Guang Meng

Qian Chen, Xingjian Dong, Kui Hu et al.

Neural networks (NNs), with their powerful nonlinear mapping and end-to-end capabilities, are widely applied in mechanical intelligent fault diagnosis (IFD). However, as typical black-box models, they pose challenges in understanding their decision basis and logic, limiting their deployment in high-reliability scenarios. Hence, various methods have been proposed to enhance the interpretability of IFD. Among these, post-hoc approaches can provide explanations without changing model architecture, preserving its flexibility and scalability. However, existing post-hoc methods often suffer from limitations in explanation forms. They either require preprocessing that disrupts the end-to-end nature or overlook fault mechanisms, leading to suboptimal explanations. To address these issues, we derived the cyclic-spectral (CS) transform and proposed the CS-SHAP by extending Shapley additive explanations (SHAP) to the CS domain. CS-SHAP can evaluate contributions from both carrier and modulation frequencies, aligning more closely with fault mechanisms and delivering clearer and more accurate explanations. Three datasets are utilized to validate the superior interpretability of CS-SHAP, ensuring its correctness, reproducibility, and practical performance. With open-source code and outstanding interpretability, CS-SHAP has the potential to be widely adopted and become the post-hoc interpretability benchmark in IFD, even in other classification tasks. The code is available on https://github.com/ChenQian0618/CS-SHAP.

Qian Chen, Xingjian Dong, Zhike Peng et al.

Despite significant progress in intelligent fault diagnosis (IFD), the lack of interpretability remains a critical barrier to practical industrial applications, driving the growth of interpretability research in IFD. Post-hoc interpretability has gained popularity due to its ability to preserve network flexibility and scalability without modifying model structures. However, these methods often yield suboptimal time-domain explanations. Recently, combining domain transform with SHAP has improved interpretability by extending explanations to more informative domains. Nonetheless, the computational expense of SHAP, exacerbated by increased dimensions from domain transforms, remains a major challenge. To address this, we propose patch-wise attribution and SHapley Estimated Explanation (SHEP). Patch-wise attribution reduces feature dimensions at the cost of explanation granularity, while SHEP simplifies subset enumeration to approximate SHAP, reducing complexity from exponential to linear. Together, these methods significantly enhance SHAP's computational efficiency, providing feasibility for real-time interpretation in monitoring tasks. Extensive experiments confirm SHEP's efficiency, interpretability, and reliability in approximating SHAP. Additionally, with open-source code, SHEP has the potential to serve as a benchmark for post-hoc interpretability in IFD. The code is available on https://github.com/ChenQian0618/SHEP.