Wen Wu

Wen Wu, Mengyue Wu, Kai Yu

Automatic depression detection has attracted increasing amount of attention but remains a challenging task. Psychological research suggests that depressive mood is closely related with emotion expression and perception, which motivates the investigation of whether knowledge of emotion recognition can be transferred for depression detection. This paper uses pretrained features extracted from the emotion recognition model for depression detection, further fuses emotion modality with audio and text to form multimodal depression detection. The proposed emotion transfer improves depression detection performance on DAIC-WOZ as well as increases the training stability. The analysis of how the emotion expressed by depressed individuals is further perceived provides clues for further understanding of the relationship between depression and emotion.

Wen Wu, Chao Zhang, Philip C. Woodland

In automatic emotion recognition (AER), labels assigned by different human annotators to the same utterance are often inconsistent due to the inherent complexity of emotion and the subjectivity of perception. Though deterministic labels generated by averaging or voting are often used as the ground truth, it ignores the intrinsic uncertainty revealed by the inconsistent labels. This paper proposes a Bayesian approach, deep evidential emotion regression (DEER), to estimate the uncertainty in emotion attributes. Treating the emotion attribute labels of an utterance as samples drawn from an unknown Gaussian distribution, DEER places an utterance-specific normal-inverse gamma prior over the Gaussian likelihood and predicts its hyper-parameters using a deep neural network model. It enables a joint estimation of emotion attributes along with the aleatoric and epistemic uncertainties. AER experiments on the widely used MSP-Podcast and IEMOCAP datasets showed DEER produced state-of-the-art results for both the mean values and the distribution of emotion attributes.

Ziyang Ma, Wen Wu, Zhisheng Zheng et al.

In this paper, we explored how to boost speech emotion recognition (SER) with the state-of-the-art speech pre-trained model (PTM), data2vec, text generation technique, GPT-4, and speech synthesis technique, Azure TTS. First, we investigated the representation ability of different speech self-supervised pre-trained models, and we found that data2vec has a good representation ability on the SER task. Second, we employed a powerful large language model (LLM), GPT-4, and emotional text-to-speech (TTS) model, Azure TTS, to generate emotionally congruent text and speech. We carefully designed the text prompt and dataset construction, to obtain the synthetic emotional speech data with high quality. Third, we studied different ways of data augmentation to promote the SER task with synthetic speech, including random mixing, adversarial training, transfer learning, and curriculum learning. Experiments and ablation studies on the IEMOCAP dataset demonstrate the effectiveness of our method, compared with other data augmentation methods, and data augmentation with other synthetic data.

Yu Ji, Wen Wu, Hong Zheng et al.

In recent years, personality has been regarded as a valuable personal factor being incorporated into numerous tasks such as sentiment analysis and product recommendation. This has led to widespread attention to text-based personality recognition task, which aims to identify an individual's personality based on given text. Considering that ChatGPT has recently exhibited remarkable abilities on various natural language processing tasks, we provide a preliminary evaluation of ChatGPT on text-based personality recognition task for generating effective personality data. Concretely, we employ a variety of prompting strategies to explore ChatGPT's ability in recognizing personality from given text, especially the level-oriented prompting strategy we designed for guiding ChatGPT in analyzing given text at a specified level. The experimental results on two representative real-world datasets reveal that ChatGPT with zero-shot chain-of-thought prompting exhibits impressive personality recognition ability and is capable to provide natural language explanations through text-based logical reasoning. Furthermore, by employing the level-oriented prompting strategy to optimize zero-shot chain-of-thought prompting, the performance gap between ChatGPT and corresponding state-of-the-art model has been narrowed even more. However, we observe that ChatGPT shows unfairness towards certain sensitive demographic attributes such as gender and age. Additionally, we discover that eliciting the personality recognition ability of ChatGPT helps improve its performance on personality-related downstream tasks such as sentiment classification and stress prediction.

Zhiying Feng, Xu Chen, Qiong Wu et al.

