Lin Gui

Zihao Wang, Lin Gui, Jeffrey Negrea et al.

This paper concerns the structure of learned representations in text-guided generative models, focusing on score-based models. A key property of such models is that they can compose disparate concepts in a `disentangled' manner. This suggests these models have internal representations that encode concepts in a `disentangled' manner. Here, we focus on the idea that concepts are encoded as subspaces of some representation space. We formalize what this means, show there's a natural choice for the representation, and develop a simple method for identifying the part of the representation corresponding to a given concept. In particular, this allows us to manipulate the concepts expressed by the model through algebraic manipulation of the representation. We demonstrate the idea with examples using Stable Diffusion. Code in https://github.com/zihao12/concept-algebra-code

Hanqi Yan, Lin Gui, Wenjie Li et al.

Token uniformity is commonly observed in transformer-based models, in which different tokens share a large proportion of similar information after going through stacked multiple self-attention layers in a transformer. In this paper, we propose to use the distribution of singular values of outputs of each transformer layer to characterise the phenomenon of token uniformity and empirically illustrate that a less skewed singular value distribution can alleviate the `token uniformity' problem. Base on our observations, we define several desirable properties of singular value distributions and propose a novel transformation function for updating the singular values. We show that apart from alleviating token uniformity, the transformation function should preserve the local neighbourhood structure in the original embedding space. Our proposed singular value transformation function is applied to a range of transformer-based language models such as BERT, ALBERT, RoBERTa and DistilBERT, and improved performance is observed in semantic textual similarity evaluation and a range of GLUE tasks. Our source code is available at https://github.com/hanqi-qi/tokenUni.git.

Junru Lu, Xingwei Tan, Gabriele Pergola et al.

Human reading comprehension often requires reasoning of event semantic relations in narratives, represented by Event-centric Question-Answering (QA). To address event-centric QA, we propose a novel QA model with contrastive learning and invertible event transformation, call TranCLR. Our proposed model utilizes an invertible transformation matrix to project semantic vectors of events into a common event embedding space, trained with contrastive learning, and thus naturally inject event semantic knowledge into mainstream QA pipelines. The transformation matrix is fine-tuned with the annotated event relation types between events that occurred in questions and those in answers, using event-aware question vectors. Experimental results on the Event Semantic Relation Reasoning (ESTER) dataset show significant improvements in both generative and extractive settings compared to the existing strong baselines, achieving over 8.4% gain in the token-level F1 score and 3.0% gain in Exact Match (EM) score under the multi-answer setting. Qualitative analysis reveals the high quality of the generated answers by TranCLR, demonstrating the feasibility of injecting event knowledge into QA model learning. Our code and models can be found at https://github.com/LuJunru/TranCLR.

Hongjing Li, Hanqi Yan, Yanran Li et al.

Recent years have witnessed increasing interests in prompt-based learning in which models can be trained on only a few annotated instances, making them suitable in low-resource settings. When using prompt-based learning for text classification, the goal is to use a pre-trained language model (PLM) to predict a missing token in a pre-defined template given an input text, which can be mapped to a class label. However, PLMs built on the transformer architecture tend to generate similar output embeddings, making it difficult to discriminate between different class labels. The problem is further exacerbated when dealing with classification tasks involving many fine-grained class labels. In this work, we alleviate this information diffusion issue, i.e., different tokens share a large proportion of similar information after going through stacked multiple self-attention layers in a transformer, by proposing a calibration method built on feature transformations through rotation and scaling to map a PLM-encoded embedding into a new metric space to guarantee the distinguishability of the resulting embeddings. Furthermore, we take the advantage of hyperbolic embeddings to capture the hierarchical relations among fine-grained class-associated token embedding by a coarse-to-fine metric learning strategy to enhance the distinguishability of the learned output embeddings. Extensive experiments on the three datasets under various settings demonstrate the effectiveness of our approach. Our code can be found at https://github.com/donttal/TARA.

Jiazheng Li, Zhaoyue Sun, Bin Liang et al.

Text classifiers built on Pre-trained Language Models (PLMs) have achieved remarkable progress in various tasks including sentiment analysis, natural language inference, and question-answering. However, the occurrence of uncertain predictions by these classifiers poses a challenge to their reliability when deployed in practical applications. Much effort has been devoted to designing various probes in order to understand what PLMs capture. But few studies have delved into factors influencing PLM-based classifiers' predictive uncertainty. In this paper, we propose a novel framework, called CUE, which aims to interpret uncertainties inherent in the predictions of PLM-based models. In particular, we first map PLM-encoded representations to a latent space via a variational auto-encoder. We then generate text representations by perturbing the latent space which causes fluctuation in predictive uncertainty. By comparing the difference in predictive uncertainty between the perturbed and the original text representations, we are able to identify the latent dimensions responsible for uncertainty and subsequently trace back to the input features that contribute to such uncertainty. Our extensive experiments on four benchmark datasets encompassing linguistic acceptability classification, emotion classification, and natural language inference show the feasibility of our proposed framework. Our source code is available at: https://github.com/lijiazheng99/CUE.

Runcong Zhao, Miguel Arana-Catania, Lixing Zhu et al.

