Yassir Fathullah

Yassir Fathullah, Chunyang Wu, Egor Lakomkin et al.

Large language models have proven themselves highly flexible, able to solve a wide range of generative tasks, such as abstractive summarization and open-ended question answering. In this paper we extend the capabilities of LLMs by directly attaching a small audio encoder allowing it to perform speech recognition. By directly prepending a sequence of audial embeddings to the text token embeddings, the LLM can be converted to an automatic speech recognition (ASR) system, and be used in the exact same manner as its textual counterpart. Experiments on Multilingual LibriSpeech (MLS) show that incorporating a conformer encoder into the open sourced LLaMA-7B allows it to outperform monolingual baselines by 18% and perform multilingual speech recognition despite LLaMA being trained overwhelmingly on English text. Furthermore, we perform ablation studies to investigate whether the LLM can be completely frozen during training to maintain its original capabilities, scaling up the audio encoder, and increasing the audio encoder striding to generate fewer embeddings. The results from these studies show that multilingual ASR is possible even when the LLM is frozen or when strides of almost 1 second are used in the audio encoder opening up the possibility for LLMs to operate on long-form audio.

Egor Lakomkin, Chunyang Wu, Yassir Fathullah et al.

In recent years, Large Language Models (LLMs) have garnered significant attention from the research community due to their exceptional performance and generalization capabilities. In this paper, we introduce a novel method for contextualizing speech recognition models incorporating LLMs. Our approach casts speech recognition as a mixed-modal language modeling task based on a pretrained LLM. We provide audio features, along with optional text tokens for context, to train the system to complete transcriptions in a decoder-only fashion. As a result, the system is implicitly incentivized to learn how to leverage unstructured contextual information during training. Our empirical results demonstrate a significant improvement in performance, with a 6% WER reduction when additional textual context is provided. Moreover, we find that our method performs competitively and improve by 7.5% WER overall and 17% WER on rare words against a baseline contextualized RNN-T system that has been trained on more than twenty five times larger speech dataset. Overall, we demonstrate that by only adding a handful number of trainable parameters via adapters, we can unlock contextualized speech recognition capability for the pretrained LLM while keeping the same text-only input functionality.

Potsawee Manakul, Yassir Fathullah, Adian Liusie et al.

In this paper, we consider the challenge of summarizing patients' medical progress notes in a limited data setting. For the Problem List Summarization (shared task 1A) at the BioNLP Workshop 2023, we demonstrate that Clinical-T5 fine-tuned to 765 medical clinic notes outperforms other extractive, abstractive and zero-shot baselines, yielding reasonable baseline systems for medical note summarization. Further, we introduce Hierarchical Ensemble of Summarization Models (HESM), consisting of token-level ensembles of diverse fine-tuned Clinical-T5 models, followed by Minimum Bayes Risk (MBR) decoding. Our HESM approach lead to a considerable summarization performance boost, and when evaluated on held-out challenge data achieved a ROUGE-L of 32.77, which was the best-performing system at the top of the shared task leaderboard.

Yassir Fathullah, Mark J. F. Gales

Deep learning is increasingly being applied in safety-critical domains. For these scenarios it is important to know the level of uncertainty in a model's prediction to ensure appropriate decisions are made by the system. Deep ensembles are the de-facto standard approach to obtaining various measures of uncertainty. However, ensembles often significantly increase the resources required in the training and/or deployment phases. Approaches have been developed that typically address the costs in one of these phases. In this work we propose a novel training approach, self-distribution distillation (S2D), which is able to efficiently train a single model that can estimate uncertainties. Furthermore it is possible to build ensembles of these models and apply hierarchical ensemble distillation approaches. Experiments on CIFAR-100 showed that S2D models outperformed standard models and Monte-Carlo dropout. Additional out-of-distribution detection experiments on LSUN, Tiny ImageNet, SVHN showed that even a standard deep ensemble can be outperformed using S2D based ensembles and novel distilled models.

