Kevin H.M. Kuo

Kevin Kuo, Pratiksha Thaker, Mikhail Khodak et al.

Hyperparameter tuning is critical to the success of federated learning applications. Unfortunately, appropriately selecting hyperparameters is challenging in federated networks. Issues of scale, privacy, and heterogeneity introduce noise in the tuning process and make it difficult to evaluate the performance of various hyperparameters. In this work, we perform the first systematic study on the effect of noisy evaluation in federated hyperparameter tuning. We first identify and rigorously explore key sources of noise, including client subsampling, data and systems heterogeneity, and data privacy. Surprisingly, our results indicate that even small amounts of noise can significantly impact tuning methods-reducing the performance of state-of-the-art approaches to that of naive baselines. To address noisy evaluation in such scenarios, we propose a simple and effective approach that leverages public proxy data to boost the evaluation signal. Our work establishes general challenges, baselines, and best practices for future work in federated hyperparameter tuning.

Marlon Tobaben, Mohamed Ali Souibgui, Rubèn Tito et al.

The Privacy Preserving Federated Learning Document VQA (PFL-DocVQA) competition challenged the community to develop provably private and communication-efficient solutions in a federated setting for a real-life use case: invoice processing. The competition introduced a dataset of real invoice documents, along with associated questions and answers requiring information extraction and reasoning over the document images. Thereby, it brings together researchers and expertise from the document analysis, privacy, and federated learning communities. Participants fine-tuned a pre-trained, state-of-the-art Document Visual Question Answering model provided by the organizers for this new domain, mimicking a typical federated invoice processing setup. The base model is a multi-modal generative language model, and sensitive information could be exposed through either the visual or textual input modality. Participants proposed elegant solutions to reduce communication costs while maintaining a minimum utility threshold in track 1 and to protect all information from each document provider using differential privacy in track 2. The competition served as a new testbed for developing and testing private federated learning methods, simultaneously raising awareness about privacy within the document image analysis and recognition community. Ultimately, the competition analysis provides best practices and recommendations for successfully running privacy-focused federated learning challenges in the future.

Kevin Kuo, Chhavi Yadav, Virginia Smith

Cross-silo federated learning (FL) is a promising approach to enable cross-organization collaboration in machine learning model development without directly sharing private data. Despite growing organizational interest driven by data protection regulations such as GDPR and HIPAA, the adoption of cross-silo FL remains limited in practice. In this paper, we conduct an interview study to understand the practical challenges associated with cross-silo FL adoption. With interviews spanning a diverse set of stakeholders such as user organizations, software providers, and academic researchers, we uncover various barriers, from concerns about model performance to questions of incentives and trust between participating organizations. Our study shows that cross-silo FL faces a set of challenges that have yet to be well-captured by existing research in the area and are quite distinct from other forms of federated learning such as cross-device FL. We end with a discussion on future research directions that can help overcome these challenges.