Hanchi Ren

Xianghua Xie, Chen Hu, Hanchi Ren et al.

This review paper takes a comprehensive look at malicious attacks against FL, categorizing them from new perspectives on attack origins and targets, and providing insights into their methodology and impact. In this survey, we focus on threat models targeting the learning process of FL systems. Based on the source and target of the attack, we categorize existing threat models into four types, Data to Model (D2M), Model to Data (M2D), Model to Model (M2M) and composite attacks. For each attack type, we discuss the defense strategies proposed, highlighting their effectiveness, assumptions and potential areas for improvement. Defense strategies have evolved from using a singular metric to excluding malicious clients, to employing a multifaceted approach examining client models at various phases. In this survey paper, our research indicates that the to-learn data, the learning gradients, and the learned model at different stages all can be manipulated to initiate malicious attacks that range from undermining model performance, reconstructing private local data, and to inserting backdoors. We have also seen these threat are becoming more insidious. While earlier studies typically amplified malicious gradients, recent endeavors subtly alter the least significant weights in local models to bypass defense measures. This literature review provides a holistic understanding of the current FL threat landscape and highlights the importance of developing robust, efficient, and privacy-preserving defenses to ensure the safe and trusted adoption of FL in real-world applications.

Chen Hu, Hanchi Ren, Jingjing Deng et al.

Federated learning is a machine learning paradigm that enables decentralized clients to collaboratively learn a shared model while keeping all the training data local. While considerable research has focused on federated image generation, particularly Generative Adversarial Networks, Variational Autoencoders have received less attention. In this paper, we address the challenges of non-IID (independently and identically distributed) data environments featuring multiple groups of images of different types. Non-IID data distributions can lead to difficulties in maintaining a consistent latent space and can also result in local generators with disparate texture features being blended during aggregation. We thereby introduce FissionVAE that decouples the latent space and constructs decoder branches tailored to individual client groups. This method allows for customized learning that aligns with the unique data distributions of each group. Additionally, we incorporate hierarchical VAEs and demonstrate the use of heterogeneous decoder architectures within FissionVAE. We also explore strategies for setting the latent prior distributions to enhance the decoupling process. To evaluate our approach, we assemble two composite datasets: the first combines MNIST and FashionMNIST; the second comprises RGB datasets of cartoon and human faces, wild animals, marine vessels, and remote sensing images. Our experiments demonstrate that FissionVAE greatly improves generation quality on these datasets compared to baseline federated VAE models.

Yi Hu, Hanchi Ren, Chen Hu et al.

Federated learning (FL) is a powerful Machine Learning (ML) paradigm that enables distributed clients to collaboratively learn a shared global model while keeping the data on the original device, thereby preserving privacy. A central challenge in FL is the effective aggregation of local model weights from disparate and potentially unbalanced participating clients. Existing methods often treat each client indiscriminately, applying a single proportion to the entire local model. However, it is empirically advantageous for each weight to be assigned a specific proportion. This paper introduces an innovative Element-Wise Weights Aggregation Method for Federated Learning (EWWA-FL) aimed at optimizing learning performance and accelerating convergence speed. Unlike traditional FL approaches, EWWA-FL aggregates local weights to the global model at the level of individual elements, thereby allowing each participating client to make element-wise contributions to the learning process. By taking into account the unique dataset characteristics of each client, EWWA-FL enhances the robustness of the global model to different datasets while also achieving rapid convergence. The method is flexible enough to employ various weighting strategies. Through comprehensive experiments, we demonstrate the advanced capabilities of EWWA-FL, showing significant improvements in both accuracy and convergence speed across a range of backbones and benchmarks.

Chen Hu, Hanchi Ren, Jingjing Deng et al.

Unmanned Aerial Vehicle (UAV) swarms are increasingly deployed in dynamic, data-rich environments for applications such as environmental monitoring and surveillance. These scenarios demand efficient data processing while maintaining privacy and security, making Federated Learning (FL) a promising solution. FL allows UAVs to collaboratively train global models without sharing raw data, but challenges arise due to the non-Independent and Identically Distributed (non-IID) nature of the data collected by UAVs. In this study, we show an integration of the state-of-the-art FL methods to UAV Swarm application and invetigate the performance of multiple aggregation methods (namely FedAvg, FedProx, FedOpt, and MOON) with a particular focus on tackling non-IID on a variety of datasets, specifically MNIST for baseline performance, CIFAR10 for natural object classification, EuroSAT for environment monitoring, and CelebA for surveillance. These algorithms were selected to cover improved techniques on both client-side updates and global aggregation. Results show that while all algorithms perform comparably on IID data, their performance deteriorates significantly under non-IID conditions. FedProx demonstrated the most stable overall performance, emphasising the importance of regularising local updates in non-IID environments to mitigate drastic deviations in local models.