In this demo, we introduce a web-based misinformation detection system PANACEA on COVID-19 related claims, which has two modules, fact-checking and rumour detection. Our fact-checking module, which is supported by novel natural language inference methods with a self-attention network, outperforms state-of-the-art approaches. It is also able to give automated veracity assessment and ranked supporting evidence with the stance towards the claim to be checked. In addition, PANACEA adapts the bi-directional graph convolutional networks model, which is able to detect rumours based on comment networks of related tweets, instead of relying on the knowledge base. This rumour detection module assists by warning the users in the early stages when a knowledge base may not be available.

Lin Gui, Victor Veitch

Consider the problem of estimating the causal effect of some attribute of a text document; for example: what effect does writing a polite vs. rude email have on response time? To estimate a causal effect from observational data, we need to adjust for confounding aspects of the text that affect both the treatment and outcome -- e.g., the topic or writing level of the text. These confounding aspects are unknown a priori, so it seems natural to adjust for the entirety of the text (e.g., using a transformer). However, causal identification and estimation procedures rely on the assumption of overlap: for all levels of the adjustment variables, there is randomness leftover so that every unit could have (not) received treatment. Since the treatment here is itself an attribute of the text, it is perfectly determined, and overlap is apparently violated. The purpose of this paper is to show how to handle causal identification and obtain robust causal estimation in the presence of apparent overlap violations. In brief, the idea is to use supervised representation learning to produce a data representation that preserves confounding information while eliminating information that is only predictive of the treatment. This representation then suffices for adjustment and can satisfy overlap. Adapting results on non-parametric estimation, we find that this procedure is robust to conditional outcome misestimation, yielding a low-bias estimator with valid uncertainty quantification under weak conditions. Empirical results show strong improvements in bias and uncertainty quantification relative to the natural baseline.

Runcong Zhao, Lin Gui, Hanqi Yan et al.

Monitoring online customer reviews is important for business organisations to measure customer satisfaction and better manage their reputations. In this paper, we propose a novel dynamic Brand-Topic Model (dBTM) which is able to automatically detect and track brand-associated sentiment scores and polarity-bearing topics from product reviews organised in temporally-ordered time intervals. dBTM models the evolution of the latent brand polarity scores and the topic-word distributions over time by Gaussian state space models. It also incorporates a meta learning strategy to control the update of the topic-word distribution in each time interval in order to ensure smooth topic transitions and better brand score predictions. It has been evaluated on a dataset constructed from MakeupAlley reviews and a hotel review dataset. Experimental results show that dBTM outperforms a number of competitive baselines in brand ranking, achieving a good balance of topic coherence and uniqueness, and extracting well-separated polarity-bearing topics across time intervals.

Yuxiang Zhou, Jiazheng Li, Yanzheng Xiang et al.

Understanding in-context learning (ICL) capability that enables large language models (LLMs) to excel in proficiency through demonstration examples is of utmost importance. This importance stems not only from the better utilization of this capability across various tasks, but also from the proactive identification and mitigation of potential risks, including concerns regarding truthfulness, bias, and toxicity, that may arise alongside the capability. In this paper, we present a thorough survey on the interpretation and analysis of in-context learning. First, we provide a concise introduction to the background and definition of in-context learning. Then, we give an overview of advancements from two perspectives: 1) a theoretical perspective, emphasizing studies on mechanistic interpretability and delving into the mathematical foundations behind ICL; and 2) an empirical perspective, concerning studies that empirically analyze factors associated with ICL. We conclude by highlighting the challenges encountered and suggesting potential avenues for future research. We believe that our work establishes the basis for further exploration into the interpretation of in-context learning. Additionally, we have created a repository containing the resources referenced in our survey.

Runcong Zhao, Wenjia Zhang, Jiazheng Li et al.

In this paper, we introduce NarrativePlay, a novel system that allows users to role-play a fictional character and interact with other characters in narratives such as novels in an immersive environment. We leverage Large Language Models (LLMs) to generate human-like responses, guided by personality traits extracted from narratives. The system incorporates auto-generated visual display of narrative settings, character portraits, and character speech, greatly enhancing user experience. Our approach eschews predefined sandboxes, focusing instead on main storyline events extracted from narratives from the perspective of a user-selected character. NarrativePlay has been evaluated on two types of narratives, detective and adventure stories, where users can either explore the world or improve their favorability with the narrative characters through conversations.

Lixing Zhu, Runcong Zhao, Lin Gui et al.

Narrative understanding involves capturing the author's cognitive processes, providing insights into their knowledge, intentions, beliefs, and desires. Although large language models (LLMs) excel in generating grammatically coherent text, their ability to comprehend the author's thoughts remains uncertain. This limitation hinders the practical applications of narrative understanding. In this paper, we conduct a comprehensive survey of narrative understanding tasks, thoroughly examining their key features, definitions, taxonomy, associated datasets, training objectives, evaluation metrics, and limitations. Furthermore, we explore the potential of expanding the capabilities of modularized LLMs to address novel narrative understanding tasks. By framing narrative understanding as the retrieval of the author's imaginative cues that outline the narrative structure, our study introduces a fresh perspective on enhancing narrative comprehension.

