Max Müller-Eberstein

Dennis Ulmer, Elisa Bassignana, Max Müller-Eberstein et al.

The field of Deep Learning (DL) has undergone explosive growth during the last decade, with a substantial impact on Natural Language Processing (NLP) as well. Yet, compared to more established disciplines, a lack of common experimental standards remains an open challenge to the field at large. Starting from fundamental scientific principles, we distill ongoing discussions on experimental standards in NLP into a single, widely-applicable methodology. Following these best practices is crucial to strengthen experimental evidence, improve reproducibility and support scientific progress. These standards are further collected in a public repository to help them transparently adapt to future needs.

Max Müller-Eberstein, Rob van der Goot, Barbara Plank

Probing has become an important tool for analyzing representations in Natural Language Processing (NLP). For graphical NLP tasks such as dependency parsing, linear probes are currently limited to extracting undirected or unlabeled parse trees which do not capture the full task. This work introduces DepProbe, a linear probe which can extract labeled and directed dependency parse trees from embeddings while using fewer parameters and compute than prior methods. Leveraging its full task coverage and lightweight parametrization, we investigate its predictive power for selecting the best transfer language for training a full biaffine attention parser. Across 13 languages, our proposed method identifies the best source treebank 94% of the time, outperforming competitive baselines and prior work. Finally, we analyze the informativeness of task-specific subspaces in contextual embeddings as well as which benefits a full parser's non-linear parametrization provides.

Elisa Bassignana, Max Müller-Eberstein, Mike Zhang et al.

With the increase in availability of large pre-trained language models (LMs) in Natural Language Processing (NLP), it becomes critical to assess their fit for a specific target task a priori - as fine-tuning the entire space of available LMs is computationally prohibitive and unsustainable. However, encoder transferability estimation has received little to no attention in NLP. In this paper, we propose to generate quantitative evidence to predict which LM, out of a pool of models, will perform best on a target task without having to fine-tune all candidates. We provide a comprehensive study on LM ranking for 10 NLP tasks spanning the two fundamental problem types of classification and structured prediction. We adopt the state-of-the-art Logarithm of Maximum Evidence (LogME) measure from Computer Vision (CV) and find that it positively correlates with final LM performance in 94% of the setups. In the first study of its kind, we further compare transferability measures with the de facto standard of human practitioner ranking, finding that evidence from quantitative metrics is more robust than pure intuition and can help identify unexpected LM candidates.

Max Müller-Eberstein, Rob van der Goot, Barbara Plank

Linguistic information is encoded at varying timescales (subwords, phrases, etc.) and communicative levels, such as syntax and semantics. Contextualized embeddings have analogously been found to capture these phenomena at distinctive layers and frequencies. Leveraging these findings, we develop a fully learnable frequency filter to identify spectral profiles for any given task. It enables vastly more granular analyses than prior handcrafted filters, and improves on efficiency. After demonstrating the informativeness of spectral probing over manual filters in a monolingual setting, we investigate its multilingual characteristics across seven diverse NLP tasks in six languages. Our analyses identify distinctive spectral profiles which quantify cross-task similarity in a linguistically intuitive manner, while remaining consistent across languages-highlighting their potential as robust, lightweight task descriptors.

Max Müller-Eberstein, Rob van der Goot, Barbara Plank

Making an informed choice of pre-trained language model (LM) is critical for performance, yet environmentally costly, and as such widely underexplored. The field of Computer Vision has begun to tackle encoder ranking, with promising forays into Natural Language Processing, however they lack coverage of linguistic tasks such as structured prediction. We propose probing to rank LMs, specifically for parsing dependencies in a given language, by measuring the degree to which labeled trees are recoverable from an LM's contextualized embeddings. Across 46 typologically and architecturally diverse LM-language pairs, our probing approach predicts the best LM choice 79% of the time using orders of magnitude less compute than training a full parser. Within this study, we identify and analyze one recently proposed decoupled LM - RemBERT - and find it strikingly contains less inherent dependency information, but often yields the best parser after full fine-tuning. Without this outlier our approach identifies the best LM in 89% of cases.

Max Müller-Eberstein, Rob van der Goot, Barbara Plank et al.

Representational spaces learned via language modeling are fundamental to Natural Language Processing (NLP), however there has been limited understanding regarding how and when during training various types of linguistic information emerge and interact. Leveraging a novel information theoretic probing suite, which enables direct comparisons of not just task performance, but their representational subspaces, we analyze nine tasks covering syntax, semantics and reasoning, across 2M pre-training steps and five seeds. We identify critical learning phases across tasks and time, during which subspaces emerge, share information, and later disentangle to specialize. Across these phases, syntactic knowledge is acquired rapidly after 0.5% of full training. Continued performance improvements primarily stem from the acquisition of open-domain knowledge, while semantics and reasoning tasks benefit from later boosts to long-range contextualization and higher specialization. Measuring cross-task similarity further reveals that linguistically related tasks share information throughout training, and do so more during the critical phase of learning than before or after. Our findings have implications for model interpretability, multi-task learning, and learning from limited data.

