Vishrav Chaudhary

Abdelrahman Abouelenin, Atabak Ashfaq, Adam Atkinson et al. · microsoft-research

We introduce Phi-4-Mini and Phi-4-Multimodal, compact yet highly capable language and multimodal models. Phi-4-Mini is a 3.8-billion-parameter language model trained on high-quality web and synthetic data, significantly outperforming recent open-source models of similar size and matching the performance of models twice its size on math and coding tasks requiring complex reasoning. This achievement is driven by a carefully curated synthetic data recipe emphasizing high-quality math and coding datasets. Compared to its predecessor, Phi-3.5-Mini, Phi-4-Mini features an expanded vocabulary size of 200K tokens to better support multilingual applications, as well as group query attention for more efficient long-sequence generation. Phi-4-Multimodal is a multimodal model that integrates text, vision, and speech/audio input modalities into a single model. Its novel modality extension approach leverages LoRA adapters and modality-specific routers to allow multiple inference modes combining various modalities without interference. For example, it now ranks first in the OpenASR leaderboard to date, although the LoRA component of the speech/audio modality has just 460 million parameters. Phi-4-Multimodal supports scenarios involving (vision + language), (vision + speech), and (speech/audio) inputs, outperforming larger vision-language and speech-language models on a wide range of tasks. Additionally, we experiment to further train Phi-4-Mini to enhance its reasoning capabilities. Despite its compact 3.8-billion-parameter size, this experimental version achieves reasoning performance on par with or surpassing significantly larger models, including DeepSeek-R1-Distill-Qwen-7B and DeepSeek-R1-Distill-Llama-8B.

Shuming Ma, Hongyu Wang, Shaohan Huang et al. · microsoft-research

Large Transformers have achieved state-of-the-art performance across many tasks. Most open-source libraries on scaling Transformers focus on improving training or inference with better parallelization. In this work, we present TorchScale, an open-source toolkit that allows researchers and developers to scale up Transformers efficiently and effectively. TorchScale has the implementation of several modeling techniques, which can improve modeling generality and capability, as well as training stability and efficiency. Experimental results on language modeling and neural machine translation demonstrate that TorchScale can successfully scale Transformers to different sizes without tears. The library is available at https://aka.ms/torchscale.

Shaohan Huang, Li Dong, Wenhui Wang et al. · cmu, microsoft-research

A big convergence of language, multimodal perception, action, and world modeling is a key step toward artificial general intelligence. In this work, we introduce Kosmos-1, a Multimodal Large Language Model (MLLM) that can perceive general modalities, learn in context (i.e., few-shot), and follow instructions (i.e., zero-shot). Specifically, we train Kosmos-1 from scratch on web-scale multimodal corpora, including arbitrarily interleaved text and images, image-caption pairs, and text data. We evaluate various settings, including zero-shot, few-shot, and multimodal chain-of-thought prompting, on a wide range of tasks without any gradient updates or finetuning. Experimental results show that Kosmos-1 achieves impressive performance on (i) language understanding, generation, and even OCR-free NLP (directly fed with document images), (ii) perception-language tasks, including multimodal dialogue, image captioning, visual question answering, and (iii) vision tasks, such as image recognition with descriptions (specifying classification via text instructions). We also show that MLLMs can benefit from cross-modal transfer, i.e., transfer knowledge from language to multimodal, and from multimodal to language. In addition, we introduce a dataset of Raven IQ test, which diagnoses the nonverbal reasoning capability of MLLMs.

Yutao Sun, Li Dong, Barun Patra et al. · microsoft-research, tsinghua

Position modeling plays a critical role in Transformers. In this paper, we focus on length extrapolation, i.e., training on short texts while evaluating longer sequences. We define attention resolution as an indicator of extrapolation. Then we propose two designs to improve the above metric of Transformers. Specifically, we introduce a relative position embedding to explicitly maximize attention resolution. Moreover, we use blockwise causal attention during inference for better resolution. We evaluate different Transformer variants with language modeling. Experimental results show that our model achieves strong performance in both interpolation and extrapolation settings. The code will be available at https://aka.ms/LeX-Transformer.