Yassir Fathullah, Chunyang Wu, Egor Lakomkin et al.

In this work, we extend the instruction-tuned Llama-2 model with end-to-end general-purpose speech processing and reasoning abilities while maintaining the wide range of original LLM capabilities, without using any carefully curated paired data. The resulting end-to-end model, named AudioChatLlama, can utilize audio prompts as a replacement for text and sustain a conversation. Such a model also has extended cross-modal capabilities such as being able to perform spoken question answering (QA), speech translation, and audio summarization amongst many other closed and open-domain tasks. This is unlike prior approaches in speech, in which LLMs are extended to handle audio for a limited number of pre-designated tasks. On both synthesized and recorded speech QA test sets, evaluations show that our end-to-end approach is on par with or outperforms cascaded systems (speech recognizer + LLM) in terms of modeling the response to a prompt. Furthermore, unlike cascades, our approach can interchange text and audio modalities and intrinsically utilize prior context in a conversation to provide better results.

Yuan Shangguan, Haichuan Yang, Danni Li et al.

Automatic Speech Recognition (ASR) models need to be optimized for specific hardware before they can be deployed on devices. This can be done by tuning the model's hyperparameters or exploring variations in its architecture. Re-training and re-validating models after making these changes can be a resource-intensive task. This paper presents TODM (Train Once Deploy Many), a new approach to efficiently train many sizes of hardware-friendly on-device ASR models with comparable GPU-hours to that of a single training job. TODM leverages insights from prior work on Supernet, where Recurrent Neural Network Transducer (RNN-T) models share weights within a Supernet. It reduces layer sizes and widths of the Supernet to obtain subnetworks, making them smaller models suitable for all hardware types. We introduce a novel combination of three techniques to improve the outcomes of the TODM Supernet: adaptive dropouts, an in-place Alpha-divergence knowledge distillation, and the use of ScaledAdam optimizer. We validate our approach by comparing Supernet-trained versus individually tuned Multi-Head State Space Model (MH-SSM) RNN-T using LibriSpeech. Results demonstrate that our TODM Supernet either matches or surpasses the performance of manually tuned models by up to a relative of 3% better in word error rate (WER), while efficiently keeping the cost of training many models at a small constant.

Rao Ma, Mengjie Qian, Yassir Fathullah et al.

There has been increasing interest in building multilingual foundation models for NLP and speech research. This paper examines how to expand the speech translation capability of these models with restricted data. Whisper, a speech foundation model with strong performance on speech recognition and English translation, is used as the example model. Using speech-to-speech retrieval to analyse the audio representations generated by the encoder, we show that utterances from different languages are mapped to a shared semantic space. This shared embedding space can then be leveraged for zero-shot cross-lingual transfer in speech translation. By fine-tuning the Whisper decoder with only English-to-Chinese speech translation data, improved performance for translation to Chinese can be obtained for multiple languages, in addition to English. Furthermore, for languages related to those seen in training it is possible to perform speech translation, despite the model never seeing the language in training, or being able to perform transcription.

Adian Liusie, Yassir Fathullah, Mark J. F. Gales

Large Language Models (LLMs) have demonstrated impressive zero-shot capabilities and versatility in NLP tasks, however they sometimes fail to maintain crucial invariances for specific tasks. One example is permutation sensitivity, where LLMs' outputs may significantly vary depending on the order of the input options. While debiasing techniques can mitigate these issues, and yield better performance and reliability, they often come with a high computational cost at inference. This paper addresses this inefficiency at inference time. The aim is to distill the capabilities of a computationally intensive, debiased, teacher model into a more compact student model. We explore two variants of student models: one based on pure distillation, and the other on an error-correction approach for more complex tasks, where the student corrects a single biased decision from the teacher to achieve a debiased output. Our approach is general and can be applied to both black-box and white-box LLMs. Furthermore, we demonstrate that our compact, encoder-only student models can outperform their larger, biased teacher counterparts, achieving better results with significantly fewer parameters.

