Stéphane Clinchant

Jheng-Hong Yang, Carlos Lassance, Rafael Sampaio de Rezende et al. · apple-ml, cmu

This paper presents the AToMiC (Authoring Tools for Multimedia Content) dataset, designed to advance research in image/text cross-modal retrieval. While vision-language pretrained transformers have led to significant improvements in retrieval effectiveness, existing research has relied on image-caption datasets that feature only simplistic image-text relationships and underspecified user models of retrieval tasks. To address the gap between these oversimplified settings and real-world applications for multimedia content creation, we introduce a new approach for building retrieval test collections. We leverage hierarchical structures and diverse domains of texts, styles, and types of images, as well as large-scale image-document associations embedded in Wikipedia. We formulate two tasks based on a realistic user model and validate our dataset through retrieval experiments using baseline models. AToMiC offers a testbed for scalable, diverse, and reproducible multimedia retrieval research. Finally, the dataset provides the basis for a dedicated track at the 2023 Text Retrieval Conference (TREC), and is publicly available at https://github.com/TREC-AToMiC/AToMiC.

Gyu-Hwung Cho, Youngjune Lee, Kiyoon Jeong et al.

As large-scale visual-document corpora such as arXiv papers and enterprise PDFs continue to grow, visual-document retrieval has gained increasing attention; yet it still lacks a deployable system that lexically indexes visual documents to serve queries without neural encoding at scale. Existing methods either achieve strong retrieval quality with VLM-based dense or multi-vector models but require neural query encoding at serving time, or avoid query encoding with OCR- or caption-based BM25 at the cost of time-consuming text extraction or generation. To fill this missing serving regime, we present V-SPLADE, an inference-free sparse retriever for visual-document retrieval. However, such inference-free multimodal learned sparse retrieval systems remain underexplored and have not yet shown dense-level effectiveness under high sparsity. We attribute this limitation to a lexical grounding problem: visual sparse representations often fail to capture the lexical content embedded in document images. To address this problem, we introduce caption-gated token supervision, a training-only signal that uses VLM-generated captions as lexical cues to activate retrieval-relevant vocabulary dimensions. With this supervision, V-SPLADE improves average NDCG@5 across six visual-document retrieval benchmarks by +13.8pp over the same-scale dense baseline and by up to +6.3pp over OCR- or caption-based BM25 baselines. On an 18.7M-document corpus, it more than doubles R@5 over the same-scale dense baseline and further improves competing retrievers through score fusion by up to +2.4pp R@5. Code will be released soon at https://github.com/naver/v-splade.

Nadezhda Chirkova, David Rau, Hervé Déjean et al.

Retrieval-augmented generation (RAG) has recently emerged as a promising solution for incorporating up-to-date or domain-specific knowledge into large language models (LLMs) and improving LLM factuality, but is predominantly studied in English-only settings. In this work, we consider RAG in the multilingual setting (mRAG), i.e. with user queries and the datastore in 13 languages, and investigate which components and with which adjustments are needed to build a well-performing mRAG pipeline, that can be used as a strong baseline in future works. Our findings highlight that despite the availability of high-quality off-the-shelf multilingual retrievers and generators, task-specific prompt engineering is needed to enable generation in user languages. Moreover, current evaluation metrics need adjustments for multilingual setting, to account for variations in spelling named entities. The main limitations to be addressed in future works include frequent code-switching in non-Latin alphabet languages, occasional fluency errors, wrong reading of the provided documents, or irrelevant retrieval. We release the code for the resulting mRAG baseline pipeline at https://github.com/naver/bergen.

David Rau, Hervé Déjean, Nadezhda Chirkova et al.

Retrieval-Augmented Generation allows to enhance Large Language Models with external knowledge. In response to the recent popularity of generative LLMs, many RAG approaches have been proposed, which involve an intricate number of different configurations such as evaluation datasets, collections, metrics, retrievers, and LLMs. Inconsistent benchmarking poses a major challenge in comparing approaches and understanding the impact of each component in the pipeline. In this work, we study best practices that lay the groundwork for a systematic evaluation of RAG and present BERGEN, an end-to-end library for reproducible research standardizing RAG experiments. In an extensive study focusing on QA, we benchmark different state-of-the-art retrievers, rerankers, and LLMs. Additionally, we analyze existing RAG metrics and datasets. Our open-source library BERGEN is available under \url{https://github.com/naver/bergen}.