Hongyu Wang, Shuming Ma, Shaohan Huang et al. · cmu, microsoft-research

A big convergence of model architectures across language, vision, speech, and multimodal is emerging. However, under the same name "Transformers", the above areas use different implementations for better performance, e.g., Post-LayerNorm for BERT, and Pre-LayerNorm for GPT and vision Transformers. We call for the development of Foundation Transformer for true general-purpose modeling, which serves as a go-to architecture for various tasks and modalities with guaranteed training stability. In this work, we introduce a Transformer variant, named Magneto, to fulfill the goal. Specifically, we propose Sub-LayerNorm for good expressivity, and the initialization strategy theoretically derived from DeepNet for stable scaling up. Extensive experiments demonstrate its superior performance and better stability than the de facto Transformer variants designed for various applications, including language modeling (i.e., BERT, and GPT), machine translation, vision pretraining (i.e., BEiT), speech recognition, and multimodal pretraining (i.e., BEiT-3).

Barun Patra, Saksham Singhal, Shaohan Huang et al. · cmu, microsoft-research

In this paper, we elaborate upon recipes for building multilingual representation models that are not only competitive with existing state-of-the-art models but are also more parameter efficient, thereby promoting better adoption in resource-constrained scenarios and practical applications. We show that going beyond English-centric bitexts, coupled with a novel sampling strategy aimed at reducing under-utilization of training data, substantially boosts performance across model sizes for both Electra and MLM pre-training objectives. We introduce XY-LENT: X-Y bitext enhanced Language ENcodings using Transformers which not only achieves state-of-the-art performance over 5 cross-lingual tasks within all model size bands, is also competitive across bands. Our XY-LENT XL variant outperforms XLM-RXXL and exhibits competitive performance with mT5 XXL while being 5x and 6x smaller respectively. We then show that our proposed method helps ameliorate the curse of multilinguality, with the XY-LENT XL achieving 99.3% GLUE performance and 98.5% SQuAD 2.0 performance compared to a SoTA English only model in the same size band. We then analyze our models performance on extremely low resource languages and posit that scaling alone may not be sufficient for improving the performance in this scenario

Jessica Huynh, Cathy Jiao, Prakhar Gupta et al. · cmu

Language models have steadily increased in size over the past few years. They achieve a high level of performance on various natural language processing (NLP) tasks such as question answering and summarization. Large language models (LLMs) have been used for generation and can now output human-like text. Due to this, there are other downstream tasks in the realm of dialog that can now harness the LLMs' language understanding capabilities. Dialog evaluation is one task that this paper will explore. It concentrates on prompting with LLMs: BLOOM, OPT, GPT-3, Flan-T5, InstructDial and TNLGv2. The paper shows that the choice of datasets used for training a model contributes to how well it performs on a task as well as on how the prompt should be structured. Specifically, the more diverse and relevant the group of datasets that a model is trained on, the better dialog evaluation performs. This paper also investigates how the number of examples in the prompt and the type of example selection used affect the model's performance.

Martin Josifoski, Maxime Peyrard, Frano Rajic et al.

A critical component of a successful language generation pipeline is the decoding algorithm. However, the general principles that should guide the choice of a decoding algorithm remain unclear. Previous works only compare decoding algorithms in narrow scenarios, and their findings do not generalize across tasks. We argue that the misalignment between the model's likelihood and the task-specific notion of utility is the key factor to understanding the effectiveness of decoding algorithms. To structure the discussion, we introduce a taxonomy of misalignment mitigation strategies (MMSs), providing a unifying view of decoding as a tool for alignment. The MMS taxonomy groups decoding algorithms based on their implicit assumptions about likelihood--utility misalignment, yielding general statements about their applicability across tasks. Specifically, by analyzing the correlation between the likelihood and the utility of predictions across a diverse set of tasks, we provide empirical evidence supporting the proposed taxonomy and a set of principles to structure reasoning when choosing a decoding algorithm. Crucially, our analysis is the first to relate likelihood-based decoding algorithms with algorithms that rely on external information, such as value-guided methods and prompting, and covers the most diverse set of tasks to date. Code, data, and models are available at https://github.com/epfl-dlab/understanding-decoding.

