level graph representations encode the trajectories of people and the interactions among multiple identities while low-level graph representations encode the local body postures of each person. Furthermore, we propose to weightedly combine multiple branches that are better at different scenes. An improvement over single-level graph representations is achieved in this way. An understanding of scenes is achieved and serves anomaly detection. High-level graph representations are assigned higher weights to encode moving speed and directions of people in low-resolution videos while low-level graph representations are assigned higher weights to encode human skeletons in high-resolution videos. Experimental results show that the proposed HSTGCNN significantly outperforms current state-of-the-art models on four benchmark datasets (UCSD Pedestrian, ShanghaiTech, CUHK Avenue and IITB-Corridor) by using much less learnable parameters.

Jiexi Liu, Ryuichi Takanobu, Jiaxin Wen et al.

Most language understanding models in task-oriented dialog systems are trained on a small amount of annotated training data, and evaluated in a small set from the same distribution. However, these models can lead to system failure or undesirable output when being exposed to natural language perturbation or variation in practice. In this paper, we conduct comprehensive evaluation and analysis with respect to the robustness of natural language understanding models, and introduce three important aspects related to language understanding in real-world dialog systems, namely, language variety, speech characteristics, and noise perturbation. We propose a model-agnostic toolkit LAUG to approximate natural language perturbations for testing the robustness issues in task-oriented dialog. Four data augmentation approaches covering the three aspects are assembled in LAUG, which reveals critical robustness issues in state-of-the-art models. The augmented dataset through LAUG can be used to facilitate future research on the robustness testing of language understanding in task-oriented dialog.