Yubao Tang

Kidist Amde Mekonnen, Yubao Tang, Maarten de Rijke

Generative information retrieval (GenIR) consolidates retrieval into a single neural model that decodes document identifiers (docids) directly from queries. While this model-as-index paradigm offers architectural simplicity, it is poorly suited to dynamic document collections. Unlike modular systems, where indexes are easily updated, GenIR's knowledge is parametrically encoded in its weights; consequently, standard adaptation methods such as full and parameter-efficient fine-tuning can induce catastrophic forgetting. We show that sequential adaptation improves retrieval on newly added documents but substantially degrades performance on earlier slices, exposing a pronounced stability-plasticity trade-off. To address this, we propose post-adaptation memory tuning (PAMT), a memory-only stabilization stage that augments an adapted model with a modular parametric memory head (PMH). PAMT freezes the backbone and attaches a product-key memory with fixed addressing. During prefix-trie constrained decoding, decoder hidden states sparsely query PMH to produce residual corrections in hidden space; these corrections are mapped to score adjustments via the frozen output embedding matrix, computed only over trie-valid tokens. This guides docid generation while keeping routing and backbone parameters fixed. To limit cross-slice interference, PAMT updates only a fixed budget of memory values selected using decoding-time access statistics, prioritizing entries frequently activated by the current slice and rarely used in prior sessions. Experiments on MS MARCO and Natural Questions under sequential, disjoint corpus increments show that PAMT substantially improves retention on earlier slices with minimal impact on retrieval performance for newly added documents, while modifying only a sparse subset of memory values per session.

Kidist Amde Mekonnen, Yongkang Li, Yubao Tang et al.

Generative retrieval (GR) ranks documents by autoregressively generating document identifiers. Because many GR methods rely on trie-constrained beam search, they are vulnerable to early pruning of relevant prefixes under finite-beam decoding. Planning Ahead in Generative Retrieval (PAG) mitigates this failure mode by using simultaneous decoding to compute a document-level look-ahead prior that guides subsequent sequential decoding. We reproduce PAG at inference time and stress-test its decoding behavior. Using the authors' released checkpoint and identifier/trie artifacts under the reported decoding setup, we reproduce the main effectiveness results on MS MARCO Dev and TREC-DL 2019/2020, and corroborate the reported beam-size-latency trade-off in our hardware setting. Beyond reproduction, we introduce plan drift diagnostics that quantify how intent-preserving query variations alter the planner's top-n candidate set and highest-weight planner tokens, and how these changes affect guided decoding. We find that PAG's planning signal is brittle under lexical surface-form variation: intent-preserving typos can trigger plan collapse, where the planned candidate pool shifts enough that the look-ahead bonus provides little useful guidance, effectively reverting decoding toward weaker unguided search. We further evaluate fixed-index cross-lingual robustness using non-English mMARCO queries against an English index, and assess query-side mitigation strategies that require no re-indexing; query translation provides the strongest recovery in our setting. Overall, our results confirm PAG's reported effectiveness and the benefit of planning-guided decoding under the released inference setup, while showing that these gains depend on the stability of the planning signal under realistic query variation and query-document mismatch.

Steven Dong, Yubao Tang, Maarten de Rijke

Generative retrieval (GR) models encode a corpus within model parameters and generate relevant document identifiers directly for a given query. While this paradigm shows promise in retrieval tasks, existing GR models struggle with complex queries in numerical contexts, such as those involving semantic reasoning over financial reports, due to limited reasoning capabilities. This limitation leads to suboptimal retrieval accuracy and hinders practical applicability. We propose ReasonGR, a framework designed to enhance multi-step semantic reasoning in numerical contexts within GR. ReasonGR employs a structured prompting strategy combining task-specific instructions with stepwise reasoning guidance to better address complex retrieval queries. Additionally, it integrates a reasoning-focused adaptation module to improve the learning of reasoning-related parameters. Experiments on the FinQA dataset, which contains financial queries over complex documents, demonstrate that ReasonGR improves retrieval accuracy and consistency, indicating its potential for advancing GR models in reasoning-intensive retrieval scenarios.

Kidist Amde Mekonnen, Yubao Tang, Maarten de Rijke

Generative information retrieval (GenIR) is a promising neural retrieval paradigm that formulates document retrieval as a document identifier (docid) generation task, allowing for end-to-end optimization toward a unified global retrieval objective. However, existing GenIR models suffer from token-level misalignment, where models trained to predict the next token often fail to capture document-level relevance effectively. While reinforcement learning-based methods, such as reinforcement learning from relevance feedback (RLRF), aim to address this misalignment through reward modeling, they introduce significant complexity, requiring the optimization of an auxiliary reward function followed by reinforcement fine-tuning, which is computationally expensive and often unstable. To address these challenges, we propose direct document relevance optimization (DDRO), which aligns token-level docid generation with document-level relevance estimation through direct optimization via pairwise ranking, eliminating the need for explicit reward modeling and reinforcement learning. Experimental results on benchmark datasets, including MS MARCO document and Natural Questions, show that DDRO outperforms reinforcement learning-based methods, achieving a 7.4% improvement in MRR@10 for MS MARCO and a 19.9% improvement for Natural Questions. These findings highlight DDRO's potential to enhance retrieval effectiveness with a simplified optimization approach. By framing alignment as a direct optimization problem, DDRO simplifies the ranking optimization pipeline of GenIR models while offering a viable alternative to reinforcement learning-based methods.