Percy Liang, Rishi Bommasani, Tony Lee et al. · stanford

Language models (LMs) are becoming the foundation for almost all major language technologies, but their capabilities, limitations, and risks are not well understood. We present Holistic Evaluation of Language Models (HELM) to improve the transparency of language models. First, we taxonomize the vast space of potential scenarios (i.e. use cases) and metrics (i.e. desiderata) that are of interest for LMs. Then we select a broad subset based on coverage and feasibility, noting what's missing or underrepresented (e.g. question answering for neglected English dialects, metrics for trustworthiness). Second, we adopt a multi-metric approach: We measure 7 metrics (accuracy, calibration, robustness, fairness, bias, toxicity, and efficiency) for each of 16 core scenarios when possible (87.5% of the time). This ensures metrics beyond accuracy don't fall to the wayside, and that trade-offs are clearly exposed. We also perform 7 targeted evaluations, based on 26 targeted scenarios, to analyze specific aspects (e.g. reasoning, disinformation). Third, we conduct a large-scale evaluation of 30 prominent language models (spanning open, limited-access, and closed models) on all 42 scenarios, 21 of which were not previously used in mainstream LM evaluation. Prior to HELM, models on average were evaluated on just 17.9% of the core HELM scenarios, with some prominent models not sharing a single scenario in common. We improve this to 96.0%: now all 30 models have been densely benchmarked on the same core scenarios and metrics under standardized conditions. Our evaluation surfaces 25 top-level findings. For full transparency, we release all raw model prompts and completions publicly for further analysis, as well as a general modular toolkit. We intend for HELM to be a living benchmark for the community, continuously updated with new scenarios, metrics, and models.

Liyuan Liu, Young Jin Kim, Shuohang Wang et al. · microsoft-research

Mixture-of-Experts (MoE) models scale more effectively than dense models due to sparse computation through expert routing, selectively activating only a small subset of expert modules. However, sparse computation challenges traditional training practices, as discrete expert routing hinders standard backpropagation and thus gradient-based optimization, which are the cornerstone of deep learning. To better pursue the scaling power of MoE, we introduce GRIN (GRadient-INformed MoE training), which incorporates sparse gradient estimation for expert routing and configures model parallelism to avoid token dropping. Applying GRIN to autoregressive language modeling, we develop a top-2 16$\times$3.8B MoE model. Our model, with only 6.6B activated parameters, outperforms a 7B dense model and matches the performance of a 14B dense model trained on the same data. Extensive evaluations across diverse tasks demonstrate the potential of GRIN to significantly enhance MoE efficacy, achieving 79.4 on MMLU, 83.7 on HellaSwag, 74.4 on HumanEval, and 58.9 on MATH.

Yuntian Deng, Kiran Prasad, Roland Fernandez et al.

To augment language models with the ability to reason, researchers usually prompt or finetune them to produce chain of thought reasoning steps before producing the final answer. However, although people use natural language to reason effectively, it may be that LMs could reason more effectively with some intermediate computation that is not in natural language. In this work, we explore an alternative reasoning approach: instead of explicitly producing the chain of thought reasoning steps, we use the language model's internal hidden states to perform implicit reasoning. The implicit reasoning steps are distilled from a teacher model trained on explicit chain-of-thought reasoning, and instead of doing reasoning "horizontally" by producing intermediate words one-by-one, we distill it such that the reasoning happens "vertically" among the hidden states in different layers. We conduct experiments on a multi-digit multiplication task and a grade school math problem dataset and find that this approach enables solving tasks previously not solvable without explicit chain-of-thought, at a speed comparable to no chain-of-thought.

Shiyue Zhang, Vishrav Chaudhary, Naman Goyal et al.

A multilingual tokenizer is a fundamental component of multilingual neural machine translation. It is trained from a multilingual corpus. Since a skewed data distribution is considered to be harmful, a sampling strategy is usually used to balance languages in the corpus. However, few works have systematically answered how language imbalance in tokenizer training affects downstream performance. In this work, we analyze how translation performance changes as the data ratios among languages vary in the tokenizer training corpus. We find that while relatively better performance is often observed when languages are more equally sampled, the downstream performance is more robust to language imbalance than we usually expected. Two features, UNK rate and closeness to the character level, can warn of poor downstream performance before performing the task. We also distinguish language sampling for tokenizer training from sampling for model training and show that the model is more sensitive to the latter.

Tasnim Mohiuddin, Philipp Koehn, Vishrav Chaudhary et al.

Neural Machine Translation (NMT) models are typically trained on heterogeneous data that are concatenated and randomly shuffled. However, not all of the training data are equally useful to the model. Curriculum training aims to present the data to the NMT models in a meaningful order. In this work, we introduce a two-stage curriculum training framework for NMT where we fine-tune a base NMT model on subsets of data, selected by both deterministic scoring using pre-trained methods and online scoring that considers prediction scores of the emerging NMT model. Through comprehensive experiments on six language pairs comprising low- and high-resource languages from WMT'21, we have shown that our curriculum strategies consistently demonstrate better quality (up to +2.2 BLEU improvement) and faster convergence (approximately 50% fewer updates).