Xinyu Wang, Lin Gui, Yulan He

Table of contents (ToC) extraction centres on structuring documents in a hierarchical manner. In this paper, we propose a new dataset, ESGDoc, comprising 1,093 ESG annual reports from 563 companies spanning from 2001 to 2022. These reports pose significant challenges due to their diverse structures and extensive length. To address these challenges, we propose a new framework for Toc extraction, consisting of three steps: (1) Constructing an initial tree of text blocks based on reading order and font sizes; (2) Modelling each tree node (or text block) independently by considering its contextual information captured in node-centric subtree; (3) Modifying the original tree by taking appropriate action on each tree node (Keep, Delete, or Move). This construction-modelling-modification (CMM) process offers several benefits. It eliminates the need for pairwise modelling of section headings as in previous approaches, making document segmentation practically feasible. By incorporating structured information, each section heading can leverage both local and long-distance context relevant to itself. Experimental results show that our approach outperforms the previous state-of-the-art baseline with a fraction of running time. Our framework proves its scalability by effectively handling documents of any length.

Qinglin Zhu, Runcong Zhao, Hanqi Yan et al.

Large Language Models (LLMs) struggle with complex reasoning due to limited diversity and inefficient search. We propose Soft Reasoning, an embedding-based search framework that optimises the embedding of the first token to guide generation. It combines (1) embedding perturbation for controlled exploration and (2) Bayesian optimisation to refine embeddings via a verifier-guided objective, balancing exploration and exploitation. This approach improves reasoning accuracy and coherence while avoiding reliance on heuristic search. Experiments demonstrate superior correctness with minimal computation, making it a scalable, model-agnostic solution. The code is released at https://github.com/alickzhu/Soft-Reasoning.

Jiazheng Li, Yuxiang Zhou, Junru Lu et al.

Although preference optimization methods have improved reasoning performance in Large Language Models (LLMs), they often lack transparency regarding why one reasoning outcome is preferred over another. This limitation is especially critical in Automated Student Answer Scoring (ASAS), where explainability is essential to justify assessment outcomes. Verbal reinforcement learning offers the potential to generate explicit reflection, but it tends to produce superficial critiques that can harm assessment performance. Existing LLMs also struggle to reliably detect subtle reasoning errors in ASAS tasks. Moreover, manually identifying intermediate reasoning errors is expensive and difficult to scale. To address these challenges, we introduce a contrastive reflection synthesis pipeline that generates precise verbal feedback by identifying discrepancies in structure reasoning graph paths. Leveraging these synthetic reflection data, we propose DARS, a Dual-model Reflective Scoring framework featuring a dedicated Critic model trained for effective reflection. DARS achieves strong performance and consistently outperforms existing ASAS baselines across all evaluation metrics. Extensive experiments further provide novel insights into the value of reflection data, framework design, and the scaling behavior of DARS. We release the DARS code at https://github.com/lijiazheng99/DARS.

Han Zhang, Lin Gui, Yuanzhao Zhai et al.

The technique of Reinforcement Learning from Human Feedback (RLHF) is a commonly employed method to improve pre-trained Language Models (LM), enhancing their ability to conform to human preferences. Nevertheless, the current RLHF-based LMs necessitate full retraining each time novel queries or feedback are introduced, which becomes a challenging task because human preferences can vary between different domains or tasks. Retraining LMs poses practical difficulties in many real-world situations due to the significant time and computational resources required, along with concerns related to data privacy. To address this limitation, we propose a new method called Continual Optimal Policy Regularization (COPR), in which we compute the distribution of optimal policy bypassing the partition function and then regularize the current policy based on the historically optimal distribution to mitigate Catastrophic Forgetting (CF). COPR involves a single learning phase and doesn't necessitate complex reinforcement learning. Importantly, it shares the capability with RLHF to learn from unlabeled data by maintaining a scoring module, similar to reward model, making it flexible for continually learning without human feedback. Our experimental results show that COPR outperforms strong Continuous Learning (CL) baselines when it comes to consistently aligning with human preferences on incremental tasks and domains.

Yuemei Xu, Kexin Xu, Jian Zhou et al.

The current Large Language Models (LLMs) face significant challenges in improving their performance on low-resource languages and urgently need data-efficient methods without costly fine-tuning. From the perspective of language-bridge, we propose a simple yet effective method, namely BridgeX-ICL, to improve the zero-shot Cross-lingual In-Context Learning (X-ICL) for low-resource languages. Unlike existing works focusing on language-specific neurons, BridgeX-ICL explores whether sharing neurons can improve cross-lingual performance in LLMs. We construct neuron probe data from the ground-truth MUSE bilingual dictionaries, and define a subset of language overlap neurons accordingly to ensure full activation of these anchored neurons. Subsequently, we propose an HSIC-based metric to quantify LLMs' internal linguistic spectrum based on overlapping neurons, guiding optimal bridge selection. The experiments conducted on 4 cross-lingual tasks and 15 language pairs from 7 diverse families, covering both high-low and moderate-low pairs, validate the effectiveness of BridgeX-ICL and offer empirical insights into the underlying multilingual mechanisms of LLMs. The code is publicly available at https://github.com/xuyuemei/BridgeX-ICL.

Italo Luis da Silva, Hanqi Yan, Lin Gui et al.

