Chengkai Huang

Yuhang Yao, Jianyi Zhang, Junda Wu et al.

Large language models are rapidly gaining popularity and have been widely adopted in real-world applications. While the quality of training data is essential, privacy concerns arise during data collection. Federated learning offers a solution by allowing multiple clients to collaboratively train LLMs without sharing local data. However, FL introduces new challenges, such as model convergence issues due to heterogeneous data and high communication costs. A comprehensive study is required to address these challenges and guide future research. This paper surveys Federated learning for LLMs (FedLLM), highlighting recent advances and future directions. We focus on two key aspects: fine-tuning and prompt learning in a federated setting, discussing existing work and associated research challenges. We finally propose potential directions for federated LLMs, including pre-training, federated agents, and LLMs for federated learning.

Chengkai Huang, Shoujin Wang, Xianzhi Wang et al.

Sequential recommender systems (SRSs) aim to predict the subsequent items which may interest users via comprehensively modeling users' complex preference embedded in the sequence of user-item interactions. However, most of existing SRSs often model users' single low-level preference based on item ID information while ignoring the high-level preference revealed by item attribute information, such as item category. Furthermore, they often utilize limited sequence context information to predict the next item while overlooking richer inter-item semantic relations. To this end, in this paper, we proposed a novel hierarchical preference modeling framework to substantially model the complex low- and high-level preference dynamics for accurate sequential recommendation. Specifically, in the framework, a novel dual-transformer module and a novel dual contrastive learning scheme have been designed to discriminatively learn users' low- and high-level preference and to effectively enhance both low- and high-level preference learning respectively. In addition, a novel semantics-enhanced context embedding module has been devised to generate more informative context embedding for further improving the recommendation performance. Extensive experiments on six real-world datasets have demonstrated both the superiority of our proposed method over the state-of-the-art ones and the rationality of our design.

Chengkai Huang, Junda Wu, Yu Xia et al.

Recent breakthroughs in Large Language Models (LLMs) have led to the emergence of agentic AI systems that extend beyond the capabilities of standalone models. By empowering LLMs to perceive external environments, integrate multimodal information, and interact with various tools, these agentic systems exhibit greater autonomy and adaptability across complex tasks. This evolution brings new opportunities to recommender systems (RS): LLM-based Agentic RS (LLM-ARS) can offer more interactive, context-aware, and proactive recommendations, potentially reshaping the user experience and broadening the application scope of RS. Despite promising early results, fundamental challenges remain, including how to effectively incorporate external knowledge, balance autonomy with controllability, and evaluate performance in dynamic, multimodal settings. In this perspective paper, we first present a systematic analysis of LLM-ARS: (1) clarifying core concepts and architectures; (2) highlighting how agentic capabilities -- such as planning, memory, and multimodal reasoning -- can enhance recommendation quality; and (3) outlining key research questions in areas such as safety, efficiency, and lifelong personalization. We also discuss open problems and future directions, arguing that LLM-ARS will drive the next wave of RS innovation. Ultimately, we foresee a paradigm shift toward intelligent, autonomous, and collaborative recommendation experiences that more closely align with users' evolving needs and complex decision-making processes.

Hongtao Huang, Chengkai Huang, Tong Yu et al.

Recent advancements in diffusion models have shown promising results in sequential recommendation (SR). Existing approaches predominantly rely on implicit conditional diffusion models, which compress user behaviors into a single representation during the forward diffusion process. While effective to some extent, this oversimplification often leads to the loss of sequential and contextual information, which is critical for understanding user behavior. Moreover, explicit information, such as user-item interactions or sequential patterns, remains underutilized, despite its potential to directly guide the recommendation process and improve precision. However, combining implicit and explicit information is non-trivial, as it requires dynamically integrating these complementary signals while avoiding noise and irrelevant patterns within user behaviors. To address these challenges, we propose Dual Conditional Diffusion Models for Sequential Recommendation (DCRec), which effectively integrates implicit and explicit information by embedding dual conditions into both the forward and reverse diffusion processes. This allows the model to retain valuable sequential and contextual information while leveraging explicit user-item interactions to guide the recommendation process. Specifically, we introduce the Dual Conditional Diffusion Transformer (DCDT), which employs a cross-attention mechanism to dynamically integrate explicit signals throughout the diffusion stages, ensuring contextual understanding and minimizing the influence of irrelevant patterns. This design enables precise and contextually relevant recommendations. Extensive experiments on public benchmark datasets demonstrate that DCRec significantly outperforms state-of-the-art methods in both accuracy and computational efficiency.

