Rory Svarc

2papers

2 Papers

15.3AIJun 28
Safety from Honesty in a Disinterested AI Predictor

Yoshua Bengio, Oliver Richardson, Tomáš Gavenčiak et al.

As AI systems become more capable, training procedures that optimize for downstream outcomes risk introducing implicit agency: goal-directed behavior that designers never specified. We present a formal safety argument for the Scientist AI (SAI) Predictor, trained to approximate the Bayesian posterior conditioned on a dataset of "epistemically contextualized" natural-language statements. We argue that such a Predictor can honestly predict agents, actions, and their consequences without itself being an agent that selects outputs to achieve goals. This rests on data representation and on the training procedure. Epistemic contextualization of text distinguishes latent factual claims from communication acts, so expressions of goals are treated as evidence to be explained rather than drives the model adopts. With a posterior-seeking training objective, this is intended to drive the Predictor toward calibrated, cautious predictions. Training proceeds so downstream effects of deploying a prediction never serve as a reward signal; any agency the system needs is supplied by explicit scaffolding constrained by guardrails. We prove that, under assumptions on the training dynamics and on the argued sparsity of dangerous Predictors, the probability that training produces a Predictor whose guarded deployment carries residual harm above a specified threshold is small: a dangerous Predictor would have to underestimate harm in a coordinated way across many queries while such coordinated patterns are rare under the initialization distribution and receive no direct training signal. Safety and accuracy are jointly supported in this framework, since the constraints that secure accuracy are the same ones that make coordinated deception costly. These guarantees against misalignment and agency arising from within the Predictor itself do not preclude the use of the Predictor as part of an agentic system.

8.7CYJun 12
'AI Alignment' Encompasses Competing Technical Priorities

Tushita Jha, Rory Svarc, Mateusz Bagiński

The ML literature contains many distinct concepts falling under the heading of 'AI alignment'. After noting three concepts of AI alignment in the context of their corresponding research programs, we claim that realistic interventions may promote 'AI alignment' under one conception while being actively counterproductive from the perspective of others. We suggest that tensions between alignment ideals emerge due to differences in background threat-models, alongside differences in normative orientations. In light of our analysis, researchers aiming to further the goal of 'AI alignment' should do five things. First, they should not conflate distinctions of policy and distinctions of scientific scope; second, methodological disagreements should be acknowledged explicitly; third, researchers should distinguish between 'AI alignment' as a high-level ideal and specific 'alignment proxies' used in empirical research; fourth, they should use more granular concepts to identify both the source and nature of possible AI harms/benefits; fifth, they should explicitly acknowledge the diversity of 'alignment' concepts in both empirical work and in communication with non-technical audiences.