Michael Saxon

Liangming Pan, Michael Saxon, Wenda Xu et al. · pku

Large language models (LLMs) have demonstrated remarkable performance across a wide array of NLP tasks. However, their efficacy is undermined by undesired and inconsistent behaviors, including hallucination, unfaithful reasoning, and toxic content. A promising approach to rectify these flaws is self-correction, where the LLM itself is prompted or guided to fix problems in its own output. Techniques leveraging automated feedback -- either produced by the LLM itself or some external system -- are of particular interest as they are a promising way to make LLM-based solutions more practical and deployable with minimal human feedback. This paper presents a comprehensive review of this emerging class of techniques. We analyze and taxonomize a wide array of recent work utilizing these strategies, including training-time, generation-time, and post-hoc correction. We also summarize the major applications of this strategy and conclude by discussing future directions and challenges.

Wenda Xu, Yilin Tuan, Yujie Lu et al. · cmu

Is it possible to build a general and automatic natural language generation (NLG) evaluation metric? Existing learned metrics either perform unsatisfactorily or are restricted to tasks where large human rating data is already available. We introduce SESCORE, a model-based metric that is highly correlated with human judgements without requiring human annotation, by utilizing a novel, iterative error synthesis and severity scoring pipeline. This pipeline applies a series of plausible errors to raw text and assigns severity labels by simulating human judgements with entailment. We evaluate SESCORE against existing metrics by comparing how their scores correlate with human ratings. SESCORE outperforms all prior unsupervised metrics on multiple diverse NLG tasks including machine translation, image captioning, and WebNLG text generation. For WMT 20/21 En-De and Zh-En, SESCORE improve the average Kendall correlation with human judgement from 0.154 to 0.195. SESCORE even achieves comparable performance to the best supervised metric COMET, despite receiving no human-annotated training data.

Xinyi Wang, Wanrong Zhu, Michael Saxon et al.

In recent years, pre-trained large language models (LLMs) have demonstrated remarkable efficiency in achieving an inference-time few-shot learning capability known as in-context learning. However, existing literature has highlighted the sensitivity of this capability to the selection of few-shot demonstrations. Current understandings of the underlying mechanisms by which this capability arises from regular language model pretraining objectives remain disconnected from the real-world LLMs. This study aims to examine the in-context learning phenomenon through a Bayesian lens, viewing real-world LLMs as latent variable models. On this premise, we propose an algorithm to select optimal demonstrations from a set of annotated data with a small LM, and then directly generalize the selected demonstrations to larger LMs. We demonstrate significant improvement over baselines, averaged over eight GPT models on eight real-world text classification datasets. We also demonstrate the real-world usefulness of our algorithm on GSM8K, a math word problem dataset. Our empirical findings support our hypothesis that LLMs implicitly infer a latent variable containing task information.

Qiucheng Wu, Handong Zhao, Michael Saxon et al.

Vision language models (VLMs) are an exciting emerging class of language models (LMs) that have merged classic LM capabilities with those of image processing systems. However, the ways that these capabilities combine are not always intuitive and warrant direct investigation. One understudied capability in VLMs is visual spatial planning -- the ability to comprehend the spatial arrangements of objects and devise action plans to achieve desired outcomes in visual scenes. In our study, we introduce VSP, a benchmark that 1) evaluates the spatial planning capability in these models in general, and 2) breaks down the visual planning task into finer-grained sub-tasks, including perception and reasoning, and measure the LMs capabilities in these sub-tasks. Our evaluation shows that both open-source and private VLMs fail to generate effective plans for even simple spatial planning tasks. Evaluations on the fine-grained analytical tasks further reveal fundamental deficiencies in the models' visual perception and bottlenecks in reasoning abilities, explaining their worse performance in the general spatial planning tasks. Our work illuminates future directions for improving VLMs' abilities in spatial planning. Our benchmark is publicly available at https://github.com/UCSB-NLP-Chang/Visual-Spatial-Planning.

