Ronak Pradeep

Ronak Pradeep, Sahel Sharifymoghaddam, Jimmy Lin

Researchers have successfully applied large language models (LLMs) such as ChatGPT to reranking in an information retrieval context, but to date, such work has mostly been built on proprietary models hidden behind opaque API endpoints. This approach yields experimental results that are not reproducible and non-deterministic, threatening the veracity of outcomes that build on such shaky foundations. To address this significant shortcoming, we present RankVicuna, the first fully open-source LLM capable of performing high-quality listwise reranking in a zero-shot setting. Experimental results on the TREC 2019 and 2020 Deep Learning Tracks show that we can achieve effectiveness comparable to zero-shot reranking with GPT-3.5 with a much smaller 7B parameter model, although our effectiveness remains slightly behind reranking with GPT-4. We hope our work provides the foundation for future research on reranking with modern LLMs. All the code necessary to reproduce our results is available at https://github.com/castorini/rank_llm.

Dake Zhang, Ronak Pradeep

With the rapid growth and spread of online misinformation, people need tools to help them evaluate the credibility and accuracy of online information. Lateral reading, a strategy that involves cross-referencing information with multiple sources, may be an effective approach to achieving this goal. In this paper, we present ReadProbe, a tool to support lateral reading, powered by generative large language models from OpenAI and the Bing search engine. Our tool is able to generate useful questions for lateral reading, scour the web for relevant documents, and generate well-attributed answers to help people better evaluate online information. We made a web-based application to demonstrate how ReadProbe can help reduce the risk of being misled by false information. The code is available at https://github.com/DakeZhang1998/ReadProbe. An earlier version of our tool won the first prize in a national AI misinformation hackathon.

Ronak Pradeep, Daniel Lee, Ali Mousavi et al.

The rapid advancement of Large Language Models (LLMs) and conversational assistants necessitates dynamic, scalable, and configurable conversational datasets for training and evaluation. These datasets must accommodate diverse user interaction modes, including text and voice, each presenting unique modeling challenges. Knowledge Graphs (KGs), with their structured and evolving nature, offer an ideal foundation for current and precise knowledge. Although human-curated KG-based conversational datasets exist, they struggle to keep pace with the rapidly changing user information needs. We present ConvKGYarn, a scalable method for generating up-to-date and configurable conversational KGQA datasets. Qualitative psychometric analyses confirm our method can generate high-quality datasets rivaling a popular conversational KGQA dataset while offering it at scale and covering a wide range of human-interaction configurations. We showcase its utility by testing LLMs on diverse conversations - exploring model behavior on conversational KGQA sets with different configurations grounded in the same KG fact set. Our results highlight the ability of ConvKGYarn to improve KGQA foundations and evaluate parametric knowledge of LLMs, thus offering a robust solution to the constantly evolving landscape of conversational assistants.

Shivani Upadhyay, Nandan Thakur, Ronak Pradeep et al.

The second edition of the TREC Retrieval Augmented Generation (RAG) Track advances research on systems that integrate retrieval and generation to address complex, real-world information needs. Building on the foundation of the inaugural 2024 track, this year's challenge introduces long, multi-sentence narrative queries to better reflect the deep search task with the growing demand for reasoning-driven responses. Participants are tasked with designing pipelines that combine retrieval and generation while ensuring transparency and factual grounding. The track leverages the MS MARCO V2.1 corpus and employs a multi-layered evaluation framework encompassing relevance assessment, response completeness, attribution verification, and agreement analysis. By emphasizing multi-faceted narratives and attribution-rich answers from over 150 submissions this year, the TREC 2025 RAG Track aims to foster innovation in creating trustworthy, context-aware systems for retrieval augmented generation.

Shivani Upadhyay, Ronak Pradeep, Nandan Thakur et al.

