Michael Backes

CR
Semantic Scholar Profile
h-index59
145papers
9,744citations
Novelty55%
AI Score62

145 Papers

CRApr 5, 2023Code
FACE-AUDITOR: Data Auditing in Facial Recognition Systems

Min Chen, Zhikun Zhang, Tianhao Wang et al.

Few-shot-based facial recognition systems have gained increasing attention due to their scalability and ability to work with a few face images during the model deployment phase. However, the power of facial recognition systems enables entities with moderate resources to canvas the Internet and build well-performed facial recognition models without people's awareness and consent. To prevent the face images from being misused, one straightforward approach is to modify the raw face images before sharing them, which inevitably destroys the semantic information, increases the difficulty of retroactivity, and is still prone to adaptive attacks. Therefore, an auditing method that does not interfere with the facial recognition model's utility and cannot be quickly bypassed is urgently needed. In this paper, we formulate the auditing process as a user-level membership inference problem and propose a complete toolkit FACE-AUDITOR that can carefully choose the probing set to query the few-shot-based facial recognition model and determine whether any of a user's face images is used in training the model. We further propose to use the similarity scores between the original face images as reference information to improve the auditing performance. Extensive experiments on multiple real-world face image datasets show that FACE-AUDITOR can achieve auditing accuracy of up to $99\%$. Finally, we show that FACE-AUDITOR is robust in the presence of several perturbation mechanisms to the training images or the target models. The source code of our experiments can be found at \url{https://github.com/MinChen00/Face-Auditor}.

CRAug 7, 2023
"Do Anything Now": Characterizing and Evaluating In-The-Wild Jailbreak Prompts on Large Language Models

Xinyue Shen, Zeyuan Chen, Michael Backes et al.

The misuse of large language models (LLMs) has drawn significant attention from the general public and LLM vendors. One particular type of adversarial prompt, known as jailbreak prompt, has emerged as the main attack vector to bypass the safeguards and elicit harmful content from LLMs. In this paper, employing our new framework JailbreakHub, we conduct a comprehensive analysis of 1,405 jailbreak prompts spanning from December 2022 to December 2023. We identify 131 jailbreak communities and discover unique characteristics of jailbreak prompts and their major attack strategies, such as prompt injection and privilege escalation. We also observe that jailbreak prompts increasingly shift from online Web communities to prompt-aggregation websites and 28 user accounts have consistently optimized jailbreak prompts over 100 days. To assess the potential harm caused by jailbreak prompts, we create a question set comprising 107,250 samples across 13 forbidden scenarios. Leveraging this dataset, our experiments on six popular LLMs show that their safeguards cannot adequately defend jailbreak prompts in all scenarios. Particularly, we identify five highly effective jailbreak prompts that achieve 0.95 attack success rates on ChatGPT (GPT-3.5) and GPT-4, and the earliest one has persisted online for over 240 days. We hope that our study can facilitate the research community and LLM vendors in promoting safer and regulated LLMs.

CRAug 31, 2022
Membership Inference Attacks by Exploiting Loss Trajectory

Yiyong Liu, Zhengyu Zhao, Michael Backes et al.

Machine learning models are vulnerable to membership inference attacks in which an adversary aims to predict whether or not a particular sample was contained in the target model's training dataset. Existing attack methods have commonly exploited the output information (mostly, losses) solely from the given target model. As a result, in practical scenarios where both the member and non-member samples yield similarly small losses, these methods are naturally unable to differentiate between them. To address this limitation, in this paper, we propose a new attack method, called \system, which can exploit the membership information from the whole training process of the target model for improving the attack performance. To mount the attack in the common black-box setting, we leverage knowledge distillation, and represent the membership information by the losses evaluated on a sequence of intermediate models at different distillation epochs, namely \emph{distilled loss trajectory}, together with the loss from the given target model. Experimental results over different datasets and model architectures demonstrate the great advantage of our attack in terms of different metrics. For example, on CINIC-10, our attack achieves at least 6$\times$ higher true-positive rate at a low false-positive rate of 0.1\% than existing methods. Further analysis demonstrates the general effectiveness of our attack in more strict scenarios.

CRMar 26, 2023
MGTBench: Benchmarking Machine-Generated Text Detection

Xinlei He, Xinyue Shen, Zeyuan Chen et al.

Nowadays, powerful large language models (LLMs) such as ChatGPT have demonstrated revolutionary power in a variety of tasks. Consequently, the detection of machine-generated texts (MGTs) is becoming increasingly crucial as LLMs become more advanced and prevalent. These models have the ability to generate human-like language, making it challenging to discern whether a text is authored by a human or a machine. This raises concerns regarding authenticity, accountability, and potential bias. However, existing methods for detecting MGTs are evaluated using different model architectures, datasets, and experimental settings, resulting in a lack of a comprehensive evaluation framework that encompasses various methodologies. Furthermore, it remains unclear how existing detection methods would perform against powerful LLMs. In this paper, we fill this gap by proposing the first benchmark framework for MGT detection against powerful LLMs, named MGTBench. Extensive evaluations on public datasets with curated texts generated by various powerful LLMs such as ChatGPT-turbo and Claude demonstrate the effectiveness of different detection methods. Our ablation study shows that a larger number of words in general leads to better performance and most detection methods can achieve similar performance with much fewer training samples. Moreover, we delve into a more challenging task: text attribution. Our findings indicate that the model-based detection methods still perform well in the text attribution task. To investigate the robustness of different detection methods, we consider three adversarial attacks, namely paraphrasing, random spacing, and adversarial perturbations. We discover that these attacks can significantly diminish detection effectiveness, underscoring the critical need for the development of more robust detection methods.

CRSep 30, 2022
Data Poisoning Attacks Against Multimodal Encoders

Ziqing Yang, Xinlei He, Zheng Li et al.

Recently, the newly emerged multimodal models, which leverage both visual and linguistic modalities to train powerful encoders, have gained increasing attention. However, learning from a large-scale unlabeled dataset also exposes the model to the risk of potential poisoning attacks, whereby the adversary aims to perturb the model's training data to trigger malicious behaviors in it. In contrast to previous work, only poisoning visual modality, in this work, we take the first step to studying poisoning attacks against multimodal models in both visual and linguistic modalities. Specially, we focus on answering two questions: (1) Is the linguistic modality also vulnerable to poisoning attacks? and (2) Which modality is most vulnerable? To answer the two questions, we propose three types of poisoning attacks against multimodal models. Extensive evaluations on different datasets and model architectures show that all three attacks can achieve significant attack performance while maintaining model utility in both visual and linguistic modalities. Furthermore, we observe that the poisoning effect differs between different modalities. To mitigate the attacks, we propose both pre-training and post-training defenses. We empirically show that both defenses can significantly reduce the attack performance while preserving the model's utility.

CROct 3, 2022
Membership Inference Attacks Against Text-to-image Generation Models

Yixin Wu, Ning Yu, Zheng Li et al.

Text-to-image generation models have recently attracted unprecedented attention as they unlatch imaginative applications in all areas of life. However, developing such models requires huge amounts of data that might contain privacy-sensitive information, e.g., face identity. While privacy risks have been extensively demonstrated in the image classification and GAN generation domains, privacy risks in the text-to-image generation domain are largely unexplored. In this paper, we perform the first privacy analysis of text-to-image generation models through the lens of membership inference. Specifically, we propose three key intuitions about membership information and design four attack methodologies accordingly. We conduct comprehensive evaluations on two mainstream text-to-image generation models including sequence-to-sequence modeling and diffusion-based modeling. The empirical results show that all of the proposed attacks can achieve significant performance, in some cases even close to an accuracy of 1, and thus the corresponding risk is much more severe than that shown by existing membership inference attacks. We further conduct an extensive ablation study to analyze the factors that may affect the attack performance, which can guide developers and researchers to be alert to vulnerabilities in text-to-image generation models. All these findings indicate that our proposed attacks pose a realistic privacy threat to the text-to-image generation models.