Thibault Formal, Carlos Lassance, Benjamin Piwowarski et al.

Neural retrievers based on dense representations combined with Approximate Nearest Neighbors search have recently received a lot of attention, owing their success to distillation and/or better sampling of examples for training -- while still relying on the same backbone architecture. In the meantime, sparse representation learning fueled by traditional inverted indexing techniques has seen a growing interest, inheriting from desirable IR priors such as explicit lexical matching. While some architectural variants have been proposed, a lesser effort has been put in the training of such models. In this work, we build on SPLADE -- a sparse expansion-based retriever -- and show to which extent it is able to benefit from the same training improvements as dense models, by studying the effect of distillation, hard-negative mining as well as the Pre-trained Language Model initialization. We furthermore study the link between effectiveness and efficiency, on in-domain and zero-shot settings, leading to state-of-the-art results in both scenarios for sufficiently expressive models.

Carlos Lassance, Stéphane Clinchant

Latency and efficiency issues are often overlooked when evaluating IR models based on Pretrained Language Models (PLMs) in reason of multiple hardware and software testing scenarios. Nevertheless, efficiency is an important part of such systems and should not be overlooked. In this paper, we focus on improving the efficiency of the SPLADE model since it has achieved state-of-the-art zero-shot performance and competitive results on TREC collections. SPLADE efficiency can be controlled via a regularization factor, but solely controlling this regularization has been shown to not be efficient enough. In order to reduce the latency gap between SPLADE and traditional retrieval systems, we propose several techniques including L1 regularization for queries, a separation of document/query encoders, a FLOPS-regularized middle-training, and the use of faster query encoders. Our benchmark demonstrates that we can drastically improve the efficiency of these models while increasing the performance metrics on in-domain data. To our knowledge, {we propose the first neural models that, under the same computing constraints, \textit{achieve similar latency (less than 4ms difference) as traditional BM25}, while having \textit{similar performance (less than 10\% MRR@10 reduction)} as the state-of-the-art single-stage neural rankers on in-domain data}.

David Rau, Shuai Wang, Hervé Déjean et al.

Retrieval-Augmented Generation (RAG) allows overcoming the limited knowledge of LLMs by extending the input with external information. As a consequence, the contextual inputs to the model become much longer which slows down decoding time directly translating to the time a user has to wait for an answer. We address this challenge by presenting COCOM, an effective context compression method, reducing long contexts to only a handful of Context Embeddings speeding up the generation time by a large margin. Our method allows for different compression rates trading off decoding time for answer quality. Compared to earlier methods, COCOM allows for handling multiple contexts more effectively, significantly reducing decoding time for long inputs. Our method demonstrates a speed-up of up to 5.69 $\times$ while achieving higher performance compared to existing efficient context compression methods.

Carlos Lassance, Hervé Déjean, Stéphane Clinchant

Finetuning Pretrained Language Models (PLM) for IR has been de facto the standard practice since their breakthrough effectiveness few years ago. But, is this approach well understood? In this paper, we study the impact of the pretraining collection on the final IR effectiveness. In particular, we challenge the current hypothesis that PLM shall be trained on a large enough generic collection and we show that pretraining from scratch on the collection of interest is surprisingly competitive with the current approach. We benchmark first-stage ranking rankers and cross-encoders for reranking on the task of general passage retrieval on MSMARCO, Mr-Tydi for Arabic, Japanese and Russian, and TripClick for specific domain. Contrary to popular belief, we show that, for finetuning first-stage rankers, models pretrained solely on their collection have equivalent or better effectiveness compared to more general models. However, there is a slight effectiveness drop for rerankers pretrained only on the target collection. Overall, our study sheds a new light on the role of the pretraining collection and should make our community ponder on building specialized models by pretraining from scratch. Last but not least, doing so could enable better control of efficiency, data bias and replicability, which are key research questions for the IR community.

