Pan Zhao

Jing Wu, Ran Tao, Pan Zhao et al.

Nitrogen (N) management is critical to sustain soil fertility and crop production while minimizing the negative environmental impact, but is challenging to optimize. This paper proposes an intelligent N management system using deep reinforcement learning (RL) and crop simulations with Decision Support System for Agrotechnology Transfer (DSSAT). We first formulate the N management problem as an RL problem. We then train management policies with deep Q-network and soft actor-critic algorithms, and the Gym-DSSAT interface that allows for daily interactions between the simulated crop environment and RL agents. According to the experiments on the maize crop in both Iowa and Florida in the US, our RL-trained policies outperform previous empirical methods by achieving higher or similar yield while using less fertilizers

Ran Tao, Pan Zhao, Jing Wu et al.

Crop management, including nitrogen (N) fertilization and irrigation management, has a significant impact on the crop yield, economic profit, and the environment. Although management guidelines exist, it is challenging to find the optimal management practices given a specific planting environment and a crop. Previous work used reinforcement learning (RL) and crop simulators to solve the problem, but the trained policies either have limited performance or are not deployable in the real world. In this paper, we present an intelligent crop management system which optimizes the N fertilization and irrigation simultaneously via RL, imitation learning (IL), and crop simulations using the Decision Support System for Agrotechnology Transfer (DSSAT). We first use deep RL, in particular, deep Q-network, to train management policies that require all state information from the simulator as observations (denoted as full observation). We then invoke IL to train management policies that only need a limited amount of state information that can be readily obtained in the real world (denoted as partial observation) by mimicking the actions of the previously RL-trained policies under full observation. We conduct experiments on a case study using maize in Florida and compare trained policies with a maize management guideline in simulations. Our trained policies under both full and partial observations achieve better outcomes, resulting in a higher profit or a similar profit with a smaller environmental impact. Moreover, the partial-observation management policies are directly deployable in the real world as they use readily available information.

Pan Zhao, Hui Yuan, Chang Sun et al.

Existing post-decoding quality enhancement methods for point clouds are designed for static data and typically process each frame independently. As a result, they cannot effectively exploit the spatiotemporal correlations present in point cloud sequences.We propose a unified geometry and attribute enhancement framework (DUGAE) for G-PCC compressed dynamic point clouds that explicitly exploits inter-frame spatiotemporal correlations in both geometry and attributes. First, a dynamic geometry enhancement network (DGE-Net) based on sparse convolution (SPConv) and feature-domain geometry motion compensation (GMC) aligns and aggregates spatiotemporal information. Then, a detail-aware k-nearest neighbors (DA-KNN) recoloring module maps the original attributes onto the enhanced geometry at the encoder side, improving mapping completeness and preserving attribute details. Finally, a dynamic attribute enhancement network (DAE-Net) with dedicated temporal feature extraction and feature-domain attribute motion compensation (AMC) refines attributes by modeling complex spatiotemporal correlations. On seven dynamic point clouds from the 8iVFB v2, Owlii, and MVUB datasets, DUGAE significantly enhanced the performance of the latest G-PCC geometry-based solid content test model (GeS-TM v10). For geometry (D1), it achieved an average BD-PSNR gain of 11.03 dB and a 93.95% BD-bitrate reduction. For the luma component, it achieved a 4.23 dB BD-PSNR gain with a 66.61% BD-bitrate reduction. DUGAE also improved perceptual quality (as measured by PCQM) and outperformed V-PCC. Our source code will be released on GitHub at: https://github.com/yuanhui0325/DUGAE

Yikun Cheng, Pan Zhao, Naira Hovakimyan

Safe reinforcement learning (RL) with assured satisfaction of hard state constraints during training has recently received a lot of attention. Safety filters, e.g., based on control barrier functions (CBFs), provide a promising way for safe RL via modifying the unsafe actions of an RL agent on the fly. Existing safety filter-based approaches typically involve learning of uncertain dynamics and quantifying the learned model error, which leads to conservative filters before a large amount of data is collected to learn a good model, thereby preventing efficient exploration. This paper presents a method for safe and efficient RL using disturbance observers (DOBs) and control barrier functions (CBFs). Unlike most existing safe RL methods that deal with hard state constraints, our method does not involve model learning, and leverages DOBs to accurately estimate the pointwise value of the uncertainty, which is then incorporated into a robust CBF condition to generate safe actions. The DOB-based CBF can be used as a safety filter with model-free RL algorithms by minimally modifying the actions of an RL agent whenever necessary to ensure safety throughout the learning process. Simulation results on a unicycle and a 2D quadrotor demonstrate that the proposed method outperforms a state-of-the-art safe RL algorithm using CBFs and Gaussian processes-based model learning, in terms of safety violation rate, and sample and computational efficiency.

