M Yashwanth

M Yashwanth, Gaurav Kumar Nayak, Harsh Rangwani et al.

Federated Learning (FL) is an emerging machine learning framework that enables multiple clients (coordinated by a server) to collaboratively train a global model by aggregating the locally trained models without sharing any client's training data. It has been observed in recent works that learning in a federated manner may lead the aggregated global model to converge to a 'sharp minimum' thereby adversely affecting the generalizability of this FL-trained model. Therefore, in this work, we aim to improve the generalization performance of models trained in a federated setup by introducing a 'flatness' constrained FL optimization problem. This flatness constraint is imposed on the top eigenvalue of the Hessian computed from the training loss. As each client trains a model on its local data, we further re-formulate this complex problem utilizing the client loss functions and propose a new computationally efficient regularization technique, dubbed 'MAN,' which Minimizes Activation's Norm of each layer on client-side models. We also theoretically show that minimizing the activation norm reduces the top eigenvalue of the layer-wise Hessian of the client's loss, which in turn decreases the overall Hessian's top eigenvalue, ensuring convergence to a flat minimum. We apply our proposed flatness-constrained optimization to the existing FL techniques and obtain significant improvements, thereby establishing new state-of-the-art.

M Yashwanth, Arunabh Singh, Ashok Nayak et al.

Federated Learning (FL) algorithms implicitly assume that clients passively comply with server-side orchestration by sharing local model updates upon server request. However, this overlooks an important aspect in real-world cross-silo environments: clients are often rational agents who may prioritize their utilities such as local model performance over that of the global model. In settings with significant statistical heterogeneity, rational clients may opt out of the federation if the perceived benefits of collaboration fail to meet their local utility thresholds. Such attrition degrades the global model performance and can lead to the collapse of the federated training process. In this work, we introduce FedUCA, (Federated Learning by Utility-Constrained Stochastic Aggregation for Improving Rational Participation), a framework that formalizes the server's role as an optimizer seeking to maximize global model performance by sustaining client participation. We substantiate our framework through extensive experiments on standard datasets demonstrating that by prioritizing participation feasibility, FedUCA achieves significantly higher client retention and, consequently, a superior global model performance.

M Yashwanth, Sampath Koti, Arunabh Singh et al.

We address the Federated source-Free Domain Adaptation (FFreeDA) problem, with clients holding unlabeled data with significant inter-client domain gaps. The FFreeDA setup constrains the FL frameworks to employ only a pre-trained server model as the setup restricts access to the source dataset during the training rounds. Often, this source domain dataset has a distinct distribution to the clients' domains. To address the challenges posed by the FFreeDA setup, adaptation of the Source-Free Domain Adaptation (SFDA) methods to FL struggles with client-drift in real-world scenarios due to extreme data heterogeneity caused by the aforementioned domain gaps, resulting in unreliable pseudo-labels. In this paper, we introduce FedSCAl, an FL framework leveraging our proposed Server-Client Alignment (SCAl) mechanism to regularize client updates by aligning the clients' and server model's predictions. We observe an improvement in the clients' pseudo-labeling accuracy post alignment, as the SCAl mechanism helps to mitigate the client-drift. Further, we present extensive experiments on benchmark vision datasets showcasing how FedSCAl consistently outperforms state-of-the-art FL methods in the FFreeDA setup for classification tasks.

M Yashwanth, Sharannya Ghosh, Aditay Tripathi et al.

Visual Prompt Tuning (VPT) of pre-trained Vision Transformers (ViTs) has proven highly effective as a parameter-efficient fine-tuning technique for adapting large models to downstream tasks with limited data. Its parameter efficiency makes it particularly suitable for Federated Learning (FL), where both communication and computation budgets are often constrained. However, global prompt tuning struggles to generalize across heterogeneous clients, while personalized tuning overfits to local data and lacks generalization. We propose PEP-FedPT (Prompt Estimation from Prototypes for Federated Prompt Tuning), a unified framework designed to achieve both generalization and personalization in federated prompt tuning of ViTs. Within this framework, we introduce the novel Class-Contextualized Mixed Prompt (CCMP) - based on class-specific prompts maintained alongside a globally shared prompt. For each input, CCMP adaptively combines class-specific prompts using weights derived from global class prototypes and client class priors. This approach enables per-sample prompt personalization without storing client-dependent trainable parameters. The prompts are collaboratively optimized via traditional federated averaging technique on the same. Comprehensive evaluations on CIFAR-100, TinyImageNet, DomainNet, and iNaturalist datasets demonstrate that PEP-FedPT consistently surpasses the state-of-the-art baselines under diverse data heterogeneity scenarios, establishing a strong foundation for efficient and generalizable federated prompt tuning of Vision Transformers.

M Yashwanth, Gaurav Kumar Nayak, Arya Singh et al.

Federated Learning (FL) is a machine learning paradigm that enables clients to jointly train a global model by aggregating the locally trained models without sharing any local training data. In practice, there can often be substantial heterogeneity (e.g., class imbalance) across the local data distributions observed by each of these clients. Under such non-iid label distributions across clients, FL suffers from the 'client-drift' problem where every client drifts to its own local optimum. This results in slower convergence and poor performance of the aggregated model. To address this limitation, we propose a novel regularization technique based on adaptive self-distillation (ASD) for training models on the client side. Our regularization scheme adaptively adjusts to each client's training data based on the global model's prediction entropy and the client-data label distribution. We show in this paper that our proposed regularization (ASD) can be easily integrated atop existing, state-of-the-art FL algorithms, leading to a further boost in the performance of these off-the-shelf methods. We theoretically explain how incorporation of ASD regularizer leads to reduction in client-drift and empirically justify the generalization ability of the trained model. We demonstrate the efficacy of our approach through extensive experiments on multiple real-world benchmarks and show substantial gains in performance when the proposed regularizer is combined with popular FL methods.