Rongze Chen

CR
h-index5
3papers
8citations
Novelty63%
AI Score41

3 Papers

STFeb 6
QuantaAlpha: An Evolutionary Framework for LLM-Driven Alpha Mining

Jun Han, Shuo Zhang, Wei Li et al.

Financial markets are noisy and non-stationary, making alpha mining highly sensitive to noise in backtesting results and sudden market regime shifts. While recent agentic frameworks improve alpha mining automation, they often lack controllable multi-round search and reliable reuse of validated experience. To address these challenges, we propose QuantaAlpha, an evolutionary alpha mining framework that treats each end-to-end mining run as a trajectory and improves factors through trajectory-level mutation and crossover operations. QuantaAlpha localizes suboptimal steps in each trajectory for targeted revision and recombines complementary high-reward segments to reuse effective patterns, enabling structured exploration and refinement across mining iterations. During factor generation, QuantaAlpha enforces semantic consistency across the hypothesis, factor expression, and executable code, while constraining the complexity and redundancy of the generated factor to mitigate crowding. Extensive experiments on the China Securities Index 300 (CSI 300) demonstrate consistent gains over strong baseline models and prior agentic systems. When utilizing GPT-5.2, QuantaAlpha achieves an Information Coefficient (IC) of 0.1501, with an Annualized Rate of Return (ARR) of 27.75% and a Maximum Drawdown (MDD) of 7.98%. Moreover, factors mined on CSI 300 transfer effectively to the China Securities Index 500 (CSI 500) and the Standard & Poor's 500 Index (S&P 500), delivering 160% and 137% cumulative excess return over four years, respectively, which indicates strong robustness of QuantaAlpha under market distribution shifts.

CRFeb 5
Spider-Sense: Intrinsic Risk Sensing for Efficient Agent Defense with Hierarchical Adaptive Screening

Zhenxiong Yu, Zhi Yang, Zhiheng Jin et al.

As large language models (LLMs) evolve into autonomous agents, their real-world applicability has expanded significantly, accompanied by new security challenges. Most existing agent defense mechanisms adopt a mandatory checking paradigm, in which security validation is forcibly triggered at predefined stages of the agent lifecycle. In this work, we argue that effective agent security should be intrinsic and selective rather than architecturally decoupled and mandatory. We propose Spider-Sense framework, an event-driven defense framework based on Intrinsic Risk Sensing (IRS), which allows agents to maintain latent vigilance and trigger defenses only upon risk perception. Once triggered, the Spider-Sense invokes a hierarchical defence mechanism that trades off efficiency and precision: it resolves known patterns via lightweight similarity matching while escalating ambiguous cases to deep internal reasoning, thereby eliminating reliance on external models. To facilitate rigorous evaluation, we introduce S$^2$Bench, a lifecycle-aware benchmark featuring realistic tool execution and multi-stage attacks. Extensive experiments demonstrate that Spider-Sense achieves competitive or superior defense performance, attaining the lowest Attack Success Rate (ASR) and False Positive Rate (FPR), with only a marginal latency overhead of 8.3\%.

SEMar 14, 2025
ASMA-Tune: Unlocking LLMs' Assembly Code Comprehension via Structural-Semantic Instruction Tuning

Xinyi Wang, Jiashui Wang, Jinbo Su et al.

Assembly code analysis and comprehension play critical roles in applications like reverse engineering, yet they face substantial challenges due to low information density and a lack of explicit syntactic structures. While traditional masked language modeling (MLM) approaches do not explicitly focus on natural language interaction, emerging decoder-focused large language models (LLMs) demonstrate partial success in binary analysis yet remain underexplored for holistic comprehension. We present Assembly Augmented Tuning, an end-to-end structural-semantic instruction tuning framework that synergizes encoder architecture with decoder-based LLMs through a projector module, where the assembly encoder extracts hardware-level structural features, the projector bridges representations with the semantic space, and the instruction-tuned LLM preserves natural language capabilities. Experimental results demonstrate three key advantages: (1) State-of-the-art performance in assembly comprehension with +39.7% Recall@1 and +17.8% MRR improvements over GPT-4-Turbo, (2) Consistent enhancements across base models (24.6-107.4% Recall@1 and 15.2-106.3% MRR on Qwen2.5-Coder, Deepseek-Coder and CodeLlama variants), and (3) Superior instruction-following capabilities (41.5%-118% improvements) with controlled code generation degradation (-8.9% to -35% across architectures).