Johan Bjorck, Alon Benhaim, Vishrav Chaudhary et al.

State-of-the-art LLMs are powered by scaling -- scaling model size, dataset size and cluster size. It is economically infeasible to extensively tune hyperparameter for the largest runs. Instead, approximately optimal hyperparameters must be inferred or \textit{transferred} from smaller experiments. Hyperparameter transfer across model sizes has been studied in Yang et al. However, hyperparameter transfer across dataset size -- or token horizon -- has not been studied yet. To remedy this we conduct a large scale empirical study on how optimal learning rate (LR) depends on token horizon in LLM training. We first demonstrate that the optimal LR changes significantly with token horizon -- longer training necessitates smaller LR. Secondly we demonstrate the the optimal LR follows a scaling law, and that the optimal LR for longer horizons can be accurately estimated from shorter horizons via such scaling laws. We also provide a rule-of-thumb for transferring LR across token horizons with zero overhead over current practices. Lastly we provide evidence that LLama-1 used too high LR, and estimate the performance hit from this. We thus argue that hyperparameter transfer across data size is an important and overlooked component of LLM training.

Marah Abdin, Jyoti Aneja, Hany Awadalla et al. · microsoft-research, stanford

We introduce phi-3-mini, a 3.8 billion parameter language model trained on 3.3 trillion tokens, whose overall performance, as measured by both academic benchmarks and internal testing, rivals that of models such as Mixtral 8x7B and GPT-3.5 (e.g., phi-3-mini achieves 69% on MMLU and 8.38 on MT-bench), despite being small enough to be deployed on a phone. Our training dataset is a scaled-up version of the one used for phi-2, composed of heavily filtered publicly available web data and synthetic data. The model is also further aligned for robustness, safety, and chat format. We also provide parameter-scaling results with a 7B, 14B models trained for 4.8T tokens, called phi-3-small, phi-3-medium, both significantly more capable than phi-3-mini (e.g., respectively 75%, 78% on MMLU, and 8.7, 8.9 on MT-bench). To enhance multilingual, multimodal, and long-context capabilities, we introduce three models in the phi-3.5 series: phi-3.5-mini, phi-3.5-MoE, and phi-3.5-Vision. The phi-3.5-MoE, a 16 x 3.8B MoE model with 6.6 billion active parameters, achieves superior performance in language reasoning, math, and code tasks compared to other open-source models of similar scale, such as Llama 3.1 and the Mixtral series, and on par with Gemini-1.5-Flash and GPT-4o-mini. Meanwhile, phi-3.5-Vision, a 4.2 billion parameter model derived from phi-3.5-mini, excels in reasoning tasks and is adept at handling both single-image and text prompts, as well as multi-image and text prompts.

Kian Ahrabian, Xihui Lin, Barun Patra et al.

At the forefront of state-of-the-art human alignment methods are preference optimization methods (*PO). Prior research has often concentrated on identifying the best-performing method, typically involving a grid search over hyperparameters, which can be impractical for general practitioners. In this paper, we examine the robustness of existing state-of-the-art methods to varying hyperparameters in a realistic out-of-distribution (OOD) scenario that mirrors real-world applications of human alignment. Our goal is to empirically find the method that increases the likelihood of achieving better results through the lens of various metrics, such as KL divergence and response length. We also introduce LN-DPO, a simple length-normalized version of DPO that is more stable across hyperparameters, effectively reduces the average response length, and improves performance. Our analysis of state-of-the-art reference-free (i.e., SimPO) and reference-dependent (i.e., DPO and LN-DPO) methods reveals that they perform similarly at their peak (i.e., best possible scenario). However, we uncover that the pattern of change in performance greatly varies as we move away from the best possible scenario.

Xihui Lin, Yunan Zhang, Suyu Ge et al.

