CLSep 29, 2023
Split and Merge: Aligning Position Biases in LLM-based EvaluatorsZongjie Li, Chaozheng Wang, Pingchuan Ma et al.
Large language models (LLMs) have shown promise as automated evaluators for assessing the quality of answers generated by AI systems. However, these LLM-based evaluators exhibit position bias, or inconsistency, when used to evaluate candidate answers in pairwise comparisons, favoring either the first or second answer regardless of content. To address this limitation, we propose PORTIA, an alignment-based system designed to mimic human comparison strategies to calibrate position bias in a lightweight yet effective manner. Specifically, PORTIA splits the answers into multiple segments, aligns similar content across candidate answers, and then merges them back into a single prompt for evaluation by LLMs. We conducted extensive experiments with six diverse LLMs to evaluate 11,520 answer pairs. Our results show that PORTIA markedly enhances the consistency rates for all the models and comparison forms tested, achieving an average relative improvement of 47.46%. Remarkably, PORTIA enables less advanced GPT models to achieve 88% agreement with the state-of-the-art GPT-4 model at just 10% of the cost. Furthermore, it rectifies around 80% of the position bias instances within the GPT-4 model, elevating its consistency rate up to 98%. Subsequent human evaluations indicate that the PORTIA-enhanced GPT-3.5 model can even surpass the standalone GPT-4 in terms of alignment with human evaluators. These findings highlight PORTIA's ability to correct position bias, improve LLM consistency, and boost performance while keeping cost-efficiency. This represents a valuable step toward a more reliable and scalable use of LLMs for automated evaluations across diverse applications.
SEOct 10, 2023
Benchmarking and Explaining Large Language Model-based Code Generation: A Causality-Centric ApproachZhenlan Ji, Pingchuan Ma, Zongjie Li et al.
While code generation has been widely used in various software development scenarios, the quality of the generated code is not guaranteed. This has been a particular concern in the era of large language models (LLMs)- based code generation, where LLMs, deemed a complex and powerful black-box model, is instructed by a high-level natural language specification, namely a prompt, to generate code. Nevertheless, effectively evaluating and explaining the code generation capability of LLMs is inherently challenging, given the complexity of LLMs and the lack of transparency. Inspired by the recent progress in causality analysis and its application in software engineering, this paper launches a causality analysis-based approach to systematically analyze the causal relations between the LLM input prompts and the generated code. To handle various technical challenges in this study, we first propose a novel causal graph-based representation of the prompt and the generated code, which is established over the fine-grained, human-understandable concepts in the input prompts. The formed causal graph is then used to identify the causal relations between the prompt and the derived code. We illustrate the insights that our framework can provide by studying over 3 popular LLMs with over 12 prompt adjustment strategies. The results of these studies illustrate the potential of our technique to provide insights into LLM effectiveness, and aid end-users in understanding predictions. Additionally, we demonstrate that our approach provides actionable insights to improve the quality of the LLM-generated code by properly calibrating the prompt.
SEAug 15, 2024
API-guided Dataset Synthesis to Finetune Large Code ModelsZongjie Li, Daoyuan Wu, Shuai Wang et al.
Large code models (LCMs), pre-trained on vast code corpora, have demonstrated remarkable performance across a wide array of code-related tasks. Supervised fine-tuning (SFT) plays a vital role in aligning these models with specific requirements and enhancing their performance in particular domains. However, synthesizing high-quality SFT datasets poses a significant challenge due to the uneven quality of datasets and the scarcity of domain-specific datasets. Inspired by APIs as high-level abstractions of code that encapsulate rich semantic information in a concise structure, we propose DataScope, an API-guided dataset synthesis framework designed to enhance the SFT process for LCMs in both general and domain-specific scenarios. DataScope comprises two main components: Dsel and Dgen. On one hand, Dsel employs API coverage as a core metric, enabling efficient dataset synthesis in general scenarios by selecting subsets of existing (uneven-quality) datasets with higher API coverage. On the other hand, Dgen recasts domain dataset synthesis as a process of using API-specified high-level functionality and deliberately-constituted code skeletons to synthesize concrete code. Extensive experiments demonstrate DataScope's effectiveness, with models fine-tuned on its synthesized datasets outperforming those tuned on unoptimized datasets five times larger. Furthermore, a series of analyses on model internals, relevant hyperparameters, and case studies provide additional evidence for the efficacy of our proposed methods. These findings underscore the significance of dataset quality in SFT and advance the field of LCMs by providing an efficient, cost-effective framework for constructing high-quality datasets. This contribution enhances performance across both general and domain-specific scenarios, paving the way for more powerful and tailored LCMs.
AIMay 21
Unlocking Proactivity in Task-Oriented DialogueHongbin Zhang, Ning Gao, Yuqin Dai et al.
Proactive task-oriented dialogue (TOD), such as outbound sales, demands a persuasive agent that actively probes the user's concerns and steers the conversation toward acceptance within a bounded number of turns. Yet post-trained LLMs are inherently conservative, and reward-shaping RL (e.g., GRPO) struggles since it only re-weights what an already passive policy samples. We show that conditioning on the user's latent concerns unlocks proactive capability that no amount of sampling can undermine, establishing these concerns as a pivotal training-time signal. To operationalize this finding, we build the \textbf{Cognitive User Simulator}, which models each user as a stratified persona comprising observable external traits and hidden internal concerns. The simulator produces faithful and diverse interactions, while emitting per-turn state dynamics that track persuasion progress. We then introduce \textbf{Simulator-Induced Asymmetric-View Policy Optimization}, which converts the modeled concerns and the simulation state transition into complementary training objectives: (1) \emph{Asymmetric On-Policy Self-Distillation} that transfers concern-aware behavior from a privileged view of the same policy into its deployable, conversation-only view; and (2) \emph{State-Transition Policy Refinement} ...
