3.6CLApr 7
A Multi-Stage Validation Framework for Trustworthy Large-scale Clinical Information Extraction using Large Language ModelsMaria Mahbub, Gregory M. Dams, Josh Arnold et al.
Large language models (LLMs) show promise for extracting clinically meaningful information from unstructured health records, yet their translation into real-world settings is constrained by the lack of scalable and trustworthy validation approaches. Conventional evaluation methods rely heavily on annotation-intensive reference standards or incomplete structured data, limiting feasibility at population scale. We propose a multi-stage validation framework for LLM-based clinical information extraction that enables rigorous assessment under weak supervision. The framework integrates prompt calibration, rule-based plausibility filtering, semantic grounding assessment, targeted confirmatory evaluation using an independent higher-capacity judge LLM, selective expert review, and external predictive validity analysis to quantify uncertainty and characterize error modes without exhaustive manual annotation. We applied this framework to extraction of substance use disorder (SUD) diagnoses across 11 substance categories from 919,783 clinical notes. Rule-based filtering and semantic grounding removed 14.59% of LLM-positive extractions that were unsupported, irrelevant, or structurally implausible. For high-uncertainty cases, the judge LLM's assessments showed substantial agreement with subject matter expert review (Gwet's AC1=0.80). Using judge-evaluated outputs as references, the primary LLM achieved an F1 score of 0.80 under relaxed matching criteria. LLM-extracted SUD diagnoses also predicted subsequent engagement in SUD specialty care more accurately than structured-data baselines (AUC=0.80). These findings demonstrate that scalable, trustworthy deployment of LLM-based clinical information extraction is feasible without annotation-intensive evaluation.
4.2CLMar 18, 2024Code
Leveraging Large Language Models to Extract Information on Substance Use Disorder Severity from Clinical Notes: A Zero-shot Learning ApproachMaria Mahbub, Gregory M. Dams, Sudarshan Srinivasan et al.
Substance use disorder (SUD) poses a major concern due to its detrimental effects on health and society. SUD identification and treatment depend on a variety of factors such as severity, co-determinants (e.g., withdrawal symptoms), and social determinants of health. Existing diagnostic coding systems used by American insurance providers, like the International Classification of Diseases (ICD-10), lack granularity for certain diagnoses, but clinicians will add this granularity (as that found within the Diagnostic and Statistical Manual of Mental Disorders classification or DSM-5) as supplemental unstructured text in clinical notes. Traditional natural language processing (NLP) methods face limitations in accurately parsing such diverse clinical language. Large Language Models (LLMs) offer promise in overcoming these challenges by adapting to diverse language patterns. This study investigates the application of LLMs for extracting severity-related information for various SUD diagnoses from clinical notes. We propose a workflow employing zero-shot learning of LLMs with carefully crafted prompts and post-processing techniques. Through experimentation with Flan-T5, an open-source LLM, we demonstrate its superior recall compared to the rule-based approach. Focusing on 11 categories of SUD diagnoses, we show the effectiveness of LLMs in extracting severity information, contributing to improved risk assessment and treatment planning for SUD patients.
1.2CYDec 3, 2024
Investigating the importance of county-level characteristics in opioid-related mortality across the United StatesAndrew Deas, Adam Spannaus, Dakotah D. Maguire et al.
The opioid crisis remains a critical public health challenge in the United States. Despite national efforts which reduced opioid prescribing rates by nearly 45\% between 2011 and 2021, opioid-related overdose deaths more than tripled during the same period. This alarming trend reflects a major shift in the crisis, with illegal opioids now driving the majority of overdose deaths instead of prescription opioids. Although much attention has been given to supply-side factors fueling this transition, the underlying structural conditions that perpetuate and exacerbate opioid misuse remain less understood. Moreover, the COVID-19 pandemic intensified the opioid crisis through widespread social isolation and record-high unemployment; consequently, understanding the underlying drivers of this epidemic has become even more crucial in recent years. To address this need, our study examines the correlation between opioid-related mortality and thirteen county-level characteristics related to population traits, economic stability, and infrastructure. Leveraging a nationwide county-level dataset spanning consecutive years from 2010 to 2022, this study integrates empirical insights from exploratory data analysis with feature importance metrics derived from machine learning models. Our findings highlight critical regional characteristics strongly correlated with opioid-related mortality, emphasizing their potential roles in worsening the epidemic when their levels are high and mitigating it when their levels are low.