Sparse attention, which selectively attends to a subset of tokens in the context was supposed to be efficient. However, its theoretical reduction in FLOPs has rarely translated into wall-clock speed-up over its dense attention counterparts due to the lack of hardware-aware optimizations like FlashAttention. Meanwhile, it remains unclear whether sparse attention can maintain the model's quality at a scale of today's large language models (LLMs) and how. This paper presents Sparsely-Sharded(S2) Attention, a Triton library that provides kernel optimization for sparse attention customizable at both per-head and per-context-range levels. S2-Attention enables the exploration of novel and high-performance sparse attention techniques, which we demonstrate through extensive ablations across a wide range of sparse attention designs at various model scales. From these insights, we present several basic guidelines to design sparse attention that can achieve not only practical efficiency improvements, but also strong downstream performance. To achieve high parallelization and optimized memory IO, sparse attention should shard the context heterogeneously across attention heads, where each head attends to a different subset of tokens while collectively covering the full context. Meanwhile, we find hybrid architectures combining sparse and dense attention particularly beneficial in practice. S2-Attention achieves wall-clock speedup of 8.79X, 15.87X, 25.3X compared to the strong FlashAttention-2 baseline with strong downstream performance on-par with full attention and perfect retrieval performance at a 128k context length. At inference, for 7B models, our model, with the help of our S2-Attention kernel, achieves 4.5x speed-up compared to dense counterparts. S2-Attention is released with easy-to-customize APIs for direct usage in Megatron and vLLM.

Sanchit Ahuja, Kumar Tanmay, Hardik Hansrajbhai Chauhan et al.

Despite the remarkable success of large language models (LLMs) in English, a significant performance gap remains in non-English languages. To address this, we introduce a novel approach for strategically constructing a multilingual synthetic instruction tuning dataset, sPhinX. Unlike prior methods that directly translate fixed instruction-response pairs, sPhinX enhances diversity by selectively augmenting English instruction-response pairs with multilingual translations. Additionally, we propose LANGIT, a novel N-shot guided fine-tuning strategy, which further enhances model performance by incorporating contextually relevant examples in each training sample. Our ablation study shows that our approach enhances the multilingual capabilities of Mistral-7B and Phi-3-Small improving performance by an average of 39.8% and 11.2%, respectively, across multilingual benchmarks in reasoning, question answering, reading comprehension, and machine translation. Moreover, sPhinX maintains strong performance on English LLM benchmarks while exhibiting minimal to no catastrophic forgetting, even when trained on 51 languages.

Ayush Jain, Pushkal Katara, Nikolaos Gkanatsios et al.

State-of-the-art models on contemporary 3D segmentation benchmarks like ScanNet consume and label dataset-provided 3D point clouds, obtained through post processing of sensed multiview RGB-D images. They are typically trained in-domain, forego large-scale 2D pre-training and outperform alternatives that featurize the posed RGB-D multiview images instead. The gap in performance between methods that consume posed images versus post-processed 3D point clouds has fueled the belief that 2D and 3D perception require distinct model architectures. In this paper, we challenge this view and propose ODIN (Omni-Dimensional INstance segmentation), a model that can segment and label both 2D RGB images and 3D point clouds, using a transformer architecture that alternates between 2D within-view and 3D cross-view information fusion. Our model differentiates 2D and 3D feature operations through the positional encodings of the tokens involved, which capture pixel coordinates for 2D patch tokens and 3D coordinates for 3D feature tokens. ODIN achieves state-of-the-art performance on ScanNet200, Matterport3D and AI2THOR 3D instance segmentation benchmarks, and competitive performance on ScanNet, S3DIS and COCO. It outperforms all previous works by a wide margin when the sensed 3D point cloud is used in place of the point cloud sampled from 3D mesh. When used as the 3D perception engine in an instructable embodied agent architecture, it sets a new state-of-the-art on the TEACh action-from-dialogue benchmark. Our code and checkpoints can be found at the project website (https://odin-seg.github.io).

Batuhan K. Karaman, Ishmam Zabir, Alon Benhaim et al.

Achieving both high safety and high usefulness simultaneously in large language models has become a critical challenge in recent years.Models often exhibit unsafe behavior or adopt an overly cautious approach leading to frequent overrefusal of benign prompts, which reduces their usefulness. A major factor underlying these behaviors is how the models are finetuned and aligned, particularly the nature and extent of the data used.In this work, we examine how overgenerating finetuning data with advanced teacher models (e.g., GPT-4o)-covering both general-purpose and toxic prompts-affects safety and usefulness in instruction-following language models.Additionally, we present POROver, an alignment strategy designed for models that are highly safe but prone to overrefusal. POROver employs preference optimization algorithms and leverages completions from an advanced teacher model to reduce overrefusals while maintaining safety.Our results show that overgenerating completions for general-purpose prompts significantly boosts safety with only a minimal impact on usefulness. Specifically, the F1 score calculated between safety and usefulness increases from 74.4% to 91.8% because of a substantial rise in safety. Moreover, overgeneration for toxic prompts raises usefulness from 11.1% to 57.6% while preserving safety. Finally, applying POROVer increases usefulness further-from 57.6% to 82.1%-while keeping safety at comparable levels. Our data and code are available at https://github.com/batuhankmkaraman/POROver.

