Fanghua Ye

CL
h-index18
24papers
2,511citations
Novelty52%
AI Score63

24 Papers

41.9HCOct 15, 2023Code
Enhancing Conversational Search: Large Language Model-Aided Informative Query Rewriting

Fanghua Ye, Meng Fang, Shenghui Li et al.

Query rewriting plays a vital role in enhancing conversational search by transforming context-dependent user queries into standalone forms. Existing approaches primarily leverage human-rewritten queries as labels to train query rewriting models. However, human rewrites may lack sufficient information for optimal retrieval performance. To overcome this limitation, we propose utilizing large language models (LLMs) as query rewriters, enabling the generation of informative query rewrites through well-designed instructions. We define four essential properties for well-formed rewrites and incorporate all of them into the instruction. In addition, we introduce the role of rewrite editors for LLMs when initial query rewrites are available, forming a "rewrite-then-edit" process. Furthermore, we propose distilling the rewriting capabilities of LLMs into smaller models to reduce rewriting latency. Our experimental evaluation on the QReCC dataset demonstrates that informative query rewrites can yield substantially improved retrieval performance compared to human rewrites, especially with sparse retrievers.

24.0CLOct 22, 2022Code
MetaASSIST: Robust Dialogue State Tracking with Meta Learning

Fanghua Ye, Xi Wang, Jie Huang et al.

Existing dialogue datasets contain lots of noise in their state annotations. Such noise can hurt model training and ultimately lead to poor generalization performance. A general framework named ASSIST has recently been proposed to train robust dialogue state tracking (DST) models. It introduces an auxiliary model to generate pseudo labels for the noisy training set. These pseudo labels are combined with vanilla labels by a common fixed weighting parameter to train the primary DST model. Notwithstanding the improvements of ASSIST on DST, tuning the weighting parameter is challenging. Moreover, a single parameter shared by all slots and all instances may be suboptimal. To overcome these limitations, we propose a meta learning-based framework MetaASSIST to adaptively learn the weighting parameter. Specifically, we propose three schemes with varying degrees of flexibility, ranging from slot-wise to both slot-wise and instance-wise, to convert the weighting parameter into learnable functions. These functions are trained in a meta-learning manner by taking the validation set as meta data. Experimental results demonstrate that all three schemes can achieve competitive performance. Most impressively, we achieve a state-of-the-art joint goal accuracy of 80.10% on MultiWOZ 2.4.

26.9CLJan 23, 2024Code
Benchmarking LLMs via Uncertainty Quantification

Fanghua Ye, Mingming Yang, Jianhui Pang et al.

The proliferation of open-source Large Language Models (LLMs) from various institutions has highlighted the urgent need for comprehensive evaluation methods. However, current evaluation platforms, such as the widely recognized HuggingFace open LLM leaderboard, neglect a crucial aspect -- uncertainty, which is vital for thoroughly assessing LLMs. To bridge this gap, we introduce a new benchmarking approach for LLMs that integrates uncertainty quantification. Our examination involves nine LLMs (LLM series) spanning five representative natural language processing tasks. Our findings reveal that: I) LLMs with higher accuracy may exhibit lower certainty; II) Larger-scale LLMs may display greater uncertainty compared to their smaller counterparts; and III) Instruction-finetuning tends to increase the uncertainty of LLMs. These results underscore the significance of incorporating uncertainty in the evaluation of LLMs.

21.1CLOct 23, 2023Code
Turn-Level Active Learning for Dialogue State Tracking

Zihan Zhang, Meng Fang, Fanghua Ye et al.

Dialogue state tracking (DST) plays an important role in task-oriented dialogue systems. However, collecting a large amount of turn-by-turn annotated dialogue data is costly and inefficient. In this paper, we propose a novel turn-level active learning framework for DST to actively select turns in dialogues to annotate. Given the limited labelling budget, experimental results demonstrate the effectiveness of selective annotation of dialogue turns. Additionally, our approach can effectively achieve comparable DST performance to traditional training approaches with significantly less annotated data, which provides a more efficient way to annotate new dialogue data.

17.0CLFeb 20, 2025Code
ParallelComp: Parallel Long-Context Compressor for Length Extrapolation

Jing Xiong, Jianghan Shen, Chuanyang Zheng et al.

