Mwiza Simbeye

Jonathan Bourne, Mwiza Simbeye, Ishtar Govia

Document Layout analysis (DLA), is the process by which a page is parsed into meaningful elements, often using machine learning models. Typically, the quality of a model is judged using general object detection metrics such as IoU, F1 or mAP. However, these metrics are designed for images that are 2D projections of 3D space, not for the natively 2D imagery of printed media. This discrepancy can result in misleading or uninformative interpretation of model performance by the metrics. To encourage more robust, comparable, and nuanced DLA, we introduce: The Structural Semantic Unit (SSU) a relational labelling approach that shifts the focus from the physical to the semantic structure of the content; and the Coverage, Overlap, Trespass, and Excess (COTe) score, a decomposable metric for measuring page parsing quality. We demonstrate the value of these methods through case studies and by evaluating 5 common DLA models on 3 DLA datasets. We show that the COTe score is more informative than traditional metrics and reveals distinct failure modes across models, such as breaching semantic boundaries or repeatedly parsing the same region. In addition, the COTe score reduces the interpretation-performance gap by up to 76% relative to the F1. Notably, we find that the COTe's granularity robustness largely holds even without explicit SSU labelling, lowering the barriers to entry for using the system. Finally, we release an SSU labelled dataset and a Python library for applying COTe in DLA projects.

Jonathan Bourne, Mwiza Simbeye, Joseph Nockels

The Character Error Rate (CER) is a key metric for evaluating the quality of Optical Character Recognition (OCR). However, this metric assumes that text has been perfectly parsed, which is often not the case. Under page-parsing errors, CER becomes undefined, limiting its use as a metric and making evaluating page-level OCR challenging, particularly when using data that do not share a labelling schema. We introduce the Character Error Vector (CEV), a bag-of-characters evaluator for OCR. The CEV can be decomposed into parsing and OCR, and interaction error components. This decomposability allows practitioners to focus on the part of the Document Understanding pipeline that will have the greatest impact on overall text extraction quality. The CEV can be implemented using a variety of methods, of which we demonstrate SpACER (Spatially Aware Character Error Rate) and a Character distribution method using the Jensen-Shannon Distance. We validate the CEV's performance against other metrics: first, the relationship with CER; then, parse quality; and finally, as a direct measure of page-level OCR quality. The validation process shows that the CEV is a valuable bridge between parsing metrics and local metrics like CER. We analyse a dataset of archival newspapers made of degraded images with complex layouts and find that state-of-the-art end-to-end models are outperformed by more traditional pipeline approaches. Whilst the CEV requires character-level positioning for optimal triage, thresholding on easily available values can predict the main error source with an F1 of 0.91. We provide the CEV as part of a Python library to support Document understanding research.