Angela Fan, Shruti Bhosale, Holger Schwenk et al.

Existing work in translation demonstrated the potential of massively multilingual machine translation by training a single model able to translate between any pair of languages. However, much of this work is English-Centric by training only on data which was translated from or to English. While this is supported by large sources of training data, it does not reflect translation needs worldwide. In this work, we create a true Many-to-Many multilingual translation model that can translate directly between any pair of 100 languages. We build and open source a training dataset that covers thousands of language directions with supervised data, created through large-scale mining. Then, we explore how to effectively increase model capacity through a combination of dense scaling and language-specific sparse parameters to create high quality models. Our focus on non-English-Centric models brings gains of more than 10 BLEU when directly translating between non-English directions while performing competitively to the best single systems of WMT. We open-source our scripts so that others may reproduce the data, evaluation, and final M2M-100 model.

Holger Schwenk, Vishrav Chaudhary, Shuo Sun et al.

We present an approach based on multilingual sentence embeddings to automatically extract parallel sentences from the content of Wikipedia articles in 85 languages, including several dialects or low-resource languages. We do not limit the the extraction process to alignments with English, but systematically consider all possible language pairs. In total, we are able to extract 135M parallel sentences for 1620 different language pairs, out of which only 34M are aligned with English. This corpus of parallel sentences is freely available at https://github.com/facebookresearch/LASER/tree/master/tasks/WikiMatrix. To get an indication on the quality of the extracted bitexts, we train neural MT baseline systems on the mined data only for 1886 languages pairs, and evaluate them on the TED corpus, achieving strong BLEU scores for many language pairs. The WikiMatrix bitexts seem to be particularly interesting to train MT systems between distant languages without the need to pivot through English.

Francisco Guzmán, Peng-Jen Chen, Myle Ott et al.

For machine translation, a vast majority of language pairs in the world are considered low-resource because they have little parallel data available. Besides the technical challenges of learning with limited supervision, it is difficult to evaluate methods trained on low-resource language pairs because of the lack of freely and publicly available benchmarks. In this work, we introduce the FLoRes evaluation datasets for Nepali-English and Sinhala-English, based on sentences translated from Wikipedia. Compared to English, these are languages with very different morphology and syntax, for which little out-of-domain parallel data is available and for which relatively large amounts of monolingual data are freely available. We describe our process to collect and cross-check the quality of translations, and we report baseline performance using several learning settings: fully supervised, weakly supervised, semi-supervised, and fully unsupervised. Our experiments demonstrate that current state-of-the-art methods perform rather poorly on this benchmark, posing a challenge to the research community working on low-resource MT. Data and code to reproduce our experiments are available at https://github.com/facebookresearch/flores.

Giovanni Monea, Maxime Peyrard, Martin Josifoski et al.

Large language models (LLMs) have an impressive ability to draw on novel information supplied in their context. Yet the mechanisms underlying this contextual grounding remain unknown, especially in situations where contextual information contradicts factual knowledge stored in the parameters, which LLMs also excel at recalling. Favoring the contextual information is critical for retrieval-augmented generation methods, which enrich the context with up-to-date information, hoping that grounding can rectify outdated or noisy stored knowledge. We present a novel method to study grounding abilities using Fakepedia, a novel dataset of counterfactual texts constructed to clash with a model's internal parametric knowledge. In this study, we introduce Fakepedia, a counterfactual dataset designed to evaluate grounding abilities when the internal parametric knowledge clashes with the contextual information. We benchmark various LLMs with Fakepedia and conduct a causal mediation analysis of LLM components when answering Fakepedia queries, based on our Masked Grouped Causal Tracing (MGCT) method. Through this analysis, we identify distinct computational patterns between grounded and ungrounded responses. We finally demonstrate that distinguishing grounded from ungrounded responses is achievable through computational analysis alone. Our results, together with existing findings about factual recall mechanisms, provide a coherent narrative of how grounding and factual recall mechanisms interact within LLMs.

Yifei He, Alon Benhaim, Barun Patra et al.