Extrapolating ultra-long contexts (text length >128K) remains a major challenge for large language models (LLMs), as most training-free extrapolation methods are not only severely limited by memory bottlenecks, but also suffer from the attention sink, which restricts their scalability and effectiveness in practice. In this work, we propose ParallelComp, a parallel long-context compression method that effectively overcomes the memory bottleneck, enabling 8B-parameter LLMs to extrapolate from 8K to 128K tokens on a single A100 80GB GPU in a training-free setting. ParallelComp splits the input into chunks, dynamically evicting redundant chunks and irrelevant tokens, supported by a parallel KV cache eviction mechanism. Importantly, we present a systematic theoretical and empirical analysis of attention biases in parallel attention-including the attention sink, recency bias, and middle bias-and reveal that these biases exhibit distinctive patterns under ultra-long context settings. We further design a KV cache eviction technique to mitigate this phenomenon. Experimental results show that ParallelComp enables an 8B model (trained on 8K context) to achieve 91.17% of GPT-4's performance under ultra-long contexts, outperforming closed-source models such as Claude-2 and Kimi-Chat. We achieve a 1.76x improvement in chunk throughput, thereby achieving a 23.50x acceleration in the prefill stage with negligible performance loss and pave the way for scalable and robust ultra-long contexts extrapolation in LLMs. We release the code at https://github.com/menik1126/ParallelComp.

16.3CLJun 4, 2025Code
SkipGPT: Dynamic Layer Pruning Reinvented with Token Awareness and Module Decoupling

Anhao Zhao, Fanghua Ye, Yingqi Fan et al.

Large language models (LLMs) achieve remarkable performance across tasks but incur substantial computational costs due to their deep, multi-layered architectures. Layer pruning has emerged as a strategy to alleviate these inefficiencies, but conventional static pruning methods overlook two critical dynamics inherent to LLM inference: (1) horizontal dynamics, where token-level heterogeneity demands context-aware pruning decisions, and (2) vertical dynamics, where the distinct functional roles of MLP and self-attention layers necessitate component-specific pruning policies. We introduce SkipGPT, a dynamic layer pruning framework designed to optimize computational resource allocation through two core innovations: (1) global token-aware routing to prioritize critical tokens, and (2) decoupled pruning policies for MLP and self-attention components. To mitigate training instability, we propose a two-stage optimization paradigm: first, a disentangled training phase that learns routing strategies via soft parameterization to avoid premature pruning decisions, followed by parameter-efficient LoRA fine-tuning to restore performance impacted by layer removal. Extensive experiments demonstrate that SkipGPT reduces over 40% of model parameters while matching or exceeding the performance of the original dense model across benchmarks. By harmonizing dynamic efficiency with preserved expressivity, SkipGPT advances the practical deployment of scalable, resource-aware LLMs. Our code is publicly available at: https://github.com/EIT-NLP/SkipGPT.

18.2CLMay 1, 2025Code
Sentient Agent as a Judge: Evaluating Higher-Order Social Cognition in Large Language Models

Bang Zhang, Ruotian Ma, Qingxuan Jiang et al.

Assessing how well a large language model (LLM) understands human, rather than merely text, remains an open challenge. To bridge the gap, we introduce Sentient Agent as a Judge (SAGE), an automated evaluation framework that measures an LLM's higher-order social cognition. SAGE instantiates a Sentient Agent that simulates human-like emotional changes and inner thoughts during interaction, providing a more realistic evaluation of the tested model in multi-turn conversations. At every turn, the agent reasons about (i) how its emotion changes, (ii) how it feels, and (iii) how it should reply, yielding a numerical emotion trajectory and interpretable inner thoughts. Experiments on 100 supportive-dialogue scenarios show that the final Sentient emotion score correlates strongly with Barrett-Lennard Relationship Inventory (BLRI) ratings and utterance-level empathy metrics, validating psychological fidelity. We also build a public Sentient Leaderboard covering 18 commercial and open-source models that uncovers substantial gaps (up to 4x) between frontier systems (GPT-4o-Latest, Gemini2.5-Pro) and earlier baselines, gaps not reflected in conventional leaderboards (e.g., Arena). SAGE thus provides a principled, scalable and interpretable tool for tracking progress toward genuinely empathetic and socially adept language agents.

9.6CLSep 18, 2025Code
ATTS: Asynchronous Test-Time Scaling via Conformal Prediction

Jing Xiong, Qiujiang Chen, Fanghua Ye et al.