CYSep 7, 2022
Why So Toxic? Measuring and Triggering Toxic Behavior in Open-Domain Chatbots

Wai Man Si, Michael Backes, Jeremy Blackburn et al.

Chatbots are used in many applications, e.g., automated agents, smart home assistants, interactive characters in online games, etc. Therefore, it is crucial to ensure they do not behave in undesired manners, providing offensive or toxic responses to users. This is not a trivial task as state-of-the-art chatbot models are trained on large, public datasets openly collected from the Internet. This paper presents a first-of-its-kind, large-scale measurement of toxicity in chatbots. We show that publicly available chatbots are prone to providing toxic responses when fed toxic queries. Even more worryingly, some non-toxic queries can trigger toxic responses too. We then set out to design and experiment with an attack, ToxicBuddy, which relies on fine-tuning GPT-2 to generate non-toxic queries that make chatbots respond in a toxic manner. Our extensive experimental evaluation demonstrates that our attack is effective against public chatbot models and outperforms manually-crafted malicious queries proposed by previous work. We also evaluate three defense mechanisms against ToxicBuddy, showing that they either reduce the attack performance at the cost of affecting the chatbot's utility or are only effective at mitigating a portion of the attack. This highlights the need for more research from the computer security and online safety communities to ensure that chatbot models do not hurt their users. Overall, we are confident that ToxicBuddy can be used as an auditing tool and that our work will pave the way toward designing more effective defenses for chatbot safety.

CRApr 18, 2023
In ChatGPT We Trust? Measuring and Characterizing the Reliability of ChatGPT

Xinyue Shen, Zeyuan Chen, Michael Backes et al.

The way users acquire information is undergoing a paradigm shift with the advent of ChatGPT. Unlike conventional search engines, ChatGPT retrieves knowledge from the model itself and generates answers for users. ChatGPT's impressive question-answering (QA) capability has attracted more than 100 million users within a short period of time but has also raised concerns regarding its reliability. In this paper, we perform the first large-scale measurement of ChatGPT's reliability in the generic QA scenario with a carefully curated set of 5,695 questions across ten datasets and eight domains. We find that ChatGPT's reliability varies across different domains, especially underperforming in law and science questions. We also demonstrate that system roles, originally designed by OpenAI to allow users to steer ChatGPT's behavior, can impact ChatGPT's reliability in an imperceptible way. We further show that ChatGPT is vulnerable to adversarial examples, and even a single character change can negatively affect its reliability in certain cases. We believe that our study provides valuable insights into ChatGPT's reliability and underscores the need for strengthening the reliability and security of large language models (LLMs).

CRAug 23, 2022
Auditing Membership Leakages of Multi-Exit Networks

Zheng Li, Yiyong Liu, Xinlei He et al.

Relying on the fact that not all inputs require the same amount of computation to yield a confident prediction, multi-exit networks are gaining attention as a prominent approach for pushing the limits of efficient deployment. Multi-exit networks endow a backbone model with early exits, allowing to obtain predictions at intermediate layers of the model and thus save computation time and/or energy. However, current various designs of multi-exit networks are only considered to achieve the best trade-off between resource usage efficiency and prediction accuracy, the privacy risks stemming from them have never been explored. This prompts the need for a comprehensive investigation of privacy risks in multi-exit networks. In this paper, we perform the first privacy analysis of multi-exit networks through the lens of membership leakages. In particular, we first leverage the existing attack methodologies to quantify the multi-exit networks' vulnerability to membership leakages. Our experimental results show that multi-exit networks are less vulnerable to membership leakages and the exit (number and depth) attached to the backbone model is highly correlated with the attack performance. Furthermore, we propose a hybrid attack that exploits the exit information to improve the performance of existing attacks. We evaluate membership leakage threat caused by our hybrid attack under three different adversarial setups, ultimately arriving at a model-free and data-free adversary. These results clearly demonstrate that our hybrid attacks are very broadly applicable, thereby the corresponding risks are much more severe than shown by existing membership inference attacks. We further present a defense mechanism called TimeGuard specifically for multi-exit networks and show that TimeGuard mitigates the newly proposed attacks perfectly.

CRFeb 20, 2023
Prompt Stealing Attacks Against Text-to-Image Generation Models

Xinyue Shen, Yiting Qu, Michael Backes et al.

Text-to-Image generation models have revolutionized the artwork design process and enabled anyone to create high-quality images by entering text descriptions called prompts. Creating a high-quality prompt that consists of a subject and several modifiers can be time-consuming and costly. In consequence, a trend of trading high-quality prompts on specialized marketplaces has emerged. In this paper, we perform the first study on understanding the threat of a novel attack, namely prompt stealing attack, which aims to steal prompts from generated images by text-to-image generation models. Successful prompt stealing attacks directly violate the intellectual property of prompt engineers and jeopardize the business model of prompt marketplaces. We first perform a systematic analysis on a dataset collected by ourselves and show that a successful prompt stealing attack should consider a prompt's subject as well as its modifiers. Based on this observation, we propose a simple yet effective prompt stealing attack, PromptStealer. It consists of two modules: a subject generator trained to infer the subject and a modifier detector for identifying the modifiers within the generated image. Experimental results demonstrate that PromptStealer is superior over three baseline methods, both quantitatively and qualitatively. We also make some initial attempts to defend PromptStealer. In general, our study uncovers a new attack vector within the ecosystem established by the popular text-to-image generation models. We hope our results can contribute to understanding and mitigating this emerging threat.

SIDec 13, 2022
On the Evolution of (Hateful) Memes by Means of Multimodal Contrastive Learning

Yiting Qu, Xinlei He, Shannon Pierson et al.

The dissemination of hateful memes online has adverse effects on social media platforms and the real world. Detecting hateful memes is challenging, one of the reasons being the evolutionary nature of memes; new hateful memes can emerge by fusing hateful connotations with other cultural ideas or symbols. In this paper, we propose a framework that leverages multimodal contrastive learning models, in particular OpenAI's CLIP, to identify targets of hateful content and systematically investigate the evolution of hateful memes. We find that semantic regularities exist in CLIP-generated embeddings that describe semantic relationships within the same modality (images) or across modalities (images and text). Leveraging this property, we study how hateful memes are created by combining visual elements from multiple images or fusing textual information with a hateful image. We demonstrate the capabilities of our framework for analyzing the evolution of hateful memes by focusing on antisemitic memes, particularly the Happy Merchant meme. Using our framework on a dataset extracted from 4chan, we find 3.3K variants of the Happy Merchant meme, with some linked to specific countries, persons, or organizations. We envision that our framework can be used to aid human moderators by flagging new variants of hateful memes so that moderators can manually verify them and mitigate the problem of hateful content online.

CROct 3, 2022
UnGANable: Defending Against GAN-based Face Manipulation

Zheng Li, Ning Yu, Ahmed Salem et al.

Deepfakes pose severe threats of visual misinformation to our society. One representative deepfake application is face manipulation that modifies a victim's facial attributes in an image, e.g., changing her age or hair color. The state-of-the-art face manipulation techniques rely on Generative Adversarial Networks (GANs). In this paper, we propose the first defense system, namely UnGANable, against GAN-inversion-based face manipulation. In specific, UnGANable focuses on defending GAN inversion, an essential step for face manipulation. Its core technique is to search for alternative images (called cloaked images) around the original images (called target images) in image space. When posted online, these cloaked images can jeopardize the GAN inversion process. We consider two state-of-the-art inversion techniques including optimization-based inversion and hybrid inversion, and design five different defenses under five scenarios depending on the defender's background knowledge. Extensive experiments on four popular GAN models trained on two benchmark face datasets show that UnGANable achieves remarkable effectiveness and utility performance, and outperforms multiple baseline methods. We further investigate four adaptive adversaries to bypass UnGANable and show that some of them are slightly effective.

CRJan 3, 2023
Backdoor Attacks Against Dataset Distillation

Yugeng Liu, Zheng Li, Michael Backes et al.