Simon Lupart, Stéphane Clinchant

Neural retrieval models have acquired significant effectiveness gains over the last few years compared to term-based methods. Nevertheless, those models may be brittle when faced to typos, distribution shifts or vulnerable to malicious attacks. For instance, several recent papers demonstrated that such variations severely impacted models performances, and then tried to train more resilient models. Usual approaches include synonyms replacements or typos injections -- as data-augmentation -- and the use of more robust tokenizers (characterBERT, BPE-dropout). To further complement the literature, we investigate in this paper adversarial training as another possible solution to this robustness issue. Our comparison includes the two main families of BERT-based neural retrievers, i.e. dense and sparse, with and without distillation techniques. We then demonstrate that one of the most simple adversarial training techniques -- the Fast Gradient Sign Method (FGSM) -- can improve first stage rankers robustness and effectiveness. In particular, FGSM increases models performances on both in-domain and out-of-domain distributions, and also on queries with typos, for multiple neural retrievers.

Hervé Déjean, Stéphane Clinchant, Jean-Luc Meunier

This paper investigates the Relation Extraction task in documents by benchmarking two different neural network models: a multi-modal language model (LayoutXLM) and a Graph Neural Network: Edge Convolution Network (ECN). For this benchmark, we use the XFUND dataset, released along with LayoutXLM. While both models reach similar results, they both exhibit very different characteristics. This raises the question on how to integrate various modalities in a neural network: by merging all modalities thanks to additional pretraining (LayoutXLM), or in a cascaded way (ECN). We conclude by discussing some methodological issues that must be considered for new datasets and task definition in the domain of Information Extraction with complex documents.

Vaishali Pal, Carlos Lassance, Hervé Déjean et al.

Parameter-Efficient transfer learning with Adapters have been studied in Natural Language Processing (NLP) as an alternative to full fine-tuning. Adapters are memory-efficient and scale well with downstream tasks by training small bottle-neck layers added between transformer layers while keeping the large pretrained language model (PLMs) frozen. In spite of showing promising results in NLP, these methods are under-explored in Information Retrieval. While previous studies have only experimented with dense retriever or in a cross lingual retrieval scenario, in this paper we aim to complete the picture on the use of adapters in IR. First, we study adapters for SPLADE, a sparse retriever, for which adapters not only retain the efficiency and effectiveness otherwise achieved by finetuning, but are memory-efficient and orders of magnitude lighter to train. We observe that Adapters-SPLADE not only optimizes just 2\% of training parameters, but outperforms fully fine-tuned counterpart and existing parameter-efficient dense IR models on IR benchmark datasets. Secondly, we address domain adaptation of neural retrieval thanks to adapters on cross-domain BEIR datasets and TripClick. Finally, we also consider knowledge sharing between rerankers and first stage rankers. Overall, our study complete the examination of adapters for neural IR

Maxime Louis, Thibault Formal, Hervé Dejean et al.

Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by integrating external knowledge, leading to improved accuracy and relevance. However, scaling RAG pipelines remains computationally expensive as retrieval sizes grow. To address this, we introduce OSCAR, a novel query-dependent online soft compression method that reduces computational overhead while preserving performance. Unlike traditional hard compression methods, which shorten retrieved texts, or soft compression approaches, which map documents to continuous embeddings offline, OSCAR dynamically compresses retrieved information at inference time, eliminating storage overhead and enabling higher compression rates. Additionally, we extend OSCAR to simultaneously perform reranking, further optimizing the efficiency of the RAG pipeline. Our experiments demonstrate state-of-the-art performance with a 2-5x speed-up in inference and minimal to no loss in accuracy for LLMs ranging from 1B to 24B parameters. The models are available at: https://huggingface.co/collections/naver/oscar-67d446a8e3a2551f57464295.

Stéphane Clinchant, Hervé Déjean, Jean-Luc Meunier et al.