Large language models (LLMs) benefit from test-time scaling but are often hampered by high inference latency. Speculative decoding is a natural way to accelerate the scaling process; however, scaling along both the parallel and sequential dimensions poses significant challenges, including substantial memory-bound execution and synchronization overhead. We introduce ATTS (Asynchronous Test-Time Scaling), a statistically guaranteed adaptive scaling framework that follows the hypothesis testing process to address these challenges. By revisiting arithmetic intensity, ATTS identifies synchronization as the primary bottleneck. It enables asynchronous inference through online calibration and proposes an ordinal classification algorithm that supports a three-stage rejection sampling pipeline, scaling along both the sequential and parallel axes. Across experiments on the MATH, AMC23, AIME24, and AIME25 datasets and across multiple draft-target model families, we show that ATTS delivers up to 56.7x speedup in test-time scaling and a 4.14x throughput improvement, while maintaining accurate control of the rejection rate, reducing latency and memory overhead, and incurring no accuracy loss. By scaling both in parallel and sequential dimensions, we enable the 1.5B/70B draft/target model combination to achieve the performance of the state-of-the-art reasoning model o3-mini (high) on the AIME dataset. We have released the code at https://github.com/menik1126/asynchronous-test-time-scaling.

11.1AIJul 7, 2025Code
Conversational Education at Scale: A Multi-LLM Agent Workflow for Procedural Learning and Pedagogic Quality Assessment

Jiahuan Pei, Fanghua Ye, Xin Sun et al.

Large language models (LLMs) have advanced virtual educators and learners, bridging NLP with AI4Education. Existing work often lacks scalability and fails to leverage diverse, large-scale course content, with limited frameworks for assessing pedagogic quality. To this end, we propose WikiHowAgent, a multi-agent workflow leveraging LLMs to simulate interactive teaching-learning conversations. It integrates teacher and learner agents, an interaction manager, and an evaluator to facilitate procedural learning and assess pedagogic quality. We introduce a dataset of 114,296 teacher-learner conversations grounded in 14,287 tutorials across 17 domains and 727 topics. Our evaluation protocol combines computational and rubric-based metrics with human judgment alignment. Results demonstrate the workflow's effectiveness in diverse setups, offering insights into LLM capabilities across domains. Our datasets and implementations are fully open-sourced.

16.4LGJun 18, 2024Code
Synergizing Foundation Models and Federated Learning: A Survey

Shenghui Li, Fanghua Ye, Meng Fang et al.

Over the past few years, the landscape of Artificial Intelligence (AI) has been reshaped by the emergence of Foundation Models (FMs). Pre-trained on massive datasets, these models exhibit exceptional performance across diverse downstream tasks through adaptation techniques like fine-tuning and prompt learning. More recently, the synergy of FMs and Federated Learning (FL) has emerged as a promising paradigm, often termed Federated Foundation Models (FedFM), allowing for collaborative model adaptation while preserving data privacy. This survey paper provides a systematic review of the current state of the art in FedFM, offering insights and guidance into the evolving landscape. Specifically, we present a comprehensive multi-tiered taxonomy based on three major dimensions, namely efficiency, adaptability, and trustworthiness. To facilitate practical implementation and experimental research, we undertake a thorough review of existing libraries and benchmarks. Furthermore, we discuss the diverse real-world applications of this paradigm across multiple domains. Finally, we outline promising research directions to foster future advancements in FedFM. Overall, this survey serves as a resource for researchers and practitioners, offering a thorough understanding of FedFM's role in revolutionizing privacy-preserving AI and pointing toward future innovations in this promising area. A periodically updated paper collection on FM-FL is available at https://github.com/lishenghui/awesome-fm-fl.

14.9CLJan 16, 2024Code
Salute the Classic: Revisiting Challenges of Machine Translation in the Age of Large Language Models

Jianhui Pang, Fanghua Ye, Longyue Wang et al.

