8.8LGJan 13, 2023
Risk Sensitive Dead-end Identification in Safety-Critical Offline Reinforcement LearningTaylor W. Killian, Sonali Parbhoo, Marzyeh Ghassemi · utoronto
In safety-critical decision-making scenarios being able to identify worst-case outcomes, or dead-ends is crucial in order to develop safe and reliable policies in practice. These situations are typically rife with uncertainty due to unknown or stochastic characteristics of the environment as well as limited offline training data. As a result, the value of a decision at any time point should be based on the distribution of its anticipated effects. We propose a framework to identify worst-case decision points, by explicitly estimating distributions of the expected return of a decision. These estimates enable earlier indication of dead-ends in a manner that is tunable based on the risk tolerance of the designed task. We demonstrate the utility of Distributional Dead-end Discovery (DistDeD) in a toy domain as well as when assessing the risk of severely ill patients in the intensive care unit reaching a point where death is unavoidable. We find that DistDeD significantly improves over prior discovery approaches, providing indications of the risk 10 hours earlier on average as well as increasing detection by 20%.
Behavior Cue Reasoning: Monitorable Reasoning Improves Efficiency and Safety through OversightChristopher Z. Cui, Taylor W. Killian, Prithviraj Ammanabrolu
Reasoning in Large Language Models (LLMs) poses a challenge for oversight as many misaligned behaviors do not surface until reasoning concludes. To address this, we introduce Behavior Cue Reasoning for making LLM reasoning more controllable and monitorable. Behavior Cues are special token sequences that a model is trained to emit immediately before specific implicit and explicit behaviors, acting as dual purpose signal and control levers. When fine-tuning a weaker external monitor with Reinforcement Learning for reasoning oversight, a compressed view of only information surfaced by Behavior Cues is sufficient signal for the monitor to prune up to 50% of otherwise wasted reasoning tokens in complex math problem solving. When leveraged by an almost optimal rule-based monitor in an environment where excessive constraint violations results in failure, \ours allows for the recovery of safe actions from 80% of reasoning traces that would otherwise end with the proposal of an unsafe action, more than doubling the success rate from 46% to 96%. Through evaluation across two model families and three domains, we show that \bcreasoning improves reasoning monitorability and controllability with no cost to performance. More broadly, our work progresses scalable oversight by demonstrating how the monitored model itself can be trained to reason more tractably to oversight. Code to be released at https://github.com/christopherzc/text-games
LARK: Learnability-Grounded Trajectory Selection for Efficient Reasoning DistillationTianrun Yu, Kaixiang Zhao, Chih-Chun Chen et al.
We study trajectory selection for reasoning distillation, where teacher-generated reasoning trajectories are selectively used as supervision for a student model. Existing methods rely on heuristics such as trajectory quality or model confidence, but they often overlook whether a trajectory is learnable by the student. In this paper, we present LARK, a learnability-grounded method for reasoning trajectory selection. LARK selects trajectories that the student can learn efficiently while preserving the generalization of the full training distribution. At the core of LARK is a learnability factor $ρ$, which characterizes the rate at which the student's training loss decreases. To estimate this rate efficiently and maintain generalization, we introduce a learnability proxy and a $χ^2$-regularized selection policy that balances learnability and distributional coverage, both with strong theoretical guarantees on their estimation error. Empirically, LARK consistently outperforms data selection baselines across multiple base models and reasoning tasks. Diagnostic analyses show that the LARK score predicts downstream training utility and that LARK-selected trajectories induce faster supervised fine-tuning loss reduction. Our code is available at https://github.com/Tianrun-Yu/LARK.
Continuous Time Evidential Distributions for Irregular Time SeriesTaylor W. Killian, Haoran Zhang, Thomas Hartvigsen et al. · utoronto
Prevalent in many real-world settings such as healthcare, irregular time series are challenging to formulate predictions from. It is difficult to infer the value of a feature at any given time when observations are sporadic, as it could take on a range of values depending on when it was last observed. To characterize this uncertainty we present EDICT, a strategy that learns an evidential distribution over irregular time series in continuous time. This distribution enables well-calibrated and flexible inference of partially observed features at any time of interest, while expanding uncertainty temporally for sparse, irregular observations. We demonstrate that EDICT attains competitive performance on challenging time series classification tasks and enabling uncertainty-guided inference when encountering noisy data.
Revisiting Reinforcement Learning for LLM Reasoning from A Cross-Domain PerspectiveZhoujun Cheng, Shibo Hao, Tianyang Liu et al.