Federated Learning (FL) requires frequent exchange of model parameters, which leads to long communication delay, especially when the network environments of clients vary greatly. Moreover, the parameter server needs to wait for the slowest client (i.e., straggler, which may have the largest model size, lowest computing capability or worst network condition) to upload parameters, which may significantly degrade the communication efficiency. Commonly-used client selection methods such as partial client selection would lead to the waste of computing resources and weaken the generalization of the global model. To tackle this problem, along a different line, in this paper, we advocate the approach of model parameter dropout instead of client selection, and accordingly propose a novel framework of Federated learning scheme with Differential parameter Dropout (FedDD). FedDD consists of two key modules: dropout rate allocation and uploaded parameter selection, which will optimize the model parameter uploading ratios tailored to different clients' heterogeneous conditions and also select the proper set of important model parameters for uploading subject to clients' dropout rate constraints. Specifically, the dropout rate allocation is formulated as a convex optimization problem, taking system heterogeneity, data heterogeneity, and model heterogeneity among clients into consideration. The uploaded parameter selection strategy prioritizes on eliciting important parameters for uploading to speedup convergence. Furthermore, we theoretically analyze the convergence of the proposed FedDD scheme. Extensive performance evaluations demonstrate that the proposed FedDD scheme can achieve outstanding performances in both communication efficiency and model convergence, and also possesses a strong generalization capability to data of rare classes.

Ziyun Cui, Wen Wu, Wei-Qiang Zhang et al.

The detection of Alzheimer's disease (AD) from spontaneous speech has attracted increasing attention while the sparsity of training data remains an important issue. This paper handles the issue by knowledge transfer, specifically from both speech-generic and depression-specific knowledge. The paper first studies sequential knowledge transfer from generic foundation models pretrained on large amounts of speech and text data. A block-wise analysis is performed for AD diagnosis based on the representations extracted from different intermediate blocks of different foundation models. Apart from the knowledge from speech-generic representations, this paper also proposes to simultaneously transfer the knowledge from a speech depression detection task based on the high comorbidity rates of depression and AD. A parallel knowledge transfer framework is studied that jointly learns the information shared between these two tasks. Experimental results show that the proposed method improves AD and depression detection, and produces a state-of-the-art F1 score of 0.928 for AD diagnosis on the commonly used ADReSSo dataset.

Qinfan Xiao, Ziyun Cui, Chi Zhang et al.

Electroencephalography (EEG) and magnetoencephalography (MEG) measure neural activity non-invasively by capturing electromagnetic fields generated by dendritic currents. Although rooted in the same biophysics, EEG and MEG exhibit distinct signal patterns, further complicated by variations in sensor configurations across modalities and recording devices. Existing approaches typically rely on separate, modality- and dataset-specific models, which limits the performance and cross-domain scalability. This paper proposes BrainOmni, the first brain foundation model that generalises across heterogeneous EEG and MEG recordings. To unify diverse data sources, we introduce BrainTokenizer,the first tokenizer that quantises spatiotemporal brain activity into discrete representations. Central to BrainTokenizer is a novel Sensor Encoder that encodes sensor properties such as spatial layout, orientation, and type, enabling compatibility across devices and modalities. Building upon the discrete representations, BrainOmni learns unified semantic embeddings of brain signals by self-supervised pretraining. To the best of our knowledge, it is the first foundation model to support both EEG and MEG signals, as well as the first to incorporate large-scale MEG pretraining. A total of 1,997 hours of EEG and 656 hours of MEG data are curated and standardised from publicly available sources for pretraining. Experiments show that BrainOmni outperforms both existing foundation models and state-of-the-art task-specific models on a range of downstream tasks. It also demonstrates strong generalisation to unseen EEG and MEG devices. Further analysis reveals that joint EEG-MEG (EMEG) training yields consistent improvements across both modalities. Code and checkpoints are publicly available at https://github.com/OpenTSLab/BrainOmni.

Liang Shan, Kaicheng Shen, Wen Wu et al.

Ensuring the safety and value alignment of large language models (LLMs) is critical for their deployment. Current alignment efforts primarily target explicit risks such as bias, hate speech, and violence. However, they often fail to address deeper, domain-specific implicit risks and lack a flexible, generalizable framework applicable across diverse specialized fields. Hence, we proposed MENTOR: A MEtacognition-driveN self-evoluTion framework for uncOvering and mitigating implicit Risks in LLMs on Domain Tasks. To address the limitations of labor-intensive human evaluation, we introduce a novel metacognitive self-assessment tool. This enables LLMs to reflect on potential value misalignments in their responses using strategies like perspective-taking and consequential thinking. We also release a supporting dataset of 9,000 risk queries spanning education, finance, and management to enhance domain-specific risk identification. Subsequently, based on the outcomes of metacognitive reflection, the framework dynamically generates supplementary rule knowledge graphs that extend predefined static rule trees. This enables models to actively apply validated rules to future similar challenges, establishing a continuous self-evolution cycle that enhances generalization by reducing maintenance costs and inflexibility of static systems. Finally, we employ activation steering during inference to guide LLMs in following the rules, a cost-effective method to robustly enhance enforcement across diverse contexts. Experimental results show MENTOR's effectiveness: In defensive testing across three vertical domains, the framework substantially reduces semantic attack success rates, enabling a new level of implicit risk mitigation for LLMs. Furthermore, metacognitive assessment not only aligns closely with baseline human evaluators but also delivers more thorough and insightful analysis of LLMs value alignment.