Dataset distillation has emerged as a prominent technique to improve data efficiency when training machine learning models. It encapsulates the knowledge from a large dataset into a smaller synthetic dataset. A model trained on this smaller distilled dataset can attain comparable performance to a model trained on the original training dataset. However, the existing dataset distillation techniques mainly aim at achieving the best trade-off between resource usage efficiency and model utility. The security risks stemming from them have not been explored. This study performs the first backdoor attack against the models trained on the data distilled by dataset distillation models in the image domain. Concretely, we inject triggers into the synthetic data during the distillation procedure rather than during the model training stage, where all previous attacks are performed. We propose two types of backdoor attacks, namely NAIVEATTACK and DOORPING. NAIVEATTACK simply adds triggers to the raw data at the initial distillation phase, while DOORPING iteratively updates the triggers during the entire distillation procedure. We conduct extensive evaluations on multiple datasets, architectures, and dataset distillation techniques. Empirical evaluation shows that NAIVEATTACK achieves decent attack success rate (ASR) scores in some cases, while DOORPING reaches higher ASR scores (close to 1.0) in all cases. Furthermore, we conduct a comprehensive ablation study to analyze the factors that may affect the attack performance. Finally, we evaluate multiple defense mechanisms against our backdoor attacks and show that our attacks can practically circumvent these defense mechanisms.

CVJun 13, 2023
Generative Watermarking Against Unauthorized Subject-Driven Image Synthesis

Yihan Ma, Zhengyu Zhao, Xinlei He et al.

Large text-to-image models have shown remarkable performance in synthesizing high-quality images. In particular, the subject-driven model makes it possible to personalize the image synthesis for a specific subject, e.g., a human face or an artistic style, by fine-tuning the generic text-to-image model with a few images from that subject. Nevertheless, misuse of subject-driven image synthesis may violate the authority of subject owners. For example, malicious users may use subject-driven synthesis to mimic specific artistic styles or to create fake facial images without authorization. To protect subject owners against such misuse, recent attempts have commonly relied on adversarial examples to indiscriminately disrupt subject-driven image synthesis. However, this essentially prevents any benign use of subject-driven synthesis based on protected images. In this paper, we take a different angle and aim at protection without sacrificing the utility of protected images for general synthesis purposes. Specifically, we propose GenWatermark, a novel watermark system based on jointly learning a watermark generator and a detector. In particular, to help the watermark survive the subject-driven synthesis, we incorporate the synthesis process in learning GenWatermark by fine-tuning the detector with synthesized images for a specific subject. This operation is shown to largely improve the watermark detection accuracy and also ensure the uniqueness of the watermark for each individual subject. Extensive experiments validate the effectiveness of GenWatermark, especially in practical scenarios with unknown models and text prompts (74% Acc.), as well as partial data watermarking (80% Acc. for 1/4 watermarking). We also demonstrate the robustness of GenWatermark to two potential countermeasures that substantially degrade the synthesis quality.

99.6CRApr 16Code
HarmfulSkillBench: How Do Harmful Skills Weaponize Your Agents?

Yukun Jiang, Yage Zhang, Michael Backes et al.

Large language models (LLMs) have evolved into autonomous agents that rely on open skill ecosystems (e.g., ClawHub and Skills.Rest), hosting numerous publicly reusable skills. Existing security research on these ecosystems mainly focuses on vulnerabilities within skills, such as prompt injection. However, there is a critical gap regarding skills that may be misused for harmful actions (e.g., cyber attacks, fraud and scams, privacy violations, and sexual content generation), namely harmful skills. In this paper, we present the first large-scale measurement study of harmful skills in agent ecosystems, covering 98,440 skills across two major registries. Using an LLM-driven scoring system grounded in our harmful skill taxonomy, we find that 4.93% of skills (4,858) are harmful, with ClawHub exhibiting an 8.84% harmful rate compared to 3.49% on Skills.Rest. We then construct HarmfulSkillBench, the first benchmark for evaluating agent safety against harmful skills in realistic agent contexts, comprising 200 harmful skills across 20 categories and four evaluation conditions. By evaluating six LLMs on HarmfulSkillBench, we find that presenting a harmful task through a pre-installed skill substantially lowers refusal rates across all models, with the average harm score rising from 0.27 without the skill to 0.47 with it, and further to 0.76 when the harmful intent is implicit rather than stated as an explicit user request. We responsibly disclose our findings to the affected registries and release our benchmark to support future research (see https://github.com/TrustAIRLab/HarmfulSkillBench).

99.5CRApr 13Code
Peering Behind the Shield: Guardrail Identification in Large Language Models

Ziqing Yang, Yixin Wu, Rui Wen et al.

With the rapid adoption of large language models (LLMs), conversational AI agents have become widely deployed across real-world applications. To enhance safety, these agents are often equipped with guardrails that moderate harmful content. Identifying the guardrails in an agent thus becomes critical for adversaries to understand the system and design guard-specific attacks. In this work, we introduce AP-Test, a novel approach that leverages guard-specific adversarial prompts to detect the identity of guardrails deployed in black-box AI agents. Our method addresses key challenges in this task, including the influence of safety-aligned LLMs and other guardrails, as well as a lack of principled decision-making strategies. AP-Test employs two complementary testing strategies, input and output guard tests, and a new metric, match score, to enable robust identification. Experiments across diverse agents and four open-source guardrails demonstrate that AP-Test achieves perfect classification accuracy in multiple scenarios. Ablation studies further highlight the necessity of our proposed components. Our findings reveal a practical path toward guardrail identification in real-world AI systems.

CRJul 3, 2024Code
SOS! Soft Prompt Attack Against Open-Source Large Language Models

Ziqing Yang, Michael Backes, Yang Zhang et al.

Open-source large language models (LLMs) have become increasingly popular among both the general public and industry, as they can be customized, fine-tuned, and freely used. However, some open-source LLMs require approval before usage, which has led to third parties publishing their own easily accessible versions. Similarly, third parties have been publishing fine-tuned or quantized variants of these LLMs. These versions are particularly appealing to users because of their ease of access and reduced computational resource demands. This trend has increased the risk of training time attacks, compromising the integrity and security of LLMs. In this work, we present a new training time attack, SOS, which is designed to be low in computational demand and does not require clean data or modification of the model weights, thereby maintaining the model's utility intact. The attack addresses security issues in various scenarios, including the backdoor attack, jailbreak attack, and prompt stealing attack. Our experimental findings demonstrate that the proposed attack is effective across all evaluated targets. Furthermore, we present the other side of our SOS technique, namely the copyright token -- a novel technique that enables users to mark their copyrighted content and prevent models from using it.

LGApr 14, 2022
Finding MNEMON: Reviving Memories of Node Embeddings

Yun Shen, Yufei Han, Zhikun Zhang et al.

Previous security research efforts orbiting around graphs have been exclusively focusing on either (de-)anonymizing the graphs or understanding the security and privacy issues of graph neural networks. Little attention has been paid to understand the privacy risks of integrating the output from graph embedding models (e.g., node embeddings) with complex downstream machine learning pipelines. In this paper, we fill this gap and propose a novel model-agnostic graph recovery attack that exploits the implicit graph structural information preserved in the embeddings of graph nodes. We show that an adversary can recover edges with decent accuracy by only gaining access to the node embedding matrix of the original graph without interactions with the node embedding models. We demonstrate the effectiveness and applicability of our graph recovery attack through extensive experiments.

CRNov 17, 2022
Towards Good Practices in Evaluating Transfer Adversarial Attacks

Zhengyu Zhao, Hanwei Zhang, Renjue Li et al.

