Arka Pal

LG
h-index41
16papers
2,203citations
Novelty55%
AI Score58

16 Papers

AIAug 21, 2023
Giraffe: Adventures in Expanding Context Lengths in LLMs

Arka Pal, Deep Karkhanis, Manley Roberts et al.

Modern large language models (LLMs) that rely on attention mechanisms are typically trained with fixed context lengths which enforce upper limits on the length of input sequences that they can handle at evaluation time. To use these models on sequences longer than the train-time context length, one might employ techniques from the growing family of context length extrapolation methods -- most of which focus on modifying the system of positional encodings used in the attention mechanism to indicate where tokens or activations are located in the input sequence. We conduct a wide survey of existing methods of context length extrapolation on a base LLaMA or LLaMA 2 model, and introduce some of our own design as well -- in particular, a new truncation strategy for modifying the basis for the position encoding. We test these methods using three new evaluation tasks (FreeFormQA, AlteredNumericQA, and LongChat-Lines) as well as perplexity, which we find to be less fine-grained as a measure of long context performance of LLMs. We release the three tasks publicly as datasets on HuggingFace. We discover that linear scaling is the best method for extending context length, and show that further gains can be achieved by using longer scales at evaluation time. We also discover promising extrapolation capabilities in the truncated basis. To support further research in this area, we release three new 13B parameter long-context models which we call Giraffe: 4k and 16k context models trained from base LLaMA-13B, and a 32k context model trained from base LLaMA2-13B. We also release the code to replicate our results.

CLFeb 20, 2024Code
Smaug: Fixing Failure Modes of Preference Optimisation with DPO-Positive

Arka Pal, Deep Karkhanis, Samuel Dooley et al.

Direct Preference Optimisation (DPO) is effective at significantly improving the performance of large language models (LLMs) on downstream tasks such as reasoning, summarisation, and alignment. Using pairs of preferred and dispreferred data, DPO models the relative probability of picking one response over another. In this work, first we show theoretically that the standard DPO loss can lead to a reduction of the model's likelihood of the preferred examples, as long as the relative probability between the preferred and dispreferred classes increases. We then show empirically that this phenomenon occurs when fine-tuning LLMs on common datasets, especially datasets in which the edit distance between pairs of completions is low. Using these insights, we design DPO-Positive (DPOP), a new loss function and training procedure which avoids this failure mode. Surprisingly, we find that DPOP outperforms DPO and other fine-tuning procedures across a wide variety of datasets and downstream tasks, including datasets with high edit distances between completions. Furthermore, we find that the DPOP-tuned model outperforms the DPO-tuned model (all else equal) on benchmarks independent of the fine-tuning data, such as MT-Bench. Finally, using DPOP, we create and open-source Smaug-34B and Smaug-72B, with the latter becoming the first open-source LLM to surpass an average accuracy of 80% on the HuggingFace Open LLM Leaderboard.

CRFeb 19
Privacy-Preserving Mechanisms Enable Cheap Verifiable Inference of LLMs

Arka Pal, Louai Zahran, William Gvozdjak et al.

As large language models (LLMs) continue to grow in size, fewer users are able to host and run models locally. This has led to increased use of third-party hosting services. However, in this setting, there is a lack of guarantees on the computation performed by the inference provider. For example, a dishonest provider may replace an expensive large model with a cheaper-to-run weaker model and return the results from the weaker model to the user. Existing tools to verify inference typically rely on methods from cryptography such as zero-knowledge proofs (ZKPs), but these add significant computational overhead, and remain infeasible for use for large models. In this work, we develop a new insight -- that given a method for performing private LLM inference, one can obtain forms of verified inference at marginal extra cost. Specifically, we propose two new protocols which leverage privacy-preserving LLM inference in order to provide guarantees over the inference that was carried out. Our approaches are cheap, requiring the addition of a few extra tokens of computation, and have little to no downstream impact. As the fastest privacy-preserving inference methods are typically faster than ZK methods, the proposed protocols also improve verification runtime. Our work provides novel insights into the connections between privacy and verifiability in LLM inference.