We propose a novel scaling law for general-purpose decoder-only language models (LMs) trained on multilingual data, tackling the problem of balancing languages during multilingual pretraining. A primary challenge in studying multilingual scaling is the difficulty of analyzing individual language performance due to cross-lingual transfer. To address this, we shift the focus from individual languages to language families. We introduce and validate a hypothesis that the test cross-entropy loss for each language family is determined solely by its own sampling ratio, independent of other languages in the mixture. This insight simplifies the complexity of multilingual scaling and make the analysis scalable to an arbitrary number of languages. Building on this hypothesis, we derive a power-law relationship that links performance with dataset size, model size and sampling ratios. This relationship enables us to predict performance across various combinations of the above three quantities, and derive the optimal sampling ratios at different model scales. To demonstrate the effectiveness and accuracy of our proposed scaling law, we perform a large-scale empirical study, training more than 100 models on 23 languages spanning 5 language families. Our experiments show that the optimal sampling ratios derived from small models (85M parameters) generalize effectively to models that are several orders of magnitude larger (1.2B parameters), offering a resource-efficient approach for multilingual LM training at scale.

Millicent Ochieng, Varun Gumma, Sunayana Sitaram et al.

The deployment of Large Language Models (LLMs) in real-world applications presents both opportunities and challenges, particularly in multilingual and code-mixed communication settings. This research evaluates the performance of seven leading LLMs in sentiment analysis on a dataset derived from multilingual and code-mixed WhatsApp chats, including Swahili, English and Sheng. Our evaluation includes both quantitative analysis using metrics like F1 score and qualitative assessment of LLMs' explanations for their predictions. We find that, while Mistral-7b and Mixtral-8x7b achieved high F1 scores, they and other LLMs such as GPT-3.5-Turbo, Llama-2-70b, and Gemma-7b struggled with understanding linguistic and contextual nuances, as well as lack of transparency in their decision-making process as observed from their explanations. In contrast, GPT-4 and GPT-4-Turbo excelled in grasping diverse linguistic inputs and managing various contextual information, demonstrating high consistency with human alignment and transparency in their decision-making process. The LLMs however, encountered difficulties in incorporating cultural nuance especially in non-English settings with GPT-4s doing so inconsistently. The findings emphasize the necessity of continuous improvement of LLMs to effectively tackle the challenges of culturally nuanced, low-resource real-world settings and the need for developing evaluation benchmarks for capturing these issues.

Kriti Aggarwal, Aditi Khandelwal, Kumar Tanmay et al.

Visual document understanding is a complex task that involves analyzing both the text and the visual elements in document images. Existing models often rely on manual feature engineering or domain-specific pipelines, which limit their generalization ability across different document types and languages. In this paper, we propose DUBLIN, which is pretrained on web pages using three novel objectives: Masked Document Text Generation Task, Bounding Box Task, and Rendered Question Answering Task, that leverage both the spatial and semantic information in the document images. Our model achieves competitive or state-of-the-art results on several benchmarks, such as Web-Based Structural Reading Comprehension, Document Visual Question Answering, Key Information Extraction, Diagram Understanding, and Table Question Answering. In particular, we show that DUBLIN is the first pixel-based model to achieve an EM of 77.75 and F1 of 84.25 on the WebSRC dataset. We also show that our model outperforms the current pixel-based SOTA models on DocVQA, InfographicsVQA, OCR-VQA and AI2D datasets by 4.6%, 6.5%, 2.6% and 21%, respectively. We also achieve competitive performance on RVL-CDIP document classification. Moreover, we create new baselines for text-based datasets by rendering them as document images to promote research in this direction.

Oana Ignat, Jean Maillard, Vishrav Chaudhary et al.

We aim to investigate the performance of current OCR systems on low resource languages and low resource scripts. We introduce and make publicly available a novel benchmark, OCR4MT, consisting of real and synthetic data, enriched with noise, for 60 low-resource languages in low resource scripts. We evaluate state-of-the-art OCR systems on our benchmark and analyse most common errors. We show that OCR monolingual data is a valuable resource that can increase performance of Machine Translation models, when used in backtranslation. We then perform an ablation study to investigate how OCR errors impact Machine Translation performance and determine what is the minimum level of OCR quality needed for the monolingual data to be useful for Machine Translation.

Xi Victoria Lin, Todor Mihaylov, Mikel Artetxe et al.