Yassir Fathullah, Mark J. F. Gales

This paper explores generalised probabilistic modelling and uncertainty estimation in comparative LLM-as-a-judge frameworks. We show that existing Product-of-Experts methods are specific cases of a broader framework, enabling diverse modelling options. Furthermore, we propose improved uncertainty estimates for individual comparisons, enabling more efficient selection and achieving strong performance with fewer evaluations. We also introduce a method for estimating overall ranking uncertainty. Finally, we demonstrate that combining absolute and comparative scoring improves performance. Experiments show that the specific expert model has a limited impact on final rankings but our proposed uncertainty estimates, especially the probability of reordering, significantly improve the efficiency of systems reducing the number of needed comparisons by ~50%. Furthermore, ranking-level uncertainty metrics can be used to identify low-performing predictions, where the nature of the probabilistic model has a notable impact on the quality of the overall uncertainty.

Adian Liusie, Vatsal Raina, Yassir Fathullah et al.

LLM-as-a-judge approaches are a practical and effective way of assessing a range of text tasks. However, when using pairwise comparisons to rank a set of candidates, the computational cost scales quadratically with the number of candidates, which has practical limitations. This paper introduces a Product of Expert (PoE) framework for efficient LLM Comparative Assessment. Here individual comparisons are considered experts that provide information on a pair's score difference. The PoE framework combines the information from these experts to yield an expression that can be maximized with respect to the underlying set of candidates, and is highly flexible where any form of expert can be assumed. When Gaussian experts are used one can derive simple closed-form solutions for the optimal candidate ranking, and expressions for selecting which comparisons should be made to maximize the probability of this ranking. Our approach enables efficient comparative assessment, where by using only a small subset of the possible comparisons, one can generate score predictions that correlate well with human judgements. We evaluate the approach on multiple NLG tasks and demonstrate that our framework can yield considerable computational savings when performing pairwise comparative assessment. With many candidate texts, using as few as 2% of comparisons the PoE solution can achieve similar performance to when all comparisons are used.

Yassir Fathullah, Mark J. F. Gales

Encoder-decoder foundation models have displayed state-of-the-art performance on a range of autoregressive sequence tasks. This paper proposes a simple and lightweight modification to such systems to control the behaviour according to a specific attribute of interest. This paper proposes a novel inference-efficient approach to modifying the behaviour of an encoder-decoder system according to a specific attribute of interest. Specifically, we show that a small proxy network can be used to find a sample-by-sample perturbation of the encoder output of a frozen foundation model to trigger the decoder to generate improved decodings. This work explores a specific realization of this framework focused on improving the COMET performance of Flan-T5 on Machine Translation and the WER of Whisper foundation models on Speech Recognition. Results display consistent improvements in performance evaluated through COMET and WER respectively. Furthermore, experiments also show that the proxies are robust to the exact nature of the data used to train them and can extend to other domains.

Yassir Fathullah, Chunyang Wu, Yuan Shangguan et al.

State space models (SSMs) have recently shown promising results on small-scale sequence and language modelling tasks, rivalling and outperforming many attention-based approaches. In this paper, we propose a multi-head state space (MH-SSM) architecture equipped with special gating mechanisms, where parallel heads are taught to learn local and global temporal dynamics on sequence data. As a drop-in replacement for multi-head attention in transformer encoders, this new model significantly outperforms the transformer transducer on the LibriSpeech speech recognition corpus. Furthermore, we augment the transformer block with MH-SSMs layers, referred to as the Stateformer, achieving state-of-the-art performance on the LibriSpeech task, with word error rates of 1.76\%/4.37\% on the development and 1.91\%/4.36\% on the test sets without using an external language model.