The evolution of Neural Machine Translation (NMT) has been significantly influenced by six core challenges (Koehn and Knowles, 2017), which have acted as benchmarks for progress in this field. This study revisits these challenges, offering insights into their ongoing relevance in the context of advanced Large Language Models (LLMs): domain mismatch, amount of parallel data, rare word prediction, translation of long sentences, attention model as word alignment, and sub-optimal beam search. Our empirical findings indicate that LLMs effectively lessen the reliance on parallel data for major languages in the pretraining phase. Additionally, the LLM-based translation system significantly enhances the translation of long sentences that contain approximately 80 words and shows the capability to translate documents of up to 512 words. However, despite these significant improvements, the challenges of domain mismatch and prediction of rare words persist. While the challenges of word alignment and beam search, specifically associated with NMT, may not apply to LLMs, we identify three new challenges for LLMs in translation tasks: inference efficiency, translation of low-resource languages in the pretraining phase, and human-aligned evaluation. The datasets and models are released at https://github.com/pangjh3/LLM4MT.

15.7CVDec 14, 2023
Training-free Zero-shot Composed Image Retrieval with Local Concept Reranking

Shitong Sun, Fanghua Ye, Shaogang Gong

Composed image retrieval attempts to retrieve an image of interest from gallery images through a composed query of a reference image and its corresponding modified text. It has recently attracted attention due to the collaboration of information-rich images and concise language to precisely express the requirements of target images. Most current composed image retrieval methods follow a supervised learning approach to training on a costly triplet dataset composed of a reference image, modified text, and a corresponding target image. To avoid difficult to-obtain labeled triplet training data, zero-shot composed image retrieval (ZS-CIR) has been introduced, which aims to retrieve the target image by learning from image-text pairs (self-supervised triplets), without the need for human-labeled triplets. However, this self-supervised triplet learning approach is computationally less effective and less understandable as it assumes the interaction between image and text is conducted with implicit query embedding without explicit semantical interpretation. In this work, we present a new training-free zero-shot composed image retrieval method which translates the query into explicit human-understandable text. This helps improve model learning efficiency to enhance the generalization capacity of foundation models. Further, we introduce a Local Concept Re-ranking (LCR) mechanism to focus on discriminative local information extracted from the modified instructions. Extensive experiments on four ZS-CIR benchmarks show that our method achieves comparable performances to that of the state of-the-art triplet training based methods, but significantly outperforms other training-free methods on the open domain datasets (CIRR, CIRCO and COCO), as well as the fashion domain dataset (FashionIQ).

16.2CLMay 16, 2024
Autonomous Workflow for Multimodal Fine-Grained Training Assistants Towards Mixed Reality

Jiahuan Pei, Irene Viola, Haochen Huang et al.

Autonomous artificial intelligence (AI) agents have emerged as promising protocols for automatically understanding the language-based environment, particularly with the exponential development of large language models (LLMs). However, a fine-grained, comprehensive understanding of multimodal environments remains under-explored. This work designs an autonomous workflow tailored for integrating AI agents seamlessly into extended reality (XR) applications for fine-grained training. We present a demonstration of a multimodal fine-grained training assistant for LEGO brick assembly in a pilot XR environment. Specifically, we design a cerebral language agent that integrates LLM with memory, planning, and interaction with XR tools and a vision-language agent, enabling agents to decide their actions based on past experiences. Furthermore, we introduce LEGO-MRTA, a multimodal fine-grained assembly dialogue dataset synthesized automatically in the workflow served by a commercial LLM. This dataset comprises multimodal instruction manuals, conversations, XR responses, and vision question answering. Last, we present several prevailing open-resource LLMs as benchmarks, assessing their performance with and without fine-tuning on the proposed dataset. We anticipate that the broader impact of this workflow will advance the development of smarter assistants for seamless user interaction in XR environments, fostering research in both AI and HCI communities.

20.9CLJul 3, 2025Code
RLVER: Reinforcement Learning with Verifiable Emotion Rewards for Empathetic Agents

Peisong Wang, Ruotian Ma, Bang Zhang et al.

