Feng He

Lin William Cong, Guanhao Feng, Jingyu He et al.

We introduce a new class of tree-based models, P-Trees, for analyzing (unbalanced) panel of individual asset returns, generalizing high-dimensional sorting with economic guidance and interpretability. Under the mean-variance efficient framework, P-Trees construct test assets that significantly advance the efficient frontier compared to commonly used test assets, with alphas unexplained by benchmark pricing models. P-Tree tangency portfolios also constitute traded factors, recovering the pricing kernel and outperforming popular observable and latent factor models for investments and cross-sectional pricing. Finally, P-Trees capture the complexity of asset returns with sparsity, achieving out-of-sample Sharpe ratios close to those attained only by over-parameterized large models.

Xin He, Junxi Shen, Zhenheng Tang et al.

Model merging via Mixture-of-Experts (MoE) has emerged as a scalable solution for consolidating multiple task-specific models into a unified sparse architecture, where each expert is derived from a model fine-tuned on a distinct task. While effective for multi-task integration, this paradigm introduces a critical yet underexplored challenge: how to attribute and protect the intellectual property (IP) of individual experts after merging. We propose RouteMark, a framework for IP protection in merged MoE models through the design of expert routing fingerprints. Our key insight is that task-specific experts exhibit stable and distinctive routing behaviors under probing inputs. To capture these patterns, we construct expert-level fingerprints using two complementary statistics: the Routing Score Fingerprint (RSF), quantifying the intensity of expert activation, and the Routing Preference Fingerprint (RPF), characterizing the input distribution that preferentially activates each expert. These fingerprints are reproducible, task-discriminative, and lightweight to construct. For attribution and tampering detection, we introduce a similarity-based matching algorithm that compares expert fingerprints between a suspect and a reference (victim) model. Extensive experiments across diverse tasks and CLIP-based MoE architectures show that RouteMark consistently yields high similarity for reused experts and clear separation from unrelated ones. Moreover, it remains robust against both structural tampering (expert replacement, addition, deletion) and parametric tampering (fine-tuning, pruning, permutation), outperforming weight- and activation-based baseliness. Our work lays the foundation for RouteMark as a practical and broadly applicable framework for IP verification in MoE-based model merging.

Xin He, Guohao Ying, Jiyong Zhang et al.

The COVID-19 pandemic has threatened global health. Many studies have applied deep convolutional neural networks (CNN) to recognize COVID-19 based on chest 3D computed tomography (CT). Recent works show that no model generalizes well across CT datasets from different countries, and manually designing models for specific datasets requires expertise; thus, neural architecture search (NAS) that aims to search models automatically has become an attractive solution. To reduce the search cost on large 3D CT datasets, most NAS-based works use the weight-sharing (WS) strategy to make all models share weights within a supernet; however, WS inevitably incurs search instability, leading to inaccurate model estimation. In this work, we propose an efficient Evolutionary Multi-objective ARchitecture Search (EMARS) framework. We propose a new objective, namely potential, which can help exploit promising models to indirectly reduce the number of models involved in weights training, thus alleviating search instability. We demonstrate that under objectives of accuracy and potential, EMARS can balance exploitation and exploration, i.e., reducing search time and finding better models. Our searched models are small and perform better than prior works on three public COVID-19 3D CT datasets.