Xinyi Wang, Michael Saxon, Jiachen Li et al.

While machine learning models rapidly advance the state-of-the-art on various real-world tasks, out-of-domain (OOD) generalization remains a challenging problem given the vulnerability of these models to spurious correlations. We propose a balanced mini-batch sampling strategy to transform a biased data distribution into a spurious-free balanced distribution, based on the invariance of the underlying causal mechanisms for the data generation process. We argue that the Bayes optimal classifiers trained on such balanced distribution are minimax optimal across a diverse enough environment space. We also provide an identifiability guarantee of the latent variable model of the proposed data generation process, when utilizing enough train environments. Experiments are conducted on DomainBed, demonstrating empirically that our method obtains the best performance across 20 baselines reported on the benchmark.

Matthew Ho, Aditya Sharma, Justin Chang et al.

As large language models (LLMs) grow larger and more sophisticated, assessing their "reasoning" capabilities in natural language grows more challenging. Recent question answering (QA) benchmarks that attempt to assess reasoning are often limited by a narrow scope of covered situations and subject matters. We introduce WikiWhy, a QA dataset built around a novel auxiliary task: explaining why an answer is true in natural language. WikiWhy contains over 9,000 "why" question-answer-rationale triples, grounded on Wikipedia facts across a diverse set of topics. Each rationale is a set of supporting statements connecting the question to the answer. WikiWhy serves as a benchmark for the reasoning capabilities of LLMs because it demands rigorous explicit rationales for each answer to demonstrate the acquisition of implicit commonsense knowledge, which is unlikely to be easily memorized. GPT-3 baselines achieve only 38.7% human-evaluated correctness in the end-to-end answer & explain condition, leaving significant room for future improvements.

Alex Mei, Michael Saxon, Shiyu Chang et al.

Despite widespread calls for transparent artificial intelligence systems, the term is too overburdened with disparate meanings to express precise policy aims or to orient concrete lines of research. Consequently, stakeholders often talk past each other, with policymakers expressing vague demands and practitioners devising solutions that may not address the underlying concerns. Part of why this happens is that a clear ideal of AI transparency goes unsaid in this body of work. We explicitly name such a north star -- transparency that is user-centered, user-appropriate, and honest. We conduct a broad literature survey, identifying many clusters of similar conceptions of transparency, tying each back to our north star with analysis of how it furthers or hinders our ideal AI transparency goals. We conclude with a discussion on common threads across all the clusters, to provide clearer common language whereby policymakers, stakeholders, and practitioners can communicate concrete demands and deliver appropriate solutions. We hope for future work on AI transparency that further advances confident, user-beneficial goals and provides clarity to regulators and developers alike.

Michael Saxon, William Yang Wang

We propose "Conceptual Coverage Across Languages" (CoCo-CroLa), a technique for benchmarking the degree to which any generative text-to-image system provides multilingual parity to its training language in terms of tangible nouns. For each model we can assess "conceptual coverage" of a given target language relative to a source language by comparing the population of images generated for a series of tangible nouns in the source language to the population of images generated for each noun under translation in the target language. This technique allows us to estimate how well-suited a model is to a target language as well as identify model-specific weaknesses, spurious correlations, and biases without a-priori assumptions. We demonstrate how it can be used to benchmark T2I models in terms of multilinguality, and how despite its simplicity it is a good proxy for impressive generalization.

Yi-Lin Tuan, Alon Albalak, Wenda Xu et al.