The inherent ambiguity of cause and effect boundaries poses a challenge in evaluating causal event extraction tasks. Traditional metrics like Exact Match and BertScore poorly reflect model performance, so we trained evaluation models to approximate human evaluation, achieving high agreement. We used them to perform Reinforcement Learning with extraction models to align them with human preference, prioritising semantic understanding. We successfully explored our approach through multiple datasets, including transferring an evaluator trained on one dataset to another as a way to decrease the reliance on human-annotated data. In that vein, we also propose a weak-to-strong supervision method that uses a fraction of the annotated data to train an evaluation model while still achieving high performance in training an RL model. Our code is available at https://github.com/oyarsa/event_extraction/tree/causal-event-extraction.

Zhanghao Hu, Hanqi Yan, Qinglin Zhu et al.

Large language models have recently pushed open domain question answering (ODQA) to new frontiers. However, prevailing retriever-reader pipelines often depend on multiple rounds of prompt level instructions, leading to high computational overhead, instability, and suboptimal retrieval coverage. In this paper, we propose EmbQA, an embedding-level framework that alleviates these shortcomings by enhancing both the retriever and the reader. Specifically, we refine query representations via lightweight linear layers under an unsupervised contrastive learning objective, thereby reordering retrieved passages to highlight those most likely to contain correct answers. Additionally, we introduce an exploratory embedding that broadens the model's latent semantic space to diversify candidate generation and employs an entropy-based selection mechanism to choose the most confident answer automatically. Extensive experiments across three open-source LLMs, three retrieval methods, and four ODQA benchmarks demonstrate that EmbQA substantially outperforms recent baselines in both accuracy and efficiency.

Jiazheng Li, Lin Gui, Yuxiang Zhou et al.

Providing explainable and faithful feedback is crucial for automated student answer assessment. In this paper, we introduce a novel framework that explores using ChatGPT, a cutting-edge large language model, for the concurrent tasks of student answer scoring and rationale generation. We identify the appropriate instructions by prompting ChatGPT with different templates to collect the rationales, where inconsistent rationales are refined to align with marking standards. The refined ChatGPT outputs enable us to fine-tune a smaller language model that simultaneously assesses student answers and provides rationales. Extensive experiments on the benchmark dataset show that the proposed method improves the overall QWK score by 11% compared to ChatGPT. Furthermore, our thorough analysis and human evaluation demonstrate that the rationales generated by our proposed method are comparable to those of ChatGPT. Our approach provides a viable solution to achieve explainable automated assessment in education. Code available at https://github.com/lijiazheng99/aera.

Junru Lu, Gabriele Pergola, Lin Gui et al.

We propose a simple yet effective strategy to incorporate event knowledge extracted from event trigger annotations via posterior regularization to improve the event reasoning capability of mainstream question-answering (QA) models for event-centric QA. In particular, we define event-related knowledge constraints based on the event trigger annotations in the QA datasets, and subsequently use them to regularize the posterior answer output probabilities from the backbone pre-trained language models used in the QA setting. We explore two different posterior regularization strategies for extractive and generative QA separately. For extractive QA, the sentence-level event knowledge constraint is defined by assessing if a sentence contains an answer event or not, which is later used to modify the answer span extraction probability. For generative QA, the token-level event knowledge constraint is defined by comparing the generated token from the backbone language model with the answer event in order to introduce a reward or penalty term, which essentially adjusts the answer generative probability indirectly. We conduct experiments on two event-centric QA datasets, TORQUE and ESTER. The results show that our proposed approach can effectively inject event knowledge into existing pre-trained language models and achieves strong performance compared to existing QA models in answer evaluation. Code and models can be found: https://github.com/LuJunru/EventQAviaPR.

Runcong Zhao, Qinglin Zhu, Hainiu Xu et al.

Existing datasets for narrative understanding often fail to represent the complexity and uncertainty of relationships in real-life social scenarios. To address this gap, we introduce a new benchmark, Conan, designed for extracting and analysing intricate character relation graphs from detective narratives. Specifically, we designed hierarchical relationship categories and manually extracted and annotated role-oriented relationships from the perspectives of various characters, incorporating both public relationships known to most characters and secret ones known to only a few. Our experiments with advanced Large Language Models (LLMs) like GPT-3.5, GPT-4, and Llama2 reveal their limitations in inferencing complex relationships and handling longer narratives. The combination of the Conan dataset and our pipeline strategy is geared towards understanding the ability of LLMs to comprehend nuanced relational dynamics in narrative contexts.

Yanzheng Xiang, Hanqi Yan, Lin Gui et al.

In-context learning has become a popular paradigm in natural language processing. However, its performance can be significantly influenced by the order of in-context demonstration examples. In this paper, we found that causal language models (CausalLMs) are more sensitive to this order compared to prefix language models (PrefixLMs). We attribute this phenomenon to the auto-regressive attention masks within CausalLMs, which restrict each token from accessing information from subsequent tokens. This results in different receptive fields for samples at different positions, thereby leading to representation disparities across positions. To tackle this challenge, we introduce an unsupervised fine-tuning method, termed the Information-Augmented and Consistency-Enhanced approach. This approach utilizes contrastive learning to align representations of in-context examples across different positions and introduces a consistency loss to ensure similar representations for inputs with different permutations. This enhances the model's predictive consistency across permutations. Experimental results on five benchmarks suggest that our proposed method can reduce the sensitivity of CausalLMs to the order of in-context examples and exhibit robust generalizability, particularly when demonstrations are sourced from a candidate pool different from that used in the training phase, or when the number of in-context examples differs from what is used during training.