The application of large language models to provide relevance assessments presents exciting opportunities to advance information retrieval, natural language processing, and beyond, but to date many unknowns remain. This paper reports on the results of a large-scale evaluation (the TREC 2024 RAG Track) where four different relevance assessment approaches were deployed in situ: the "standard" fully manual process that NIST has implemented for decades and three different alternatives that take advantage of LLMs to different extents using the open-source UMBRELA tool. This setup allows us to correlate system rankings induced by the different approaches to characterize tradeoffs between cost and quality. We find that in terms of nDCG@20, nDCG@100, and Recall@100, system rankings induced by automatically generated relevance assessments from UMBRELA correlate highly with those induced by fully manual assessments across a diverse set of 77 runs from 19 teams. Our results suggest that automatically generated UMBRELA judgments can replace fully manual judgments to accurately capture run-level effectiveness. Surprisingly, we find that LLM assistance does not appear to increase correlation with fully manual assessments, suggesting that costs associated with human-in-the-loop processes do not bring obvious tangible benefits. Overall, human assessors appear to be stricter than UMBRELA in applying relevance criteria. Our work validates the use of LLMs in academic TREC-style evaluations and provides the foundation for future studies.

Mofetoluwa Adeyemi, Akintunde Oladipo, Ronak Pradeep et al.

Large language models (LLMs) have shown impressive zero-shot capabilities in various document reranking tasks. Despite their successful implementations, there is still a gap in existing literature on their effectiveness in low-resource languages. To address this gap, we investigate how LLMs function as rerankers in cross-lingual information retrieval (CLIR) systems for African languages. Our implementation covers English and four African languages (Hausa, Somali, Swahili, and Yoruba) and we examine cross-lingual reranking with queries in English and passages in the African languages. Additionally, we analyze and compare the effectiveness of monolingual reranking using both query and document translations. We also evaluate the effectiveness of LLMs when leveraging their own generated translations. To get a grasp of the effectiveness of multiple LLMs, our study focuses on the proprietary models RankGPT-4 and RankGPT-3.5, along with the open-source model, RankZephyr. While reranking remains most effective in English, our results reveal that cross-lingual reranking may be competitive with reranking in African languages depending on the multilingual capability of the LLM.

Long Phan, Alice Gatti, Ziwen Han et al. · amazon-science, apple-ml

Benchmarks are important tools for tracking the rapid advancements in large language model (LLM) capabilities. However, benchmarks are not keeping pace in difficulty: LLMs now achieve over 90\% accuracy on popular benchmarks like MMLU, limiting informed measurement of state-of-the-art LLM capabilities. In response, we introduce Humanity's Last Exam (HLE), a multi-modal benchmark at the frontier of human knowledge, designed to be the final closed-ended academic benchmark of its kind with broad subject coverage. HLE consists of 2,500 questions across dozens of subjects, including mathematics, humanities, and the natural sciences. HLE is developed globally by subject-matter experts and consists of multiple-choice and short-answer questions suitable for automated grading. Each question has a known solution that is unambiguous and easily verifiable, but cannot be quickly answered via internet retrieval. State-of-the-art LLMs demonstrate low accuracy and calibration on HLE, highlighting a significant gap between current LLM capabilities and the expert human frontier on closed-ended academic questions. To inform research and policymaking upon a clear understanding of model capabilities, we publicly release HLE at https://lastexam.ai.

Ronak Pradeep, Nandan Thakur, Sahel Sharifymoghaddam et al.

Did you try out the new Bing Search? Or maybe you fiddled around with Google AI~Overviews? These might sound familiar because the modern-day search stack has recently evolved to include retrieval-augmented generation (RAG) systems. They allow searching and incorporating real-time data into large language models (LLMs) to provide a well-informed, attributed, concise summary in contrast to the traditional search paradigm that relies on displaying a ranked list of documents. Therefore, given these recent advancements, it is crucial to have an arena to build, test, visualize, and systematically evaluate RAG-based search systems. With this in mind, we propose the TREC 2024 RAG Track to foster innovation in evaluating RAG systems. In our work, we lay out the steps we've made towards making this track a reality -- we describe the details of our reusable framework, Ragnarök, explain the curation of the new MS MARCO V2.1 collection choice, release the development topics for the track, and standardize the I/O definitions which assist the end user. Next, using Ragnarök, we identify and provide key industrial baselines such as OpenAI's GPT-4o or Cohere's Command R+. Further, we introduce a web-based user interface for an interactive arena allowing benchmarking pairwise RAG systems by crowdsourcing. We open-source our Ragnarök framework and baselines to achieve a unified standard for future RAG systems.

