Xutao Li

Huiwei Lin, Baoquan Zhang, Shanshan Feng et al.

Online class-incremental continual learning is a specific task of continual learning. It aims to continuously learn new classes from data stream and the samples of data stream are seen only once, which suffers from the catastrophic forgetting issue, i.e., forgetting historical knowledge of old classes. Existing replay-based methods effectively alleviate this issue by saving and replaying part of old data in a proxy-based or contrastive-based replay manner. Although these two replay manners are effective, the former would incline to new classes due to class imbalance issues, and the latter is unstable and hard to converge because of the limited number of samples. In this paper, we conduct a comprehensive analysis of these two replay manners and find that they can be complementary. Inspired by this finding, we propose a novel replay-based method called proxy-based contrastive replay (PCR). The key operation is to replace the contrastive samples of anchors with corresponding proxies in the contrastive-based way. It alleviates the phenomenon of catastrophic forgetting by effectively addressing the imbalance issue, as well as keeps a faster convergence of the model. We conduct extensive experiments on three real-world benchmark datasets, and empirical results consistently demonstrate the superiority of PCR over various state-of-the-art methods.

Huiwei Lin, Shanshan Feng, Baoquan Zhang et al.

Online continual learning, aimed at developing a neural network that continuously learns new data from a single pass over an online data stream, generally suffers from catastrophic forgetting. Existing replay-based methods alleviate forgetting by replaying partial old data in a proxy-based or contrastive-based replay manner, each with its own shortcomings. Our previous work proposes a novel replay-based method called proxy-based contrastive replay (PCR), which handles the shortcomings by achieving complementary advantages of both replay manners. In this work, we further conduct gradient and limitation analysis of PCR. The analysis results show that PCR still can be further improved in feature extraction, generalization, and anti-forgetting capabilities of the model. Hence, we develop a more advanced method named holistic proxy-based contrastive replay (HPCR). HPCR consists of three components, each tackling one of the limitations of PCR. The contrastive component conditionally incorporates anchor-to-sample pairs to PCR, improving the feature extraction ability. The second is a temperature component that decouples the temperature coefficient into two parts based on their gradient impacts and sets different values for them to enhance the generalization ability. The third is a distillation component that constrains the learning process with additional loss terms to improve the anti-forgetting ability. Experiments on four datasets consistently demonstrate the superiority of HPCR over various state-of-the-art methods.

Baoquan Zhang, Xutao Li, Yunming Ye et al.

Few-shot learning is a challenging task, which aims to learn a classifier for novel classes with few examples. Pre-training based meta-learning methods effectively tackle the problem by pre-training a feature extractor and then fine-tuning it through the nearest centroid based meta-learning. However, results show that the fine-tuning step makes very marginal improvements. In this paper, 1) we figure out the key reason, i.e., in the pre-trained feature space, the base classes already form compact clusters while novel classes spread as groups with large variances, which implies that fine-tuning the feature extractor is less meaningful; 2) instead of fine-tuning the feature extractor, we focus on estimating more representative prototypes during meta-learning. Consequently, we propose a novel prototype completion based meta-learning framework. This framework first introduces primitive knowledge (i.e., class-level part or attribute annotations) and extracts representative attribute features as priors. Then, we design a prototype completion network to learn to complete prototypes with these priors. To avoid the prototype completion error caused by primitive knowledge noises or class differences, we further develop a Gaussian based prototype fusion strategy that combines the mean-based and completed prototypes by exploiting the unlabeled samples. Extensive experiments show that our method: (i) can obtain more accurate prototypes; (ii) outperforms state-of-the-art techniques by 2% - 9% in terms of classification accuracy. Our code is available online.

Xinyu Zhang, Shanshan Feng, Xutao Li

Using pre-trained large language models (LLMs) as the backbone for time series prediction has recently gained significant research interest. However, the effectiveness of LLM backbones in this domain remains a topic of debate. Based on thorough empirical analyses, we observe that training and testing LLM-based models on small datasets often leads to the Encoder and Decoder becoming overly adapted to the dataset, thereby obscuring the true predictive capabilities of the LLM backbone. To investigate the genuine potential of LLMs in time series prediction, we introduce three pre-training models with identical architectures but different pre-training strategies. Thereby, large-scale pre-training allows us to create unbiased Encoder and Decoder components tailored to the LLM backbone. Through controlled experiments, we evaluate the zero-shot and few-shot prediction performance of the LLM, offering insights into its capabilities. Extensive experiments reveal that although the LLM backbone demonstrates some promise, its forecasting performance is limited. Our source code is publicly available in the anonymous repository: https://anonymous.4open.science/r/LLM4TS-0B5C.