Hanqi Yan, Qinglin Zhu, Xinyu Wang et al.

While Large language models (LLMs) have the capability to iteratively reflect on their own outputs, recent studies have observed their struggles with knowledge-rich problems without access to external resources. In addition to the inefficiency of LLMs in self-assessment, we also observe that LLMs struggle to revisit their predictions despite receiving explicit negative feedback. Therefore, We propose Mirror, a Multiple-perspective self-reflection method for knowledge-rich reasoning, to avoid getting stuck at a particular reflection iteration. Mirror enables LLMs to reflect from multiple-perspective clues, achieved through a heuristic interaction between a Navigator and a Reasoner. It guides agents toward diverse yet plausibly reliable reasoning trajectory without access to ground truth by encouraging (1) diversity of directions generated by Navigator and (2) agreement among strategically induced perturbations in responses generated by the Reasoner. The experiments on five reasoning datasets demonstrate that Mirror's superiority over several contemporary self-reflection approaches. Additionally, the ablation study studies clearly indicate that our strategies alleviate the aforementioned challenges.

Bin Liang, Ang Li, Jingqian Zhao et al.

Stance detection is a challenging task that aims to identify public opinion from social media platforms with respect to specific targets. Previous work on stance detection largely focused on pure texts. In this paper, we study multi-modal stance detection for tweets consisting of texts and images, which are prevalent in today's fast-growing social media platforms where people often post multi-modal messages. To this end, we create five new multi-modal stance detection datasets of different domains based on Twitter, in which each example consists of a text and an image. In addition, we propose a simple yet effective Targeted Multi-modal Prompt Tuning framework (TMPT), where target information is leveraged to learn multi-modal stance features from textual and visual modalities. Experimental results on our five benchmark datasets show that the proposed TMPT achieves state-of-the-art performance in multi-modal stance detection.

Xinyu Wang, Hainiu Xu, Lin Gui et al.

Task embedding, a meta-learning technique that captures task-specific information, has gained popularity, especially in areas such as multi-task learning, model editing, and interpretability. However, it faces challenges with the emergence of prompt-guided Large Language Models (LLMs) operating in a gradient-free manner. Existing task embedding methods rely on fine-tuned, task-specific language models, which hinders the adaptability of task embeddings across diverse models, especially prompt-based LLMs. To hardness the potential of task embeddings in the era of LLMs, we propose a framework for unified task embeddings (FUTE), harmonizing task embeddings from various models, including smaller language models and LLMs with varied prompts, within a single vector space. Such uniformity enables comparison and analysis of similarities amongst different models, broadening the scope and utility of existing task embedding methods in multi-model scenarios, while maintaining their performance comparable to architecture-specific methods.

Ang Li, Jingqian Zhao, Bin Liang et al.

Stance detection is critical for understanding the underlying position or attitude expressed toward a topic. Large language models (LLMs) have demonstrated significant advancements across various natural language processing tasks including stance detection, however, their performance in stance detection is limited by biases and spurious correlations inherent due to their data-driven nature. Our statistical experiment reveals that LLMs are prone to generate biased stances due to sentiment-stance spurious correlations and preference towards certain individuals and topics. Furthermore, the results demonstrate a strong negative correlation between stance bias and stance detection performance, underscoring the importance of mitigating bias to enhance the utility of LLMs in stance detection. Therefore, in this paper, we propose a Counterfactual Augmented Calibration Network (FACTUAL), which a novel calibration network is devised to calibrate potential bias in the stance prediction of LLMs. Further, to address the challenge of effectively learning bias representations and the difficulty in the generalizability of debiasing, we construct counterfactual augmented data. This approach enhances the calibration network, facilitating the debiasing and out-of-domain generalization. Experimental results on in-target and zero-shot stance detection tasks show that the proposed FACTUAL can effectively mitigate biases of LLMs, achieving state-of-the-art results.

Runcong Zhao, Qinglin Zhu, Hainiu Xu et al.

Understanding character relationships is essential for interpreting complex narratives and conducting socially grounded AI research. However, manual annotation is time-consuming and low in coverage, while large language models (LLMs) often produce hallucinated or logically inconsistent outputs. We present SymbolicThought, a human-in-the-loop framework that combines LLM-based extraction with symbolic reasoning. The system constructs editable character relationship graphs, refines them using seven types of logical constraints, and enables real-time validation and conflict resolution through an interactive interface. To support logical supervision and explainable social analysis, we release a dataset of 160 interpersonal relationships with corresponding logical structures. Experiments show that SymbolicThought improves annotation accuracy and consistency while significantly reducing time cost, offering a practical tool for narrative understanding, explainable AI, and LLM evaluation.

Hanqi Yan, Yanzheng Xiang, Guangyi Chen et al.