Yi Hu, Hanchi Ren, Jingjing Deng et al.

Stock price prediction is a critical area of financial forecasting, traditionally approached by training models using the historical price data of individual stocks. While these models effectively capture single-stock patterns, they fail to leverage potential correlations among stock trends, which could improve predictive performance. Current single-stock learning methods are thus limited in their ability to provide a broader understanding of price dynamics across multiple stocks. To address this, we propose a novel method that merges local patterns into a global understanding through cross-stock pattern integration. Our strategy is inspired by Federated Learning (FL), a paradigm designed for decentralized model training. FL enables collaborative learning across distributed datasets without sharing raw data, facilitating the aggregation of global insights while preserving data privacy. In our adaptation, we train models on individual stock data and iteratively merge them to create a unified global model. This global model is subsequently fine-tuned on specific stock data to retain local relevance. The proposed strategy enables parallel training of individual stock models, facilitating efficient utilization of computational resources and reducing overall training time. We conducted extensive experiments to evaluate the proposed method, demonstrating that it outperforms benchmark models and enhances the predictive capabilities of state-of-the-art approaches. Our results highlight the efficacy of Cross-Stock Trend Integration (CSTI) in advancing stock price prediction, offering a robust alternative to traditional single-stock learning methodologies.

Hanchi Ren, Jingjing Deng, Xianghua Xie

Federated Learning (FL) is a widely adopted privacy-preserving machine learning approach where private data remains local, enabling secure computations and the exchange of local model gradients between local clients and third-party parameter servers. However, recent findings reveal that privacy may be compromised and sensitive information potentially recovered from shared gradients. In this study, we offer detailed analysis and a novel perspective on understanding the gradient leakage problem. These theoretical works lead to a new gradient leakage defense technique that secures arbitrary model architectures using a private key-lock module. Only the locked gradient is transmitted to the parameter server for global model aggregation. Our proposed learning method is resistant to gradient leakage attacks, and the key-lock module is designed and trained to ensure that, without the private information of the key-lock module: a) reconstructing private training data from the shared gradient is infeasible; and b) the global model's inference performance is significantly compromised. We discuss the theoretical underpinnings of why gradients can leak private information and provide theoretical proof of our method's effectiveness. We conducted extensive empirical evaluations with many models on several popular benchmarks, demonstrating the robustness of our proposed approach in both maintaining model performance and defending against gradient leakage attacks.

Hanchi Ren, Jingjing Deng, Xianghua Xie

Data privacy has become an increasingly important issue in Machine Learning (ML), where many approaches have been developed to tackle this challenge, e.g. cryptography (Homomorphic Encryption (HE), Differential Privacy (DP), etc.) and collaborative training (Secure Multi-Party Computation (MPC), Distributed Learning and Federated Learning (FL)). These techniques have a particular focus on data encryption or secure local computation. They transfer the intermediate information to the third party to compute the final result. Gradient exchanging is commonly considered to be a secure way of training a robust model collaboratively in Deep Learning (DL). However, recent researches have demonstrated that sensitive information can be recovered from the shared gradient. Generative Adversarial Network (GAN), in particular, has shown to be effective in recovering such information. However, GAN based techniques require additional information, such as class labels which are generally unavailable for privacy-preserved learning. In this paper, we show that, in the FL system, image-based privacy data can be easily recovered in full from the shared gradient only via our proposed Generative Regression Neural Network (GRNN). We formulate the attack to be a regression problem and optimize two branches of the generative model by minimizing the distance between gradients. We evaluate our method on several image classification tasks. The results illustrate that our proposed GRNN outperforms state-of-the-art methods with better stability, stronger robustness, and higher accuracy. It also has no convergence requirement to the global FL model. Moreover, we demonstrate information leakage using face re-identification. Some defense strategies are also discussed in this work.

Hanchi Ren, Jingjing Deng, Xianghua Xie et al.

Typical machine learning approaches require centralized data for model training, which may not be possible where restrictions on data sharing are in place due to, for instance, privacy and gradient protection. The recently proposed Federated Learning (FL) framework allows learning a shared model collaboratively without data being centralized or shared among data owners. However, we show in this paper that the generalization ability of the joint model is poor on Non-Independent and Non-Identically Distributed (Non-IID) data, particularly when the Federated Averaging (FedAvg) strategy is used due to the weight divergence phenomenon. Hence, we propose a novel boosting algorithm for FL to address both the generalization and gradient leakage issues, as well as achieve faster convergence in gradient-based optimization. In addition, a secure gradient sharing protocol using Homomorphic Encryption (HE) and Differential Privacy (DP) is introduced to defend against gradient leakage attack and avoid pairwise encryption that is not scalable. We demonstrate the proposed Federated Boosting (FedBoosting) method achieves noticeable improvements in both prediction accuracy and run-time efficiency in a visual text recognition task on public benchmark.