We present in this paper experiments on Table Recognition in hand-written registry books. We first explain how the problem of row and column detection is modeled, and then compare two Machine Learning approaches (Conditional Random Field and Graph Convolutional Network) for detecting these table elements. Evaluation was conducted on death records provided by the Archive of the Diocese of Passau. Both methods show similar results, a 89 F1 score, a quality which allows for Information Extraction. Software and dataset are open source/data.

Carlos Lassance, Hervé Déjean, Thibault Formal et al.

A companion to the release of the latest version of the SPLADE library. We describe changes to the training structure and present our latest series of models -- SPLADE-v3. We compare this new version to BM25, SPLADE++, as well as re-rankers, and showcase its effectiveness via a meta-analysis over more than 40 query sets. SPLADE-v3 further pushes the limit of SPLADE models: it is statistically significantly more effective than both BM25 and SPLADE++, while comparing well to cross-encoder re-rankers. Specifically, it gets more than 40 MRR@10 on the MS MARCO dev set, and improves by 2% the out-of-domain results on the BEIR benchmark.

Hervé Déjean, Stéphane Clinchant

Reranking, the process of refining the output from a first-stage retriever, is often considered computationally expensive, especially when using Large Language Models (LLMs). A common approach to mitigate this cost involves utilizing smaller LLMs or controlling input length. Inspired by recent advances in document compression for retrieval-augmented generation (RAG), we introduce RRK, an efficient and effective listwise reranker compressing documents into multi-token fixed-size embedding representations. Our simple training via distillation shows that this combination of rich compressed representations and listwise reranking yields a highly efficient and effective system. In particular, our 8B-parameter model runs 3x-18x faster than smaller rerankers (0.6-4B parameters) while matching or outperforming them in effectiveness. The efficiency gains are even more striking on long-document benchmarks, where RRK widens its advantage further.

Maxime Louis, Hervé Déjean, Stéphane Clinchant

Retrieval-Augmented Generation (RAG) pipelines enhance Large Language Models (LLMs) by retrieving relevant documents, but they face scalability issues due to high inference costs and limited context size. Document compression is a practical solution, but current soft compression methods suffer from accuracy losses and require extensive pretraining. In this paper, we introduce PISCO, a novel method that achieves a 16x compression rate with minimal accuracy loss (0-3%) across diverse RAG-based question-answering (QA) tasks. Unlike existing approaches, PISCO requires no pretraining or annotated data, relying solely on sequence-level knowledge distillation from document-based questions. With the ability to fine-tune a 7-10B LLM in 48 hours on a single A100 GPU, PISCO offers a highly efficient and scalable solution. We present comprehensive experiments showing that PISCO outperforms existing compression models by 8% in accuracy.

Nadezhda Chirkova, Thibault Formal, Vassilina Nikoulina et al.

Retrieval-augmented generation improves various aspects of large language models (LLMs) generation, but suffers from computational overhead caused by long contexts as well as the propagation of irrelevant retrieved information into generated responses. Context pruning deals with both aspects, by removing irrelevant parts of retrieved contexts before LLM generation. Existing context pruning approaches are however limited, and do not provide a universal model that would be both efficient and robust in a wide range of scenarios, e.g., when contexts contain a variable amount of relevant information or vary in length, or when evaluated on various domains. In this work, we close this gap and introduce Provence (Pruning and Reranking Of retrieVEd relevaNt ContExts), an efficient and robust context pruner for Question Answering, which dynamically detects the needed amount of pruning for a given context and can be used out-of-the-box for various domains. The three key ingredients of Provence are formulating the context pruning task as sequence labeling, unifying context pruning capabilities with context reranking, and training on diverse data. Our experimental results show that Provence enables context pruning with negligible to no drop in performance, in various domains and settings, at almost no cost in a standard RAG pipeline. We also conduct a deeper analysis alongside various ablations to provide insights into training context pruners for future work.

Gianluca Monaci, Rafael S. Rezende, Romain Deffayet et al.