Robert Litschko, Max Müller-Eberstein, Rob van der Goot et al.

Language understanding is a multi-faceted cognitive capability, which the Natural Language Processing (NLP) community has striven to model computationally for decades. Traditionally, facets of linguistic intelligence have been compartmentalized into tasks with specialized model architectures and corresponding evaluation protocols. With the advent of large language models (LLMs) the community has witnessed a dramatic shift towards general purpose, task-agnostic approaches powered by generative models. As a consequence, the traditional compartmentalized notion of language tasks is breaking down, followed by an increasing challenge for evaluation and analysis. At the same time, LLMs are being deployed in more real-world scenarios, including previously unforeseen zero-shot setups, increasing the need for trustworthy and reliable systems. Therefore, we argue that it is time to rethink what constitutes tasks and model evaluation in NLP, and pursue a more holistic view on language, placing trustworthiness at the center. Towards this goal, we review existing compartmentalized approaches for understanding the origins of a model's functional capacity, and provide recommendations for more multi-faceted evaluation protocols.

Amalie Brogaard Pauli, Maria Barrett, Max Müller-Eberstein et al.

Large language models (LLMs) are increasingly used for everyday communication tasks, including drafting interpersonal messages intended to influence and persuade. Prior work has shown that LLMs can successfully persuade humans and amplify persuasive language. It is therefore essential to understand how user instructions affect the generation of persuasive language, and to understand whether the generated persuasive language differs, for example, when targeting different groups. In this work, we propose a framework for evaluating how persuasive language generation is affected by recipient gender, sender intent, or output language. We evaluate 13 LLMs and 16 languages using pairwise prompt instructions. We evaluate model responses on 19 categories of persuasive language using an LLM-as-judge setup grounded in social psychology and communication science. Our results reveal significant gender differences in the persuasive language generated across all models. These patterns reflect biases consistent with gender-stereotypical linguistic tendencies documented in social psychology and sociolinguistics.

Felicia Körner, Max Müller-Eberstein, Anna Korhonen et al.

Training Large Language Models (LLMs) with high multilingual coverage is becoming increasingly important -- especially when monolingual resources are scarce. Recent studies have found that LLMs process multilingual inputs in shared concept spaces, thought to support generalization and cross-lingual transfer. However, these prior studies often do not use causal methods, lack deeper error analysis or focus on the final model only, leaving open how these spaces emerge during training. We investigate the development of language-agnostic concept spaces during pretraining of EuroLLM through the causal interpretability method of activation patching. We isolate cross-lingual concept representations, then inject them into a translation prompt to investigate how consistently translations can be altered, independently of the language. We find that shared concept spaces emerge early} and continue to refine, but that alignment with them is language-dependent}. Furthermore, in contrast to prior work, our fine-grained manual analysis reveals that some apparent gains in translation quality reflect shifts in behavior -- like selecting senses for polysemous words or translating instead of copying cross-lingual homographs -- rather than improved translation ability. Our findings offer new insight into the training dynamics of cross-lingual alignment and the conditions under which causal interpretability methods offer meaningful insights in multilingual contexts.

Mike Zhang, Max Müller-Eberstein, Elisa Bassignana et al.

We present SnakModel, a Danish large language model (LLM) based on Llama2-7B, which we continuously pre-train on 13.6B Danish words, and further tune on 3.7M Danish instructions. As best practices for creating LLMs for smaller language communities have yet to be established, we examine the effects of early modeling and training decisions on downstream performance throughout the entire training pipeline, including (1) the creation of a strictly curated corpus of Danish text from diverse sources; (2) the language modeling and instruction-tuning training process itself, including the analysis of intermediate training dynamics, and ablations across different hyperparameters; (3) an evaluation on eight language and culturally-specific tasks. Across these experiments SnakModel achieves the highest overall performance, outperforming multiple contemporary Llama2-7B-based models. By making SnakModel, the majority of our pre-training corpus, and the associated code available under open licenses, we hope to foster further research and development in Danish Natural Language Processing, and establish training guidelines for languages with similar resource constraints.

Max Müller-Eberstein, Mike Zhang, Elisa Bassignana et al.