Despite their widespread adoption, neural conversation models have yet to exhibit natural chat capabilities with humans. In this research, we examine user utterances as causes and generated responses as effects, recognizing that changes in a cause should produce a different effect. To further explore this concept, we have compiled and expanded upon a new dataset called CausalDialogue through crowd-sourcing. This dataset includes multiple cause-effect pairs within a directed acyclic graph (DAG) structure. Our analysis reveals that traditional loss functions struggle to effectively incorporate the DAG structure, leading us to propose a causality-enhanced method called Exponential Maximum Average Treatment Effect (ExMATE) to enhance the impact of causality at the utterance level in training neural conversation models. To evaluate the needs of considering causality in dialogue generation, we built a comprehensive benchmark on CausalDialogue dataset using different models, inference, and training methods. Through experiments, we find that a causality-inspired loss like ExMATE can improve the diversity and agility of conventional loss function and there is still room for improvement to reach human-level quality on this new dataset.

Eshaan Tanwar, Anwoy Chatterjee, Michael Saxon et al.

Most multilingual question-answering benchmarks, while covering a diverse pool of languages, do not factor in regional diversity in the information they capture and tend to be Western-centric. This introduces a significant gap in fairly evaluating multilingual models' comprehension of factual information from diverse geographical locations. To address this, we introduce XNationQA for investigating the cultural literacy of multilingual LLMs. XNationQA encompasses a total of 49,280 questions on the geography, culture, and history of nine countries, presented in seven languages. We benchmark eight standard multilingual LLMs on XNationQA and evaluate them using two novel transference metrics. Our analyses uncover a considerable discrepancy in the models' accessibility to culturally specific facts across languages. Notably, we often find that a model demonstrates greater knowledge of cultural information in English than in the dominant language of the respective culture. The models exhibit better performance in Western languages, although this does not necessarily translate to being more literate for Western countries, which is counterintuitive. Furthermore, we observe that models have a very limited ability to transfer knowledge across languages, particularly evident in open-source models.

Michael Saxon, Ari Holtzman, Peter West et al.

Modern language models (LMs) pose a new challenge in capability assessment. Static benchmarks inevitably saturate without providing confidence in the deployment tolerances of LM-based systems, but developers nonetheless claim that their models have generalized traits such as reasoning or open-domain language understanding based on these flawed metrics. The science and practice of LMs requires a new approach to benchmarking which measures specific capabilities with dynamic assessments. To be confident in our metrics, we need a new discipline of model metrology -- one which focuses on how to generate benchmarks that predict performance under deployment. Motivated by our evaluation criteria, we outline how building a community of model metrology practitioners -- one focused on building tools and studying how to measure system capabilities -- is the best way to meet these needs to and add clarity to the AI discussion.

Isabelle Lee, Emmy Liu, Cathy Jiao et al.

Current machine learning models are evaluated through behavioral snapshots, with benchmark accuracies, win rates and outcome-based metrics. Model explanations and evaluations, however, are fundamentally intertwined: understanding why a model produces a behavior can be as important as measuring what it produces. If we trusted interpretability, we argue that it can serve not merely as diagnostics but as a richer and more principled form of model evaluation beyond surface-level performance metrics. We explore three ways interpretability can function evaluatively: (1) fixing problems by identifying the root causes of unwanted behavior, (2) detecting subtly faulty mechanisms that invalidate model outputs, and (3) predicting potential issues before they arise by fully understanding the model's weaknesses. To fulfill its evaluative potential, we argue that interpretability methods must generate claims that are falsifiable, reproducible, and predictive -- that is, interpretability must meet scientific standards.

Yongxu Sun, Michael Saxon, Ian Yang et al.

Text-to-Video (T2V) generators such as Sora raise concerns about whether generated content reflects societal bias. We extend embedding-association tests from words and images to video by introducing the Video Embedding Association Test (VEAT) and Single-Category VEAT (SC-VEAT). We validate these methods by reproducing the direction and magnitude of associations from widely used baselines, including Implicit Association Test (IAT) scenarios and OASIS image categories. We then quantify race (African American vs. European American) and gender (women vs. men) associations with valence (pleasant vs. unpleasant) across 17 occupations and 7 awards. Sora videos associate European Americans and women more with pleasantness (both d>0.8). Effect sizes correlate with real-world demographic distributions: percent men and White in occupations (r=0.93, r=0.83) and percent male and non-Black among award recipients (r=0.88, r=0.99). Applying explicit debiasing prompts generally reduces effect-size magnitudes, but can backfire: two Black-associated occupations (janitor, postal service) become more Black-associated after debiasing. Together, these results reveal that easily accessible T2V generators can actually amplify representational harms if not rigorously evaluated and responsibly deployed.