Large language models (LLMs) excel at logical and algorithmic reasoning, yet their emotional intelligence (EQ) still lags far behind their cognitive prowess. While reinforcement learning from verifiable rewards (RLVR) has advanced in other domains, its application to dialogue-especially for emotional intelligence-remains underexplored. In this work, we introduce RLVER, the first end-to-end reinforcement learning framework that leverages verifiable emotion rewards from simulated users to cultivate higher-order empathetic abilities in LLMs. Within this framework, self-consistent affective simulated users engage in dialogue rollouts and produce deterministic emotion scores during conversations, serving as reward signals to guide the LLM's learning. Fine-tuning publicly available Qwen2.5-7B-Instruct model with PPO boosts its Sentient-Benchmark score from 13.3 to 79.2 while largely preserving mathematical and coding competence. Extensive experiments reveal that: (i) RLVER consistently improves multiple dialogue capabilities; (ii) Thinking and non-thinking models show distinct trends--thinking models excel in empathy and insight, while non-thinking models favor action; (iii) GRPO often yields stable gains, while PPO can push certain capabilities to a higher ceiling; (iv) More challenging environments are not always better-moderate ones can yield stronger outcomes. Our results show that RLVER is a practical route toward emotionally intelligent and broadly capable language agents.

13.3CRNov 28, 2024
PEFT-as-an-Attack! Jailbreaking Language Models during Federated Parameter-Efficient Fine-Tuning

Shenghui Li, Edith C. -H. Ngai, Fanghua Ye et al.

Federated Parameter-Efficient Fine-Tuning (FedPEFT) has emerged as a promising paradigm for privacy-preserving and efficient adaptation of Pre-trained Language Models (PLMs) in Federated Learning (FL) settings. It preserves data privacy by keeping the data decentralized and training the model on local devices, ensuring that raw data never leaves the user's device. Moreover, the integration of PEFT methods such as LoRA significantly reduces the number of trainable parameters compared to fine-tuning the entire model, thereby minimizing communication costs and computational overhead. Despite its potential, the security implications of FedPEFT remain underexplored. This paper introduces a novel security threat to FedPEFT, termed PEFT-as-an-Attack (PaaA), which exposes how PEFT can be exploited as an attack vector to circumvent PLMs' safety alignment and generate harmful content in response to malicious prompts. Our evaluation of PaaA reveals that with less than 1% of the model's parameters set as trainable, and a small subset of clients acting maliciously, the attack achieves an approximate 80% attack success rate using representative PEFT methods such as LoRA. To mitigate this threat, we further investigate potential defense strategies, including Robust Aggregation Schemes (RASs) and Post-PEFT Safety Alignment (PPSA). However, our empirical analysis highlights the limitations of these defenses, i.e., even the most advanced RASs, such as DnC and ClippedClustering, struggle to defend against PaaA in scenarios with highly heterogeneous data distributions. Similarly, while PPSA can reduce attack success rates to below 10%, it severely degrades the model's accuracy on the target task. Our results underscore the urgent need for more effective defense mechanisms that simultaneously ensure security and maintain the performance of the FedPEFT paradigm.

15.6AIMar 26, 2025
CodeTool: Enhancing Programmatic Tool Invocation of LLMs via Process Supervision

Yifei Lu, Fanghua Ye, Jian Li et al.

Tool invocation significantly enhances the capabilities of Large Language Models (LLMs), yet challenges persist, particularly in complex task scenarios. Current methods, such as instruction-enhanced reasoning and supervised fine-tuning, often result in unnecessarily long reasoning paths and face difficulties in verifying the correctness of intermediate steps. In this paper, we propose CodeTool, a novel framework for stepwise code generation that improves LLM tool invocation by leveraging the concise and easily verifiable nature of code. CodeTool incorporates two distinct process rewards: the On-the-spot Reward, which provides immediate feedback on the accuracy of each tool invocation, and the Latent Reward, which assesses the contribution of each step toward overall task completion. By maximizing the cumulative reward of the On-the-spot and Latend Rewards at each step, LLMs are guided to follow efficient and accurate reasoning paths. Extensive experiments on StableToolBench and RestBench-TMDB demonstrate the superiority of CodeTool over existing approaches.

8.3CLOct 1, 2025
Social Welfare Function Leaderboard: When LLM Agents Allocate Social Welfare

Zhengliang Shi, Ruotian Ma, Jen-tse Huang et al. · pku, tencent-ai

Large language models (LLMs) are increasingly entrusted with high-stakes decisions that affect human welfare. However, the principles and values that guide these models when distributing scarce societal resources remain largely unexamined. To address this, we introduce the Social Welfare Function (SWF) Benchmark, a dynamic simulation environment where an LLM acts as a sovereign allocator, distributing tasks to a heterogeneous community of recipients. The benchmark is designed to create a persistent trade-off between maximizing collective efficiency (measured by Return on Investment) and ensuring distributive fairness (measured by the Gini coefficient). We evaluate 20 state-of-the-art LLMs and present the first leaderboard for social welfare allocation. Our findings reveal three key insights: (i) A model's general conversational ability, as measured by popular leaderboards, is a poor predictor of its allocation skill. (ii) Most LLMs exhibit a strong default utilitarian orientation, prioritizing group productivity at the expense of severe inequality. (iii) Allocation strategies are highly vulnerable, easily perturbed by output-length constraints and social-influence framing. These results highlight the risks of deploying current LLMs as societal decision-makers and underscore the need for specialized benchmarks and targeted alignment for AI governance.