Nineli Lashkarashvili, Wen Wu, Guangzhi Sun et al.

Foundation models have shown superior performance for speech emotion recognition (SER). However, given the limited data in emotion corpora, finetuning all parameters of large pre-trained models for SER can be both resource-intensive and susceptible to overfitting. This paper investigates parameter-efficient finetuning (PEFT) for SER. Various PEFT adaptors are systematically studied for both classification of discrete emotion categories and prediction of dimensional emotional attributes. The results demonstrate that the combination of PEFT methods surpasses full finetuning with a significant reduction in the number of trainable parameters. Furthermore, a two-stage adaptation strategy is proposed to adapt models trained on acted emotion data, which is more readily available, to make the model more adept at capturing natural emotional expressions. Both intra- and cross-corpus experiments validate the efficacy of the proposed approach in enhancing the performance on both the source and target domains.

Zhenxiao Cheng, Jie Zhou, Wen Wu et al.

Gradient-based explanation methods are increasingly used to interpret neural models in natural language processing (NLP) due to their high fidelity. Such methods determine word-level importance using dimension-level gradient values through a norm function, often presuming equal significance for all gradient dimensions. However, in the context of Aspect-based Sentiment Analysis (ABSA), our preliminary research suggests that only specific dimensions are pertinent. To address this, we propose the Information Bottleneck-based Gradient (\texttt{IBG}) explanation framework for ABSA. This framework leverages an information bottleneck to refine word embeddings into a concise intrinsic dimension, maintaining essential features and omitting unrelated information. Comprehensive tests show that our \texttt{IBG} approach considerably improves both the models' performance and interpretability by identifying sentiment-aware features.

Yu Ji, Wen Wu, Yi Hu et al.

Few-shot prompting elicits the remarkable abilities of large language models by equipping them with a few demonstration examples in the input. However, the traditional method of providing large language models with all demonstration input-output pairs at once may not effectively guide large language models to learn the specific input-output mapping relationship. In this paper, inspired by the regulatory and supportive role of metacognition in students' learning, we propose a novel metacognition-enhanced few-shot prompting, which guides large language models to reflect on their thought processes to comprehensively learn the given demonstration examples. Furthermore, considering that positive reinforcement can improve students' learning motivation, we introduce positive reinforcement into our metacognition-enhanced few-shot prompting to promote the few-shot learning of large language models by providing response-based positive feedback. The experimental results on two real-world datasets show that our metacognition-enhanced few-shot prompting with positive reinforcement surpasses traditional few-shot prompting in classification accuracy and macro F1.

Wen Wu, Chao Zhang, Philip C. Woodland

This paper proposes handling training data sparsity in speech-based automatic depression detection (SDD) using foundation models pre-trained with self-supervised learning (SSL). An analysis of SSL representations derived from different layers of pre-trained foundation models is first presented for SDD, which provides insight to suitable indicator for depression detection. Knowledge transfer is then performed from automatic speech recognition (ASR) and emotion recognition to SDD by fine-tuning the foundation models. Results show that the uses of oracle and ASR transcriptions yield similar SDD performance when the hidden representations of the ASR model is incorporated along with the ASR textual information. By integrating representations from multiple foundation models, state-of-the-art SDD results based on real ASR were achieved on the DAIC-WOZ dataset.

Wen Wu, Chao Zhang, Philip C. Woodland

In this paper, a novel two-branch neural network model structure is proposed for multimodal emotion recognition, which consists of a time synchronous branch (TSB) and a time asynchronous branch (TAB). To capture correlations between each word and its acoustic realisation, the TSB combines speech and text modalities at each input window frame and then does pooling across time to form a single embedding vector. The TAB, by contrast, provides cross-utterance information by integrating sentence text embeddings from a number of context utterances into another embedding vector. The final emotion classification uses both the TSB and the TAB embeddings. Experimental results on the IEMOCAP dataset demonstrate that the two-branch structure achieves state-of-the-art results in 4-way classification with all common test setups. When using automatic speech recognition (ASR) output instead of manually transcribed reference text, it is shown that the cross-utterance information considerably improves the robustness against ASR errors. Furthermore, by incorporating an extra class for all the other emotions, the final 5-way classification system with ASR hypotheses can be viewed as a prototype for more realistic emotion recognition systems.