Weixing Shen

Feng Yao, Chaojun Xiao, Xiaozhi Wang et al. · tsinghua

Recognizing facts is the most fundamental step in making judgments, hence detecting events in the legal documents is important to legal case analysis tasks. However, existing Legal Event Detection (LED) datasets only concern incomprehensive event types and have limited annotated data, which restricts the development of LED methods and their downstream applications. To alleviate these issues, we present LEVEN a large-scale Chinese LEgal eVENt detection dataset, with 8,116 legal documents and 150,977 human-annotated event mentions in 108 event types. Not only charge-related events, LEVEN also covers general events, which are critical for legal case understanding but neglected in existing LED datasets. To our knowledge, LEVEN is the largest LED dataset and has dozens of times the data scale of others, which shall significantly promote the training and evaluation of LED methods. The results of extensive experiments indicate that LED is challenging and needs further effort. Moreover, we simply utilize legal events as side information to promote downstream applications. The method achieves improvements of average 2.2 points precision in low-resource judgment prediction, and 1.5 points mean average precision in unsupervised case retrieval, which suggests the fundamentality of LED. The source code and dataset can be obtained from https://github.com/thunlp/LEVEN.

Hao Peng, Xiaozhi Wang, Feng Yao et al. · tsinghua

Event extraction (EE) is a crucial task aiming at extracting events from texts, which includes two subtasks: event detection (ED) and event argument extraction (EAE). In this paper, we check the reliability of EE evaluations and identify three major pitfalls: (1) The data preprocessing discrepancy makes the evaluation results on the same dataset not directly comparable, but the data preprocessing details are not widely noted and specified in papers. (2) The output space discrepancy of different model paradigms makes different-paradigm EE models lack grounds for comparison and also leads to unclear mapping issues between predictions and annotations. (3) The absence of pipeline evaluation of many EAE-only works makes them hard to be directly compared with EE works and may not well reflect the model performance in real-world pipeline scenarios. We demonstrate the significant influence of these pitfalls through comprehensive meta-analyses of recent papers and empirical experiments. To avoid these pitfalls, we suggest a series of remedies, including specifying data preprocessing, standardizing outputs, and providing pipeline evaluation results. To help implement these remedies, we develop a consistent evaluation framework OMNIEVENT, which can be obtained from https://github.com/THU-KEG/OmniEvent.

Weihang Su, Yiran Hu, Anzhe Xie et al.

Statute retrieval aims to find relevant statutory articles for specific queries. This process is the basis of a wide range of legal applications such as legal advice, automated judicial decisions, legal document drafting, etc. Existing statute retrieval benchmarks focus on formal and professional queries from sources like bar exams and legal case documents, thereby neglecting non-professional queries from the general public, which often lack precise legal terminology and references. To address this gap, we introduce the STAtute Retrieval Dataset (STARD), a Chinese dataset comprising 1,543 query cases collected from real-world legal consultations and 55,348 candidate statutory articles. Unlike existing statute retrieval datasets, which primarily focus on professional legal queries, STARD captures the complexity and diversity of real queries from the general public. Through a comprehensive evaluation of various retrieval baselines, we reveal that existing retrieval approaches all fall short of these real queries issued by non-professional users. The best method only achieves a Recall@100 of 0.907, suggesting the necessity for further exploration and additional research in this area. All the codes and datasets are available at: https://github.com/oneal2000/STARD/tree/main

Yiran Hu, Huanghai Liu, Qingjing Chen et al.

As the scale and capabilities of Large Language Models (LLMs) increase, their applications in knowledge-intensive fields such as legal domain have garnered widespread attention. However, it remains doubtful whether these LLMs make judgments based on domain knowledge for reasoning. If LLMs base their judgments solely on specific words or patterns, rather than on the underlying logic of the language, the ''LLM-as-judges'' paradigm poses substantial risks in the real-world applications. To address this question, we propose a method of legal knowledge injection attacks for robustness testing, thereby inferring whether LLMs have learned legal knowledge and reasoning logic. In this paper, we propose J&H: an evaluation framework for detecting the robustness of LLMs under knowledge injection attacks in the legal domain. The aim of the framework is to explore whether LLMs perform deductive reasoning when accomplishing legal tasks. To further this aim, we have attacked each part of the reasoning logic underlying these tasks (major premise, minor premise, and conclusion generation). We have collected mistakes that legal experts might make in judicial decisions in the real world, such as typos, legal synonyms, inaccurate external legal statutes retrieval. However, in real legal practice, legal experts tend to overlook these mistakes and make judgments based on logic. However, when faced with these errors, LLMs are likely to be misled by typographical errors and may not utilize logic in their judgments. We conducted knowledge injection attacks on existing general and domain-specific LLMs. Current LLMs are not robust against the attacks employed in our experiments. In addition we propose and compare several methods to enhance the knowledge robustness of LLMs.