Xiao Pu, Michael Saxon, Wenyue Hua et al.

Reasoning models have demonstrated impressive performance on difficult tasks that traditional language models struggle at. However, many are plagued with the problem of overthinking--generating large amounts of unnecessary tokens which don't improve accuracy on a question. We introduce approximate measures of problem-level difficulty and demonstrate that a clear relationship between problem difficulty and optimal token spend exists, and evaluate how well calibrated a variety of reasoning models are in terms of efficiently allocating the optimal token count. We find that in general, reasoning models are poorly calibrated, particularly on easy problems. To evaluate calibration on easy questions we introduce DUMB500, a dataset of extremely easy math, reasoning, code, and task problems, and jointly evaluate reasoning model on these simple examples and extremely difficult examples from existing frontier benchmarks on the same task domain. Finally, we introduce THOUGHTTERMINATOR, a training-free black box decoding technique that significantly improves reasoning model calibration.

Deepak Nathani, Cheng Zhang, Chang Huan et al.

Proactive agents that anticipate user needs and autonomously execute tasks hold great promise as digital assistants, yet the lack of realistic user simulation frameworks hinders their development. Existing approaches model apps as flat tool-calling APIs, failing to capture the stateful and sequential nature of user interaction in digital environments and making realistic user simulation infeasible. We introduce Proactive Agent Research Environment (Pare), a framework for building and evaluating proactive agents in digital environments. Pare models applications as finite state machines with stateful navigation and state-dependent action space for the user simulator, enabling active user simulation. Building on this foundation, we present Pare-Bench, a benchmark of 143 diverse tasks spanning communication, productivity, scheduling, and lifestyle apps, designed to test context observation, goal inference, intervention timing, and multi-app orchestration.

Michael Saxon, Fatima Jahara, Mahsa Khoshnoodi et al.

With advances in the quality of text-to-image (T2I) models has come interest in benchmarking their prompt faithfulness -- the semantic coherence of generated images to the prompts they were conditioned on. A variety of T2I faithfulness metrics have been proposed, leveraging advances in cross-modal embeddings and vision-language models (VLMs). However, these metrics are not rigorously compared and benchmarked, instead presented with correlation to human Likert scores over a set of easy-to-discriminate images against seemingly weak baselines. We introduce T2IScoreScore, a curated set of semantic error graphs containing a prompt and a set of increasingly erroneous images. These allow us to rigorously judge whether a given prompt faithfulness metric can correctly order images with respect to their objective error count and significantly discriminate between different error nodes, using meta-metric scores derived from established statistical tests. Surprisingly, we find that the state-of-the-art VLM-based metrics (e.g., TIFA, DSG, LLMScore, VIEScore) we tested fail to significantly outperform simple (and supposedly worse) feature-based metrics like CLIPScore, particularly on a hard subset of naturally-occurring T2I model errors. TS2 will enable the development of better T2I prompt faithfulness metrics through more rigorous comparison of their conformity to expected orderings and separations under objective criteria.

Michael Saxon, Yiran Luo, Sharon Levy et al.

Benchmarks of the multilingual capabilities of text-to-image (T2I) models compare generated images prompted in a test language to an expected image distribution over a concept set. One such benchmark, "Conceptual Coverage Across Languages" (CoCo-CroLa), assesses the tangible noun inventory of T2I models by prompting them to generate pictures from a concept list translated to seven languages and comparing the output image populations. Unfortunately, we find that this benchmark contains translation errors of varying severity in Spanish, Japanese, and Chinese. We provide corrections for these errors and analyze how impactful they are on the utility and validity of CoCo-CroLa as a benchmark. We reassess multiple baseline T2I models with the revisions, compare the outputs elicited under the new translations to those conditioned on the old, and show that a correction's impactfulness on the image-domain benchmark results can be predicted in the text domain with similarity scores. Our findings will guide the future development of T2I multilinguality metrics by providing analytical tools for practical translation decisions.