Ran Tao, Pan Zhao, Ilya Kolmanovsky et al.

This paper introduces an uncertainty compensation-based robust adaptive model predictive control (MPC) framework for linear systems with nonlinear time-varying uncertainties. The framework integrates an L1 adaptive controller to compensate for the matched uncertainty and a robust feedback controller, designed using linear matrix inequalities, to mitigate the effect of unmatched uncertainty on target output channels. Uniform bounds on the errors between the system's states and control inputs and those of a nominal (i.e., uncertainty-free) system are derived. These error bounds are then used to tighten the actual system's state and input constraints, enabling the design of an MPC for the nominal system under these tightened constraints. Referred to as uncertainty compensation-based MPC (UC-MPC), this approach ensures constraint satisfaction while delivering enhanced performance compared to existing methods. Simulation results for a flight control example and a spacecraft landing on an asteroid demonstrate the effectiveness of the proposed framework.

Jiaqi Gu, Zhiyu Xiang, Pan Zhao et al.

In recent years 3D object detection from LiDAR point clouds has made great progress thanks to the development of deep learning technologies. Although voxel or point based methods are popular in 3D object detection, they usually involve time-consuming operations such as 3D convolutions on voxels or ball query among points, making the resulting network inappropriate for time critical applications. On the other hand, 2D view-based methods feature high computing efficiency while usually obtaining inferior performance than the voxel or point based methods. In this work, we present a real-time view-based single stage 3D object detector, namely CVFNet to fulfill this task. To strengthen the cross-view feature learning under the condition of demanding efficiency, our framework extracts the features of different views and fuses them in an efficient progressive way. We first propose a novel Point-Range feature fusion module that deeply integrates point and range view features in multiple stages. Then, a special Slice Pillar is designed to well maintain the 3D geometry when transforming the obtained deep point-view features into bird's eye view. To better balance the ratio of samples, a sparse pillar detection head is presented to focus the detection on the nonempty grids. We conduct experiments on the popular KITTI and NuScenes benchmark, and state-of-the-art performances are achieved in terms of both accuracy and speed.

Jing Wu, Zhixin Lai, Suiyao Chen et al.

Crop management plays a crucial role in determining crop yield, economic profitability, and environmental sustainability. Despite the availability of management guidelines, optimizing these practices remains a complex and multifaceted challenge. In response, previous studies have explored using reinforcement learning with crop simulators, typically employing simple neural-network-based reinforcement learning (RL) agents. Building on this foundation, this paper introduces a more advanced intelligent crop management system. This system uniquely combines RL, a language model (LM), and crop simulations facilitated by the Decision Support System for Agrotechnology Transfer (DSSAT). We utilize deep RL, specifically a deep Q-network, to train management policies that process numerous state variables from the simulator as observations. A novel aspect of our approach is the conversion of these state variables into more informative language, facilitating the language model's capacity to understand states and explore optimal management practices. The empirical results reveal that the LM exhibits superior learning capabilities. Through simulation experiments with maize crops in Florida (US) and Zaragoza (Spain), the LM not only achieves state-of-the-art performance under various evaluation metrics but also demonstrates a remarkable improvement of over 49\% in economic profit, coupled with reduced environmental impact when compared to baseline methods. Our code is available at \url{https://github.com/jingwu6/LM_AG}.

Pan Zhao, Antoine Chambaz, Julie Josse et al.

Policy learning utilizing observational data is pivotal across various domains, with the objective of learning the optimal treatment assignment policy while adhering to specific constraints such as fairness, budget, and simplicity. This study introduces a novel positivity-free (stochastic) policy learning framework designed to address the challenges posed by the impracticality of the positivity assumption in real-world scenarios. This framework leverages incremental propensity score policies to adjust propensity score values instead of assigning fixed values to treatments. We characterize these incremental propensity score policies and establish identification conditions, employing semiparametric efficiency theory to propose efficient estimators capable of achieving rapid convergence rates, even when integrated with advanced machine learning algorithms. This paper provides a thorough exploration of the theoretical guarantees associated with policy learning and validates the proposed framework's finite-sample performance through comprehensive numerical experiments, ensuring the identification of causal effects from observational data is both robust and reliable.