CYMar 22
WARBENCH: A Comprehensive Benchmark for Evaluating LLMs in Military Decision-MakingZongjie Li, Chaozheng Wang, Yuchong Xie et al.
Large Language Models are increasingly being considered for deployment in safety-critical military applications. However, current benchmarks suffer from structural blindspots that systematically overestimate model capabilities in real-world tactical scenarios. Existing frameworks typically ignore strict legal constraints based on International Humanitarian Law (IHL), omit edge computing limitations, lack robustness testing for fog of war, and inadequately evaluate explicit reasoning. To address these vulnerabilities, we present WARBENCH, a comprehensive evaluation framework establishing a foundational tactical baseline alongside four distinct stress testing dimensions. Through a large scale empirical evaluation of nine leading models on 136 high-fidelity historical scenarios, we reveal severe structural flaws. First, baseline tactical reasoning systematically collapses under complex terrain and high force asymmetry. Second, while state of the art closed source models maintain functional compliance, edge-optimized small models expose extreme operational risks with legal violation rates approaching 70 percent. Furthermore, models experience catastrophic performance degradation under 4-bit quantization and systematic information loss. Conversely, explicit reasoning mechanisms serve as highly effective structural safeguards against inadvertent violations. Ultimately, these findings demonstrate that current models remain fundamentally unready for autonomous deployment in high stakes tactical environments.
AIMar 26
Beyond Content Safety: Real-Time Monitoring for Reasoning Vulnerabilities in Large Language ModelsXunguang Wang, Yuguang Zhou, Qingyue Wang et al.
Large language models (LLMs) increasingly rely on explicit chain-of-thought (CoT) reasoning to solve complex tasks, yet the safety of the reasoning process itself remains largely unaddressed. Existing work on LLM safety focuses on content safety--detecting harmful, biased, or factually incorrect outputs -- and treats the reasoning chain as an opaque intermediate artifact. We identify reasoning safety as an orthogonal and equally critical security dimension: the requirement that a model's reasoning trajectory be logically consistent, computationally efficient, and resistant to adversarial manipulation. We make three contributions. First, we formally define reasoning safety and introduce a nine-category taxonomy of unsafe reasoning behaviors, covering input parsing errors, reasoning execution errors, and process management errors. Second, we conduct a large-scale prevalence study annotating 4111 reasoning chains from both natural reasoning benchmarks and four adversarial attack methods (reasoning hijacking and denial-of-service), confirming that all nine error types occur in practice and that each attack induces a mechanistically interpretable signature. Third, we propose a Reasoning Safety Monitor: an external LLM-based component that runs in parallel with the target model, inspects each reasoning step in real time via a taxonomy-embedded prompt, and dispatches an interrupt signal upon detecting unsafe behavior. Evaluation on a 450-chain static benchmark shows that our monitor achieves up to 84.88\% step-level localization accuracy and 85.37\% error-type classification accuracy, outperforming hallucination detectors and process reward model baselines by substantial margins. These results demonstrate that reasoning-level monitoring is both necessary and practically achievable, and establish reasoning safety as a foundational concern for the secure deployment of large reasoning models.
AIFeb 9
On Protecting Agentic Systems' Intellectual Property via WatermarkingLiwen Wang, Zongjie Li, Yuchong Xie et al.
The evolution of Large Language Models (LLMs) into agentic systems that perform autonomous reasoning and tool use has created significant intellectual property (IP) value. We demonstrate that these systems are highly vulnerable to imitation attacks, where adversaries steal proprietary capabilities by training imitation models on victim outputs. Crucially, existing LLM watermarking techniques fail in this domain because real-world agentic systems often operate as grey boxes, concealing the internal reasoning traces required for verification. This paper presents AGENTWM, the first watermarking framework designed specifically for agentic models. AGENTWM exploits the semantic equivalence of action sequences, injecting watermarks by subtly biasing the distribution of functionally identical tool execution paths. This mechanism allows AGENTWM to embed verifiable signals directly into the visible action trajectory while remaining indistinguishable to users. We develop an automated pipeline to generate robust watermark schemes and a rigorous statistical hypothesis testing procedure for verification. Extensive evaluations across three complex domains demonstrate that AGENTWM achieves high detection accuracy with negligible impact on agent performance. Our results confirm that AGENTWM effectively protects agentic IP against adaptive adversaries, who cannot remove the watermarks without severely degrading the stolen model's utility.
CVDec 4, 2023Code
InstructTA: Instruction-Tuned Targeted Attack for Large Vision-Language ModelsXunguang Wang, Zhenlan Ji, Pingchuan Ma et al.