Methods for navigation based on large-scale learning typically treat each episode as a new problem, where the agent is spawned with a clean memory in an unknown environment. While these generalization capabilities to an unknown environment are extremely important, we claim that, in a realistic setting, an agent should have the capacity of exploiting information collected during earlier robot operations. We address this by introducing a new retrieval-augmented agent, trained with RL, capable of querying a database collected from previous episodes in the same environment and learning how to integrate this additional context information. We introduce a unique agent architecture for the general navigation task, evaluated on ImageNav, Instance-ImageNav and ObjectNav. Our retrieval and context encoding methods are data-driven and employ vision foundation models (FM) for both semantic and geometric understanding. We propose new benchmarks for these settings and we show that retrieval allows zero-shot transfer across tasks and environments while significantly improving performance.

Sarah Ibrahimi, Arnaud Sors, Rafael Sampaio de Rezende et al.

Learning with noisy labels is an active research area for image classification. However, the effect of noisy labels on image retrieval has been less studied. In this work, we propose a noise-resistant method for image retrieval named Teacher-based Selection of Interactions, T-SINT, which identifies noisy interactions, ie. elements in the distance matrix, and selects correct positive and negative interactions to be considered in the retrieval loss by using a teacher-based training setup which contributes to the stability. As a result, it consistently outperforms state-of-the-art methods on high noise rates across benchmark datasets with synthetic noise and more realistic noise.

Carlos Lassance, Maroua Maachou, Joohee Park et al.

The ColBERT model has recently been proposed as an effective BERT based ranker. By adopting a late interaction mechanism, a major advantage of ColBERT is that document representations can be precomputed in advance. However, the big downside of the model is the index size, which scales linearly with the number of tokens in the collection. In this paper, we study various designs for ColBERT models in order to attack this problem. While compression techniques have been explored to reduce the index size, in this paper we study token pruning techniques for ColBERT. We compare simple heuristics, as well as a single layer of attention mechanism to select the tokens to keep at indexing time. Our experiments show that ColBERT indexes can be pruned up to 30\% on the MS MARCO passage collection without a significant drop in performance. Finally, we experiment on MS MARCO documents, which reveal several challenges for such mechanism.

Thibault Formal, Benjamin Piwowarski, Stéphane Clinchant

Neural Information Retrieval models hold the promise to replace lexical matching models, e.g. BM25, in modern search engines. While their capabilities have fully shone on in-domain datasets like MS MARCO, they have recently been challenged on out-of-domain zero-shot settings (BEIR benchmark), questioning their actual generalization capabilities compared to bag-of-words approaches. Particularly, we wonder if these shortcomings could (partly) be the consequence of the inability of neural IR models to perform lexical matching off-the-shelf. In this work, we propose a measure of discrepancy between the lexical matching performed by any (neural) model and an 'ideal' one. Based on this, we study the behavior of different state-of-the-art neural IR models, focusing on whether they are able to perform lexical matching when it's actually useful, i.e. for important terms. Overall, we show that neural IR models fail to properly generalize term importance on out-of-domain collections or terms almost unseen during training

Thibault Formal, Carlos Lassance, Benjamin Piwowarski et al.

In neural Information Retrieval (IR), ongoing research is directed towards improving the first retriever in ranking pipelines. Learning dense embeddings to conduct retrieval using efficient approximate nearest neighbors methods has proven to work well. Meanwhile, there has been a growing interest in learning \emph{sparse} representations for documents and queries, that could inherit from the desirable properties of bag-of-words models such as the exact matching of terms and the efficiency of inverted indexes. Introduced recently, the SPLADE model provides highly sparse representations and competitive results with respect to state-of-the-art dense and sparse approaches. In this paper, we build on SPLADE and propose several significant improvements in terms of effectiveness and/or efficiency. More specifically, we modify the pooling mechanism, benchmark a model solely based on document expansion, and introduce models trained with distillation. We also report results on the BEIR benchmark. Overall, SPLADE is considerably improved with more than $9$\% gains on NDCG@10 on TREC DL 2019, leading to state-of-the-art results on the BEIR benchmark.

Alexandre Berard, Dain Lee, Stéphane Clinchant et al.