9.6CLJul 23, 2025
CogDual: Enhancing Dual Cognition of LLMs via Reinforcement Learning with Implicit Rule-Based Rewards

Cheng Liu, Yifei Lu, Fanghua Ye et al.

Role-Playing Language Agents (RPLAs) have emerged as a significant application direction for Large Language Models (LLMs). Existing approaches typically rely on prompt engineering or supervised fine-tuning to enable models to imitate character behaviors in specific scenarios, but often neglect the underlying \emph{cognitive} mechanisms driving these behaviors. Inspired by cognitive psychology, we introduce \textbf{CogDual}, a novel RPLA adopting a \textit{cognize-then-respond } reasoning paradigm. By jointly modeling external situational awareness and internal self-awareness, CogDual generates responses with improved character consistency and contextual alignment. To further optimize the performance, we employ reinforcement learning with two general-purpose reward schemes designed for open-domain text generation. Extensive experiments on the CoSER benchmark, as well as Cross-MR and LifeChoice, demonstrate that CogDual consistently outperforms existing baselines and generalizes effectively across diverse role-playing tasks.

26.4CLMay 21, 2023Code
Modeling User Satisfaction Dynamics in Dialogue via Hawkes Process

Fanghua Ye, Zhiyuan Hu, Emine Yilmaz

Dialogue systems have received increasing attention while automatically evaluating their performance remains challenging. User satisfaction estimation (USE) has been proposed as an alternative. It assumes that the performance of a dialogue system can be measured by user satisfaction and uses an estimator to simulate users. The effectiveness of USE depends heavily on the estimator. Existing estimators independently predict user satisfaction at each turn and ignore satisfaction dynamics across turns within a dialogue. In order to fully simulate users, it is crucial to take satisfaction dynamics into account. To fill this gap, we propose a new estimator ASAP (sAtisfaction eStimation via HAwkes Process) that treats user satisfaction across turns as an event sequence and employs a Hawkes process to effectively model the dynamics in this sequence. Experimental results on four benchmark dialogue datasets demonstrate that ASAP can substantially outperform state-of-the-art baseline estimators.

32.1CLFeb 26, 2022Code
ASSIST: Towards Label Noise-Robust Dialogue State Tracking

Fanghua Ye, Yue Feng, Emine Yilmaz

The MultiWOZ 2.0 dataset has greatly boosted the research on dialogue state tracking (DST). However, substantial noise has been discovered in its state annotations. Such noise brings about huge challenges for training DST models robustly. Although several refined versions, including MultiWOZ 2.1-2.4, have been published recently, there are still lots of noisy labels, especially in the training set. Besides, it is costly to rectify all the problematic annotations. In this paper, instead of improving the annotation quality further, we propose a general framework, named ASSIST (lAbel noiSe-robuSt dIalogue State Tracking), to train DST models robustly from noisy labels. ASSIST first generates pseudo labels for each sample in the training set by using an auxiliary model trained on a small clean dataset, then puts the generated pseudo labels and vanilla noisy labels together to train the primary model. We show the validity of ASSIST theoretically. Experimental results also demonstrate that ASSIST improves the joint goal accuracy of DST by up to $28.16\%$ on MultiWOZ 2.0 and $8.41\%$ on MultiWOZ 2.4, compared to using only the vanilla noisy labels.