Large vision-language models (LVLMs) have demonstrated their incredible capability in image understanding and response generation. However, this rich visual interaction also makes LVLMs vulnerable to adversarial examples. In this paper, we formulate a novel and practical targeted attack scenario that the adversary can only know the vision encoder of the victim LVLM, without the knowledge of its prompts (which are often proprietary for service providers and not publicly available) and its underlying large language model (LLM). This practical setting poses challenges to the cross-prompt and cross-model transferability of targeted adversarial attack, which aims to confuse the LVLM to output a response that is semantically similar to the attacker's chosen target text. To this end, we propose an instruction-tuned targeted attack (dubbed \textsc{InstructTA}) to deliver the targeted adversarial attack on LVLMs with high transferability. Initially, we utilize a public text-to-image generative model to "reverse" the target response into a target image, and employ GPT-4 to infer a reasonable instruction $\boldsymbol{p}^\prime$ from the target response. We then form a local surrogate model (sharing the same vision encoder with the victim LVLM) to extract instruction-aware features of an adversarial image example and the target image, and minimize the distance between these two features to optimize the adversarial example. To further improve the transferability with instruction tuning, we augment the instruction $\boldsymbol{p}^\prime$ with instructions paraphrased from GPT-4. Extensive experiments demonstrate the superiority of our proposed method in targeted attack performance and transferability. The code is available at https://github.com/xunguangwang/InstructTA.
CVDec 7, 2023Code
VRPTEST: Evaluating Visual Referring Prompting in Large Multimodal ModelsZongjie Li, Chaozheng Wang, Chaowei Liu et al.
With recent advancements in Large Multimodal Models (LMMs) across various domains, a novel prompting method called visual referring prompting has emerged, showing significant potential in enhancing human-computer interaction within multimodal systems. This method offers a more natural and flexible approach to human interaction with these systems compared to traditional text descriptions or coordinates. However, the categorization of visual referring prompting remains undefined, and its impact on the performance of LMMs has yet to be formally examined. In this study, we conduct the first comprehensive analysis of LMMs using a variety of visual referring prompting strategies. We introduce a benchmark dataset called VRPTEST, comprising 3 different visual tasks and 2,275 images, spanning diverse combinations of prompt strategies. Using VRPTEST, we conduct a comprehensive evaluation of eight versions of prominent open-source and proprietary foundation models, including two early versions of GPT-4V. We develop an automated assessment framework based on software metamorphic testing techniques to evaluate the accuracy of LMMs without the need for human intervention or manual labeling. We find that the current proprietary models generally outperform the open-source ones, showing an average accuracy improvement of 22.70%; however, there is still potential for improvement. Moreover, our quantitative analysis shows that the choice of prompt strategy significantly affects the accuracy of LMMs, with variations ranging from -17.5% to +7.3%. Further case studies indicate that an appropriate visual referring prompting strategy can improve LMMs' understanding of context and location information, while an unsuitable one might lead to answer rejection. We also provide insights on minimizing the negative impact of visual referring prompting on LMMs.
SEApr 21
Cascaded Code Editing: Large-Small Model Collaboration for Effective and Efficient Code EditingChaozheng Wang, Zezhou Yang, Shuzheng Gao et al.
Code editing constitutes a fundamental practice in software development, wherein developers modify existing codebases according to natural language requirements. Accurate code editing necessitates a comprehensive understanding of both the existing codebase and the modification requirements. Although large language models (LLMs) have demonstrated promising performance in code editing tasks, they suffer from substantial inefficiency by generating entire modified files that largely consist of unchanged code. While smaller models could potentially address this inefficiency, they typically lack the capacity to effectively comprehend long code contexts required for accurate editing. To ensure both effectiveness and efficiency, we propose to decompose code editing into a two-stage cascade: \textbf{edit sketch generation}, wherein a large model first produces concise sketches representing the requisite modifications (the more challenging phase), and \textbf{edit sketch application}, wherein a smaller model integrates these sketches into the original code to produce the final output edited code (the simpler phase). This cascaded design reduces the number of tokens generated by the large model, as the majority of the output is handled by the smaller, more efficient model, thereby enhancing overall efficiency. However, the effectiveness of this approach is constrained by current small models' limited capabilities in handling long-context scenarios and cross-file dependencies, which are essential for accurate sketch application in real-world codebases. To address these limitations and enhance smaller models' sketch application capabilities, ...
CRJun 12, 2025Code
SoK: Evaluating Jailbreak Guardrails for Large Language ModelsXunguang Wang, Zhenlan Ji, Wenxuan Wang et al.
Large Language Models (LLMs) have achieved remarkable progress, but their deployment has exposed critical vulnerabilities, particularly to jailbreak attacks that circumvent safety alignments. Guardrails--external defense mechanisms that monitor and control LLM interactions--have emerged as a promising solution. However, the current landscape of LLM guardrails is fragmented, lacking a unified taxonomy and comprehensive evaluation framework. In this Systematization of Knowledge (SoK) paper, we present the first holistic analysis of jailbreak guardrails for LLMs. We propose a novel, multi-dimensional taxonomy that categorizes guardrails along six key dimensions, and introduce a Security-Efficiency-Utility evaluation framework to assess their practical effectiveness. Through extensive analysis and experiments, we identify the strengths and limitations of existing guardrail approaches, provide insights into optimizing their defense mechanisms, and explore their universality across attack types. Our work offers a structured foundation for future research and development, aiming to guide the principled advancement and deployment of robust LLM guardrails. The code is available at https://github.com/xunguangwang/SoK4JailbreakGuardrails.
CRJun 8, 2024Code
SelfDefend: LLMs Can Defend Themselves against Jailbreaking in a Practical MannerXunguang Wang, Daoyuan Wu, Zhenlan Ji et al.