Adam Hallmark, Pan Zhao

This paper first demonstrates that applying standard incremental nonlinear dynamic inversion (INDI) with incremental control allocation (ICA) to input nonaffine systems relies on an untenable linear approximation of the actuator model. It then shows that avoiding this issue, while retaining the static control allocation paradigm, generally requires solving a nonlinear programming (NLP) problem. To address the associated online computational challenges, the paper subsequently presents a supervised learning-based approach. Numerical experiments on an example problem validate the identified limitations of standard INDI + ICA for input nonaffine systems, while also demonstrating that the proposed learning-based method provides an effective and computationally tractable alternative.

MD Abul Kashem Niloy, Adam Hallmark, Yikun Cheng et al.

Nonlinear parameter-varying (NPV) systems are a class of nonlinear systems whose dynamics explicitly depend on time-varying external parameters, making them suitable for modeling real-world systems with dynamics variations. Traditional synthesis methods for NPV systems, such as sum-of-squares (SOS) optimization, are only applicable to control-affine systems, face scalability challenges and often lead to conservative results due to structural restrictions. To address these limitations, we propose Neural-NPV, a two-stage learning-based framework that leverages neural networks to jointly synthesize a PD controller and a PD Lyapunov function for an NPV system under input constraints. In the first stage, we utilize a computationally cheap, gradient-based counterexample-guided procedure to synthesize an approximately valid PD Lyapunov function and a PD controller. In the second stage, a level-set guided refinement is then conducted to obtain a valid Lyapunov function and controller while maximizing the robust region of attraction (R-ROA). We demonstrate the advantages of Neural-NPV in terms of applicability, performance, and scalability compared to SOS-based methods through numerical experiments involving an simple inverted pendulum with one scheduling parameter and a quadrotor system with three scheduling parameters.

Juan Du, Yueteng Wu, Pan Zhao et al.

The aerodynamic design of turbomachinery is a complex and tightly coupled multi-stage process involving geometry generation, performance prediction, optimization, and high-fidelity physical validation. Existing intelligent design approaches typically focus on individual stages or rely on loosely coupled pipelines, making fully autonomous end-to-end design challenging.To address this issue, this study proposes TurboAgent, a large language model (LLM)-driven autonomous multi-agent framework for turbomachinery aerodynamic design and optimization. The LLM serves as the core for task planning and coordination, while specialized agents handle generative design, rapid performance prediction, multi-objective optimization, and physics-based validation. The framework transforms traditional trial-and-error design into a data-driven collaborative workflow, with high-fidelity simulations retained for final verification.A transonic single-rotor compressor is used for validation. The results show strong agreement between target performance, generated designs, and CFD simulations. The coefficients of determination (R2) for mass flow rate, total pressure ratio, and isentropic efficiency all exceed 0.91, with normalized RMSE values below 8%. The optimization agent further improves isentropic efficiency by 1.61% and total pressure ratio by 3.02%. The complete workflow can be executed within approximately 30 minutes under parallel computing. These results demonstrate that TurboAgent enables an autonomous closed-loop design process from natural language requirements to final design generation, providing an efficient and scalable paradigm for turbomachinery aerodynamic design

Fangcheng Jin, Yuqi Wang, Peixin Ma et al.

Achieving robust locomotion on complex terrains remains a challenge due to high dimensional control and environmental uncertainties. This paper introduces a teacher prior framework based on the teacher student paradigm, integrating imitation and auxiliary task learning to improve learning efficiency and generalization. Unlike traditional paradigms that strongly rely on encoder-based state embeddings, our framework decouples the network design, simplifying the policy network and deployment. A high performance teacher policy is first trained using privileged information to acquire generalizable motion skills. The teacher's motion distribution is transferred to the student policy, which relies only on noisy proprioceptive data, via a generative adversarial mechanism to mitigate performance degradation caused by distributional shifts. Additionally, auxiliary task learning enhances the student policy's feature representation, speeding up convergence and improving adaptability to varying terrains. The framework is validated on a humanoid robot, showing a great improvement in locomotion stability on dynamic terrains and significant reductions in development costs. This work provides a practical solution for deploying robust locomotion strategies in humanoid robots.

Pan Zhao, Hui Yuan, Chongzhen Tian et al.