Kuai Dai, Xutao Li, Junying Fang et al.

Convection (thunderstorm) develops rapidly within hours and is highly destructive, posing a significant challenge for nowcasting and resulting in substantial losses to nature and society. After the emergence of artificial intelligence (AI)-based methods, convection nowcasting has experienced rapid advancements, with its performance surpassing that of physics-based numerical weather prediction and other conventional approaches. However, the lead time and coverage of it still leave much to be desired and hardly meet the needs of disaster emergency response. Here, we propose deep diffusion models of satellite (DDMS) to establish an AI-based convection nowcasting system. Specifically, DDMS employs diffusion processes to effectively simulate complicated spatiotemporal evolution patterns of convective clouds, significantly improving the forecast lead time. Additionally, it combines geostationary satellite brightness temperature data and domain knowledge from meteorological experts, thereby achieving planetary-scale forecast coverage. During long-term tests and objective validation based on the FengYun-4A satellite, our system achieves, for the first time, effective convection nowcasting up to 4 hours, with broad coverage (about 20,000,000 km$^2$), remarkable accuracy, and high resolution (15 minutes; 4 km). Its performance reaches a new height in convection nowcasting compared to the existing models. In terms of application, our system is highly transferable with the potential to collaborate with multiple satellites for global convection nowcasting. Furthermore, our results highlight the remarkable capabilities of diffusion models in convective clouds forecasting, as well as the significant value of geostationary satellite data when empowered by AI technologies.

Baoquan Zhang, Shanshan Feng, Bingqi Shan et al.

Few-Shot Learning (FSL) is a challenging task, which aims to recognize novel classes with few examples. Pre-training based methods effectively tackle the problem by pre-training a feature extractor and then performing class prediction via a cosine classifier with mean-based prototypes. Nevertheless, due to the data scarcity, the mean-based prototypes are usually biased. In this paper, we attempt to diminish the prototype bias by regarding it as a prototype optimization problem. To this end, we propose a novel prototype optimization framework to rectify prototypes, i.e., introducing a meta-optimizer to optimize prototypes. Although the existing meta-optimizers can also be adapted to our framework, they all overlook a crucial gradient bias issue, i.e., the mean-based gradient estimation is also biased on sparse data. To address this issue, in this paper, we regard the gradient and its flow as meta-knowledge and then propose a novel Neural Ordinary Differential Equation (ODE)-based meta-optimizer to optimize prototypes, called MetaNODE. Although MetaNODE has shown superior performance, it suffers from a huge computational burden. To further improve its computation efficiency, we conduct a detailed analysis on MetaNODE and then design an effective and efficient MetaNODE extension version (called E2MetaNODE). It consists of two novel modules: E2GradNet and E2Solver, which aim to estimate accurate gradient flows and solve optimal prototypes in an effective and efficient manner, respectively. Extensive experiments show that 1) our methods achieve superior performance over previous FSL methods and 2) our E2MetaNODE significantly improves computation efficiency meanwhile without performance degradation.

Baoquan Zhang, Xutao Li, Yunming Ye et al.

Few-shot learning aims to recognize novel classes with few examples. Pre-training based methods effectively tackle the problem by pre-training a feature extractor and then fine-tuning it through the nearest centroid based meta-learning. However, results show that the fine-tuning step makes marginal improvements. In this paper, 1) we figure out the reason, i.e., in the pre-trained feature space, the base classes already form compact clusters while novel classes spread as groups with large variances, which implies that fine-tuning feature extractor is less meaningful; 2) instead of fine-tuning feature extractor, we focus on estimating more representative prototypes. Consequently, we propose a novel prototype completion based meta-learning framework. This framework first introduces primitive knowledge (i.e., class-level part or attribute annotations) and extracts representative features for seen attributes as priors. Second, a part/attribute transfer network is designed to learn to infer the representative features for unseen attributes as supplementary priors. Finally, a prototype completion network is devised to learn to complete prototypes with these priors. Moreover, to avoid the prototype completion error, we further develop a Gaussian based prototype fusion strategy that fuses the mean-based and completed prototypes by exploiting the unlabeled samples. Extensive experiments show that our method: (i) obtains more accurate prototypes; (ii) achieves superior performance on both inductive and transductive FSL settings.