Jailbreaking is an emerging adversarial attack that bypasses the safety alignment deployed in off-the-shelf large language models (LLMs) and has evolved into multiple categories: human-based, optimization-based, generation-based, and the recent indirect and multilingual jailbreaks. However, delivering a practical jailbreak defense is challenging because it needs to not only handle all the above jailbreak attacks but also incur negligible delays to user prompts, as well as be compatible with both open-source and closed-source LLMs. Inspired by how the traditional security concept of shadow stacks defends against memory overflow attacks, this paper introduces a generic LLM jailbreak defense framework called SelfDefend, which establishes a shadow LLM as a defense instance (in detection state) to concurrently protect the target LLM instance (in normal answering state) in the normal stack and collaborate with it for checkpoint-based access control. The effectiveness of SelfDefend builds upon our observation that existing LLMs can identify harmful prompts or intentions in user queries, which we empirically validate using mainstream GPT-3.5/4 models against major jailbreak attacks. To further improve the defense's robustness and minimize costs, we employ a data distillation approach to tune dedicated open-source defense models. When deployed to protect GPT-3.5/4, Claude, Llama-2-7b/13b, and Mistral, these models outperform seven state-of-the-art defenses and match the performance of GPT-4-based SelfDefend, with significantly lower extra delays. Further experiments show that the tuned models are robust to adaptive jailbreaks and prompt injections.
SEDec 2, 2020Code
CRaDLe: Deep Code Retrieval Based on Semantic Dependency LearningWenchao Gu, Zongjie Li, Cuiyun Gao et al.
Code retrieval is a common practice for programmers to reuse existing code snippets in open-source repositories. Given a user query (i.e., a natural language description), code retrieval aims at searching for the most relevant ones from a set of code snippets. The main challenge of effective code retrieval lies in mitigating the semantic gap between natural language descriptions and code snippets. With the ever-increasing amount of available open-source code, recent studies resort to neural networks to learn the semantic matching relationships between the two sources. The statement-level dependency information, which highlights the dependency relations among the program statements during the execution, reflects the structural importance of one statement in the code, which is favorable for accurately capturing the code semantics but has never been explored for the code retrieval task. In this paper, we propose CRaDLe, a novel approach for Code Retrieval based on statement-level semantic Dependency Learning. Specifically, CRaDLe distills code representations through fusing both the dependency and semantic information at the statement level and then learns a unified vector representation for each code and description pair for modeling the matching relationship. Comprehensive experiments and analysis on real-world datasets show that the proposed approach can accurately retrieve code snippets for a given query and significantly outperform the state-of-the-art approaches to the task.
SEMar 31
SkillReducer: Optimizing LLM Agent Skills for Token EfficiencyYudong Gao, Zongjie Li, Yuanyuanyuan et al.
LLM-based coding agents rely on \emph{skills}, pre-packaged instruction sets that extend agent capabilities, yet every token of skill content injected into the context window incurs both monetary cost and attention dilution. To understand the severity of this problem, we conduct a large-scale empirical study of 55,315 publicly available skills and find systemic inefficiencies: 26.4\% lack routing descriptions entirely, over 60\% of body content is non-actionable, and reference files can inject tens of thousands of tokens per invocation. Motivated by these findings, we present \textsc{SkillReducer}, a two-stage optimization framework. Stage~1 optimizes the routing layer by compressing verbose descriptions and generating missing ones via adversarial delta debugging. Stage~2 restructures skill bodies through taxonomy-driven classification and progressive disclosure, separating actionable core rules from supplementary content loaded on demand, validated by faithfulness checks and a self-correcting feedback loop. Evaluated on 600 skills and the SkillsBench benchmark, \textsc{SkillReducer} achieves 48\% description compression and 39\% body compression while improving functional quality by 2.8\%, revealing a \emph{less-is-more} effect where removing non-essential content reduces distraction in the context window. These benefits transfer across five models from four families with a mean retention of 0.965, and generalize to an independent agent framework.
AIApr 27, 2024
Testing and Understanding Erroneous Planning in LLM Agents through Synthesized User InputsZhenlan Ji, Daoyuan Wu, Pingchuan Ma et al.
Agents based on large language models (LLMs) have demonstrated effectiveness in solving a wide range of tasks by integrating LLMs with key modules such as planning, memory, and tool usage. Increasingly, customers are adopting LLM agents across a variety of commercial applications critical to reliability, including support for mental well-being, chemical synthesis, and software development. Nevertheless, our observations and daily use of LLM agents indicate that they are prone to making erroneous plans, especially when the tasks are complex and require long-term planning. In this paper, we propose PDoctor, a novel and automated approach to testing LLM agents and understanding their erroneous planning. As the first work in this direction, we formulate the detection of erroneous planning as a constraint satisfiability problem: an LLM agent's plan is considered erroneous if its execution violates the constraints derived from the user inputs. To this end, PDoctor first defines a domain-specific language (DSL) for user queries and synthesizes varying inputs with the assistance of the Z3 constraint solver. These synthesized inputs are natural language paragraphs that specify the requirements for completing a series of tasks. Then, PDoctor derives constraints from these requirements to form a testing oracle. We evaluate PDoctor with three mainstream agent frameworks and two powerful LLMs (GPT-3.5 and GPT-4). The results show that PDoctor can effectively detect diverse errors in agent planning and provide insights and error characteristics that are valuable to both agent developers and users. We conclude by discussing potential alternative designs and directions to extend PDoctor.
SEApr 4
Measuring the Permission Gate: A Stress-Test Evaluation of Claude Code's Auto ModeZimo Ji, Zongjie Li, Wenyuan Jiang et al.