LGFeb 19
Dynamic Delayed Tree Expansion For Improved Multi-Path Speculative Decoding

Rahul Thomas, Teo Kitanovski, Micah Goldblum et al.

Multi-path speculative decoding accelerates lossless sampling from a target model by using a cheaper draft model to generate a draft tree of tokens, and then applies a verification algorithm that accepts a subset of these. While prior work has proposed various verification algorithms for i.i.d rollouts, their relative performance under matched settings remains unclear. In this work, we firstly present a systematic evaluation of verification strategies across model families, tasks, and sampling regimes, and find that Traversal Verification dominates consistently, with OT-based methods lagging far behind. Our analysis uncovers that this occurs because OT-based methods achieve high multi-token acceptance near the root of the draft tree, while multi-token gains are most impactful deeper in the draft tree, where draft and target distributions diverge. Based on this insight, we propose delayed tree expansion, which drafts a partial single path, delaying the i.i.d. branching point. We show that delayed tree expansion preserves the target distribution and improves on root-node i.i.d rollouts. Further, we develop a dynamic neural selector that estimates the expected block efficiency of optimal-transport-based verification methods from draft and target features, enabling context-dependent expansion decisions. Our neural selector allows OT-based methods like SpecInfer to outperform Traversal Verification for the first time, achieving 5% higher average throughput across a wide range of models, datasets, and sampling settings.

LGNov 10, 2024Code
vTune: Verifiable Fine-Tuning for LLMs Through Backdooring

Eva Zhang, Arka Pal, Akilesh Potti et al.

As fine-tuning large language models (LLMs) becomes increasingly prevalent, users often rely on third-party services with limited visibility into their fine-tuning processes. This lack of transparency raises the question: how do consumers verify that fine-tuning services are performed correctly? For instance, a service provider could claim to fine-tune a model for each user, yet simply send all users back the same base model. To address this issue, we propose vTune, a simple method that uses a small number of backdoor data points added to the training data to provide a statistical test for verifying that a provider fine-tuned a custom model on a particular user's dataset. Unlike existing works, vTune is able to scale to verification of fine-tuning on state-of-the-art LLMs, and can be used both with open-source and closed-source models. We test our approach across several model families and sizes as well as across multiple instruction-tuning datasets, and find that the statistical test is satisfied with p-values on the order of $\sim 10^{-40}$, with no negative impact on downstream task performance. Further, we explore several attacks that attempt to subvert vTune and demonstrate the method's robustness to these attacks.

CLJun 27, 2024Code
LiveBench: A Challenging, Contamination-Limited LLM Benchmark

Colin White, Samuel Dooley, Manley Roberts et al.

Test set contamination, wherein test data from a benchmark ends up in a newer model's training set, is a well-documented obstacle for fair LLM evaluation and can quickly render benchmarks obsolete. To mitigate this, many recent benchmarks crowdsource new prompts and evaluations from human or LLM judges; however, these can introduce significant biases, and break down when scoring hard questions. In this work, we introduce a new benchmark for LLMs designed to be resistant to both test set contamination and the pitfalls of LLM judging and human crowdsourcing. We release LiveBench, the first benchmark that (1) contains frequently-updated questions from recent information sources, (2) scores answers automatically according to objective ground-truth values, and (3) contains a wide variety of challenging tasks, spanning math, coding, reasoning, language, instruction following, and data analysis. To achieve this, LiveBench contains questions that are based on recently-released math competitions, arXiv papers, news articles, and datasets, and it contains harder, contamination-limited versions of tasks from previous benchmarks such as Big-Bench Hard, AMPS, and IFEval. We evaluate many prominent closed-source models, as well as dozens of open-source models ranging from 0.5B to 405B in size. LiveBench is difficult, with top models achieving below 70% accuracy. We release all questions, code, and model answers. Questions are added and updated on a monthly basis, and we release new tasks and harder versions of tasks over time so that LiveBench can distinguish between the capabilities of LLMs as they improve in the future. We welcome community engagement and collaboration for expanding the benchmark tasks and models.