Ronak Pradeep, Rodrigo Nogueira, Jimmy Lin

We propose a design pattern for tackling text ranking problems, dubbed "Expando-Mono-Duo", that has been empirically validated for a number of ad hoc retrieval tasks in different domains. At the core, our design relies on pretrained sequence-to-sequence models within a standard multi-stage ranking architecture. "Expando" refers to the use of document expansion techniques to enrich keyword representations of texts prior to inverted indexing. "Mono" and "Duo" refer to components in a reranking pipeline based on a pointwise model and a pairwise model that rerank initial candidates retrieved using keyword search. We present experimental results from the MS MARCO passage and document ranking tasks, the TREC 2020 Deep Learning Track, and the TREC-COVID challenge that validate our design. In all these tasks, we achieve effectiveness that is at or near the state of the art, in some cases using a zero-shot approach that does not exploit any training data from the target task. To support replicability, implementations of our design pattern are open-sourced in the Pyserini IR toolkit and PyGaggle neural reranking library.

Ronak Pradeep, Nandan Thakur, Shivani Upadhyay et al.

This report provides an initial look at partial results from the TREC 2024 Retrieval-Augmented Generation (RAG) Track. We have identified RAG evaluation as a barrier to continued progress in information access (and more broadly, natural language processing and artificial intelligence), and it is our hope that we can contribute to tackling the many challenges in this space. The central hypothesis we explore in this work is that the nugget evaluation methodology, originally developed for the TREC Question Answering Track in 2003, provides a solid foundation for evaluating RAG systems. As such, our efforts have focused on "refactoring" this methodology, specifically applying large language models to both automatically create nuggets and to automatically assign nuggets to system answers. We call this the AutoNuggetizer framework. Within the TREC setup, we are able to calibrate our fully automatic process against a manual process whereby nuggets are created by human assessors semi-manually and then assigned manually to system answers. Based on initial results across 21 topics from 45 runs, we observe a strong correlation between scores derived from a fully automatic nugget evaluation and a (mostly) manual nugget evaluation by human assessors. This suggests that our fully automatic evaluation process can be used to guide future iterations of RAG systems.

Nandan Thakur, Ronak Pradeep, Shivani Upadhyay et al.

Retrieval-augmented generation (RAG) enables large language models (LLMs) to generate answers with citations from source documents containing "ground truth", thereby reducing system hallucinations. A crucial factor in RAG evaluation is "support", whether the information in the cited documents supports the answer. To this end, we conducted a large-scale comparative study of 45 participant submissions on 36 topics to the TREC 2024 RAG Track, comparing an automatic LLM judge (GPT-4o) against human judges for support assessment. We considered two conditions: (1) fully manual assessments from scratch and (2) manual assessments with post-editing of LLM predictions. Our results indicate that for 56% of the manual from-scratch assessments, human and GPT-4o predictions match perfectly (on a three-level scale), increasing to 72% in the manual with post-editing condition. Furthermore, by carefully analyzing the disagreements in an unbiased study, we found that an independent human judge correlates better with GPT-4o than a human judge, suggesting that LLM judges can be a reliable alternative for support assessment. To conclude, we provide a qualitative analysis of human and GPT-4o errors to help guide future iterations of support assessment.

Ronak Pradeep, Nandan Thakur, Shivani Upadhyay et al.

Large Language Models (LLMs) have significantly enhanced the capabilities of information access systems, especially with retrieval-augmented generation (RAG). Nevertheless, the evaluation of RAG systems remains a barrier to continued progress, a challenge we tackle in this work by proposing an automatic evaluation framework that is validated against human annotations. We believe that the nugget evaluation methodology provides a solid foundation for evaluating RAG systems. This approach, originally developed for the TREC Question Answering (QA) Track in 2003, evaluates systems based on atomic facts that should be present in good answers. Our efforts focus on "refactoring" this methodology, where we describe the AutoNuggetizer framework that specifically applies LLMs to both automatically create nuggets and automatically assign nuggets to system answers. In the context of the TREC 2024 RAG Track, we calibrate a fully automatic approach against strategies where nuggets are created manually or semi-manually by human assessors and then assigned manually to system answers. Based on results from a community-wide evaluation, we observe strong agreement at the run level between scores derived from fully automatic nugget evaluation and human-based variants. The agreement is stronger when individual framework components such as nugget assignment are automated independently. This suggests that our evaluation framework provides tradeoffs between effort and quality that can be used to guide the development of future RAG systems. However, further research is necessary to refine our approach, particularly in establishing robust per-topic agreement to diagnose system failures effectively.