Yassir Fathullah, Guoxuan Xia, Mark Gales

Efficiently and reliably estimating uncertainty is an important objective in deep learning. It is especially pertinent to autoregressive sequence tasks, where training and inference costs are typically very high. However, existing research has predominantly focused on tasks with static data such as image classification. In this work, we investigate Ensemble Distribution Distillation (EDD) applied to large-scale natural language sequence-to-sequence data. EDD aims to compress the superior uncertainty performance of an expensive (teacher) ensemble into a cheaper (student) single model. Importantly, the ability to separate knowledge (epistemic) and data (aleatoric) uncertainty is retained. Existing probability-space approaches to EDD, however, are difficult to scale to large vocabularies. We show, for modern transformer architectures on large-scale translation tasks, that modelling the ensemble logits, instead of softmax probabilities, leads to significantly better students. Moreover, the students surprisingly even outperform Deep Ensembles by up to ~10% AUROC on out-of-distribution detection, whilst matching them at in-distribution translation.

Yassir Fathullah, Puria Radmard, Adian Liusie et al.

State-of-the-art sequence-to-sequence models often require autoregressive decoding, which can be highly expensive. However, for some downstream tasks such as out-of-distribution (OOD) detection and resource allocation, the actual decoding output is not needed just a scalar attribute of this sequence. In these scenarios, where for example knowing the quality of a system's output to predict poor performance prevails over knowing the output itself, is it possible to bypass the autoregressive decoding? We propose Non-Autoregressive Proxy (NAP) models that can efficiently predict general scalar-valued sequence-level attributes. Importantly, NAPs predict these metrics directly from the encodings, avoiding the expensive autoregressive decoding stage. We consider two sequence-to-sequence task: Machine Translation (MT); and Automatic Speech Recognition (ASR). In OOD for MT, NAPs outperform a deep ensemble while being significantly faster. NAPs are also shown to be able to predict performance metrics such as BERTScore (MT) or word error rate (ASR). For downstream tasks, such as data filtering and resource optimization, NAPs generate performance predictions that outperform predictive uncertainty while being highly inference efficient.

Yassir Fathullah, Mark Gales, Andrey Malinin

Ensemble approaches are commonly used techniques to improving a system by combining multiple model predictions. Additionally these schemes allow the uncertainty, as well as the source of the uncertainty, to be derived for the prediction. Unfortunately these benefits come at a computational and memory cost. To address this problem ensemble distillation (EnD) and more recently ensemble distribution distillation (EnDD) have been proposed that compress the ensemble into a single model, representing either the ensemble average prediction or prediction distribution respectively. This paper examines the application of both these distillation approaches to a sequence prediction task, grammatical error correction (GEC). This is an important application area for language learning tasks as it can yield highly useful feedback to the learner. It is, however, more challenging than the standard tasks investigated for distillation as the prediction of any grammatical correction to a word will be highly dependent on both the input sequence and the generated output history for the word. The performance of both EnD and EnDD are evaluated on both publicly available GEC tasks as well as a spoken language task.

Yassir Fathullah, Chao Zhang, Philip C. Woodland

Speaker diarisation systems nowadays use embeddings generated from speech segments in a bottleneck layer, which are needed to be discriminative for unseen speakers. It is well-known that large-margin training can improve the generalisation ability to unseen data, and its use in such open-set problems has been widespread. Therefore, this paper introduces a general approach to the large-margin softmax loss without any approximations to improve the quality of speaker embeddings for diarisation. Furthermore, a novel and simple way to stabilise training, when large-margin softmax is used, is proposed. Finally, to combat the effect of overlapping speech, different training margins are used to reduce the negative effect overlapping speech has on creating discriminative embeddings. Experiments on the AMI meeting corpus show that the use of large-margin softmax significantly improves the speaker error rate (SER). By using all hyper parameters of the loss in a unified way, further improvements were achieved which reached a relative SER reduction of 24.6% over the baseline. However, by training overlapping and single speaker speech samples with different margins, the best result was achieved, giving overall a 29.5% SER reduction relative to the baseline.