Hyundong Cho, Spencer Lin, Tejas Srinivasan et al.

Nonverbal communication (NVC) plays an integral role in human language, but studying NVC in general is challenging because of its broad scope and high variance in interpretation among individuals and cultures. However, mime -- the theatrical technique of suggesting intent using only gesture, expression, and movement -- is a subset of NVC that consists of explicit and embodied actions with much lower human interpretation variance. We argue that a solid understanding of mimed actions is a crucial prerequisite for vision-language models capable of interpreting and commanding more subtle aspects of NVC. Hence, we propose Mime Identification Multimodal Evaluation (MIME), a novel video-based question answering benchmark comprising of 86 mimed actions. Constructed with motion capture data, MIME consists of variations of each action with perturbations applied to the character, background, and viewpoint for evaluating recognition robustness. We find that both open-weight and API-based vision-language models perform significantly worse than humans on MIME, motivating the need for increased research for instilling more robust understanding of human gestures.

Juhyun Oh, Inha Cha, Michael Saxon et al. · cmu

The prevailing ``trivia-centered paradigm'' for evaluating the cultural alignment of large language models (LLMs) is increasingly inadequate as these models become more advanced and widely deployed. Existing approaches typically reduce culture to static facts or values, testing models via multiple-choice or short-answer questions that treat culture as isolated trivia. Such methods neglect the pluralistic and interactive realities of culture, and overlook how cultural assumptions permeate even ostensibly ``neutral'' evaluation settings. In this position paper, we argue for \textbf{intentionally cultural evaluation}: an approach that systematically examines the cultural assumptions embedded in all aspects of evaluation, not just in explicitly cultural tasks. We systematically characterize the what, how, and circumstances by which culturally contingent considerations arise in evaluation, and emphasize the importance of researcher positionality for fostering inclusive, culturally aligned NLP research. Finally, we discuss implications and future directions for moving beyond current benchmarking practices, discovering important applications that we don't know exist, and involving communities in evaluation design through HCI-inspired participatory methodologies.

Arnav Yayavaram, Siddharth Yayavaram, Simran Khanuja et al.

As text-to-image models become increasingly prevalent, ensuring their equitable performance across diverse cultural contexts is critical. Efforts to mitigate cross-cultural biases have been hampered by trade-offs, including a loss in performance, factual inaccuracies, or offensive outputs. Despite widespread recognition of these challenges, an inability to reliably measure these biases has stalled progress. To address this gap, we introduce CAIRe, an evaluation metric that assesses the degree of cultural relevance of an image, given a user-defined set of labels. Our framework grounds entities and concepts in the image to a knowledge base and uses factual information to give independent graded judgments for each culture label. On a manually curated dataset of culturally salient but rare items built using language models, CAIRe surpasses all baselines by 22% F1 points. Additionally, we construct two datasets for culturally universal concepts, one comprising T2I-generated outputs and another retrieved from naturally occurring data. CAIRe achieves Pearson's correlations of 0.56 and 0.66 with human ratings on these sets, based on a 5-point Likert scale of cultural relevance. This demonstrates its strong alignment with human judgment across diverse image sources.

Aditya Sharma, Michael Saxon, William Yang Wang

We present LoCoVQA, a dynamic benchmark generator for evaluating long-context extractive reasoning in vision language models (VLMs). LoCoVQA augments test examples for mathematical reasoning, VQA, and character recognition tasks with increasingly long visual contexts composed of both in-distribution and out-of-distribution distractor images. Across these tasks, a diverse set of VLMs rapidly lose performance as the visual context length grows, often exhibiting a striking logarithmic decay trend. This test assesses how well VLMs can ignore irrelevant information when answering queries -- a task that is quite easy for language models (LMs) in the text domain -- demonstrating that current state-of-the-art VLMs lack this essential capability for many long-context applications.