Zijian Chen, Ronak Pradeep, Jimmy Lin

Recent advances have demonstrated that large language models (LLMs) excel as listwise rerankers, but their high computational demands remain a barrier to widespread adoption. Further, the traditional language modeling (LM) objective is not ideally suited for reranking tasks. FIRST is a novel approach that addresses these challenges by integrating a learning-to-rank objective and leveraging the logits of only the first generated token, thereby significantly reducing inference latency compared to traditional LLM rerankers. In this study, we extend the evaluation of FIRST to the TREC Deep Learning datasets (DL19-22), validating its robustness across diverse domains. We investigate the influence of different first-stage retrievers on FIRST rerankers, observing diminishing returns and patterns consistent with traditional LLM rerankers. Through applying the FIRST objective to a broader range of backbone models, we achieve effectiveness surpassing the original implementation. Our experiments confirm that fast reranking with single-token logits does not compromise out-of-domain reranking quality. To better quantify the computational savings in the original study, we measure and compare latency to find a 21%-42% gain across various models and benchmarks. Moreover, while LM training implicitly improves zero-shot single-token reranking, our experiments also raise questions about whether LM pre-training may hinder subsequent fine-tuning with the FIRST objective. These findings pave the way for more efficient and effective listwise reranking in future applications.

Junxiong Wang, Ali Mousavi, Omar Attia et al.

Entity disambiguation (ED), which links the mentions of ambiguous entities to their referent entities in a knowledge base, serves as a core component in entity linking (EL). Existing generative approaches demonstrate improved accuracy compared to classification approaches under the standardized ZELDA benchmark. Nevertheless, generative approaches suffer from the need for large-scale pre-training and inefficient generation. Most importantly, entity descriptions, which could contain crucial information to distinguish similar entities from each other, are often overlooked. We propose an encoder-decoder model to disambiguate entities with more detailed entity descriptions. Given text and candidate entities, the encoder learns interactions between the text and each candidate entity, producing representations for each entity candidate. The decoder then fuses the representations of entity candidates together and selects the correct entity. Our experiments, conducted on various entity disambiguation benchmarks, demonstrate the strong and robust performance of this model, particularly +1.5% in the ZELDA benchmark compared with GENRE. Furthermore, we integrate this approach into the retrieval/reader framework and observe +1.5% improvements in end-to-end entity linking in the GERBIL benchmark compared with EntQA.

Jasper Xian, Saron Samuel, Faraz Khoubsirat et al.

We develop a method for training small-scale (under 100M parameter) neural information retrieval models with as few as 10 gold relevance labels. The method depends on generating synthetic queries for documents using a language model (LM), and the key step is that we automatically optimize the LM prompt that is used to generate these queries based on training quality. In experiments with the BIRCO benchmark, we find that models trained with our method outperform RankZephyr and are competitive with RankLLama, both of which are 7B parameter models trained on over 100K labels. These findings point to the power of automatic prompt optimization for synthetic dataset generation.

Ronak Pradeep, Kai Hui, Jai Gupta et al.

Popularized by the Differentiable Search Index, the emerging paradigm of generative retrieval re-frames the classic information retrieval problem into a sequence-to-sequence modeling task, forgoing external indices and encoding an entire document corpus within a single Transformer. Although many different approaches have been proposed to improve the effectiveness of generative retrieval, they have only been evaluated on document corpora on the order of 100k in size. We conduct the first empirical study of generative retrieval techniques across various corpus scales, ultimately scaling up to the entire MS MARCO passage ranking task with a corpus of 8.8M passages and evaluating model sizes up to 11B parameters. We uncover several findings about scaling generative retrieval to millions of passages; notably, the central importance of using synthetic queries as document representations during indexing, the ineffectiveness of existing proposed architecture modifications when accounting for compute cost, and the limits of naively scaling model parameters with respect to retrieval performance. While we find that generative retrieval is competitive with state-of-the-art dual encoders on small corpora, scaling to millions of passages remains an important and unsolved challenge. We believe these findings will be valuable for the community to clarify the current state of generative retrieval, highlight the unique challenges, and inspire new research directions.