Reinforcement learning (RL) has emerged as a promising approach to improve large language model (LLM) reasoning, yet most open efforts focus narrowly on math and code, limiting our understanding of its broader applicability to general reasoning. A key challenge lies in the lack of reliable, scalable RL reward signals across diverse reasoning domains. We introduce Guru, a curated RL reasoning corpus of 92K verifiable examples spanning six reasoning domains--Math, Code, Science, Logic, Simulation, and Tabular--each built through domain-specific reward design, deduplication, and filtering to ensure reliability and effectiveness for RL training. Based on Guru, we systematically revisit established findings in RL for LLM reasoning and observe significant variation across domains. For example, while prior work suggests that RL primarily elicits existing knowledge from pretrained models, our results reveal a more nuanced pattern: domains frequently seen during pretraining (Math, Code, Science) easily benefit from cross-domain RL training, while domains with limited pretraining exposure (Logic, Simulation, and Tabular) require in-domain training to achieve meaningful performance gains, suggesting that RL is likely to facilitate genuine skill acquisition. Finally, we present Guru-7B and Guru-32B, two models that achieve state-of-the-art performance among open models RL-trained with publicly available data, outperforming best baselines by 7.9% and 6.7% on our 17-task evaluation suite across six reasoning domains. We also show that our models effectively improve the Pass@k performance of their base models, particularly on complex tasks less likely to appear in pretraining data. We release data, models, training and evaluation code to facilitate general-purpose reasoning at: https://github.com/LLM360/Reasoning360
23.8AIMay 21
Efficient Agentic Reasoning Through Self-Regulated Simulative PlanningMingkai Deng, Jinyu Hou, Lara Sá Neves et al.
How should an agent decide when and how to plan? A dominant approach builds agents as reactive policies with adaptive computation (e.g., chain-of-thought), trained end-to-end expecting planning to emerge implicitly. Without control over the presence, structure, or horizon of planning, these systems dramatically increase reasoning length, yielding inefficient token use without reliable accuracy gains. We argue efficient agentic reasoning benefits from decomposing decision-making into three systems: simulative reasoning (System II) grounding deliberation in future-state prediction via a world model; self-regulation (System III) deciding when and how deeply to plan via a learned configurator; and reactive execution (System I) handling fine-grained action. Simulative reasoning provides unified planning across diverse tasks without per-domain engineering, while self-regulation ensures the planner is invoked only when needed. To test this, we develop SR$^2$AM (Self-Regulated Simulative Reasoning Agentic LLM), realizing both as distinct stages within an LLM's chain-of-thought, with the LLM as world model. We explore two instantiations: recording decisions from a prompted multi-module system (v0.1) and reconstructing structured plans from traces of pretrained reasoning LLMs (v1.0), trained via supervised then reinforcement learning (RL). Across math, science, tabular analysis, and web information seeking, v0.1-8B and v1.0-30B achieve Pass@1 competitive with 120-355B and 685B-1T parameter systems respectively, while v1.0-30B uses 25.8-95.3% fewer reasoning tokens than comparable agentic LLMs. RL increases average planning horizon by 22.8% while planning frequency grows only 2.0%, showing it learns to plan further ahead rather than more often. More broadly, learned self-regulation instantiates a principle we expect to extend beyond planning to how agents govern their own learning and adaptation.
2.7LGJan 7
Improving and Accelerating Offline RL in Large Discrete Action Spaces with Structured Policy InitializationMatthew Landers, Taylor W. Killian, Thomas Hartvigsen et al.
Reinforcement learning in discrete combinatorial action spaces requires searching over exponentially many joint actions to simultaneously select multiple sub-actions that form coherent combinations. Existing approaches either simplify policy learning by assuming independence across sub-actions, which often yields incoherent or invalid actions, or attempt to learn action structure and control jointly, which is slow and unstable. We introduce Structured Policy Initialization (SPIN), a two-stage framework that first pre-trains an Action Structure Model (ASM) to capture the manifold of valid actions, then freezes this representation and trains lightweight policy heads for control. On challenging discrete DM Control benchmarks, SPIN improves average return by up to 39% over the state of the art while reducing time to convergence by up to 12.8$\times$.
SAINT: Attention-Based Modeling of Sub-Action Dependencies in Multi-Action PoliciesMatthew Landers, Taylor W. Killian, Thomas Hartvigsen et al.
The combinatorial structure of many real-world action spaces leads to exponential growth in the number of possible actions, limiting the effectiveness of conventional reinforcement learning algorithms. Recent approaches for combinatorial action spaces impose factorized or sequential structures over sub-actions, failing to capture complex joint behavior. We introduce the Sub-Action Interaction Network using Transformers (SAINT), a novel policy architecture that represents multi-component actions as unordered sets and models their dependencies via self-attention conditioned on the global state. SAINT is permutation-invariant, sample-efficient, and compatible with standard policy optimization algorithms. In 15 distinct combinatorial environments across three task domains, including environments with nearly 17 million joint actions, SAINT consistently outperforms strong baselines.