Large Language Models (LLMs) have seen widespread societal adoption. However, while they are able to interact with users in languages beyond English, they have been shown to lack cultural awareness, providing anglocentric or inappropriate responses for underrepresented language communities. To investigate this gap and disentangle linguistic versus cultural proficiency, we conduct the first cultural evaluation study for the mid-resource language of Danish, in which native speakers prompt different models to solve tasks requiring cultural awareness. Our analysis of the resulting 1,038 interactions from 63 demographically diverse participants highlights open challenges to cultural adaptation: Particularly, how currently employed automatically translated data are insufficient to train or measure cultural adaptation, and how training on native-speaker data can more than double response acceptance rates. We release our study data as DaKultur - the first native Danish cultural awareness dataset.

Maria Barrett, Max Müller-Eberstein, Elisa Bassignana et al.

Textual domain is a crucial property within the Natural Language Processing (NLP) community due to its effects on downstream model performance. The concept itself is, however, loosely defined and, in practice, refers to any non-typological property, such as genre, topic, medium or style of a document. We investigate the core notion of domains via human proficiency in identifying related intrinsic textual properties, specifically the concepts of genre (communicative purpose) and topic (subject matter). We publish our annotations in *TGeGUM*: A collection of 9.1k sentences from the GUM dataset (Zeldes, 2017) with single sentence and larger context (i.e., prose) annotations for one of 11 genres (source type), and its topic/subtopic as per the Dewey Decimal library classification system (Dewey, 1979), consisting of 10/100 hierarchical topics of increased granularity. Each instance is annotated by three annotators, for a total of 32.7k annotations, allowing us to examine the level of human disagreement and the relative difficulty of each annotation task. With a Fleiss' kappa of at most 0.53 on the sentence level and 0.66 at the prose level, it is evident that despite the ubiquity of domains in NLP, there is little human consensus on how to define them. By training classifiers to perform the same task, we find that this uncertainty also extends to NLP models.

Max Müller-Eberstein, Dianna Yee, Karren Yang et al.

Parameter-efficient fine-tuning (PEFT) for personalizing automatic speech recognition (ASR) has recently shown promise for adapting general population models to atypical speech. However, these approaches assume a priori knowledge of the atypical speech disorder being adapted for -- the diagnosis of which requires expert knowledge that is not always available. Even given this knowledge, data scarcity and high inter/intra-speaker variability further limit the effectiveness of traditional fine-tuning. To circumvent these challenges, we first identify the minimal set of model parameters required for ASR adaptation. Our analysis of each individual parameter's effect on adaptation performance allows us to reduce Word Error Rate (WER) by half while adapting 0.03% of all weights. Alleviating the need for cohort-specific models, we next propose the novel use of a meta-learned hypernetwork to generate highly individualized, utterance-level adaptations on-the-fly for a diverse set of atypical speech characteristics. Evaluating adaptation at the global, cohort and individual-level, we show that hypernetworks generalize better to out-of-distribution speakers, while maintaining an overall relative WER reduction of 75.2% using 0.1% of the full parameter budget.

Max Müller-Eberstein, Rob van der Goot, Barbara Plank

This work provides the first in-depth analysis of genre in Universal Dependencies (UD). In contrast to prior work on genre identification which uses small sets of well-defined labels in mono-/bilingual setups, UD contains 18 genres with varying degrees of specificity spread across 114 languages. As most treebanks are labeled with multiple genres while lacking annotations about which instances belong to which genre, we propose four methods for predicting instance-level genre using weak supervision from treebank metadata. The proposed methods recover instance-level genre better than competitive baselines as measured on a subset of UD with labeled instances and adhere better to the global expected distribution. Our analysis sheds light on prior work using UD genre metadata for treebank selection, finding that metadata alone are a noisy signal and must be disentangled within treebanks before it can be universally applied.

Max Müller-Eberstein, Rob van der Goot, Barbara Plank

Recent work has shown that monolingual masked language models learn to represent data-driven notions of language variation which can be used for domain-targeted training data selection. Dataset genre labels are already frequently available, yet remain largely unexplored in cross-lingual setups. We harness this genre metadata as a weak supervision signal for targeted data selection in zero-shot dependency parsing. Specifically, we project treebank-level genre information to the finer-grained sentence level, with the goal to amplify information implicitly stored in unsupervised contextualized representations. We demonstrate that genre is recoverable from multilingual contextual embeddings and that it provides an effective signal for training data selection in cross-lingual, zero-shot scenarios. For 12 low-resource language treebanks, six of which are test-only, our genre-specific methods significantly outperform competitive baselines as well as recent embedding-based methods for data selection. Moreover, genre-based data selection provides new state-of-the-art results for three of these target languages.