Chengkai Huang, Hongtao Huang, Tong Yu et al. · amazon-science

Recommender systems (RS) have become essential in filtering information and personalizing content for users. RS techniques have traditionally relied on modeling interactions between users and items as well as the features of content using models specific to each task. The emergence of foundation models (FMs), large scale models trained on vast amounts of data such as GPT, LLaMA and CLIP, is reshaping the recommendation paradigm. This survey provides a comprehensive overview of the Foundation Models for Recommender Systems (FM4RecSys), covering their integration in three paradigms: (1) Feature-Based augmentation of representations, (2) Generative recommendation approaches, and (3) Agentic interactive systems. We first review the data foundations of RS, from traditional explicit or implicit feedback to multimodal content sources. We then introduce FMs and their capabilities for representation learning, natural language understanding, and multi-modal reasoning in RS contexts. The core of the survey discusses how FMs enhance RS under different paradigms. Afterward, we examine FM applications in various recommendation tasks. Through an analysis of recent research, we highlight key opportunities that have been realized as well as challenges encountered. Finally, we outline open research directions and technical challenges for next-generation FM4RecSys. This survey not only reviews the state-of-the-art methods but also provides a critical analysis of the trade-offs among the feature-based, the generative, and the agentic paradigms, outlining key open issues and future research directions.

Chengkai Huang, Yu Xia, Rui Wang et al.

Retrieval-augmented large language models (LLMs) have been remarkably competent in various NLP tasks. However, it was observed by previous works that retrieval is not always helpful, especially when the LLM is already knowledgeable on the query to answer. Motivated by this, Adaptive Retrieval-Augmented Generation (ARAG) studies retrieving only when the knowledge asked by the query is absent in the LLM. Previous works of ARAG either require accessing the pre-training corpus or prompting with additional model inferences. Aiming to avoid such drawbacks, we propose to determine whether the model is knowledgeable on a query via inspecting the (contextualized) pre-trained token embeddings of LLMs. We hypothesize that such embeddings capture rich information on the model's intrinsic knowledge base, which enables an efficient way of judging the necessity to retrieve from an external corpus. Extensive experiments demonstrate our ARAG approach's superior performance across various benchmarks.

Ruhan Wang, Zhiyong Wang, Chengkai Huang et al.

For question-answering (QA) tasks, in-context learning (ICL) enables language models to generate responses without modifying their parameters by leveraging examples provided in the input. However, the effectiveness of ICL heavily depends on the availability of high-quality examples, which are often scarce due to data privacy constraints, annotation costs, and distribution disparities. A natural solution is to utilize examples stored on client devices, but existing approaches either require transmitting model parameters - incurring significant communication overhead - or fail to fully exploit local datasets, limiting their effectiveness. To address these challenges, we propose Federated In-Context Learning (Fed-ICL), a general framework that enhances ICL through an iterative, collaborative process. Fed-ICL progressively refines responses by leveraging multi-round interactions between clients and a central server, improving answer quality without the need to transmit model parameters. We establish theoretical guarantees for the convergence of Fed-ICL and conduct extensive experiments on standard QA benchmarks, demonstrating that our proposed approach achieves strong performance while maintaining low communication costs.

Xiaoxin Ye, Chengkai Huang, Hongtao Huang et al.

Cross-Domain Sequential Recommendation (CDSR) leverages user behaviors across domains to enhance recommendation quality. However, naive aggregation of sequential signals can introduce conflicting domain-specific preferences, leading to negative transfer. While Sequential Recommendation (SR) already suffers from noisy behaviors such as misclicks and impulsive actions, CDSR further amplifies this issue due to domain heterogeneity arising from diverse item types and user intents. The core challenge is disentangling three intertwined signals: domain-invariant preferences, domain-specific preferences, and noise. Diffusion Models (DMs) offer a generative denoising framework well-suited for disentangling complex user preferences and enhancing robustness to noise. Their iterative refinement process enables gradual denoising, making them effective at capturing subtle preference signals. However, existing applications in recommendation face notable limitations: sequential DMs often conflate shared and domain-specific preferences, while cross-domain collaborative filtering DMs neglect temporal dynamics, limiting their ability to model evolving user preferences. To bridge these gaps, we propose \textbf{DPG-Diff}, a novel Disentangled Preference-Guided Diffusion Model, the first diffusion-based approach tailored for CDSR, to or best knowledge. DPG-Diff decomposes user preferences into domain-invariant and domain-specific components, which jointly guide the reverse diffusion process. This disentangled guidance enables robust cross-domain knowledge transfer, mitigates negative transfer, and filters sequential noise. Extensive experiments on real-world datasets demonstrate that DPG-Diff consistently outperforms state-of-the-art baselines across multiple metrics.

Le Pan, Yuanjiang Cao, Chengkai Huang et al.

Recommender Systems (RSs) aim to provide personalized recommendations for users. A newly discovered bias, known as sentiment bias, uncovers a common phenomenon within Review-based RSs (RRSs): the recommendation accuracy of users or items with negative reviews deteriorates compared with users or items with positive reviews. Critical users and niche items are disadvantaged by such unfair recommendations. We study this problem from the perspective of counterfactual inference with two stages. At the model training stage, we build a causal graph and model how sentiment influences the final rating score. During the inference stage, we decouple the direct and indirect effects to mitigate the impact of sentiment bias and remove the indirect effect using counterfactual inference. We have conducted extensive experiments, and the results validate that our model can achieve comparable performance on rating prediction for better recommendations and effective mitigation of sentiment bias. To the best of our knowledge, this is the first work to employ counterfactual inference on sentiment bias mitigation in RSs.