Claude Code's auto mode is the first deployed permission system for AI coding agents, using a two-stage transcript classifier to gate dangerous tool calls. Anthropic reports a 0.4% false positive rate and 17% false negative rate on production traffic. We present the first independent evaluation of this system on deliberately ambiguous authorization scenarios, i.e., tasks where the user's intent is clear but the target scope, blast radius, or risk level is underspecified. Using AmPermBench, a 128-prompt benchmark spanning four DevOps task families and three controlled ambiguity axes, we evaluate 253 state-changing actions at the individual action level against oracle ground truth. Our findings characterize auto mode's scope-escalation coverage under this stress-test workload. The end-to-end false negative rate is 81.0% (95% CI: 73.8%-87.4%), substantially higher than the 17% reported on production traffic, reflecting a fundamentally different workload rather than a contradiction. Notably, 36.8% of all state-changing actions fall outside the classifier's scope via Tier 2 (in-project file edits), contributing to the elevated end-to-end FNR. Even restricting to the 160 actions the classifier actually evaluates (Tier 3), the FNR remains 70.3%, while the FPR rises to 31.9%. The Tier 2 coverage gap is most pronounced on artifact cleanup (92.9% FNR), where agents naturally fall back to editing state files when the expected CLI is unavailable. These results highlight a coverage boundary worth examining: auto mode assumes dangerous actions transit the shell, but agents routinely achieve equivalent effects through file edits that the classifier does not evaluate.
CLJan 27, 2024
An Empirical Study on Large Language Models in Accuracy and Robustness under Chinese Industrial ScenariosZongjie Li, Wenying Qiu, Pingchuan Ma et al.
Recent years have witnessed the rapid development of large language models (LLMs) in various domains. To better serve the large number of Chinese users, many commercial vendors in China have adopted localization strategies, training and providing local LLMs specifically customized for Chinese users. Furthermore, looking ahead, one of the key future applications of LLMs will be practical deployment in industrial production by enterprises and users in those sectors. However, the accuracy and robustness of LLMs in industrial scenarios have not been well studied. In this paper, we present a comprehensive empirical study on the accuracy and robustness of LLMs in the context of the Chinese industrial production area. We manually collected 1,200 domain-specific problems from 8 different industrial sectors to evaluate LLM accuracy. Furthermore, we designed a metamorphic testing framework containing four industrial-specific stability categories with eight abilities, totaling 13,631 questions with variants to evaluate LLM robustness. In total, we evaluated 9 different LLMs developed by Chinese vendors, as well as four different LLMs developed by global vendors. Our major findings include: (1) Current LLMs exhibit low accuracy in Chinese industrial contexts, with all LLMs scoring less than 0.6. (2) The robustness scores vary across industrial sectors, and local LLMs overall perform worse than global ones. (3) LLM robustness differs significantly across abilities. Global LLMs are more robust under logical-related variants, while advanced local LLMs perform better on problems related to understanding Chinese industrial terminology. Our study results provide valuable guidance for understanding and promoting the industrial domain capabilities of LLMs from both development and industrial enterprise perspectives. The results further motivate possible research directions and tooling support.
CLMar 23, 2025
STShield: Single-Token Sentinel for Real-Time Jailbreak Detection in Large Language ModelsXunguang Wang, Wenxuan Wang, Zhenlan Ji et al.
Large Language Models (LLMs) have become increasingly vulnerable to jailbreak attacks that circumvent their safety mechanisms. While existing defense methods either suffer from adaptive attacks or require computationally expensive auxiliary models, we present STShield, a lightweight framework for real-time jailbroken judgement. STShield introduces a novel single-token sentinel mechanism that appends a binary safety indicator to the model's response sequence, leveraging the LLM's own alignment capabilities for detection. Our framework combines supervised fine-tuning on normal prompts with adversarial training using embedding-space perturbations, achieving robust detection while preserving model utility. Extensive experiments demonstrate that STShield successfully defends against various jailbreak attacks, while maintaining the model's performance on legitimate queries. Compared to existing approaches, STShield achieves superior defense performance with minimal computational overhead, making it a practical solution for real-world LLM deployment.
CRJun 20, 2025
Differentiation-Based Extraction of Proprietary Data from Fine-Tuned LLMsZongjie Li, Daoyuan Wu, Shuai Wang et al.
The increasing demand for domain-specific and human-aligned Large Language Models (LLMs) has led to the widespread adoption of Supervised Fine-Tuning (SFT) techniques. SFT datasets often comprise valuable instruction-response pairs, making them highly valuable targets for potential extraction. This paper studies this critical research problem for the first time. We start by formally defining and formulating the problem, then explore various attack goals, types, and variants based on the unique properties of SFT data in real-world scenarios. Based on our analysis of extraction behaviors of direct extraction, we develop a novel extraction method specifically designed for SFT models, called Differentiated Data Extraction (DDE), which exploits the confidence levels of fine-tuned models and their behavioral differences from pre-trained base models. Through extensive experiments across multiple domains and scenarios, we demonstrate the feasibility of SFT data extraction using DDE. Our results show that DDE consistently outperforms existing extraction baselines in all attack settings. To counter this new attack, we propose a defense mechanism that mitigates DDE attacks with minimal impact on model performance. Overall, our research reveals hidden data leak risks in fine-tuned LLMs and provides insights for developing more secure models.
AIJun 21, 2025
Measuring and Augmenting Large Language Models for Solving Capture-the-Flag ChallengesZimo Ji, Daoyuan Wu, Wenyuan Jiang et al.