To better interpret the intrinsic mechanism of large language models (LLMs), recent studies focus on monosemanticity on its basic units. A monosemantic neuron is dedicated to a single and specific concept, which forms a one-to-one correlation between neurons and concepts. Despite extensive research in monosemanticity probing, it remains unclear whether monosemanticity is beneficial or harmful to model capacity. To explore this question, we revisit monosemanticity from the feature decorrelation perspective and advocate for its encouragement. We experimentally observe that the current conclusion by wang2024learning, which suggests that decreasing monosemanticity enhances model performance, does not hold when the model changes. Instead, we demonstrate that monosemanticity consistently exhibits a positive correlation with model capacity, in the preference alignment process. Consequently, we apply feature correlation as a proxy for monosemanticity and incorporate a feature decorrelation regularizer into the dynamic preference optimization process. The experiments show that our method not only enhances representation diversity and activation sparsity but also improves preference alignment performance.

Wenjia Zhang, Lin Gui, Rob Procter et al.

To seek reliable information sources for news events, we introduce a novel task of expert recommendation, which aims to identify trustworthy sources based on their previously quoted statements. To achieve this, we built a novel dataset, called NewsQuote, consisting of 23,571 quote-speaker pairs sourced from a collection of news articles. We formulate the recommendation task as the retrieval of experts based on their likelihood of being associated with a given query. We also propose a multi-layer ranking framework employing Large Language Models to improve the recommendation performance. Our results show that employing an in-context learning based LLM ranker and a multi-layer ranking-based filter significantly improve both the predictive quality and behavioural quality of the recommender system.

Lin Gui, Cristina Gârbacea, Victor Veitch

This paper concerns the problem of aligning samples from large language models to human preferences using best-of-$n$ sampling, where we draw $n$ samples, rank them, and return the best one. We consider two fundamental problems. First: what is the relationship between best-of-$n$ and approaches to alignment that train LLMs to output samples with a high expected reward (e.g., RLHF or DPO)? To answer this, we embed both the best-of-$n$ distribution and the sampling distributions learned by alignment procedures in a common class of tiltings of the base LLM distribution. We then show that, within this class, best-of-$n$ is essentially optimal in terms of the trade-off between win-rate against the base model vs KL distance from the base model. That is, best-of-$n$ is the best choice of alignment distribution if the goal is to maximize win rate. However, best-of-$n$ requires drawing $n$ samples for each inference, a substantial cost. To avoid this, the second problem we consider is how to fine-tune a LLM to mimic the best-of-$n$ sampling distribution. We derive BoNBoN Alignment to achieve this by exploiting the special structure of the best-of-$n$ distribution. Experiments show that BoNBoN alignment yields substantial improvements in producing a model that is preferred to the base policy while minimally affecting off-target aspects.

Xinyu Wang, Lin Gui, Yulan He

Document-level multi-event extraction aims to extract the structural information from a given document automatically. Most recent approaches usually involve two steps: (1) modeling entity interactions; (2) decoding entity interactions into events. However, such approaches ignore a global view of inter-dependency of multiple events. Moreover, an event is decoded by iteratively merging its related entities as arguments, which might suffer from error propagation and is computationally inefficient. In this paper, we propose an alternative approach for document-level multi-event extraction with event proxy nodes and Hausdorff distance minimization. The event proxy nodes, representing pseudo-events, are able to build connections with other event proxy nodes, essentially capturing global information. The Hausdorff distance makes it possible to compare the similarity between the set of predicted events and the set of ground-truth events. By directly minimizing Hausdorff distance, the model is trained towards the global optimum directly, which improves performance and reduces training time. Experimental results show that our model outperforms previous state-of-the-art method in F1-score on two datasets with only a fraction of training time.

Jiazheng Li, Runcong Zhao, Yongxin Yang et al.

The remarkable performance of pre-trained large language models has revolutionised various natural language processing applications. Due to huge parametersizes and extensive running costs, companies or organisations tend to transfer the models to the target task by zero-shot prompting techniques. However, the prohibitive costs of tokens and time have hindered their adoption in applications. We propose OverPrompt, leveraging the in-context learning capability of LLMs to handle multiple task inputs, thereby reducing token and time costs. This approach could potentially improve task performance during API queries due to better conditional distribution mapping. Evaluated across diverse classification datasets, our experiments show that OverPrompt can achieve cost-efficient zero-shot classification without causing significant detriment to task performance, and in some cases, even improving it. An ablation study conducted on various LLMs, along with an investigation into the robustness of our prompting strategy to different input ordering, offers valuable insights into the broader applicability of our method across diverse tasks. These findings also suggest a more seamless integration of our method with LLMs through an API.

Hanqi Yan, Lin Gui, Menghan Wang et al.

Explainable recommender systems can explain their recommendation decisions, enhancing user trust in the systems. Most explainable recommender systems either rely on human-annotated rationales to train models for explanation generation or leverage the attention mechanism to extract important text spans from reviews as explanations. The extracted rationales are often confined to an individual review and may fail to identify the implicit features beyond the review text. To avoid the expensive human annotation process and to generate explanations beyond individual reviews, we propose to incorporate a geometric prior learnt from user-item interactions into a variational network which infers latent factors from user-item reviews. The latent factors from an individual user-item pair can be used for both recommendation and explanation generation, which naturally inherit the global characteristics encoded in the prior knowledge. Experimental results on three e-commerce datasets show that our model significantly improves the interpretability of a variational recommender using the Wasserstein distance while achieving performance comparable to existing content-based recommender systems in terms of recommendation behaviours.