4.6LGNov 11, 2024
Identifying Differential Patient Care Through Inverse Intent InferenceHyewon Jeong, Siddharth Nayak, Taylor Killian et al.
Sepsis is a life-threatening condition defined by end-organ dysfunction due to a dysregulated host response to infection. Although the Surviving Sepsis Campaign has launched and has been releasing sepsis treatment guidelines to unify and normalize the care for sepsis patients, it has been reported in numerous studies that disparities in care exist across the trajectory of patient stay in the emergency department and intensive care unit. Here, we apply a number of reinforcement learning techniques including behavioral cloning, imitation learning, and inverse reinforcement learning, to learn the optimal policy in the management of septic patient subgroups using expert demonstrations. Then we estimate the counterfactual optimal policies by applying the model to another subset of unseen medical populations and identify the difference in cure by comparing it to the real policy. Our data comes from the sepsis cohort of MIMIC-IV and the clinical data warehouses of the Mass General Brigham healthcare system. The ultimate objective of this work is to use the optimal learned policy function to estimate the counterfactual treatment policy and identify deviations across sub-populations of interest. We hope this approach would help us identify any disparities in care and also changes in cure in response to the publication of national sepsis treatment guidelines.
7.9LGOct 28, 2024
BraVE: Offline Reinforcement Learning for Discrete Combinatorial Action SpacesMatthew Landers, Taylor W. Killian, Hugo Barnes et al.
Offline reinforcement learning in high-dimensional, discrete action spaces is challenging due to the exponential scaling of the joint action space with the number of sub-actions and the complexity of modeling sub-action dependencies. Existing methods either exhaustively evaluate the action space, making them computationally infeasible, or factorize Q-values, failing to represent joint sub-action effects. We propose Branch Value Estimation (BraVE), a value-based method that uses tree-structured action traversal to evaluate a linear number of joint actions while preserving dependency structure. BraVE outperforms prior offline RL methods by up to $20\times$ in environments with over four million actions.
Medical Dead-ends and Learning to Identify High-risk States and TreatmentsMehdi Fatemi, Taylor W. Killian, Jayakumar Subramanian et al.
Machine learning has successfully framed many sequential decision making problems as either supervised prediction, or optimal decision-making policy identification via reinforcement learning. In data-constrained offline settings, both approaches may fail as they assume fully optimal behavior or rely on exploring alternatives that may not exist. We introduce an inherently different approach that identifies possible "dead-ends" of a state space. We focus on the condition of patients in the intensive care unit, where a "medical dead-end" indicates that a patient will expire, regardless of all potential future treatment sequences. We postulate "treatment security" as avoiding treatments with probability proportional to their chance of leading to dead-ends, present a formal proof, and frame discovery as an RL problem. We then train three independent deep neural models for automated state construction, dead-end discovery and confirmation. Our empirical results discover that dead-ends exist in real clinical data among septic patients, and further reveal gaps between secure treatments and those that were administered.
An Empirical Study of Representation Learning for Reinforcement Learning in HealthcareTaylor W. Killian, Haoran Zhang, Jayakumar Subramanian et al.
Reinforcement Learning (RL) has recently been applied to sequential estimation and prediction problems identifying and developing hypothetical treatment strategies for septic patients, with a particular focus on offline learning with observational data. In practice, successful RL relies on informative latent states derived from sequential observations to develop optimal treatment strategies. To date, how best to construct such states in a healthcare setting is an open question. In this paper, we perform an empirical study of several information encoding architectures using data from septic patients in the MIMIC-III dataset to form representations of a patient state. We evaluate the impact of representation dimension, correlations with established acuity scores, and the treatment policies derived from them. We find that sequentially formed state representations facilitate effective policy learning in batch settings, validating a more thoughtful approach to representation learning that remains faithful to the sequential and partial nature of healthcare data.
31.0CLOct 29, 2020
Multiple Sclerosis Severity Classification From Clinical TextAlister D Costa, Stefan Denkovski, Michal Malyska et al.
Multiple Sclerosis (MS) is a chronic, inflammatory and degenerative neurological disease, which is monitored by a specialist using the Expanded Disability Status Scale (EDSS) and recorded in unstructured text in the form of a neurology consult note. An EDSS measurement contains an overall "EDSS" score and several functional subscores. Typically, expert knowledge is required to interpret consult notes and generate these scores. Previous approaches used limited context length Word2Vec embeddings and keyword searches to predict scores given a consult note, but often failed when scores were not explicitly stated. In this work, we present MS-BERT, the first publicly available transformer model trained on real clinical data other than MIMIC. Next, we present MSBC, a classifier that applies MS-BERT to generate embeddings and predict EDSS and functional subscores. Lastly, we explore combining MSBC with other models through the use of Snorkel to generate scores for unlabelled consult notes. MSBC achieves state-of-the-art performance on all metrics and prediction tasks and outperforms the models generated from the Snorkel ensemble. We improve Macro-F1 by 0.12 (to 0.88) for predicting EDSS and on average by 0.29 (to 0.63) for predicting functional subscores over previous Word2Vec CNN and rule-based approaches.