Capture-the-Flag (CTF) competitions are crucial for cybersecurity education and training. As large language models (LLMs) evolve, there is increasing interest in their ability to automate CTF challenge solving. For example, DARPA has organized the AIxCC competition since 2023 to advance AI-powered automated offense and defense. However, this demands a combination of multiple abilities, from knowledge to reasoning and further to actions. In this paper, we highlight the importance of technical knowledge in solving CTF problems and deliberately construct a focused benchmark, CTFKnow, with 3,992 questions to measure LLMs' performance in this core aspect. Our study offers a focused and innovative measurement of LLMs' capability in understanding CTF knowledge and applying it to solve CTF challenges. Our key findings reveal that while LLMs possess substantial technical knowledge, they falter in accurately applying this knowledge to specific scenarios and adapting their strategies based on feedback from the CTF environment. Based on insights derived from this measurement study, we propose CTFAgent, a novel LLM-driven framework for advancing CTF problem-solving. CTFAgent introduces two new modules: two-stage Retrieval Augmented Generation (RAG) and interactive Environmental Augmentation, which enhance LLMs' technical knowledge and vulnerability exploitation on CTF, respectively. Our experimental results show that, on two popular CTF datasets, CTFAgent both achieves over 80% performance improvement. Moreover, in the recent picoCTF2024 hosted by CMU, CTFAgent ranked in the top 23.6% of nearly 7,000 participating teams. This reflects the benefit of our measurement study and the potential of our framework in advancing LLMs' capabilities in CTF problem-solving.
SEJun 11, 2025
Reasoning as a Resource: Optimizing Fast and Slow Thinking in Code Generation ModelsZongjie Li, Shuai Wang
This position paper proposes a fundamental shift in designing code generation models: treating reasoning depth as a controllable resource. Rather than being an incidental byproduct of prompting, we argue that the trade-off between rapid, direct answers ("fast thinking") and elaborate, chain-of-thought deliberation ("slow thinking") must be explicitly managed. We contend that optimizing reasoning budgets across the entire model lifecycle - from synthetic data creation and benchmarking to real-world deploymen - can unlock superior trade-offs among accuracy, latency, and cost. This paper outlines how adaptive control over reasoning can enrich supervision signals, motivate new multi-dimensional benchmarks, and inform cost-aware, security-conscious deployment policies. By viewing fast and slow thinking as complementary modes to be scheduled, we envision coding agents that think deep when necessary and act fast when possible.
CROct 27, 2025
QueryIPI: Query-agnostic Indirect Prompt Injection on Coding AgentsYuchong Xie, Zesen Liu, Mingyu Luo et al.
Modern coding agents integrated into IDEs combine powerful tools and system-level actions, exposing a high-stakes attack surface. Existing Indirect Prompt Injection (IPI) studies focus mainly on query-specific behaviors, leading to unstable attacks with lower success rates. We identify a more severe, query-agnostic threat that remains effective across diverse user inputs. This challenge can be overcome by exploiting a common vulnerability: leakage of the agent's internal prompt, which turns the attack into a constrained white-box optimization problem. We present QueryIPI, the first query-agnostic IPI method for coding agents. QueryIPI refines malicious tool descriptions through an iterative, prompt-based process informed by the leaked internal prompt. Experiments on five simulated agents show that QueryIPI achieves up to 87 percent success, outperforming baselines, and the generated malicious descriptions also transfer to real-world systems, highlighting a practical security risk to modern LLM-based coding agents.
SESep 7, 2025
Empirical Study of Code Large Language Models for Binary Security Patch DetectionQingyuan Li, Binchang Li, Cuiyun Gao et al.
Security patch detection (SPD) is crucial for maintaining software security, as unpatched vulnerabilities can lead to severe security risks. In recent years, numerous learning-based SPD approaches have demonstrated promising results on source code. However, these approaches typically cannot be applied to closed-source applications and proprietary systems that constitute a significant portion of real-world software, as they release patches only with binary files, and the source code is inaccessible. Given the impressive performance of code large language models (LLMs) in code intelligence and binary analysis tasks such as decompilation and compilation optimization, their potential for detecting binary security patches remains unexplored, exposing a significant research gap between their demonstrated low-level code understanding capabilities and this critical security task. To address this gap, we construct a large-scale binary patch dataset containing \textbf{19,448} samples, with two levels of representation: assembly code and pseudo-code, and systematically evaluate \textbf{19} code LLMs of varying scales to investigate their capability in binary SPD tasks. Our initial exploration demonstrates that directly prompting vanilla code LLMs struggles to accurately identify security patches from binary patches, and even state-of-the-art prompting techniques fail to mitigate the lack of domain knowledge in binary SPD within vanilla models. Drawing on the initial findings, we further investigate the fine-tuning strategy for injecting binary SPD domain knowledge into code LLMs through two levels of representation. Experimental results demonstrate that fine-tuned LLMs achieve outstanding performance, with the best results obtained on the pseudo-code representation.
CRSep 6, 2025
On the Security of Tool-Invocation Prompts for LLM-Based Agentic Systems: An Empirical Risk AssessmentYuchong Xie, Mingyu Luo, Zesen Liu et al.
