Yuncong Liu

Zhi Chen, Lu Chen, Bei Chen et al.

With the development of pre-trained language models, remarkable success has been witnessed in dialogue understanding (DU). However, current DU approaches usually employ independent models for each distinct DU task without considering shared knowledge across different DU tasks. In this paper, we propose a unified generative dialogue understanding framework, named {\em UniDU}, to achieve effective information exchange across diverse DU tasks. Here, we reformulate all DU tasks into a unified prompt-based generative model paradigm. More importantly, a novel model-agnostic multi-task training strategy (MATS) is introduced to dynamically adapt the weights of diverse tasks for best knowledge sharing during training, based on the nature and available data of each task. Experiments on ten DU datasets covering five fundamental DU tasks show that the proposed UniDU framework largely outperforms task-specific well-designed methods on all tasks. MATS also reveals the knowledge-sharing structure of these tasks. Finally, UniDU obtains promising performance in the unseen dialogue domain, showing the great potential for generalization.

Zhi Chen, Yuncong Liu, Lu Chen et al.

This paper presents an ontology-aware pretrained language model (OPAL) for end-to-end task-oriented dialogue (TOD). Unlike chit-chat dialogue models, task-oriented dialogue models fulfill at least two task-specific modules: dialogue state tracker (DST) and response generator (RG). The dialogue state consists of the domain-slot-value triples, which are regarded as the user's constraints to search the domain-related databases. The large-scale task-oriented dialogue data with the annotated structured dialogue state usually are inaccessible. It prevents the development of the pretrained language model for the task-oriented dialogue. We propose a simple yet effective pretraining method to alleviate this problem, which consists of two pretraining phases. The first phase is to pretrain on large-scale contextual text data, where the structured information of the text is extracted by the information extracting tool. To bridge the gap between the pretraining method and downstream tasks, we design two pretraining tasks: ontology-like triple recovery and next-text generation, which simulates the DST and RG, respectively. The second phase is to fine-tune the pretrained model on the TOD data. The experimental results show that our proposed method achieves an exciting boost and get competitive performance even without any TOD data on CamRest676 and MultiWOZ benchmarks.

Zhi Chen, Jijia Bao, Lu Chen et al.

Building a universal conversational agent has been a long-standing goal of the dialogue research community. Most previous works only focus on a small set of dialogue tasks. In this work, we aim to build a unified dialogue foundation model (DFM) which can be used to solve massive diverse dialogue tasks. To achieve this goal, a large-scale well-annotated dialogue dataset with rich task diversity (DialogZoo) is collected. We introduce a framework to unify all dialogue tasks and propose novel auxiliary self-supervised tasks to achieve stable training of DFM on the highly diverse large scale DialogZoo corpus. Experiments show that, compared with models of the same size, DFM can achieve state-of-the-art or competitive performance on very rich cross-domain downstream dialogue tasks. This demonstrates that DFM largely extends the ability of unified dialogue pre-trained model.

Yuncong Liu, Yuan Wan, Zhou Jiang et al.

Key Opinion Leader (KOL) discourse on social media is widely consumed as investment guidance, yet turning it into executable trading strategies without injecting assumptions about unspecified execution decisions remains an open problem. We observe that the gaps in KOL statements are not random deficiencies but a structured separation: KOLs express directional intent (what to buy or sell and why) while leaving execution decisions (when, how much, how long) systematically unspecified. Building on this observation, we propose an intent-preserving policy completion framework that treats KOL discourse as a partial trading policy and uses offline reinforcement learning to complete the missing execution decisions around the KOL-expressed intent. Experiments on multimodal KOL discourse from YouTube and X (2022-2025) show that KICL achieves the best return and Sharpe ratio on both platforms while maintaining zero unsupported entries and zero directional reversals, and ablations confirm that the full framework yields an 18.9% return improvement over the KOL-aligned baseline.

Hang Zheng, Hongshen Xu, Yuncong Liu et al.

Large language models (LLMs) are prone to hallucination stemming from misaligned self-awareness, particularly when processing queries exceeding their knowledge boundaries. While existing mitigation strategies employ uncertainty estimation or query rejection mechanisms, they suffer from computational efficiency and sacrificed helpfulness. To address these issues, we propose the Explicit Knowledge Boundary Modeling (EKBM) framework, integrating fast and slow reasoning systems to harmonize reliability and usability. The framework first employs a fast-thinking model to generate confidence-labeled responses, enabling immediate utilization of high-confidence outputs, whereas uncertain predictions trigger a slow refinement model for accuracy improvement. To align model behavior with our proposed object, we propose a hybrid training pipeline, enhancing self-awareness without degrading task performance. Evaluations on dialogue state tracking tasks demonstrate that EKBM achieves superior model reliability over uncertainty-based baselines. Further analysis reveals that refinement substantially boosts accuracy while maintaining low computational overhead. The framework establishes a scalable paradigm for deploying reliable LLMs in error-sensitive applications, effectively balancing accuracy and practical utility.

Yixuan Liang, Yuncong Liu, Neng Wang et al.

Financial sentiment analysis is crucial for understanding the influence of news on stock prices. Recently, large language models (LLMs) have been widely adopted for this purpose due to their advanced text analysis capabilities. However, these models often only consider the news content itself, ignoring its dissemination, which hampers accurate prediction of short-term stock movements. Additionally, current methods often lack sufficient contextual data and explicit instructions in their prompts, limiting LLMs' ability to interpret news. In this paper, we propose a data-driven approach that enhances LLM-powered sentiment-based stock movement predictions by incorporating news dissemination breadth, contextual data, and explicit instructions. We cluster recent company-related news to assess its reach and influence, enriching prompts with more specific data and precise instructions. This data is used to construct an instruction tuning dataset to fine-tune an LLM for predicting short-term stock price movements. Our experimental results show that our approach improves prediction accuracy by 8\% compared to existing methods.

Zihan Zhao, Yuncong Liu, Lu Chen et al.

Recently, pre-trained language models like BERT have shown promising performance on multiple natural language processing tasks. However, the application of these models has been limited due to their huge size. To reduce its size, a popular and efficient way is quantization. Nevertheless, most of the works focusing on BERT quantization adapted primary linear clustering as the quantization scheme, and few works try to upgrade it. That limits the performance of quantization significantly. In this paper, we implement k-means quantization and compare its performance on the fix-precision quantization of BERT with linear quantization. Through the comparison, we verify that the effect of the underlying quantization scheme upgrading is underestimated and there is a huge development potential of k-means quantization. Besides, we also compare the two quantization schemes on ALBERT models to explore the robustness differences between different pre-trained models.