8.5LGJun 20, 2020
Counterfactually Guided Off-policy Transfer in Clinical SettingsTaylor W. Killian, Marzyeh Ghassemi, Shalmali Joshi
Domain shift, encountered when using a trained model for a new patient population, creates significant challenges for sequential decision making in healthcare since the target domain may be both data-scarce and confounded. In this paper, we propose a method for off-policy transfer by modeling the underlying generative process with a causal mechanism. We use informative priors from the source domain to augment counterfactual trajectories in the target in a principled manner. We demonstrate how this addresses data-scarcity in the presence of unobserved confounding. The causal parametrization of our sampling procedure guarantees that counterfactual quantities can be estimated from scarce observational target data, maintaining intuitive stability properties. Policy learning in the target domain is further regularized via the source policy through KL-divergence. Through evaluation on a simulated sepsis treatment task, our counterfactual policy transfer procedure significantly improves the performance of a learned treatment policy when assumptions of "no-unobserved confounding" are relaxed.
3.2MLJun 7, 2019
Kernelized Capsule NetworksTaylor Killian, Justin Goodwin, Olivia Brown et al.
Capsule Networks attempt to represent patterns in images in a way that preserves hierarchical spatial relationships. Additionally, research has demonstrated that these techniques may be robust against adversarial perturbations. We present an improvement to training capsule networks with added robustness via non-parametric kernel methods. The representations learned through the capsule network are used to construct covariance kernels for Gaussian processes (GPs). We demonstrate that this approach achieves comparable prediction performance to Capsule Networks while improving robustness to adversarial perturbations and providing a meaningful measure of uncertainty that may aid in the detection of adversarial inputs.
13.4LGMar 22, 2019
Optimization Methods for Interpretable Differentiable Decision Trees in Reinforcement LearningAndrew Silva, Taylor Killian, Ivan Dario Jimenez Rodriguez et al.
Decision trees are ubiquitous in machine learning for their ease of use and interpretability. Yet, these models are not typically employed in reinforcement learning as they cannot be updated online via stochastic gradient descent. We overcome this limitation by allowing for a gradient update over the entire tree that improves sample complexity affords interpretable policy extraction. First, we include theoretical motivation on the need for policy-gradient learning by examining the properties of gradient descent over differentiable decision trees. Second, we demonstrate that our approach equals or outperforms a neural network on all domains and can learn discrete decision trees online with average rewards up to 7x higher than a batch-trained decision tree. Third, we conduct a user study to quantify the interpretability of a decision tree, rule list, and a neural network with statistically significant results ($p < 0.001$).
0.8LGNov 26, 2018
Learning Robust Representations for Automatic Target RecognitionJustin A. Goodwin, Olivia M. Brown, Taylor W. Killian et al.
Radio frequency (RF) sensors are used alongside other sensing modalities to provide rich representations of the world. Given the high variability of complex-valued target responses, RF systems are susceptible to attacks masking true target characteristics from accurate identification. In this work, we evaluate different techniques for building robust classification architectures exploiting learned physical structure in received synthetic aperture radar signals of simulated 3D targets.
Robust and Efficient Transfer Learning with Hidden-Parameter Markov Decision ProcessesTaylor Killian, Samuel Daulton, George Konidaris et al.
We introduce a new formulation of the Hidden Parameter Markov Decision Process (HiP-MDP), a framework for modeling families of related tasks using low-dimensional latent embeddings. Our new framework correctly models the joint uncertainty in the latent parameters and the state space. We also replace the original Gaussian Process-based model with a Bayesian Neural Network, enabling more scalable inference. Thus, we expand the scope of the HiP-MDP to applications with higher dimensions and more complex dynamics.
3.6MLDec 1, 2016
Transfer Learning Across Patient Variations with Hidden Parameter Markov Decision ProcessesTaylor Killian, George Konidaris, Finale Doshi-Velez
Due to physiological variation, patients diagnosed with the same condition may exhibit divergent, but related, responses to the same treatments. Hidden Parameter Markov Decision Processes (HiP-MDPs) tackle this transfer-learning problem by embedding these tasks into a low-dimensional space. However, the original formulation of HiP-MDP had a critical flaw: the embedding uncertainty was modeled independently of the agent's state uncertainty, requiring an unnatural training procedure in which all tasks visited every part of the state space---possible for robots that can be moved to a particular location, impossible for human patients. We update the HiP-MDP framework and extend it to more robustly develop personalized medicine strategies for HIV treatment.