LGJun 12, 2024Code
Large Language Models Must Be Taught to Know What They Don't Know

Sanyam Kapoor, Nate Gruver, Manley Roberts et al.

When using large language models (LLMs) in high-stakes applications, we need to know when we can trust their predictions. Some works argue that prompting high-performance LLMs is sufficient to produce calibrated uncertainties, while others introduce sampling methods that can be prohibitively expensive. In this work, we first argue that prompting on its own is insufficient to achieve good calibration and then show that fine-tuning on a small dataset of correct and incorrect answers can create an uncertainty estimate with good generalization and small computational overhead. We show that a thousand graded examples are sufficient to outperform baseline methods and that training through the features of a model is necessary for good performance and tractable for large open-source models when using LoRA. We also investigate the mechanisms that enable reliable LLM uncertainty estimation, finding that many models can be used as general-purpose uncertainty estimators, applicable not just to their own uncertainties but also the uncertainty of other models. Lastly, we show that uncertainty estimates inform human use of LLMs in human-AI collaborative settings through a user study.

CRMay 23, 2025
An Attack to Break Permutation-Based Private Third-Party Inference Schemes for LLMs

Rahul Thomas, Louai Zahran, Erica Choi et al.

Recent advances in Large Language Models (LLMs) have led to the widespread adoption of third-party inference services, raising critical privacy concerns. Existing methods of performing private third-party inference, such as Secure Multiparty Computation (SMPC), often rely on cryptographic methods. However, these methods are thousands of times slower than standard unencrypted inference, and fail to scale to large modern LLMs. Therefore, recent lines of work have explored the replacement of expensive encrypted nonlinear computations in SMPC with statistical obfuscation methods - in particular, revealing permuted hidden states to the third parties, with accompanying strong claims of the difficulty of reversal into the unpermuted states. In this work, we begin by introducing a novel reconstruction technique that can recover original prompts from hidden states with nearly perfect accuracy across multiple state-of-the-art LLMs. We then show that extensions of our attack are nearly perfectly effective in reversing permuted hidden states of LLMs, demonstrating the insecurity of three recently proposed privacy schemes. We further dissect the shortcomings of prior theoretical `proofs' of permuation security which allow our attack to succeed. Our findings highlight the importance of rigorous security analysis in privacy-preserving LLM inference.

ITFeb 18
Greedy Multi-Path Block Verification for Faster Decoding in Speculative Sampling

Rahul Thomas, Arka Pal

The goal of $L$-step speculative decoding is to accelerate autoregressive decoding of a target model by using a cheaper draft model to generate a candidate path of $L$ tokens. Based on a verification algorithm involving target and draft model probabilities, a prefix of the candidate sequence is accepted, and an additional correction token is sampled from a residual distribution to ensure that the final output adheres to the target distribution. While standard speculative decoding uses a verification algorithm which is independent at each token on the path, a recent extension called block verification uses a joint condition involving all sampled on-path probabilities. Block verification (BV) was shown to be optimal over all verification algorithms which use only on-path probabilities, improving on standard speculative decoding. In this work, we first show that block verification is optimal even over verification algorithms that use off-path probabilities, by constructing an information-agnostic linear program (LP). Further, we can extend our LP to the setting where the draft model samples multiple candidate paths, and use it to construct a natural class of multi-path block verification generalizations. While computing the optimal algorithm in this class is not tractable, by considering a stricter class of greedy algorithms, we can formulate an efficient method called greedy multi-path block verification (GBV). Empirically, GBV can improve block efficiency by over 30% and reduce decoding walltimes by over 15% relative to BV. On Llama-3 70B, GBV can improve the end-to-end decoding throughput over SOTA multi-path verification methods by more than 15%.

