Yanxu Zhu

Jitao Sang, Yuhang Wang, Jing Zhang et al.

This paper presents a follow-up study to OpenAI's recent superalignment work on Weak-to-Strong Generalization (W2SG). Superalignment focuses on ensuring that high-level AI systems remain consistent with human values and intentions when dealing with complex, high-risk tasks. The W2SG framework has opened new possibilities for empirical research in this evolving field. Our study simulates two phases of superalignment under the W2SG framework: the development of general superhuman models and the progression towards superintelligence. In the first phase, based on human supervision, the quality of weak supervision is enhanced through a combination of scalable oversight and ensemble learning, reducing the capability gap between weak teachers and strong students. In the second phase, an automatic alignment evaluator is employed as the weak supervisor. By recursively updating this auto aligner, the capabilities of the weak teacher models are synchronously enhanced, achieving weak-to-strong supervision over stronger student models.We also provide an initial validation of the proposed approach for the first phase. Using the SciQ task as example, we explore ensemble learning for weak teacher models through bagging and boosting. Scalable oversight is explored through two auxiliary settings: human-AI interaction and AI-AI debate. Additionally, the paper discusses the impact of improved weak supervision on enhancing weak-to-strong generalization based on in-context learning. Experiment code and dataset will be released at https://github.com/ADaM-BJTU/W2SG.

Yuhang Wang, Yanxu Zhu, Dongyuan Lu et al.

Reasoning models have demonstrated remarkable capabilities in complex reasoning tasks. However, ensuring their safety against adversarial jailbreak prompts remains a critical challenge. Due to the covert and deceptive nature of such prompts, they can often evade built-in safety mechanisms and lead to the generation of harmful content. This underscores the need for an adaptive safety alignment approach that enables models to autonomously reinforce their defenses in response to adversarial inputs. This paper introduces the Synthesized Guideline-based Adaptive Safety Alignment (SGASA) framework, which internalizes model-generated safety guidelines to strengthen models' ability to enhance robustness against harmful adversarial prompts while minimizing unnecessary refusals of benign requests. SGASA consists of two key stages: Data Pre-synthesis, which generates safety guidelines and augmented prompts; and Alignment Fine-tuning, which leverages Supervised Fine-tuning (SFT) and Direct Preference Optimization (DPO) to embed these guidelines into the model. Extensive experiments across multiple datasets demonstrate that SGASA significantly improves model safety, validating its adaptive and scalable effectiveness.