Transfer adversarial attacks raise critical security concerns in real-world, black-box scenarios. However, the actual progress of this field is difficult to assess due to two common limitations in existing evaluations. First, different methods are often not systematically and fairly evaluated in a one-to-one comparison. Second, only transferability is evaluated but another key attack property, stealthiness, is largely overlooked. In this work, we design good practices to address these limitations, and we present the first comprehensive evaluation of transfer attacks, covering 23 representative attacks against 9 defenses on ImageNet. In particular, we propose to categorize existing attacks into five categories, which enables our systematic category-wise analyses. These analyses lead to new findings that even challenge existing knowledge and also help determine the optimal attack hyperparameters for our attack-wise comprehensive evaluation. We also pay particular attention to stealthiness, by adopting diverse imperceptibility metrics and looking into new, finer-grained characteristics. Overall, our new insights into transferability and stealthiness lead to actionable good practices for future evaluations.

CRJul 30, 2024
Breaking Agents: Compromising Autonomous LLM Agents Through Malfunction Amplification

Boyang Zhang, Yicong Tan, Yun Shen et al.

Recently, autonomous agents built on large language models (LLMs) have experienced significant development and are being deployed in real-world applications. These agents can extend the base LLM's capabilities in multiple ways. For example, a well-built agent using GPT-3.5-Turbo as its core can outperform the more advanced GPT-4 model by leveraging external components. More importantly, the usage of tools enables these systems to perform actions in the real world, moving from merely generating text to actively interacting with their environment. Given the agents' practical applications and their ability to execute consequential actions, it is crucial to assess potential vulnerabilities. Such autonomous systems can cause more severe damage than a standalone language model if compromised. While some existing research has explored harmful actions by LLM agents, our study approaches the vulnerability from a different perspective. We introduce a new type of attack that causes malfunctions by misleading the agent into executing repetitive or irrelevant actions. We conduct comprehensive evaluations using various attack methods, surfaces, and properties to pinpoint areas of susceptibility. Our experiments reveal that these attacks can induce failure rates exceeding 80\% in multiple scenarios. Through attacks on implemented and deployable agents in multi-agent scenarios, we accentuate the realistic risks associated with these vulnerabilities. To mitigate such attacks, we propose self-examination detection methods. However, our findings indicate these attacks are difficult to detect effectively using LLMs alone, highlighting the substantial risks associated with this vulnerability.

CROct 4, 2022
Backdoor Attacks in the Supply Chain of Masked Image Modeling

Xinyue Shen, Xinlei He, Zheng Li et al.

Masked image modeling (MIM) revolutionizes self-supervised learning (SSL) for image pre-training. In contrast to previous dominating self-supervised methods, i.e., contrastive learning, MIM attains state-of-the-art performance by masking and reconstructing random patches of the input image. However, the associated security and privacy risks of this novel generative method are unexplored. In this paper, we perform the first security risk quantification of MIM through the lens of backdoor attacks. Different from previous work, we are the first to systematically threat modeling on SSL in every phase of the model supply chain, i.e., pre-training, release, and downstream phases. Our evaluation shows that models built with MIM are vulnerable to existing backdoor attacks in release and downstream phases and are compromised by our proposed method in pre-training phase. For instance, on CIFAR10, the attack success rate can reach 99.62%, 96.48%, and 98.89% in the downstream phase, release phase, and pre-training phase, respectively. We also take the first step to investigate the success factors of backdoor attacks in the pre-training phase and find the trigger number and trigger pattern play key roles in the success of backdoor attacks while trigger location has only tiny effects. In the end, our empirical study of the defense mechanisms across three detection-level on model supply chain phases indicates that different defenses are suitable for backdoor attacks in different phases. However, backdoor attacks in the release phase cannot be detected by all three detection-level methods, calling for more effective defenses in future research.

CRSep 4, 2022
On the Privacy Risks of Cell-Based NAS Architectures

Hai Huang, Zhikun Zhang, Yun Shen et al.

Existing studies on neural architecture search (NAS) mainly focus on efficiently and effectively searching for network architectures with better performance. Little progress has been made to systematically understand if the NAS-searched architectures are robust to privacy attacks while abundant work has already shown that human-designed architectures are prone to privacy attacks. In this paper, we fill this gap and systematically measure the privacy risks of NAS architectures. Leveraging the insights from our measurement study, we further explore the cell patterns of cell-based NAS architectures and evaluate how the cell patterns affect the privacy risks of NAS-searched architectures. Through extensive experiments, we shed light on how to design robust NAS architectures against privacy attacks, and also offer a general methodology to understand the hidden correlation between the NAS-searched architectures and other privacy risks.

79.7CLApr 15Code
TrustLDM: Benchmarking Trustworthiness in Language Diffusion Models

Yichuan Mo, Yukun Jiang, Yanbo Shi et al.

The rapid development of Language Diffusion Models (LDMs) challenges the dominant position of auto-regressive competitors in language processing. However, their flexible, any-order decoding strategies not only enable fast decoding speed but also potentially bring new trustworthiness challenges. To better understand the risks behind their pipelines, we introduce a comprehensive trustworthiness benchmark tailored to LDMs (TrustLDM), evaluating safety, privacy, and fairness across different LDM architectures with multiple categories of static post contexts. Our empirical results show that although LDMs generally exhibit strong trustworthiness with only the user prompts, their alignment behavior degrades noticeably when the malicious post contexts are attached to the masked responses. We further observe that longer contexts do not necessarily induce stronger effects, and both decoding order and generation length affect the evaluation outcomes. Finally, we propose TrustLDM-Auto, an automatic evaluation framework that leverages LDM decoding flexibility to systematically identify vulnerable configurations, revealing substantial trustworthiness weaknesses across all evaluated models and dimensions. Our work may potentially help the community build more trustworthy LDMs. Our code is available at https://github.com/PKU-ML/TrustLDM.

CRAug 7, 2023
Mondrian: Prompt Abstraction Attack Against Large Language Models for Cheaper API Pricing

Wai Man Si, Michael Backes, Yang Zhang

The Machine Learning as a Service (MLaaS) market is rapidly expanding and becoming more mature. For example, OpenAI's ChatGPT is an advanced large language model (LLM) that generates responses for various queries with associated fees. Although these models can deliver satisfactory performance, they are far from perfect. Researchers have long studied the vulnerabilities and limitations of LLMs, such as adversarial attacks and model toxicity. Inevitably, commercial ML models are also not exempt from such issues, which can be problematic as MLaaS continues to grow. In this paper, we discover a new attack strategy against LLM APIs, namely the prompt abstraction attack. Specifically, we propose Mondrian, a simple and straightforward method that abstracts sentences, which can lower the cost of using LLM APIs. In this approach, the adversary first creates a pseudo API (with a lower established price) to serve as the proxy of the target API (with a higher established price). Next, the pseudo API leverages Mondrian to modify the user query, obtain the abstracted response from the target API, and forward it back to the end user. Our results show that Mondrian successfully reduces user queries' token length ranging from 13% to 23% across various tasks, including text classification, generation, and question answering. Meanwhile, these abstracted queries do not significantly affect the utility of task-specific and general language models like ChatGPT. Mondrian also reduces instruction prompts' token length by at least 11% without compromising output quality. As a result, the prompt abstraction attack enables the adversary to profit without bearing the cost of API development and deployment.

LGFeb 9Code
Sparse Models, Sparse Safety: Unsafe Routes in Mixture-of-Experts LLMs

Yukun Jiang, Hai Huang, Mingjie Li et al.

By introducing routers to selectively activate experts in Transformer layers, the mixture-of-experts (MoE) architecture significantly reduces computational costs in large language models (LLMs) while maintaining competitive performance, especially for models with massive parameters. However, prior work has largely focused on utility and efficiency, leaving the safety risks associated with this sparse architecture underexplored. In this work, we show that the safety of MoE LLMs is as sparse as their architecture by discovering unsafe routes: routing configurations that, once activated, convert safe outputs into harmful ones. Specifically, we first introduce the Router Safety importance score (RoSais) to quantify the safety criticality of each layer's router. Manipulation of only the high-RoSais router(s) can flip the default route into an unsafe one. For instance, on JailbreakBench, masking 5 routers in DeepSeek-V2-Lite increases attack success rate (ASR) by over 4$\times$ to 0.79, highlighting an inherent risk that router manipulation may naturally occur in MoE LLMs. We further propose a Fine-grained token-layer-wise Stochastic Optimization framework to discover more concrete Unsafe Routes (F-SOUR), which explicitly considers the sequentiality and dynamics of input tokens. Across four representative MoE LLM families, F-SOUR achieves an average ASR of 0.90 and 0.98 on JailbreakBench and AdvBench, respectively. Finally, we outline defensive perspectives, including safety-aware route disabling and router training, as promising directions to safeguard MoE LLMs. We hope our work can inform future red-teaming and safeguarding of MoE LLMs. Our code is provided in https://github.com/TrustAIRLab/UnsafeMoE.