LGNov 19, 2025
Global Resolution: Optimal Multi-Draft Speculative Sampling via Convex Minimization

Rahul Krishna Thomas, Arka Pal

Speculative sampling reduces the latency of autoregressive decoding for target model LLMs without sacrificing inference quality, by using a cheap draft model to suggest a candidate token and a verification criterion to accept or resample this token. To improve acceptance and decoding efficiency, recent work has explored the multi-draft extension, where at each step $n$ draft tokens are generated, and the verification criterion is a distribution conditioned on these. When this criterion maximizes the probability of accepting some draft token, it is called the optimal transport (OT). However, finding the OT is difficult, as it is the solution of a linear program (OTLP) in over $V^n$ variables, with $V$ being the vocabulary size. Two recent theoretical works have reframed the OTLP in terms of importance sampling or subset selection. In this work, we prove that these formulations are equivalent to an exponentially large relaxed OTLP, so it remains infeasible to solve. Then, we reverse engineer subset selection to formulate the OTLP as a max-flow problem. With a novel application of polymatroid theory, we reduce the exponentially large OTLP to a convex optimization problem in at most $V$ variables. This allows us to devise an algorithm for optimal $n$-draft speculative sampling when the $n$ tokens are chosen i.i.d. from a single draft model, which can be tuned to arbitrary accuracy. Finally, we measure acceptance rates and algorithm runtimes for various $n$ and top-$k$ draft sampling settings. Our findings give the first multi-draft algorithm with 90% acceptance and under 100 ms of overhead per generated token with negligible deviation from the target model distribution.

LGNov 17, 2025
Incoherent Beliefs & Inconsistent Actions in Large Language Models

Arka Pal, Teo Kitanovski, Arthur Liang et al.

Real-world tasks and environments exhibit differences from the static datasets that large language models (LLMs) are typically evaluated on. Such tasks can involve sequential interaction, requiring coherent updating of beliefs in light of new evidence, and making appropriate decisions based on those beliefs. Predicting how LLMs will perform in such dynamic environments is important, but can be tricky to determine from measurements in static settings. In this work, we examine two critical components of LLM performance: the ability of LLMs to coherently update their beliefs, and the extent to which the actions they take are consistent with those beliefs. First, we find that LLMs are largely inconsistent in how they update their beliefs; models can exhibit up to a 30% average difference between the directly elicited posterior, and the correct update of their prior. Second, we find that LLMs also often take actions which are inconsistent with the beliefs they hold. On a betting market, for example, LLMs often do not even bet in the same direction as their internally held beliefs over the underlying outcomes. We also find they have moderate self-inconsistency in how they respond to challenges by users to given answers. Finally, we show that the above properties hold even for strong models that obtain high accuracy or that are well-calibrated on the tasks at hand. Our results highlight the difficulties of predicting LLM behavior in complex real-world settings.

LGJul 7, 2025
Cascade: Token-Sharded Private LLM Inference

Rahul Thomas, Louai Zahran, Erica Choi et al.

As LLMs continue to increase in parameter size, the computational resources required to run them are available to fewer parties. Therefore, third-party inference services -- where LLMs are hosted by third parties with significant computational resources -- are becoming increasingly popular. However, third party inference raises critical concerns about user data privacy. To mitigate these risks, privacy researchers have developed provably secure schemes for third-party inference, such as Secure Multi-Party Computation (SMPC). However, SMPC protocols have significant computational and communication overhead, and do not scale to large models. In this work, we propose a new multi-party inference protocol, Cascade, that avoids these punitive costs by leveraging sharding in the sequence dimension to maintain privacy, trading off cryptographic privacy guarantees for increased performance and scalability. We demonstrate that Cascade is resistant to a generalization of a recent attack that is highly effective against other statistical privacy schemes, and that it is further resistant to learning-based attacks. As Cascade is orders of magnitude faster than existing schemes, our findings offer practical solutions for secure deployment of modern state-of-the-art LLMs.