Runcong Zhao, Lin Gui, Yulan He

Contrastive opinion extraction aims to extract a structured summary or key points organised as positive and negative viewpoints towards a common aspect or topic. Most recent works for unsupervised key point extraction is largely built on sentence clustering or opinion summarisation based on the popularity of opinions expressed in text. However, these methods tend to generate aspect clusters with incoherent sentences, conflicting viewpoints, redundant aspects. To address these problems, we propose a novel unsupervised Contrastive OpinioN Extraction model, called Cone, which learns disentangled latent aspect and sentiment representations based on pseudo aspect and sentiment labels by combining contrastive learning with iterative aspect/sentiment clustering refinement. Apart from being able to extract contrastive opinions, it is also able to quantify the relative popularity of aspects and their associated sentiment distributions. The model has been evaluated on both a hotel review dataset and a Twitter dataset about COVID vaccines. The results show that despite using no label supervision or aspect-denoted seed words, Cone outperforms a number of competitive baselines on contrastive opinion extraction. The results of Cone can be used to offer a better recommendation of products and services online.

Wenjia Zhang, Lin Gui, Rob Procter et al.

To enhance the ability to find credible evidence in news articles, we propose a novel task of expert recommendation, which aims to identify trustworthy experts on a specific news topic. To achieve the aim, we describe the construction of a novel NewsQuote dataset consisting of 24,031 quote-speaker pairs that appeared on a COVID-19 news corpus. We demonstrate an automatic pipeline for speaker and quote extraction via a BERT-based Question Answering model. Then, we formulate expert recommendations as document retrieval task by retrieving relevant quotes first as an intermediate step for expert identification, and expert retrieval by directly retrieving sources based on the probability of a query conditional on a candidate expert. Experimental results on NewsQuote show that document retrieval is more effective in identifying relevant experts for a given news topic compared to expert retrieval

Hanqi Yan, Lin Gui, Yulan He

Recent years have witnessed increasing interests in developing interpretable models in Natural Language Processing (NLP). Most existing models aim at identifying input features such as words or phrases important for model predictions. Neural models developed in NLP however often compose word semantics in a hierarchical manner and text classification requires hierarchical modelling to aggregate local information in order to deal with topic and label shifts more effectively. As such, interpretation by words or phrases only cannot faithfully explain model decisions in text classification. This paper proposes a novel Hierarchical INTerpretable neural text classifier, called Hint, which can automatically generate explanations of model predictions in the form of label-associated topics in a hierarchical manner. Model interpretation is no longer at the word level, but built on topics as the basic semantic unit. Experimental results on both review datasets and news datasets show that our proposed approach achieves text classification results on par with existing state-of-the-art text classifiers, and generates interpretations more faithful to model predictions and better understood by humans than other interpretable neural text classifiers.

Wenjia Zhang, Lin Gui, Yulan He

As the digital news industry becomes the main channel of information dissemination, the adverse impact of fake news is explosively magnified. The credibility of a news report should not be considered in isolation. Rather, previously published news articles on the similar event could be used to assess the credibility of a news report. Inspired by this, we propose a BERT-based multimodal unreliable news detection framework, which captures both textual and visual information from unreliable articles utilising the contrastive learning strategy. The contrastive learner interacts with the unreliable news classifier to push similar credible news (or similar unreliable news) closer while moving news articles with similar content but opposite credibility labels away from each other in the multimodal embedding space. Experimental results on a COVID-19 related dataset, ReCOVery, show that our model outperforms a number of competitive baseline in unreliable news detection.

Hanqi Yan, Lin Gui, Gabriele Pergola et al.

The Emotion Cause Extraction (ECE)} task aims to identify clauses which contain emotion-evoking information for a particular emotion expressed in text. We observe that a widely-used ECE dataset exhibits a bias that the majority of annotated cause clauses are either directly before their associated emotion clauses or are the emotion clauses themselves. Existing models for ECE tend to explore such relative position information and suffer from the dataset bias. To investigate the degree of reliance of existing ECE models on clause relative positions, we propose a novel strategy to generate adversarial examples in which the relative position information is no longer the indicative feature of cause clauses. We test the performance of existing models on such adversarial examples and observe a significant performance drop. To address the dataset bias, we propose a novel graph-based method to explicitly model the emotion triggering paths by leveraging the commonsense knowledge to enhance the semantic dependencies between a candidate clause and an emotion clause. Experimental results show that our proposed approach performs on par with the existing state-of-the-art methods on the original ECE dataset, and is more robust against adversarial attacks compared to existing models.

Lixing Zhu, Gabriele Pergola, Lin Gui et al.

Emotion detection in dialogues is challenging as it often requires the identification of thematic topics underlying a conversation, the relevant commonsense knowledge, and the intricate transition patterns between the affective states. In this paper, we propose a Topic-Driven Knowledge-Aware Transformer to handle the challenges above. We firstly design a topic-augmented language model (LM) with an additional layer specialized for topic detection. The topic-augmented LM is then combined with commonsense statements derived from a knowledge base based on the dialogue contextual information. Finally, a transformer-based encoder-decoder architecture fuses the topical and commonsense information, and performs the emotion label sequence prediction. The model has been experimented on four datasets in dialogue emotion detection, demonstrating its superiority empirically over the existing state-of-the-art approaches. Quantitative and qualitative results show that the model can discover topics which help in distinguishing emotion categories.