CVMar 9, 2023
From Visual Prompt Learning to Zero-Shot Transfer: Mapping Is All You Need

Ziqing Yang, Zeyang Sha, Michael Backes et al.

Visual prompt learning, as a newly emerged technique, leverages the knowledge learned by a large-scale pre-trained model and adapts it to downstream tasks through the usage of prompts. While previous research has focused on designing effective prompts, in this work, we argue that compared to prompt design, a good mapping strategy matters more. In this sense, we propose SeMap, a more effective mapping using the semantic alignment between the pre-trained model's knowledge and the downstream task. Our experimental results show that SeMap can largely boost the performance of visual prompt learning. Moreover, our experiments show that SeMap is capable of achieving competitive zero-shot transfer, indicating that it can perform the downstream task without any fine-tuning on the corresponding dataset. This demonstrates the potential of our proposed method to be used in a broader range of applications where the zero-shot transfer is desired. Results suggest that our proposed SeMap could lead to significant advancements in both visual prompt learning and zero-shot transfer. We hope with SeMap, we can help the community move forward to more efficient and lightweight utilization of large vision models.

CROct 11, 2023
Composite Backdoor Attacks Against Large Language Models

Hai Huang, Zhengyu Zhao, Michael Backes et al.

Large language models (LLMs) have demonstrated superior performance compared to previous methods on various tasks, and often serve as the foundation models for many researches and services. However, the untrustworthy third-party LLMs may covertly introduce vulnerabilities for downstream tasks. In this paper, we explore the vulnerability of LLMs through the lens of backdoor attacks. Different from existing backdoor attacks against LLMs, ours scatters multiple trigger keys in different prompt components. Such a Composite Backdoor Attack (CBA) is shown to be stealthier than implanting the same multiple trigger keys in only a single component. CBA ensures that the backdoor is activated only when all trigger keys appear. Our experiments demonstrate that CBA is effective in both natural language processing (NLP) and multimodal tasks. For instance, with $3\%$ poisoning samples against the LLaMA-7B model on the Emotion dataset, our attack achieves a $100\%$ Attack Success Rate (ASR) with a False Triggered Rate (FTR) below $2.06\%$ and negligible model accuracy degradation. Our work highlights the necessity of increased security research on the trustworthiness of foundation LLMs.

89.8CRMay 29
BadBone: Backdoor Attacks Against Backbone Models in Visual Prompt Learning

Ziqing Yang, Rui Wen, Xinlei He et al.

Prompt learning is a new machine learning paradigm that has attracted ample attention due to its simplicity and proven efficacy. Despite its growing adoption, the security vulnerabilities associated with this paradigm remain underexplored. In this work, we take the first step to propose BadBone, a stealthy and adaptive backdoor attack against prompt learning using bi-level optimization. Instead of backdooring the prompt learning process, we aim to compromise a backbone model such that only target downstream tasks employing prompt learning inherit the backdoor vulnerability. Extensive experiments on three different models and three datasets from various domains show that our targeted/untargeted backdoored models achieve high attack performance while maintaining utility on both pre-training and downstream tasks. Moreover, we evaluate our approach against six state-of-the-art model-level defenses, including Neural Cleanse, ABS, MNTD, NAD, CLP, and D-BR. The results demonstrate that these defenses are largely ineffective against our backdoored models and thus leave the effective defense as an important direction for future work.

CRJun 13, 2023
Generated Graph Detection

Yihan Ma, Zhikun Zhang, Ning Yu et al.

Graph generative models become increasingly effective for data distribution approximation and data augmentation. While they have aroused public concerns about their malicious misuses or misinformation broadcasts, just as what Deepfake visual and auditory media has been delivering to society. Hence it is essential to regulate the prevalence of generated graphs. To tackle this problem, we pioneer the formulation of the generated graph detection problem to distinguish generated graphs from real ones. We propose the first framework to systematically investigate a set of sophisticated models and their performance in four classification scenarios. Each scenario switches between seen and unseen datasets/generators during testing to get closer to real-world settings and progressively challenge the classifiers. Extensive experiments evidence that all the models are qualified for generated graph detection, with specific models having advantages in specific scenarios. Resulting from the validated generality and oblivion of the classifiers to unseen datasets/generators, we draw a safe conclusion that our solution can sustain for a decent while to curb generated graph misuses.

CRSep 2, 2024
Membership Inference Attacks Against In-Context Learning

Rui Wen, Zheng Li, Michael Backes et al.

Adapting Large Language Models (LLMs) to specific tasks introduces concerns about computational efficiency, prompting an exploration of efficient methods such as In-Context Learning (ICL). However, the vulnerability of ICL to privacy attacks under realistic assumptions remains largely unexplored. In this work, we present the first membership inference attack tailored for ICL, relying solely on generated texts without their associated probabilities. We propose four attack strategies tailored to various constrained scenarios and conduct extensive experiments on four popular large language models. Empirical results show that our attacks can accurately determine membership status in most cases, e.g., 95\% accuracy advantage against LLaMA, indicating that the associated risks are much higher than those shown by existing probability-based attacks. Additionally, we propose a hybrid attack that synthesizes the strengths of the aforementioned strategies, achieving an accuracy advantage of over 95\% in most cases. Furthermore, we investigate three potential defenses targeting data, instruction, and output. Results demonstrate combining defenses from orthogonal dimensions significantly reduces privacy leakage and offers enhanced privacy assurances.

CROct 18, 2023Code
Revisiting Transferable Adversarial Images: Systemization, Evaluation, and New Insights

Zhengyu Zhao, Hanwei Zhang, Renjue Li et al.

Transferable adversarial images raise critical security concerns for computer vision systems in real-world, black-box attack scenarios. Although many transfer attacks have been proposed, existing research lacks a systematic and comprehensive evaluation. In this paper, we systemize transfer attacks into five categories around the general machine learning pipeline and provide the first comprehensive evaluation, with 23 representative attacks against 11 representative defenses, including the recent, transfer-oriented defense and the real-world Google Cloud Vision. In particular, we identify two main problems of existing evaluations: (1) for attack transferability, lack of intra-category analyses with fair hyperparameter settings, and (2) for attack stealthiness, lack of diverse measures. Our evaluation results validate that these problems have indeed caused misleading conclusions and missing points, and addressing them leads to new, \textit{consensus-challenging} insights, such as (1) an early attack, DI, even outperforms all similar follow-up ones, (2) the state-of-the-art (white-box) defense, DiffPure, is even vulnerable to (black-box) transfer attacks, and (3) even under the same $L_p$ constraint, different attacks yield dramatically different stealthiness results regarding diverse imperceptibility metrics, finer-grained measures, and a user study. We hope that our analyses will serve as guidance on properly evaluating transferable adversarial images and advance the design of attacks and defenses. Code is available at https://github.com/ZhengyuZhao/TransferAttackEval.

CROct 30, 2023
Generated Distributions Are All You Need for Membership Inference Attacks Against Generative Models

Minxing Zhang, Ning Yu, Rui Wen et al.