Baoquan Zhang, Xutao Li, Shanshan Feng et al.

Few-Shot Learning (FSL) is a challenging task, \emph{i.e.}, how to recognize novel classes with few examples? Pre-training based methods effectively tackle the problem by pre-training a feature extractor and then predicting novel classes via a cosine nearest neighbor classifier with mean-based prototypes. Nevertheless, due to the data scarcity, the mean-based prototypes are usually biased. In this paper, we attempt to diminish the prototype bias by regarding it as a prototype optimization problem. To this end, we propose a novel meta-learning based prototype optimization framework to rectify prototypes, \emph{i.e.}, introducing a meta-optimizer to optimize prototypes. Although the existing meta-optimizers can also be adapted to our framework, they all overlook a crucial gradient bias issue, \emph{i.e.}, the mean-based gradient estimation is also biased on sparse data. To address the issue, we regard the gradient and its flow as meta-knowledge and then propose a novel Neural Ordinary Differential Equation (ODE)-based meta-optimizer to polish prototypes, called MetaNODE. In this meta-optimizer, we first view the mean-based prototypes as initial prototypes, and then model the process of prototype optimization as continuous-time dynamics specified by a Neural ODE. A gradient flow inference network is carefully designed to learn to estimate the continuous gradient flow for prototype dynamics. Finally, the optimal prototypes can be obtained by solving the Neural ODE. Extensive experiments on miniImagenet, tieredImagenet, and CUB-200-2011 show the effectiveness of our method.

Yuan Yao, Xutao Li, Yu Zhang et al.

Heterogeneous domain adaptation (HDA) tackles the learning of cross-domain samples with both different probability distributions and feature representations. Most of the existing HDA studies focus on the single-source scenario. In reality, however, it is not uncommon to obtain samples from multiple heterogeneous domains. In this article, we study the multisource HDA problem and propose a conditional weighting adversarial network (CWAN) to address it. The proposed CWAN adversarially learns a feature transformer, a label classifier, and a domain discriminator. To quantify the importance of different source domains, CWAN introduces a sophisticated conditional weighting scheme to calculate the weights of the source domains according to the conditional distribution divergence between the source and target domains. Different from existing weighting schemes, the proposed conditional weighting scheme not only weights the source domains but also implicitly aligns the conditional distributions during the optimization process. Experimental results clearly demonstrate that the proposed CWAN performs much better than several state-of-the-art methods on four real-world datasets.

Baoquan Zhang, Ka-Cheong Leung, Yunming Ye et al.

Meta-learning has been proved to be an effective framework to address few-shot learning problems. The key challenge is how to minimize the generalization error of base learner across tasks. In this paper, we explore the concept hierarchy knowledge by leveraging concept graph, and take the concept graph as explicit meta-knowledge for the base learner, instead of learning implicit meta-knowledge, so as to boost the classification performance of meta-learning on weakly-supervised few-shot learning problems. To this end, we propose a novel meta-learning framework, called MetaConcept, which learns to abstract concepts via the concept graph. Specifically, we firstly propose a novel regularization with multi-level conceptual abstraction to constrain a meta-learner to learn to abstract concepts via the concept graph (i.e. identifying the concepts from low to high levels). Then, we propose a meta concept inference network as the meta-learner for the base learner, aiming to quickly adapt to a novel task by the joint inference of the abstract concepts and a few annotated samples. We have conducted extensive experiments on two weakly-supervised few-shot learning benchmarks, namely, WS-ImageNet-Pure and WS-ImageNet-Mix. Our experimental results show that 1) the proposed MetaConcept outperforms state-of-the-art methods with an improvement of 2% to 6% in classification accuracy; 2) the proposed MetaConcept can be able to yield a good performance though merely training with weakly-labeled data sets.

Feng Liu, Weiwen Liu, Xutao Li et al.