LLM-based agentic systems leverage large language models to handle user queries, make decisions, and execute external tools for complex tasks across domains like chatbots, customer service, and software engineering. A critical component of these systems is the Tool Invocation Prompt (TIP), which defines tool interaction protocols and guides LLMs to ensure the security and correctness of tool usage. Despite its importance, TIP security has been largely overlooked. This work investigates TIP-related security risks, revealing that major LLM-based systems like Cursor, Claude Code, and others are vulnerable to attacks such as remote code execution (RCE) and denial of service (DoS). Through a systematic TIP exploitation workflow (TEW), we demonstrate external tool behavior hijacking via manipulated tool invocations. We also propose defense mechanisms to enhance TIP security in LLM-based agentic systems.
CRAug 27, 2025
Disabling Self-Correction in Retrieval-Augmented Generation via Stealthy Retriever PoisoningYanbo Dai, Zhenlan Ji, Zongjie Li et al.
Retrieval-Augmented Generation (RAG) has become a standard approach for improving the reliability of large language models (LLMs). Prior work demonstrates the vulnerability of RAG systems by misleading them into generating attacker-chosen outputs through poisoning the knowledge base. However, this paper uncovers that such attacks could be mitigated by the strong \textit{self-correction ability (SCA)} of modern LLMs, which can reject false context once properly configured. This SCA poses a significant challenge for attackers aiming to manipulate RAG systems. In contrast to previous poisoning methods, which primarily target the knowledge base, we introduce \textsc{DisarmRAG}, a new poisoning paradigm that compromises the retriever itself to suppress the SCA and enforce attacker-chosen outputs. This compromisation enables the attacker to straightforwardly embed anti-SCA instructions into the context provided to the generator, thereby bypassing the SCA. To this end, we present a contrastive-learning-based model editing technique that performs localized and stealthy edits, ensuring the retriever returns a malicious instruction only for specific victim queries while preserving benign retrieval behavior. To further strengthen the attack, we design an iterative co-optimization framework that automatically discovers robust instructions capable of bypassing prompt-based defenses. We extensively evaluate DisarmRAG across six LLMs and three QA benchmarks. Our results show near-perfect retrieval of malicious instructions, which successfully suppress SCA and achieve attack success rates exceeding 90\% under diverse defensive prompts. Also, the edited retriever remains stealthy under several detection methods, highlighting the urgent need for retriever-centric defenses.
CRMay 18, 2025
IP Leakage Attacks Targeting LLM-Based Multi-Agent SystemsLiwen Wang, Wenxuan Wang, Shuai Wang et al.
The rapid advancement of Large Language Models (LLMs) has led to the emergence of Multi-Agent Systems (MAS) to perform complex tasks through collaboration. However, the intricate nature of MAS, including their architecture and agent interactions, raises significant concerns regarding intellectual property (IP) protection. In this paper, we introduce MASLEAK, a novel attack framework designed to extract sensitive information from MAS applications. MASLEAK targets a practical, black-box setting, where the adversary has no prior knowledge of the MAS architecture or agent configurations. The adversary can only interact with the MAS through its public API, submitting attack query $q$ and observing outputs from the final agent. Inspired by how computer worms propagate and infect vulnerable network hosts, MASLEAK carefully crafts adversarial query $q$ to elicit, propagate, and retain responses from each MAS agent that reveal a full set of proprietary components, including the number of agents, system topology, system prompts, task instructions, and tool usages. We construct the first synthetic dataset of MAS applications with 810 applications and also evaluate MASLEAK against real-world MAS applications, including Coze and CrewAI. MASLEAK achieves high accuracy in extracting MAS IP, with an average attack success rate of 87% for system prompts and task instructions, and 92% for system architecture in most cases. We conclude by discussing the implications of our findings and the potential defenses.
CRNov 19, 2025
Taxonomy, Evaluation and Exploitation of IPI-Centric LLM Agent Defense FrameworksZimo Ji, Xunguang Wang, Zongjie Li et al.
Large Language Model (LLM)-based agents with function-calling capabilities are increasingly deployed, but remain vulnerable to Indirect Prompt Injection (IPI) attacks that hijack their tool calls. In response, numerous IPI-centric defense frameworks have emerged. However, these defenses are fragmented, lacking a unified taxonomy and comprehensive evaluation. In this Systematization of Knowledge (SoK), we present the first comprehensive analysis of IPI-centric defense frameworks. We introduce a comprehensive taxonomy of these defenses, classifying them along five dimensions. We then thoroughly assess the security and usability of representative defense frameworks. Through analysis of defensive failures in the assessment, we identify six root causes of defense circumvention. Based on these findings, we design three novel adaptive attacks that significantly improve attack success rates targeting specific frameworks, demonstrating the severity of the flaws in these defenses. Our paper provides a foundation and critical insights for the future development of more secure and usable IPI-centric agent defense frameworks.
CLMay 17, 2025
EAMET: Robust Massive Model Editing via Embedding Alignment OptimizationYanbo Dai, Zhenlan Ji, Zongjie Li et al.
Model editing techniques are essential for efficiently updating knowledge in large language models (LLMs). However, the effectiveness of existing approaches degrades in massive editing scenarios, particularly when evaluated with practical metrics. Their robustness is also limited in context-rich settings or when editing multiple facts of the same subject simultaneously. We attribute these failures to the embedding misalignment among knowledge items, which undermines editing reliability at scale. To address this, we propose EAMET (Embedding Alignment Model Editing in Transformers), which addresses this issue by aligning the space of key and residual embeddings. Extensive experiments across six LLMs and three datasets demonstrate that EAMET consistently outperforms existing methods, achieving about 90\% editing efficacy when editing 10k facts. Codes and datasets are publicly available at https://ybdai7.github.io/eamet-page/.