Generative models have demonstrated revolutionary success in various visual creation tasks, but in the meantime, they have been exposed to the threat of leaking private information of their training data. Several membership inference attacks (MIAs) have been proposed to exhibit the privacy vulnerability of generative models by classifying a query image as a training dataset member or nonmember. However, these attacks suffer from major limitations, such as requiring shadow models and white-box access, and either ignoring or only focusing on the unique property of diffusion models, which block their generalization to multiple generative models. In contrast, we propose the first generalized membership inference attack against a variety of generative models such as generative adversarial networks, [variational] autoencoders, implicit functions, and the emerging diffusion models. We leverage only generated distributions from target generators and auxiliary non-member datasets, therefore regarding target generators as black boxes and agnostic to their architectures or application scenarios. Experiments validate that all the generative models are vulnerable to our attack. For instance, our work achieves attack AUC $>0.99$ against DDPM, DDIM, and FastDPM trained on CIFAR-10 and CelebA. And the attack against VQGAN, LDM (for the text-conditional generation), and LIIF achieves AUC $>0.90.$ As a result, we appeal to our community to be aware of such privacy leakage risks when designing and publishing generative models.

99.3CRMar 12
Understanding LLM Behavior When Encountering User-Supplied Harmful Content in Harmless Tasks

Junjie Chu, Yiting Qu, Ye Leng et al.

Large Language Models (LLMs) are increasingly trained to align with human values, primarily focusing on task level, i.e., refusing to execute directly harmful tasks. However, a subtle yet crucial content-level ethical question is often overlooked: when performing a seemingly benign task, will LLMs -- like morally conscious human beings -- refuse to proceed when encountering harmful content in user-provided material? In this study, we aim to understand this content-level ethical question and systematically evaluate its implications for mainstream LLMs. We first construct a harmful knowledge dataset (i.e., non-compliant with OpenAI's usage policy) to serve as the user-supplied harmful content, with 1,357 entries across ten harmful categories. We then design nine harmless tasks (i.e., compliant with OpenAI's usage policy) to simulate the real-world benign tasks, grouped into three categories according to the extent of user-supplied content required: extensive, moderate, and limited. Leveraging the harmful knowledge dataset and the set of harmless tasks, we evaluate how nine LLMs behave when exposed to user-supplied harmful content during the execution of benign tasks, and further examine how the dynamics between harmful knowledge categories and tasks affect different LLMs. Our results show that current LLMs, even the latest GPT-5.2 and Gemini-3-Pro, often fail to uphold human-aligned ethics by continuing to process harmful content in harmless tasks. Furthermore, external knowledge from the ``Violence/Graphic'' category and the ``Translation'' task is more likely to elicit harmful responses from LLMs. We also conduct extensive ablation studies to investigate potential factors affecting this novel misuse vulnerability. We hope that our study could inspire enhanced safety measures among stakeholders to mitigate this overlooked content-level ethical risk.

CLJan 10, 2024Code
TrustLLM: Trustworthiness in Large Language Models

Yue Huang, Lichao Sun, Haoran Wang et al.

Large language models (LLMs), exemplified by ChatGPT, have gained considerable attention for their excellent natural language processing capabilities. Nonetheless, these LLMs present many challenges, particularly in the realm of trustworthiness. Therefore, ensuring the trustworthiness of LLMs emerges as an important topic. This paper introduces TrustLLM, a comprehensive study of trustworthiness in LLMs, including principles for different dimensions of trustworthiness, established benchmark, evaluation, and analysis of trustworthiness for mainstream LLMs, and discussion of open challenges and future directions. Specifically, we first propose a set of principles for trustworthy LLMs that span eight different dimensions. Based on these principles, we further establish a benchmark across six dimensions including truthfulness, safety, fairness, robustness, privacy, and machine ethics. We then present a study evaluating 16 mainstream LLMs in TrustLLM, consisting of over 30 datasets. Our findings firstly show that in general trustworthiness and utility (i.e., functional effectiveness) are positively related. Secondly, our observations reveal that proprietary LLMs generally outperform most open-source counterparts in terms of trustworthiness, raising concerns about the potential risks of widely accessible open-source LLMs. However, a few open-source LLMs come very close to proprietary ones. Thirdly, it is important to note that some LLMs may be overly calibrated towards exhibiting trustworthiness, to the extent that they compromise their utility by mistakenly treating benign prompts as harmful and consequently not responding. Finally, we emphasize the importance of ensuring transparency not only in the models themselves but also in the technologies that underpin trustworthiness. Knowing the specific trustworthy technologies that have been employed is crucial for analyzing their effectiveness.

CROct 17, 2023
Last One Standing: A Comparative Analysis of Security and Privacy of Soft Prompt Tuning, LoRA, and In-Context Learning

Rui Wen, Tianhao Wang, Michael Backes et al.

Large Language Models (LLMs) are powerful tools for natural language processing, enabling novel applications and user experiences. However, to achieve optimal performance, LLMs often require adaptation with private data, which poses privacy and security challenges. Several techniques have been proposed to adapt LLMs with private data, such as Low-Rank Adaptation (LoRA), Soft Prompt Tuning (SPT), and In-Context Learning (ICL), but their comparative privacy and security properties have not been systematically investigated. In this work, we fill this gap by evaluating the robustness of LoRA, SPT, and ICL against three types of well-established attacks: membership inference, which exposes data leakage (privacy); backdoor, which injects malicious behavior (security); and model stealing, which can violate intellectual property (privacy and security). Our results show that there is no silver bullet for privacy and security in LLM adaptation and each technique has different strengths and weaknesses.

CRSep 12, 2024
Generated Data with Fake Privacy: Hidden Dangers of Fine-tuning Large Language Models on Generated Data

Atilla Akkus, Masoud Poorghaffar Aghdam, Mingjie Li et al.

Large language models (LLMs) have demonstrated significant success in various domain-specific tasks, with their performance often improving substantially after fine-tuning. However, fine-tuning with real-world data introduces privacy risks. To mitigate these risks, developers increasingly rely on synthetic data generation as an alternative to using real data, as data generated by traditional models is believed to be different from real-world data. However, with the advanced capabilities of LLMs, the distinction between real data and data generated by these models has become nearly indistinguishable. This convergence introduces similar privacy risks for generated data to those associated with real data. Our study investigates whether fine-tuning with LLM-generated data truly enhances privacy or introduces additional privacy risks by examining the structural characteristics of data generated by LLMs, focusing on two primary fine-tuning approaches: supervised fine-tuning (SFT) with unstructured (plain-text) generated data and self-instruct tuning. In the scenario of SFT, the data is put into a particular instruction tuning format used by previous studies. We use Personal Information Identifier (PII) leakage and Membership Inference Attacks (MIAs) on the Pythia Model Suite and Open Pre-trained Transformer (OPT) to measure privacy risks. Notably, after fine-tuning with unstructured generated data, the rate of successful PII extractions for Pythia increased by over 20%, highlighting the potential privacy implications of such approaches. Furthermore, the ROC-AUC score of MIAs for Pythia-6.9b, the second biggest model of the suite, increases over 40% after self-instruct tuning. Our results indicate the potential privacy risks associated with fine-tuning LLMs using generated data, underscoring the need for careful consideration of privacy safeguards in such approaches.

CROct 19, 2023
SecurityNet: Assessing Machine Learning Vulnerabilities on Public Models

Boyang Zhang, Zheng Li, Ziqing Yang et al.

While advanced machine learning (ML) models are deployed in numerous real-world applications, previous works demonstrate these models have security and privacy vulnerabilities. Various empirical research has been done in this field. However, most of the experiments are performed on target ML models trained by the security researchers themselves. Due to the high computational resource requirement for training advanced models with complex architectures, researchers generally choose to train a few target models using relatively simple architectures on typical experiment datasets. We argue that to understand ML models' vulnerabilities comprehensively, experiments should be performed on a large set of models trained with various purposes (not just the purpose of evaluating ML attacks and defenses). To this end, we propose using publicly available models with weights from the Internet (public models) for evaluating attacks and defenses on ML models. We establish a database, namely SecurityNet, containing 910 annotated image classification models. We then analyze the effectiveness of several representative attacks/defenses, including model stealing attacks, membership inference attacks, and backdoor detection on these public models. Our evaluation empirically shows the performance of these attacks/defenses can vary significantly on public models compared to self-trained models. We share SecurityNet with the research community. and advocate researchers to perform experiments on public models to better demonstrate their proposed methods' effectiveness in the future.

