Dekai Zhang

Dekai Zhang, Francesca Toni, Matthew Williams

Recent research has shown the potential for neural networks to improve upon classical survival models such as the Cox model, which is widely used in clinical practice. Neural networks, however, typically rely on data that are centrally available, whereas healthcare data are frequently held in secure silos. We present a federated Cox model that accommodates this data setting and also relaxes the proportional hazards assumption, allowing time-varying covariate effects. In this latter respect, our model does not require explicit specification of the time-varying effects, reducing upfront organisational costs compared to previous works. We experiment with publicly available clinical datasets and demonstrate that the federated model is able to perform as well as a standard model.

Jun Rui Lee, Sadegh Emami, Michael David Hollins et al.

Feature attribution (FA) methods are widely used in explainable AI (XAI) to help users understand how the inputs of a machine learning model contribute to its outputs. However, different FA models often provide disagreeing importance scores for the same model. In the absence of ground truth or in-depth knowledge about the inner workings of the model, it is often difficult to meaningfully determine which of the different FA methods produce more suitable explanations in different contexts. As a step towards addressing this issue, we introduce the open-source XAI-Units benchmark, specifically designed to evaluate FA methods against diverse types of model behaviours, such as feature interactions, cancellations, and discontinuous outputs. Our benchmark provides a set of paired datasets and models with known internal mechanisms, establishing clear expectations for desirable attribution scores. Accompanied by a suite of built-in evaluation metrics, XAI-Units streamlines systematic experimentation and reveals how FA methods perform against distinct, atomic kinds of model reasoning, similar to unit tests in software engineering. Crucially, by using procedurally generated models tied to synthetic datasets, we pave the way towards an objective and reliable comparison of FA methods.

Dekai Zhang, Matthew Williams, Francesca Toni

Neural networks (NNs) can learn to rely on spurious signals in the training data, leading to poor generalisation. Recent methods tackle this problem by training NNs with additional ground-truth annotations of such signals. These methods may, however, let spurious signals re-emerge in deep convolutional NNs (CNNs). We propose Targeted Activation Penalty (TAP), a new method tackling the same problem by penalising activations to control the re-emergence of spurious signals in deep CNNs, while also lowering training times and memory usage. In addition, ground-truth annotations can be expensive to obtain. We show that TAP still works well with annotations generated by pre-trained models as effective substitutes of ground-truth annotations. We demonstrate the power of TAP against two state-of-the-art baselines on the MNIST benchmark and on two clinical image datasets, using four different CNN architectures.

Dekai Zhang, Matthew Williams, Francesca Toni

Federated learning (FL) is a widely used framework for machine learning in distributed data environments where clients hold data that cannot be easily centralised, such as for data protection reasons. FL, however, is known to be vulnerable to non-IID data. Clustered FL addresses this issue by finding more homogeneous clusters of clients. We propose a novel one-shot clustering method, EMD-CFL, using the Earth Mover's distance (EMD) between data distributions in embedding space. We theoretically motivate the use of EMDs using results from the domain adaptation literature and demonstrate empirically superior clustering performance in extensive comparisons against 16 baselines and on a range of challenging datasets.