Weixi Feng, Jiachen Li, Michael Saxon et al.

Video generation has many unique challenges beyond those of image generation. The temporal dimension introduces extensive possible variations across frames, over which consistency and continuity may be violated. In this study, we move beyond evaluating simple actions and argue that generated videos should incorporate the emergence of new concepts and their relation transitions like in real-world videos as time progresses. To assess the Temporal Compositionality of video generation models, we propose TC-Bench, a benchmark of meticulously crafted text prompts, corresponding ground truth videos, and robust evaluation metrics. The prompts articulate the initial and final states of scenes, effectively reducing ambiguities for frame development and simplifying the assessment of transition completion. In addition, by collecting aligned real-world videos corresponding to the prompts, we expand TC-Bench's applicability from text-conditional models to image-conditional ones that can perform generative frame interpolation. We also develop new metrics to measure the completeness of component transitions in generated videos, which demonstrate significantly higher correlations with human judgments than existing metrics. Our comprehensive experimental results reveal that most video generators achieve less than 20% of the compositional changes, highlighting enormous space for future improvement. Our analysis indicates that current video generation models struggle to interpret descriptions of compositional changes and synthesize various components across different time steps.

Vaishnavi Himakunthala, Andy Ouyang, Daniel Rose et al.

Despite exciting recent results showing vision-language systems' capacity to reason about images using natural language, their capacity for video reasoning remains under-explored. We motivate framing video reasoning as the sequential understanding of a small number of keyframes, thereby leveraging the power and robustness of vision-language while alleviating the computational complexities of processing videos. To evaluate this novel application, we introduce VIP, an inference-time challenge dataset designed to explore models' reasoning capabilities through video chain-of-thought. Inspired by visually descriptive scene plays, we propose two formats for keyframe description: unstructured dense captions and structured scene descriptions that identify the focus, action, mood, objects, and setting (FAMOuS) of the keyframe. To evaluate video reasoning, we propose two tasks: Video Infilling and Video Prediction, which test abilities to generate multiple intermediate keyframes and predict future keyframes, respectively. We benchmark GPT-4, GPT-3, and VICUNA on VIP, demonstrate the performance gap in these complex video reasoning tasks, and encourage future work to prioritize language models for efficient and generalized video reasoning.

Daniel Rose, Vaishnavi Himakunthala, Andy Ouyang et al.

Recent advances in large language models elicit reasoning in a chain-of-thought that allows models to decompose problems in a human-like fashion. Though this paradigm improves multi-step reasoning ability in language models, it is limited by being unimodal and applied mainly to question-answering tasks. We claim that incorporating visual augmentation into reasoning is essential, especially for complex, imaginative tasks. Consequently, we introduce VCoT, a novel method that leverages chain-of-thought prompting with vision-language grounding to recursively bridge the logical gaps within sequential data. Our method uses visual guidance to generate synthetic multimodal infillings that add consistent and novel information to reduce the logical gaps for downstream tasks that can benefit from temporal reasoning, as well as provide interpretability into models' multi-step reasoning. We apply VCoT to the Visual Storytelling and WikiHow summarization datasets and demonstrate through human evaluation that VCoT offers novel and consistent synthetic data augmentation beating chain-of-thought baselines, which can be used to enhance downstream performance.

Michael Saxon, Xinyi Wang, Wenda Xu et al.