CLFeb 24, 2025
GuidedBench: Measuring and Mitigating the Evaluation Discrepancies of In-the-wild LLM Jailbreak MethodsRuixuan Huang, Xunguang Wang, Zongjie Li et al.
Despite the growing interest in jailbreak methods as an effective red-teaming tool for building safe and responsible large language models (LLMs), flawed evaluation system designs have led to significant discrepancies in their effectiveness assessments. We conduct a systematic measurement study based on 37 jailbreak studies since 2022, focusing on both the methods and the evaluation systems they employ. We find that existing evaluation systems lack case-specific criteria, resulting in misleading conclusions about their effectiveness and safety implications. This paper advocates a shift to a more nuanced, case-by-case evaluation paradigm. We introduce GuidedBench, a novel benchmark comprising a curated harmful question dataset, detailed case-by-case evaluation guidelines and an evaluation system integrated with these guidelines -- GuidedEval. Experiments demonstrate that GuidedBench offers more accurate measurements of jailbreak performance, enabling meaningful comparisons across methods and uncovering new insights overlooked in previous evaluations. GuidedEval reduces inter-evaluator variance by at least 76.03\%. Furthermore, we observe that incorporating guidelines can enhance the effectiveness of jailbreak methods themselves, offering new insights into both attack strategies and evaluation paradigms.
SEMay 4, 2023
"Oops, Did I Just Say That?" Testing and Repairing Unethical Suggestions of Large Language Models with Suggest-Critique-Reflect ProcessPingchuan Ma, Zongjie Li, Ao Sun et al.
As the popularity of large language models (LLMs) soars across various applications, ensuring their alignment with human values has become a paramount concern. In particular, given that LLMs have great potential to serve as general-purpose AI assistants in daily life, their subtly unethical suggestions become a serious and real concern. Tackling the challenge of automatically testing and repairing unethical suggestions is thus demanding. This paper introduces the first framework for testing and repairing unethical suggestions made by LLMs. We first propose ETHICSSUITE, a test suite that presents complex, contextualized, and realistic moral scenarios to test LLMs. We then propose a novel suggest-critic-reflect (SCR) process, serving as an automated test oracle to detect unethical suggestions. We recast deciding if LLMs yield unethical suggestions (a hard problem; often requiring human expertise and costly to decide) into a PCR task that can be automatically checked for violation. Moreover, we propose a novel on-the-fly (OTF) repairing scheme that repairs unethical suggestions made by LLMs in real-time. The OTF scheme is applicable to LLMs in a black-box API setting with moderate cost. With ETHICSSUITE, our study on seven popular LLMs (e.g., ChatGPT, GPT-4) uncovers in total 109,824 unethical suggestions. We apply our OTF scheme on two LLMs (Llama-13B and ChatGPT), which generates valid repair to a considerable amount of unethical ones, paving the way for more ethically conscious LLMs.
SEMay 20, 2021
Enriching Query Semantics for Code Search with Reinforcement LearningChaozheng Wang, Zhenghao Nong, Cuiyun Gao et al.
Code search is a common practice for developers during software implementation. The challenges of accurate code search mainly lie in the knowledge gap between source code and natural language (i.e., queries). Due to the limited code-query pairs and large code-description pairs available, the prior studies based on deep learning techniques focus on learning the semantic matching relation between source code and corresponding description texts for the task, and hypothesize that the semantic gap between descriptions and user queries is marginal. In this work, we found that the code search models trained on code-description pairs may not perform well on user queries, which indicates the semantic distance between queries and code descriptions. To mitigate the semantic distance for more effective code search, we propose QueCos, a Query-enriched Code search model. QueCos learns to generate semantic enriched queries to capture the key semantics of given queries with reinforcement learning (RL). With RL, the code search performance is considered as a reward for producing accurate semantic enriched queries. The enriched queries are finally employed for code search. Experiments on the benchmark datasets show that QueCos can significantly outperform the state-of-the-art code search models.
SEMay 8, 2021
Static Inference Meets Deep Learning: A Hybrid Type Inference Approach for PythonYun Peng, Cuiyun Gao, Zongjie Li et al.
Type inference for dynamic programming languages such as Python is an important yet challenging task. Static type inference techniques can precisely infer variables with enough static constraints but are unable to handle variables with dynamic features. Deep learning (DL) based approaches are feature-agnostic, but they cannot guarantee the correctness of the predicted types. Their performance significantly depends on the quality of the training data (i.e., DL models perform poorly on some common types that rarely appear in the training dataset). It is interesting to note that the static and DL-based approaches offer complementary benefits. Unfortunately, to our knowledge, precise type inference based on both static inference and neural predictions has not been exploited and remains an open challenge. In particular, it is hard to integrate DL models into the framework of rule-based static approaches. This paper fills the gap and proposes a hybrid type inference approach named HiTyper based on both static inference and deep learning. Specifically, our key insight is to record type dependencies among variables in each function and encode the dependency information in type dependency graphs (TDGs). Based on TDGs, we can easily integrate type inference rules in the nodes to conduct static inference and type rejection rules to inspect the correctness of neural predictions. HiTyper iteratively conducts static inference and DL-based prediction until the TDG is fully inferred. Experiments on two benchmark datasets show that HiTyper outperforms state-of-the-art DL models by exactly matching 10% more human annotations. HiTyper also achieves an increase of more than 30% on inferring rare types. Considering only the static part of HiTyper, it infers 2x ~ 3x more types than existing static type inference tools.