CRAug 30, 2024
Image-Perfect Imperfections: Safety, Bias, and Authenticity in the Shadow of Text-To-Image Model Evolution

Yixin Wu, Yun Shen, Michael Backes et al.

Text-to-image models, such as Stable Diffusion (SD), undergo iterative updates to improve image quality and address concerns such as safety. Improvements in image quality are straightforward to assess. However, how model updates resolve existing concerns and whether they raise new questions remain unexplored. This study takes an initial step in investigating the evolution of text-to-image models from the perspectives of safety, bias, and authenticity. Our findings, centered on Stable Diffusion, indicate that model updates paint a mixed picture. While updates progressively reduce the generation of unsafe images, the bias issue, particularly in gender, intensifies. We also find that negative stereotypes either persist within the same Non-White race group or shift towards other Non-White race groups through SD updates, yet with minimal association of these traits with the White race group. Additionally, our evaluation reveals a new concern stemming from SD updates: State-of-the-art fake image detectors, initially trained for earlier SD versions, struggle to identify fake images generated by updated versions. We show that fine-tuning these detectors on fake images generated by updated versions achieves at least 96.6\% accuracy across various SD versions, addressing this issue. Our insights highlight the importance of continued efforts to mitigate biases and vulnerabilities in evolving text-to-image models.

95.2CYMay 15
On the Trustworthiness of Generative Foundation Models: Guideline, Assessment, and Perspective

Yue Huang, Chujie Gao, Siyuan Wu et al.

Generative Foundation Models (GenFMs) have emerged as transformative tools. However, their widespread adoption raises critical concerns regarding trustworthiness across dimensions. This paper presents a comprehensive framework to address these challenges through three key contributions. First, we systematically review global AI governance laws and policies from governments and regulatory bodies, as well as industry practices and standards. Based on this analysis, we propose a set of guiding principles for GenFMs, developed through extensive multidisciplinary collaboration that integrates technical, ethical, legal, and societal perspectives. Second, we introduce TrustGen, the first dynamic benchmarking platform designed to evaluate trustworthiness across multiple dimensions and model types, including text-to-image, large language, and vision-language models. TrustGen leverages modular components--metadata curation, test case generation, and contextual variation--to enable adaptive and iterative assessments, overcoming the limitations of static evaluation methods. Using TrustGen, we reveal significant progress in trustworthiness while identifying persistent challenges. Finally, we provide an in-depth discussion of the challenges and future directions for trustworthy GenFMs, which reveals the complex, evolving nature of trustworthiness, highlighting the nuanced trade-offs between utility and trustworthiness, and consideration for various downstream applications, identifying persistent challenges and providing a strategic roadmap for future research. This work establishes a holistic framework for advancing trustworthiness in GenAI, paving the way for safer and more responsible integration of GenFMs into critical applications. To facilitate advancement in the community, we release the toolkit for dynamic evaluation.

CRMar 2
Real Money, Fake Models: Deceptive Model Claims in Shadow APIs

Yage Zhang, Yukun Jiang, Zeyuan Chen et al.

Access to frontier large language models (LLMs), such as GPT-5 and Gemini-2.5, is often hindered by high pricing, payment barriers, and regional restrictions. These limitations drive the proliferation of $\textit{shadow APIs}$, third-party services that claim to provide access to official model services without regional limitations via indirect access. Despite their widespread use, it remains unclear whether shadow APIs deliver outputs consistent with those of the official APIs, raising concerns about the reliability of downstream applications and the validity of research findings that depend on them. In this paper, we present the first systematic audit between official LLM APIs and corresponding shadow APIs. We first identify 17 shadow APIs that have been utilized in 187 academic papers, with the most popular one reaching 5,966 citations and 58,639 GitHub stars by December 6, 2025. Through multidimensional auditing of three representative shadow APIs across utility, safety, and model verification, we uncover both indirect and direct evidence of deception practices in shadow APIs. Specifically, we reveal performance divergence reaching up to $47.21\%$, significant unpredictability in safety behaviors, and identity verification failures in $45.83\%$ of fingerprint tests. These deceptive practices critically undermine the reproducibility and validity of scientific research, harm the interests of shadow API users, and damage the reputation of official model providers.

CRSep 5, 2024
Understanding Data Importance in Machine Learning Attacks: Does Valuable Data Pose Greater Harm?

Rui Wen, Michael Backes, Yang Zhang

Machine learning has revolutionized numerous domains, playing a crucial role in driving advancements and enabling data-centric processes. The significance of data in training models and shaping their performance cannot be overstated. Recent research has highlighted the heterogeneous impact of individual data samples, particularly the presence of valuable data that significantly contributes to the utility and effectiveness of machine learning models. However, a critical question remains unanswered: are these valuable data samples more vulnerable to machine learning attacks? In this work, we investigate the relationship between data importance and machine learning attacks by analyzing five distinct attack types. Our findings reveal notable insights. For example, we observe that high importance data samples exhibit increased vulnerability in certain attacks, such as membership inference and model stealing. By analyzing the linkage between membership inference vulnerability and data importance, we demonstrate that sample characteristics can be integrated into membership metrics by introducing sample-specific criteria, therefore enhancing the membership inference performance. These findings emphasize the urgent need for innovative defense mechanisms that strike a balance between maximizing utility and safeguarding valuable data against potential exploitation.

CYNov 3, 2023
Comprehensive Assessment of Toxicity in ChatGPT

Boyang Zhang, Xinyue Shen, Wai Man Si et al.

Moderating offensive, hateful, and toxic language has always been an important but challenging topic in the domain of safe use in NLP. The emerging large language models (LLMs), such as ChatGPT, can potentially further accentuate this threat. Previous works have discovered that ChatGPT can generate toxic responses using carefully crafted inputs. However, limited research has been done to systematically examine when ChatGPT generates toxic responses. In this paper, we comprehensively evaluate the toxicity in ChatGPT by utilizing instruction-tuning datasets that closely align with real-world scenarios. Our results show that ChatGPT's toxicity varies based on different properties and settings of the prompts, including tasks, domains, length, and languages. Notably, prompts in creative writing tasks can be 2x more likely than others to elicit toxic responses. Prompting in German and Portuguese can also double the response toxicity. Additionally, we discover that certain deliberately toxic prompts, designed in earlier studies, no longer yield harmful responses. We hope our discoveries can guide model developers to better regulate these AI systems and the users to avoid undesirable outputs.

78.1LGApr 17
Pruning Unsafe Tickets: A Resource-Efficient Framework for Safer and More Robust LLMs

Wai Man Si, Mingjie Li, Michael Backes et al.

Machine learning models are increasingly deployed in real-world applications, but even aligned models such as Mistral and LLaVA still exhibit unsafe behaviors inherited from pre-training. Current alignment methods like SFT and RLHF primarily encourage models to generate preferred responses, but do not explicitly remove the unsafe subnetworks that trigger harmful outputs. In this work, we introduce a resource-efficient pruning framework that directly identifies and removes parameters associated with unsafe behaviors while preserving model utility. Our method employs a gradient-free attribution mechanism, requiring only modest GPU resources, and generalizes across architectures and quantized variants. Empirical evaluations on ML models show substantial reductions in unsafe generations and improved robustness against jailbreak attacks, with minimal utility loss. From the perspective of the Lottery Ticket Hypothesis, our results suggest that ML models contain "unsafe tickets" responsible for harmful behaviors, and pruning reveals "safety tickets" that maintain performance while aligning outputs. This provides a lightweight, post-hoc alignment strategy suitable for deployment in resource-constrained settings.

69.6CLApr 17
A Systematic Study of Training-Free Methods for Trustworthy Large Language Models

Wai Man Si, Mingjie Li, Michael Backes et al.