Building natural language inference (NLI) benchmarks that are both challenging for modern techniques, and free from shortcut biases is difficult. Chief among these biases is "single sentence label leakage," where annotator-introduced spurious correlations yield datasets where the logical relation between (premise, hypothesis) pairs can be accurately predicted from only a single sentence, something that should in principle be impossible. We demonstrate that despite efforts to reduce this leakage, it persists in modern datasets that have been introduced since its 2018 discovery. To enable future amelioration efforts, introduce a novel model-driven technique, the progressive evaluation of cluster outliers (PECO) which enables both the objective measurement of leakage, and the automated detection of subpopulations in the data which maximally exhibit it.

Wenda Xu, Michael Saxon, Misha Sra et al.

Expert-layman text style transfer technologies have the potential to improve communication between members of scientific communities and the general public. High-quality information produced by experts is often filled with difficult jargon laypeople struggle to understand. This is a particularly notable issue in the medical domain, where layman are often confused by medical text online. At present, two bottlenecks interfere with the goal of building high-quality medical expert-layman style transfer systems: a dearth of pretrained medical-domain language models spanning both expert and layman terminologies and a lack of parallel corpora for training the transfer task itself. To mitigate the first issue, we propose a novel language model (LM) pretraining task, Knowledge Base Assimilation, to synthesize pretraining data from the edges of a graph of expert- and layman-style medical terminology terms into an LM during self-supervised learning. To mitigate the second issue, we build a large-scale parallel corpus in the medical expert-layman domain using a margin-based criterion. Our experiments show that transformer-based models pretrained on knowledge base assimilation and other well-established pretraining tasks fine-tuning on our new parallel corpus leads to considerable improvement against expert-layman transfer benchmarks, gaining an average relative improvement of our human evaluation, the Overall Success Rate (OSR), by 106%. We release our code and parallel corpus for future research.

Michael Saxon, Samridhi Choudhary, Joseph P. McKenna et al.

End-to-end (E2E) spoken language understanding (SLU) systems predict utterance semantics directly from speech using a single model. Previous work in this area has focused on targeted tasks in fixed domains, where the output semantic structure is assumed a priori and the input speech is of limited complexity. In this work we present our approach to developing an E2E model for generalized SLU in commercial voice assistants (VAs). We propose a fully differentiable, transformer-based, hierarchical system that can be pretrained at both the ASR and NLU levels. This is then fine-tuned on both transcription and semantic classification losses to handle a diverse set of intent and argument combinations. This leads to an SLU system that achieves significant improvements over baselines on a complex internal generalized VA dataset with a 43% improvement in accuracy, while still meeting the 99% accuracy benchmark on the popular Fluent Speech Commands dataset. We further evaluate our model on a hard test set, exclusively containing slot arguments unseen in training, and demonstrate a nearly 20% improvement, showing the efficacy of our approach in truly demanding VA scenarios.

Xinyi Wang, Wenhu Chen, Michael Saxon et al.

Although deep learning models have driven state-of-the-art performance on a wide array of tasks, they are prone to spurious correlations that should not be learned as predictive clues. To mitigate this problem, we propose a causality-based training framework to reduce the spurious correlations caused by observed confounders. We give theoretical analysis on the underlying general Structural Causal Model (SCM) and propose to perform Maximum Likelihood Estimation (MLE) on the interventional distribution instead of the observational distribution, namely Counterfactual Maximum Likelihood Estimation (CMLE). As the interventional distribution, in general, is hidden from the observational data, we then derive two different upper bounds of the expected negative log-likelihood and propose two general algorithms, Implicit CMLE and Explicit CMLE, for causal predictions of deep learning models using observational data. We conduct experiments on both simulated data and two real-world tasks: Natural Language Inference (NLI) and Image Captioning. The results show that CMLE methods outperform the regular MLE method in terms of out-of-domain generalization performance and reducing spurious correlations, while maintaining comparable performance on the regular evaluations.

Michael Saxon, Sharon Levy, Xinyi Wang et al.