30.3CLApr 1, 2021Code
MultiWOZ 2.4: A Multi-Domain Task-Oriented Dialogue Dataset with Essential Annotation Corrections to Improve State Tracking Evaluation

Fanghua Ye, Jarana Manotumruksa, Emine Yilmaz

The MultiWOZ 2.0 dataset has greatly stimulated the research of task-oriented dialogue systems. However, its state annotations contain substantial noise, which hinders a proper evaluation of model performance. To address this issue, massive efforts were devoted to correcting the annotations. Three improved versions (i.e., MultiWOZ 2.1-2.3) have then been released. Nonetheless, there are still plenty of incorrect and inconsistent annotations. This work introduces MultiWOZ 2.4, which refines the annotations in the validation set and test set of MultiWOZ 2.1. The annotations in the training set remain unchanged (same as MultiWOZ 2.1) to elicit robust and noise-resilient model training. We benchmark eight state-of-the-art dialogue state tracking models on MultiWOZ 2.4. All of them demonstrate much higher performance than on MultiWOZ 2.1.

5.1CLJan 22, 2021Code
Slot Self-Attentive Dialogue State Tracking

Fanghua Ye, Jarana Manotumruksa, Qiang Zhang et al.

An indispensable component in task-oriented dialogue systems is the dialogue state tracker, which keeps track of users' intentions in the course of conversation. The typical approach towards this goal is to fill in multiple pre-defined slots that are essential to complete the task. Although various dialogue state tracking methods have been proposed in recent years, most of them predict the value of each slot separately and fail to consider the correlations among slots. In this paper, we propose a slot self-attention mechanism that can learn the slot correlations automatically. Specifically, a slot-token attention is first utilized to obtain slot-specific features from the dialogue context. Then a stacked slot self-attention is applied on these features to learn the correlations among slots. We conduct comprehensive experiments on two multi-domain task-oriented dialogue datasets, including MultiWOZ 2.0 and MultiWOZ 2.1. The experimental results demonstrate that our approach achieves state-of-the-art performance on both datasets, verifying the necessity and effectiveness of taking slot correlations into consideration.

10.6LGJan 14, 2021Code
Auto-weighted Robust Federated Learning with Corrupted Data Sources

Shenghui Li, Edith Ngai, Fanghua Ye et al.

Federated learning provides a communication-efficient and privacy-preserving training process by enabling learning statistical models with massive participants while keeping their data in local clients. However, standard federated learning techniques that naively minimize an average loss function are vulnerable to data corruptions from outliers, systematic mislabeling, or even adversaries. In addition, it is often prohibited for service providers to verify the quality of data samples due to the increasing concern of user data privacy. In this paper, we address this challenge by proposing Auto-weighted Robust Federated Learning (arfl), a novel approach that jointly learns the global model and the weights of local updates to provide robustness against corrupted data sources. We prove a learning bound on the expected risk with respect to the predictor and the weights of clients, which guides the definition of the objective for robust federated learning. The weights are allocated by comparing the empirical loss of a client with the average loss of the best p clients (p-average), thus we can downweight the clients with significantly high losses, thereby lower their contributions to the global model. We show that this approach achieves robustness when the data of corrupted clients is distributed differently from benign ones. To optimize the objective function, we propose a communication-efficient algorithm based on the blockwise minimization paradigm. We conduct experiments on multiple benchmark datasets, including CIFAR-10, FEMNIST and Shakespeare, considering different deep neural network models. The results show that our solution is robust against different scenarios including label shuffling, label flipping and noisy features, and outperforms the state-of-the-art methods in most scenarios.

15.7IRJun 1, 2020Code
Outlier-Resilient Web Service QoS Prediction

Fanghua Ye, Zhiwei Lin, Chuan Chen et al.

The proliferation of Web services makes it difficult for users to select the most appropriate one among numerous functionally identical or similar service candidates. Quality-of-Service (QoS) describes the non-functional characteristics of Web services, and it has become the key differentiator for service selection. However, users cannot invoke all Web services to obtain the corresponding QoS values due to high time cost and huge resource overhead. Thus, it is essential to predict unknown QoS values. Although various QoS prediction methods have been proposed, few of them have taken outliers into consideration, which may dramatically degrade the prediction performance. To overcome this limitation, we propose an outlier-resilient QoS prediction method in this paper. Our method utilizes Cauchy loss to measure the discrepancy between the observed QoS values and the predicted ones. Owing to the robustness of Cauchy loss, our method is resilient to outliers. We further extend our method to provide time-aware QoS prediction results by taking the temporal information into consideration. Finally, we conduct extensive experiments on both static and dynamic datasets. The results demonstrate that our method is able to achieve better performance than state-of-the-art baseline methods.