Xueguang Ma, Xinyu Zhang, Ronak Pradeep et al.

Supervised ranking methods based on bi-encoder or cross-encoder architectures have shown success in multi-stage text ranking tasks, but they require large amounts of relevance judgments as training data. In this work, we propose Listwise Reranker with a Large Language Model (LRL), which achieves strong reranking effectiveness without using any task-specific training data. Different from the existing pointwise ranking methods, where documents are scored independently and ranked according to the scores, LRL directly generates a reordered list of document identifiers given the candidate documents. Experiments on three TREC web search datasets demonstrate that LRL not only outperforms zero-shot pointwise methods when reranking first-stage retrieval results, but can also act as a final-stage reranker to improve the top-ranked results of a pointwise method for improved efficiency. Additionally, we apply our approach to subsets of MIRACL, a recent multilingual retrieval dataset, with results showing its potential to generalize across different languages.

Xueguang Ma, Kai Sun, Ronak Pradeep et al.

Text retrieval using learned dense representations has recently emerged as a promising alternative to "traditional" text retrieval using sparse bag-of-words representations. One recent work that has garnered much attention is the dense passage retriever (DPR) technique proposed by Karpukhin et al. (2020) for end-to-end open-domain question answering. We present a replication study of this work, starting with model checkpoints provided by the authors, but otherwise from an independent implementation in our group's Pyserini IR toolkit and PyGaggle neural text ranking library. Although our experimental results largely verify the claims of the original paper, we arrived at two important additional findings that contribute to a better understanding of DPR: First, it appears that the original authors under-report the effectiveness of the BM25 baseline and hence also dense--sparse hybrid retrieval results. Second, by incorporating evidence from the retriever and an improved answer span scoring technique, we are able to improve end-to-end question answering effectiveness using exactly the same models as in the original work.

Jimmy Lin, Xueguang Ma, Sheng-Chieh Lin et al.

Pyserini is an easy-to-use Python toolkit that supports replicable IR research by providing effective first-stage retrieval in a multi-stage ranking architecture. Our toolkit is self-contained as a standard Python package and comes with queries, relevance judgments, pre-built indexes, and evaluation scripts for many commonly used IR test collections. We aim to support, out of the box, the entire research lifecycle of efforts aimed at improving ranking with modern neural approaches. In particular, Pyserini supports sparse retrieval (e.g., BM25 scoring using bag-of-words representations), dense retrieval (e.g., nearest-neighbor search on transformer-encoded representations), as well as hybrid retrieval that integrates both approaches. This paper provides an overview of toolkit features and presents empirical results that illustrate its effectiveness on two popular ranking tasks. We also describe how our group has built a culture of replicability through shared norms and tools that enable rigorous automated testing.

Ronak Pradeep, Xueguang Ma, Rodrigo Nogueira et al.

This work describes the adaptation of a pretrained sequence-to-sequence model to the task of scientific claim verification in the biomedical domain. We propose VERT5ERINI that exploits T5 for abstract retrieval, sentence selection and label prediction, which are three critical sub-tasks of claim verification. We evaluate our pipeline on SCIFACT, a newly curated dataset that requires models to not just predict the veracity of claims but also provide relevant sentences from a corpus of scientific literature that support this decision. Empirically, our pipeline outperforms a strong baseline in each of the three steps. Finally, we show VERT5ERINI's ability to generalize to two new datasets of COVID-19 claims using evidence from the ever-expanding CORD-19 corpus.

Edwin Zhang, Nikhil Gupta, Raphael Tang et al.

We present Covidex, a search engine that exploits the latest neural ranking models to provide information access to the COVID-19 Open Research Dataset curated by the Allen Institute for AI. Our system has been online and serving users since late March 2020. The Covidex is the user application component of our three-pronged strategy to develop technologies for helping domain experts tackle the ongoing global pandemic. In addition, we provide robust and easy-to-use keyword search infrastructure that exploits mature fusion-based methods as well as standalone neural ranking models that can be incorporated into other applications. These techniques have been evaluated in the ongoing TREC-COVID challenge: Our infrastructure and baselines have been adopted by many participants, including some of the highest-scoring runs in rounds 1, 2, and 3. In round 3, we report the highest-scoring run that takes advantage of previous training data and the second-highest fully automatic run.