Lossy compression of point clouds reduces storage and transmission costs; however, it inevitably leads to irreversible distortion in geometry structure and attribute information. To address these issues, we propose a unified geometry and attribute enhancement (UGAE) framework, which consists of three core components: post-geometry enhancement (PoGE), pre-attribute enhancement (PAE), and post-attribute enhancement (PoAE). In PoGE, a Transformer-based sparse convolutional U-Net is used to reconstruct the geometry structure with high precision by predicting voxel occupancy probabilities. Building on the refined geometry structure, PAE introduces an innovative enhanced geometry-guided recoloring strategy, which uses a detail-aware K-Nearest Neighbors (DA-KNN) method to achieve accurate recoloring and effectively preserve high-frequency details before attribute compression. Finally, at the decoder side, PoAE uses an attribute residual prediction network with a weighted mean squared error (W-MSE) loss to enhance the quality of high-frequency regions while maintaining the fidelity of low-frequency regions. UGAE significantly outperformed existing methods on three benchmark datasets: 8iVFB, Owlii, and MVUB. Compared to the latest G-PCC test model (TMC13v29), UGAE achieved an average BD-PSNR gain of 9.98 dB and 90.98% BD-bitrate savings for geometry under the D1 metric, as well as a 3.67 dB BD-PSNR improvement with 56.88% BD-bitrate savings for attributes on the Y component. Additionally, it improved perceptual quality significantly.

Jing Wu, Zhixin Lai, Shengjie Liu et al.

Exploring the optimal management strategy for nitrogen and irrigation has a significant impact on crop yield, economic profit, and the environment. To tackle this optimization challenge, this paper introduces a deployable \textbf{CR}op Management system \textbf{O}ver all \textbf{P}ossible \textbf{S}tate availabilities (CROPS). CROPS employs a language model (LM) as a reinforcement learning (RL) agent to explore optimal management strategies within the Decision Support System for Agrotechnology Transfer (DSSAT) crop simulations. A distinguishing feature of this system is that the states used for decision-making are partially observed through random masking. Consequently, the RL agent is tasked with two primary objectives: optimizing management policies and inferring masked states. This approach significantly enhances the RL agent's robustness and adaptability across various real-world agricultural scenarios. Extensive experiments on maize crops in Florida, USA, and Zaragoza, Spain, validate the effectiveness of CROPS. Not only did CROPS achieve State-of-the-Art (SOTA) results across various evaluation metrics such as production, profit, and sustainability, but the trained management policies are also immediately deployable in over of ten millions of real-world contexts. Furthermore, the pre-trained policies possess a noise resilience property, which enables them to minimize potential sensor biases, ensuring robustness and generalizability. Finally, unlike previous methods, the strength of CROPS lies in its unified and elegant structure, which eliminates the need for pre-defined states or multi-stage training. These advancements highlight the potential of CROPS in revolutionizing agricultural practices.

Pan Zhao, Ziyao Guo, Yikun Cheng et al.

This paper presents an approach to trajectory-centric learning control based on contraction metrics and disturbance estimation for nonlinear systems subject to matched uncertainties. The approach uses deep neural networks to learn uncertain dynamics while still providing guarantees of transient tracking performance throughout the learning phase. Within the proposed approach, a disturbance estimation law is adopted to estimate the pointwise value of the uncertainty, with pre-computable estimation error bounds (EEBs). The learned dynamics, the estimated disturbances, and the EEBs are then incorporated in a robust Riemann energy condition to compute the control law that guarantees exponential convergence of actual trajectories to desired ones throughout the learning phase, even when the learned model is poor. On the other hand, with improved accuracy, the learned model can help improve the robustness of the tracking controller, e.g., against input delays, and can be incorporated to plan better trajectories with improved performance, e.g., lower energy consumption and shorter travel time.The proposed framework is validated on a planar quadrotor example.

Yikun Cheng, Pan Zhao, Manan Gandhi et al.

A reinforcement learning (RL) policy trained in a nominal environment could fail in a new/perturbed environment due to the existence of dynamic variations. Existing robust methods try to obtain a fixed policy for all envisioned dynamic variation scenarios through robust or adversarial training. These methods could lead to conservative performance due to emphasis on the worst case, and often involve tedious modifications to the training environment. We propose an approach to robustifying a pre-trained non-robust RL policy with $\mathcal{L}_1$ adaptive control. Leveraging the capability of an $\mathcal{L}_1$ control law in the fast estimation of and active compensation for dynamic variations, our approach can significantly improve the robustness of an RL policy trained in a standard (i.e., non-robust) way, either in a simulator or in the real world. Numerical experiments are provided to validate the efficacy of the proposed approach.