Zhanglin Shangguan

Chang Su, Ming Li, Zhanglin Shangguan et al.

Coordinated operation of alkaline water electrolysis (AWE) systems with multiple electrolyzers under fluctuating renewable power input is challenging due to varying power availability and dynamic safety constraints. Moreover, the conventional separation between optimization and control may result in inconsistent decisions across timescales. To address these issues, this paper proposes a two-layer coordinated operation method integrating feedback optimization (FO) with a projection-based safety layer. The FO layer generates real-time reference inputs to improve renewable energy utilization, while the safety layer corrects these inputs to ensure compliance with operational and safety constraints. To explicitly address the safety constraints arising from the inertial dynamics of AWE systems, discrete-time control barrier function theory is incorporated into the safety layer, thereby enhancing safety assurance and online computational tractability. Theoretical analysis establishes the feasibility and effectiveness of the proposed method. Case studies based on annual wind generation data show that the proposed method achieves high energy utilization, maintains safe operation, and demonstrates online applicability, scalability, and robustness.

Zhanglin Shangguan, Wei Xiao, Qi Li et al.

Optimal stabilization of safety-critical nonlinear systems requires balancing long-term performance and strict safety constraints. Existing quadratic-programming-based control barrier function (CBF) safety filters are point-wise and may exhibit myopic behavior and local trapping when the safeguarding action conflicts with the nominal optimal control. This paper develops a safety-aware infinite-horizon optimal control framework by embedding a barrier-Lyapunov function (BLF)-based safeguarding action into the system dynamics and introducing a barrier-regulating auxiliary variable, thereby reformulating the original constrained problem as an unconstrained one on an extended state space. To mitigate local trapping, we introduce an adaptive alignment-conditioned tangential excitation orthogonal to the safety direction, with activation adaptively modulated by the degree of directional alignment between the nominal and safeguarding controllers, and incorporate it as an admissible $\mathcal{L}2$ disturbance in an $H\infty$ formulation. For high-relative-degree systems under disturbances, we further augment the recursive high-order safe-set construction with barrier compensation terms to obtain a high-order BLF and formulate an adversarial disturbance attenuation problem, which is approximately solved via safe-exploration-enhanced online critic learning. Simulations demonstrate reduced local trapping, improved safety--performance trade-offs, and safe operation under disturbances.