MLApr 10, 2018
Understanding disentangling in $β$-VAE

Christopher P. Burgess, Irina Higgins, Arka Pal et al.

We present new intuitions and theoretical assessments of the emergence of disentangled representation in variational autoencoders. Taking a rate-distortion theory perspective, we show the circumstances under which representations aligned with the underlying generative factors of variation of data emerge when optimising the modified ELBO bound in $β$-VAE, as training progresses. From these insights, we propose a modification to the training regime of $β$-VAE, that progressively increases the information capacity of the latent code during training. This modification facilitates the robust learning of disentangled representations in $β$-VAE, without the previous trade-off in reconstruction accuracy.

MLJul 26, 2017
DARLA: Improving Zero-Shot Transfer in Reinforcement Learning

Irina Higgins, Arka Pal, Andrei A. Rusu et al.

Domain adaptation is an important open problem in deep reinforcement learning (RL). In many scenarios of interest data is hard to obtain, so agents may learn a source policy in a setting where data is readily available, with the hope that it generalises well to the target domain. We propose a new multi-stage RL agent, DARLA (DisentAngled Representation Learning Agent), which learns to see before learning to act. DARLA's vision is based on learning a disentangled representation of the observed environment. Once DARLA can see, it is able to acquire source policies that are robust to many domain shifts - even with no access to the target domain. DARLA significantly outperforms conventional baselines in zero-shot domain adaptation scenarios, an effect that holds across a variety of RL environments (Jaco arm, DeepMind Lab) and base RL algorithms (DQN, A3C and EC).

MLJul 11, 2017
SCAN: Learning Hierarchical Compositional Visual Concepts

Irina Higgins, Nicolas Sonnerat, Loic Matthey et al.

The seemingly infinite diversity of the natural world arises from a relatively small set of coherent rules, such as the laws of physics or chemistry. We conjecture that these rules give rise to regularities that can be discovered through primarily unsupervised experiences and represented as abstract concepts. If such representations are compositional and hierarchical, they can be recombined into an exponentially large set of new concepts. This paper describes SCAN (Symbol-Concept Association Network), a new framework for learning such abstractions in the visual domain. SCAN learns concepts through fast symbol association, grounding them in disentangled visual primitives that are discovered in an unsupervised manner. Unlike state of the art multimodal generative model baselines, our approach requires very few pairings between symbols and images and makes no assumptions about the form of symbol representations. Once trained, SCAN is capable of multimodal bi-directional inference, generating a diverse set of image samples from symbolic descriptions and vice versa. It also allows for traversal and manipulation of the implicit hierarchy of visual concepts through symbolic instructions and learnt logical recombination operations. Such manipulations enable SCAN to break away from its training data distribution and imagine novel visual concepts through symbolically instructed recombination of previously learnt concepts.

MLJun 17, 2016
Early Visual Concept Learning with Unsupervised Deep Learning

Irina Higgins, Loic Matthey, Xavier Glorot et al.

Automated discovery of early visual concepts from raw image data is a major open challenge in AI research. Addressing this problem, we propose an unsupervised approach for learning disentangled representations of the underlying factors of variation. We draw inspiration from neuroscience, and show how this can be achieved in an unsupervised generative model by applying the same learning pressures as have been suggested to act in the ventral visual stream in the brain. By enforcing redundancy reduction, encouraging statistical independence, and exposure to data with transform continuities analogous to those to which human infants are exposed, we obtain a variational autoencoder (VAE) framework capable of learning disentangled factors. Our approach makes few assumptions and works well across a wide variety of datasets. Furthermore, our solution has useful emergent properties, such as zero-shot inference and an intuitive understanding of "objectness".