Broader disclosive transparency$-$truth and clarity in communication regarding the function of AI systems$-$is widely considered desirable. Unfortunately, it is a nebulous concept, difficult to both define and quantify. This is problematic, as previous work has demonstrated possible trade-offs and negative consequences to disclosive transparency, such as a confusion effect, where "too much information" clouds a reader's understanding of what a system description means. Disclosive transparency's subjective nature has rendered deep study into these problems and their remedies difficult. To improve this state of affairs, We introduce neural language model-based probabilistic metrics to directly model disclosive transparency, and demonstrate that they correlate with user and expert opinions of system transparency, making them a valid objective proxy. Finally, we demonstrate the use of these metrics in a pilot study quantifying the relationships between transparency, confusion, and user perceptions in a corpus of real NLP system descriptions.

Sharon Levy, Michael Saxon, William Yang Wang

The adoption of natural language generation (NLG) models can leave individuals vulnerable to the generation of harmful information memorized by the models, such as conspiracy theories. While previous studies examine conspiracy theories in the context of social media, they have not evaluated their presence in the new space of generative language models. In this work, we investigate the capability of language models to generate conspiracy theory text. Specifically, we aim to answer: can we test pretrained generative language models for the memorization and elicitation of conspiracy theories without access to the model's training data? We highlight the difficulties of this task and discuss it in the context of memorization, generalization, and hallucination. Utilizing a new dataset consisting of conspiracy theory topics and machine-generated conspiracy theories helps us discover that many conspiracy theories are deeply rooted in the pretrained language models. Our experiments demonstrate a relationship between model parameters such as size and temperature and their propensity to generate conspiracy theory text. These results indicate the need for a more thorough review of NLG applications before release and an in-depth discussion of the drawbacks of memorization in generative language models.

Joseph P. McKenna, Samridhi Choudhary, Michael Saxon et al.

End-to-end spoken language understanding (SLU) models are a class of model architectures that predict semantics directly from speech. Because of their input and output types, we refer to them as speech-to-interpretation (STI) models. Previous works have successfully applied STI models to targeted use cases, such as recognizing home automation commands, however no study has yet addressed how these models generalize to broader use cases. In this work, we analyze the relationship between the performance of STI models and the difficulty of the use case to which they are applied. We introduce empirical measures of dataset semantic complexity to quantify the difficulty of the SLU tasks. We show that near-perfect performance metrics for STI models reported in the literature were obtained with datasets that have low semantic complexity values. We perform experiments where we vary the semantic complexity of a large, proprietary dataset and show that STI model performance correlates with our semantic complexity measures, such that performance increases as complexity values decrease. Our results show that it is important to contextualize an STI model's performance with the complexity values of its training dataset to reveal the scope of its applicability.

Michael Saxon, Ayush Tripathi, Yishan Jiao et al.

Hypernasality is a common characteristic symptom across many motor-speech disorders. For voiced sounds, hypernasality introduces an additional resonance in the lower frequencies and, for unvoiced sounds, there is reduced articulatory precision due to air escaping through the nasal cavity. However, the acoustic manifestation of these symptoms is highly variable, making hypernasality estimation very challenging, both for human specialists and automated systems. Previous work in this area relies on either engineered features based on statistical signal processing or machine learning models trained on clinical ratings. Engineered features often fail to capture the complex acoustic patterns associated with hypernasality, whereas metrics based on machine learning are prone to overfitting to the small disease-specific speech datasets on which they are trained. Here we propose a new set of acoustic features that capture these complementary dimensions. The features are based on two acoustic models trained on a large corpus of healthy speech. The first acoustic model aims to measure nasal resonance from voiced sounds, whereas the second acoustic model aims to measure articulatory imprecision from unvoiced sounds. To demonstrate that the features derived from these acoustic models are specific to hypernasal speech, we evaluate them across different dysarthria corpora. Our results show that the features generalize even when training on hypernasal speech from one disease and evaluating on hypernasal speech from another disease (e.g. training on Parkinson's disease, evaluation on Huntington's disease), and when training on neurologically disordered speech but evaluating on cleft palate speech.