Gabriele Pergola, Elena Kochkina, Lin Gui et al.

Biomedical question-answering (QA) has gained increased attention for its capability to provide users with high-quality information from a vast scientific literature. Although an increasing number of biomedical QA datasets has been recently made available, those resources are still rather limited and expensive to produce. Transfer learning via pre-trained language models (LMs) has been shown as a promising approach to leverage existing general-purpose knowledge. However, finetuning these large models can be costly and time consuming, often yielding limited benefits when adapting to specific themes of specialised domains, such as the COVID-19 literature. To bootstrap further their domain adaptation, we propose a simple yet unexplored approach, which we call biomedical entity-aware masking (BEM). We encourage masked language models to learn entity-centric knowledge based on the pivotal entities characterizing the domain at hand, and employ those entities to drive the LM fine-tuning. The resulting strategy is a downstream process applicable to a wide variety of masked LMs, not requiring additional memory or components in the neural architectures. Experimental results show performance on par with state-of-the-art models on several biomedical QA datasets.

Runcong Zhao, Lin Gui, Gabriele Pergola et al.

In this paper, we propose the Brand-Topic Model (BTM) which aims to detect brand-associated polarity-bearing topics from product reviews. Different from existing models for sentiment-topic extraction which assume topics are grouped under discrete sentiment categories such as `positive', `negative' and `neural', BTM is able to automatically infer real-valued brand-associated sentiment scores and generate fine-grained sentiment-topics in which we can observe continuous changes of words under a certain topic (e.g., `shaver' or `cream') while its associated sentiment gradually varies from negative to positive. BTM is built on the Poisson factorisation model with the incorporation of adversarial learning. It has been evaluated on a dataset constructed from Amazon reviews. Experimental results show that BTM outperforms a number of competitive baselines in brand ranking, achieving a better balance of topic coherence and uniqueness, and extracting better-separated polarity-bearing topics.

Junru Lu, Gabriele Pergola, Lin Gui et al.

We introduce CHIME, a cross-passage hierarchical memory network for question answering (QA) via text generation. It extends XLNet introducing an auxiliary memory module consisting of two components: the context memory collecting cross-passage evidences, and the answer memory working as a buffer continually refining the generated answers. Empirically, we show the efficacy of the proposed architecture in the multi-passage generative QA, outperforming the state-of-the-art baselines with better syntactically well-formed answers and increased precision in addressing the questions of the AmazonQA review dataset. An additional qualitative analysis revealed the interpretability introduced by the memory module.

Gabriele Pergola, Lin Gui, Yulan He

We propose a topic-dependent attention model for sentiment classification and topic extraction. Our model assumes that a global topic embedding is shared across documents and employs an attention mechanism to derive local topic embedding for words and sentences. These are subsequently incorporated in a modified Gated Recurrent Unit (GRU) for sentiment classification and extraction of topics bearing different sentiment polarities. Those topics emerge from the words' local topic embeddings learned by the internal attention of the GRU cells in the context of a multi-task learning framework. In this paper, we present the hierarchical architecture, the new GRU unit and the experiments conducted on users' reviews which demonstrate classification performance on a par with the state-of-the-art methodologies for sentiment classification and topic coherence outperforming the current approaches for supervised topic extraction. In addition, our model is able to extract coherent aspect-sentiment clusters despite using no aspect-level annotations for training.

Lin Gui, Jiannan Hu, Yulan He et al.

Emotion cause extraction aims to identify the reasons behind a certain emotion expressed in text. It is a much more difficult task compared to emotion classification. Inspired by recent advances in using deep memory networks for question answering (QA), we propose a new approach which considers emotion cause identification as a reading comprehension task in QA. Inspired by convolutional neural networks, we propose a new mechanism to store relevant context in different memory slots to model context information. Our proposed approach can extract both word level sequence features and lexical features. Performance evaluation shows that our method achieves the state-of-the-art performance on a recently released emotion cause dataset, outperforming a number of competitive baselines by at least 3.01% in F-measure.

Hanbyul Joo, Tomas Simon, Xulong Li et al.

We present an approach to capture the 3D motion of a group of people engaged in a social interaction. The core challenges in capturing social interactions are: (1) occlusion is functional and frequent; (2) subtle motion needs to be measured over a space large enough to host a social group; (3) human appearance and configuration variation is immense; and (4) attaching markers to the body may prime the nature of interactions. The Panoptic Studio is a system organized around the thesis that social interactions should be measured through the integration of perceptual analyses over a large variety of view points. We present a modularized system designed around this principle, consisting of integrated structural, hardware, and software innovations. The system takes, as input, 480 synchronized video streams of multiple people engaged in social activities, and produces, as output, the labeled time-varying 3D structure of anatomical landmarks on individuals in the space. Our algorithm is designed to fuse the "weak" perceptual processes in the large number of views by progressively generating skeletal proposals from low-level appearance cues, and a framework for temporal refinement is also presented by associating body parts to reconstructed dense 3D trajectory stream. Our system and method are the first in reconstructing full body motion of more than five people engaged in social interactions without using markers. We also empirically demonstrate the impact of the number of views in achieving this goal.