As Large Language Models (LLMs) receive increasing attention and are being deployed across various domains, their potential risks, including generating harmful or biased content, producing unsupported claims, and exhibiting vulnerabilities to adversarial attacks, have drawn significant attention. To enable quick and low-cost adaptation, training-free methods have recently emerged as cost-effective alternatives to post-training alignment techniques. Despite their promising results, these methods are evaluated inconsistently across the literature, cover limited dimensions of trustworthiness, and can introduce undesirable side effects, such as utility degradation and increased brittleness. To fully assess the impacts of these training-free methods, we take a step back and systematically re-evaluate the effectiveness of existing training-free methods against various trustworthy settings and their influence on utility, robustness, and computational overhead. We also categorize these methods into three levels (input, internal, and output) based on where they intervene in the model's information flow during inference. Using this taxonomy, we conduct a comprehensive analysis of various representative and effective methods from each level across different LLM families and sizes. Our analysis highlights several trade-offs and unresolved challenges in current approaches. We summarize key findings and limitations in the existing literature, and propose practical recommendations for balancing trustworthiness, utility, and robustness in LLMs without the need for additional training.

CROct 11, 2023
Prompt Backdoors in Visual Prompt Learning

Hai Huang, Zhengyu Zhao, Michael Backes et al.

Fine-tuning large pre-trained computer vision models is infeasible for resource-limited users. Visual prompt learning (VPL) has thus emerged to provide an efficient and flexible alternative to model fine-tuning through Visual Prompt as a Service (VPPTaaS). Specifically, the VPPTaaS provider optimizes a visual prompt given downstream data, and downstream users can use this prompt together with the large pre-trained model for prediction. However, this new learning paradigm may also pose security risks when the VPPTaaS provider instead provides a malicious visual prompt. In this paper, we take the first step to explore such risks through the lens of backdoor attacks. Specifically, we propose BadVisualPrompt, a simple yet effective backdoor attack against VPL. For example, poisoning $5\%$ CIFAR10 training data leads to above $99\%$ attack success rates with only negligible model accuracy drop by $1.5\%$. In particular, we identify and then address a new technical challenge related to interactions between the backdoor trigger and visual prompt, which does not exist in conventional, model-level backdoors. Moreover, we provide in-depth analyses of seven backdoor defenses from model, prompt, and input levels. Overall, all these defenses are either ineffective or impractical to mitigate our BadVisualPrompt, implying the critical vulnerability of VPL.

LGSep 27, 2024
Localizing Memorization in SSL Vision Encoders

Wenhao Wang, Adam Dziedzic, Michael Backes et al.

Recent work on studying memorization in self-supervised learning (SSL) suggests that even though SSL encoders are trained on millions of images, they still memorize individual data points. While effort has been put into characterizing the memorized data and linking encoder memorization to downstream utility, little is known about where the memorization happens inside SSL encoders. To close this gap, we propose two metrics for localizing memorization in SSL encoders on a per-layer (layermem) and per-unit basis (unitmem). Our localization methods are independent of the downstream task, do not require any label information, and can be performed in a forward pass. By localizing memorization in various encoder architectures (convolutional and transformer-based) trained on diverse datasets with contrastive and non-contrastive SSL frameworks, we find that (1) while SSL memorization increases with layer depth, highly memorizing units are distributed across the entire encoder, (2) a significant fraction of units in SSL encoders experiences surprisingly high memorization of individual data points, which is in contrast to models trained under supervision, (3) atypical (or outlier) data points cause much higher layer and unit memorization than standard data points, and (4) in vision transformers, most memorization happens in the fully-connected layers. Finally, we show that localizing memorization in SSL has the potential to improve fine-tuning and to inform pruning strategies.

LGOct 6, 2023Code
Generating Less Certain Adversarial Examples Improves Robust Generalization

Minxing Zhang, Michael Backes, Xiao Zhang

This paper revisits the robust overfitting phenomenon of adversarial training. Observing that models with better robust generalization performance are less certain in predicting adversarially generated training inputs, we argue that overconfidence in predicting adversarial examples is a potential cause. Therefore, we hypothesize that generating less certain adversarial examples improves robust generalization, and propose a formal definition of adversarial certainty that captures the variance of the model's predicted logits on adversarial examples. Our theoretical analysis of synthetic distributions characterizes the connection between adversarial certainty and robust generalization. Accordingly, built upon the notion of adversarial certainty, we develop a general method to search for models that can generate training-time adversarial inputs with reduced certainty, while maintaining the model's capability in distinguishing adversarial examples. Extensive experiments on image benchmarks demonstrate that our method effectively learns models with consistently improved robustness and mitigates robust overfitting, confirming the importance of generating less certain adversarial examples for robust generalization. Our implementations are available as open-source code at: https://github.com/TrustMLRG/AdvCertainty.

CLAug 20, 2024
Inside the Black Box: Detecting Data Leakage in Pre-trained Language Encoders

Yuan Xin, Zheng Li, Ning Yu et al.

Despite being prevalent in the general field of Natural Language Processing (NLP), pre-trained language models inherently carry privacy and copyright concerns due to their nature of training on large-scale web-scraped data. In this paper, we pioneer a systematic exploration of such risks associated with pre-trained language encoders, specifically focusing on the membership leakage of pre-training data exposed through downstream models adapted from pre-trained language encoders-an aspect largely overlooked in existing literature. Our study encompasses comprehensive experiments across four types of pre-trained encoder architectures, three representative downstream tasks, and five benchmark datasets. Intriguingly, our evaluations reveal, for the first time, the existence of membership leakage even when only the black-box output of the downstream model is exposed, highlighting a privacy risk far greater than previously assumed. Alongside, we present in-depth analysis and insights toward guiding future researchers and practitioners in addressing the privacy considerations in developing pre-trained language models.

CRJul 31, 2024
Vera Verto: Multimodal Hijacking Attack

Minxing Zhang, Ahmed Salem, Michael Backes et al.

The increasing cost of training machine learning (ML) models has led to the inclusion of new parties to the training pipeline, such as users who contribute training data and companies that provide computing resources. This involvement of such new parties in the ML training process has introduced new attack surfaces for an adversary to exploit. A recent attack in this domain is the model hijacking attack, whereby an adversary hijacks a victim model to implement their own -- possibly malicious -- hijacking tasks. However, the scope of the model hijacking attack is so far limited to the homogeneous-modality tasks. In this paper, we transform the model hijacking attack into a more general multimodal setting, where the hijacking and original tasks are performed on data of different modalities. Specifically, we focus on the setting where an adversary implements a natural language processing (NLP) hijacking task into an image classification model. To mount the attack, we propose a novel encoder-decoder based framework, namely the Blender, which relies on advanced image and language models. Experimental results show that our modal hijacking attack achieves strong performances in different settings. For instance, our attack achieves 94%, 94%, and 95% attack success rate when using the Sogou news dataset to hijack STL10, CIFAR-10, and MNIST classifiers.

CRJul 9, 2024
ICLGuard: Controlling In-Context Learning Behavior for Applicability Authorization

Wai Man Si, Michael Backes, Yang Zhang

In-context learning (ICL) is a recent advancement in the capabilities of large language models (LLMs). This feature allows users to perform a new task without updating the model. Concretely, users can address tasks during the inference time by conditioning on a few input-label pair demonstrations along with the test input. It is different than the conventional fine-tuning paradigm and offers more flexibility. However, this capability also introduces potential issues. For example, users may use the model on any data without restriction, such as performing tasks with improper or sensitive content, which might violate the model policy or conflict with the model owner's interests. As a model owner, it is crucial to establish a mechanism to control the model's behavior under ICL, depending on the model owner's requirements for various content. To this end, we introduce the concept of "applicability authorization" tailored for LLMs, particularly for ICL behavior, and propose a simple approach, ICLGuard. It is a fine-tuning framework designed to allow the model owner to regulate ICL behavior on different data. ICLGuard preserves the original LLM and fine-tunes only a minimal set of additional trainable parameters to "guard" the LLM. Empirical results show that the guarded LLM can deactivate its ICL ability on target data without affecting its ICL ability on other data and its general functionality across all data.