Modeling the sequential correlation of users' historical interactions is essential in sequential recommendation. However, the majority of the approaches mainly focus on modeling the \emph{intra-sequence} item correlation within each individual sequence but neglect the \emph{inter-sequence} item correlation across different user interaction sequences. Though several studies have been aware of this issue, their method is either simple or implicit. To make better use of such information, we propose an inter-sequence enhanced framework for the Sequential Recommendation (ISSR). In ISSR, both inter-sequence and intra-sequence item correlation are considered. Firstly, we equip graph neural networks in the inter-sequence correlation encoder to capture the high-order item correlation from the user-item bipartite graph and the item-item graph. Then, based on the inter-sequence correlation encoder, we build GRU network and attention network in the intra-sequence correlation encoder to model the item sequential correlation within each individual sequence and temporal dynamics for predicting users' preferences over candidate items. Additionally, we conduct extensive experiments on three real-world datasets. The experimental results demonstrate the superiority of ISSR over many state-of-the-art methods and the effectiveness of the inter-sequence correlation encoder.

Yuan Yao, Yu Zhang, Xutao Li et al.

Heterogeneous domain adaptation (HDA) aims to facilitate the learning task in a target domain by borrowing knowledge from a heterogeneous source domain. In this paper, we propose a Soft Transfer Network (STN), which jointly learns a domain-shared classifier and a domain-invariant subspace in an end-to-end manner, for addressing the HDA problem. The proposed STN not only aligns the discriminative directions of domains but also matches both the marginal and conditional distributions across domains. To circumvent negative transfer, STN aligns the conditional distributions by using the soft-label strategy of unlabeled target data, which prevents the hard assignment of each unlabeled target data to only one category that may be incorrect. Further, STN introduces an adaptive coefficient to gradually increase the importance of the soft-labels since they will become more and more accurate as the number of iterations increases. We perform experiments on the transfer tasks of image-to-image, text-to-image, and text-to-text. Experimental results testify that the STN significantly outperforms several state-of-the-art approaches.

Feng Liu, Ruiming Tang, Xutao Li et al.

Recommendation is crucial in both academia and industry, and various techniques are proposed such as content-based collaborative filtering, matrix factorization, logistic regression, factorization machines, neural networks and multi-armed bandits. However, most of the previous studies suffer from two limitations: (1) considering the recommendation as a static procedure and ignoring the dynamic interactive nature between users and the recommender systems, (2) focusing on the immediate feedback of recommended items and neglecting the long-term rewards. To address the two limitations, in this paper we propose a novel recommendation framework based on deep reinforcement learning, called DRR. The DRR framework treats recommendation as a sequential decision making procedure and adopts an "Actor-Critic" reinforcement learning scheme to model the interactions between the users and recommender systems, which can consider both the dynamic adaptation and long-term rewards. Furthermore, a state representation module is incorporated into DRR, which can explicitly capture the interactions between items and users. Three instantiation structures are developed. Extensive experiments on four real-world datasets are conducted under both the offline and online evaluation settings. The experimental results demonstrate the proposed DRR method indeed outperforms the state-of-the-art competitors.

Feng Liu, Ruiming Tang, Xutao Li et al.

Recently, some studies have utilized the Markov Decision Process for diversifying (MDP-DIV) the search results in information retrieval. Though promising performances can be delivered, MDP-DIV suffers from a very slow convergence, which hinders its usability in real applications. In this paper, we aim to promote the performance of MDP-DIV by speeding up the convergence rate without much accuracy sacrifice. The slow convergence is incurred by two main reasons: the large action space and data scarcity. On the one hand, the sequential decision making at each position needs to evaluate the query-document relevance for all the candidate set, which results in a huge searching space for MDP; on the other hand, due to the data scarcity, the agent has to proceed more "trial and error" interactions with the environment. To tackle this problem, we propose MDP-DIV-kNN and MDP-DIV-NTN methods. The MDP-DIV-kNN method adopts a $k$ nearest neighbor strategy, i.e., discarding the $k$ nearest neighbors of the recently-selected action (document), to reduce the diversification searching space. The MDP-DIV-NTN employs a pre-trained diversification neural tensor network (NTN-DIV) as the evaluation model, and combines the results with MDP to produce the final ranking solution. The experiment results demonstrate that the two proposed methods indeed accelerate the convergence rate of the MDP-DIV, which is 3x faster, while the accuracies produced barely degrade, or even are better.