Multilingual NMT has become an attractive solution for MT deployment in production. But to match bilingual quality, it comes at the cost of larger and slower models. In this work, we consider several ways to make multilingual NMT faster at inference without degrading its quality. We experiment with several "light decoder" architectures in two 20-language multi-parallel settings: small-scale on TED Talks and large-scale on ParaCrawl. Our experiments demonstrate that combining a shallow decoder with vocabulary filtering leads to more than twice faster inference with no loss in translation quality. We validate our findings with BLEU and chrF (on 380 language pairs), robustness evaluation and human evaluation.

Badr Youbi Idrissi, Stéphane Clinchant

Attacking Neural Machine Translation models is an inherently combinatorial task on discrete sequences, solved with approximate heuristics. Most methods use the gradient to attack the model on each sample independently. Instead of mechanically applying the gradient, could we learn to produce meaningful adversarial attacks ? In contrast to existing approaches, we learn to attack a model by training an adversarial generator based on a language model. We propose the Masked Adversarial Generation (MAG) model, that learns to perturb the translation model throughout the training process. The experiments show that it improves the robustness of machine translation models, while being faster than competing methods.

Thibault Formal, Benjamin Piwowarski, Stéphane Clinchant

In neural Information Retrieval, ongoing research is directed towards improving the first retriever in ranking pipelines. Learning dense embeddings to conduct retrieval using efficient approximate nearest neighbors methods has proven to work well. Meanwhile, there has been a growing interest in learning sparse representations for documents and queries, that could inherit from the desirable properties of bag-of-words models such as the exact matching of terms and the efficiency of inverted indexes. In this work, we present a new first-stage ranker based on explicit sparsity regularization and a log-saturation effect on term weights, leading to highly sparse representations and competitive results with respect to state-of-the-art dense and sparse methods. Our approach is simple, trained end-to-end in a single stage. We also explore the trade-off between effectiveness and efficiency, by controlling the contribution of the sparsity regularization.

Thibault Formal, Benjamin Piwowarski, Stéphane Clinchant

Transformer-based models are nowadays state-of-the-art in ad-hoc Information Retrieval, but their behavior is far from being understood. Recent work has claimed that BERT does not satisfy the classical IR axioms. However, we propose to dissect the matching process of ColBERT, through the analysis of term importance and exact/soft matching patterns. Even if the traditional axioms are not formally verified, our analysis reveals that ColBERT: (i) is able to capture a notion of term importance; (ii) relies on exact matches for important terms.

Stéphane Clinchant, Kweon Woo Jung, Vassilina Nikoulina

Exploiting large pretrained models for various NMT tasks have gained a lot of visibility recently. In this work we study how BERT pretrained models could be exploited for supervised Neural Machine Translation. We compare various ways to integrate pretrained BERT model with NMT model and study the impact of the monolingual data used for BERT training on the final translation quality. We use WMT-14 English-German, IWSLT15 English-German and IWSLT14 English-Russian datasets for these experiments. In addition to standard task test set evaluation, we perform evaluation on out-of-domain test sets and noise injected test sets, in order to assess how BERT pretrained representations affect model robustness.

Gabriela Csurka, Julien Ah-Pine, Stéphane Clinchant

Multimedia collections are more than ever growing in size and diversity. Effective multimedia retrieval systems are thus critical to access these datasets from the end-user perspective and in a scalable way. We are interested in repositories of image/text multimedia objects and we study multimodal information fusion techniques in the context of content based multimedia information retrieval. We focus on graph based methods which have proven to provide state-of-the-art performances. We particularly examine two of such methods : cross-media similarities and random walk based scores. From a theoretical viewpoint, we propose a unifying graph based framework which encompasses the two aforementioned approaches. Our proposal allows us to highlight the core features one should consider when using a graph based technique for the combination of visual and textual information. We compare cross-media and random walk based results using three different real-world datasets. From a practical standpoint, our extended empirical analysis allow us to provide insights and guidelines about the use of graph based methods for multimodal information fusion in content based multimedia information retrieval.