Large-scale generative language models such as GPT-3 are competitive few-shot learners. While these models are known to be able to jointly represent many different languages, their training data is dominated by English, potentially limiting their cross-lingual generalization. In this work, we train multilingual generative language models on a corpus covering a diverse set of languages, and study their few- and zero-shot learning capabilities in a wide range of tasks. Our largest model with 7.5 billion parameters sets new state of the art in few-shot learning in more than 20 representative languages, outperforming GPT-3 of comparable size in multilingual commonsense reasoning (with +7.4% absolute accuracy improvement in 0-shot settings and +9.4% in 4-shot settings) and natural language inference (+5.4% in each of 0-shot and 4-shot settings). On the FLORES-101 machine translation benchmark, our model outperforms GPT-3 on 171 out of 182 directions with 32 training examples, while surpassing the official supervised baseline in 45 directions. We conduct an in-depth analysis of different multilingual prompting approaches, showing in particular that strong few-shot learning performance across languages can be achieved via cross-lingual transfer through both templates and demonstration examples. Finally, we evaluate our models in social value tasks such as hate speech detection in five languages and find it has limitations similar to comparable sized GPT-3 models.

Simeng Sun, Angela Fan, James Cross et al.

Recent work in multilingual machine translation (MMT) has focused on the potential of positive transfer between languages, particularly cases where higher-resourced languages can benefit lower-resourced ones. While training an MMT model, the supervision signals learned from one language pair can be transferred to the other via the tokens shared by multiple source languages. However, the transfer is inhibited when the token overlap among source languages is small, which manifests naturally when languages use different writing systems. In this paper, we tackle inhibited transfer by augmenting the training data with alternative signals that unify different writing systems, such as phonetic, romanized, and transliterated input. We test these signals on Indic and Turkic languages, two language families where the writing systems differ but languages still share common features. Our results indicate that a straightforward multi-source self-ensemble -- training a model on a mixture of various signals and ensembling the outputs of the same model fed with different signals during inference, outperforms strong ensemble baselines by 1.3 BLEU points on both language families. Further, we find that incorporating alternative inputs via self-ensemble can be particularly effective when training set is small, leading to +5 BLEU when only 5% of the total training data is accessible. Finally, our analysis demonstrates that including alternative signals yields more consistency and translates named entities more accurately, which is crucial for increased factuality of automated systems.

Shuo Sun, Ahmed El-Kishky, Vishrav Chaudhary et al.

Sentence-level Quality estimation (QE) of machine translation is traditionally formulated as a regression task, and the performance of QE models is typically measured by Pearson correlation with human labels. Recent QE models have achieved previously-unseen levels of correlation with human judgments, but they rely on large multilingual contextualized language models that are computationally expensive and make them infeasible for real-world applications. In this work, we evaluate several model compression techniques for QE and find that, despite their popularity in other NLP tasks, they lead to poor performance in this regression setting. We observe that a full model parameterization is required to achieve SoTA results in a regression task. However, we argue that the level of expressiveness of a model in a continuous range is unnecessary given the downstream applications of QE, and show that reframing QE as a classification problem and evaluating QE models using classification metrics would better reflect their actual performance in real-world applications.

Hongyu Gong, Vishrav Chaudhary, Yuqing Tang et al.

Cross-lingual document representations enable language understanding in multilingual contexts and allow transfer learning from high-resource to low-resource languages at the document level. Recently large pre-trained language models such as BERT, XLM and XLM-RoBERTa have achieved great success when fine-tuned on sentence-level downstream tasks. It is tempting to apply these cross-lingual models to document representation learning. However, there are two challenges: (1) these models impose high costs on long document processing and thus many of them have strict length limit; (2) model fine-tuning requires extra data and computational resources, which is not practical in resource-limited settings. In this work, we address these challenges by proposing unsupervised Language-Agnostic Weighted Document Representations (LAWDR). We study the geometry of pre-trained sentence embeddings and leverage it to derive document representations without fine-tuning. Evaluated on cross-lingual document alignment, LAWDR demonstrates comparable performance to state-of-the-art models on benchmark datasets.

Naman Goyal, Cynthia Gao, Vishrav Chaudhary et al.

One of the biggest challenges hindering progress in low-resource and multilingual machine translation is the lack of good evaluation benchmarks. Current evaluation benchmarks either lack good coverage of low-resource languages, consider only restricted domains, or are low quality because they are constructed using semi-automatic procedures. In this work, we introduce the FLORES-101 evaluation benchmark, consisting of 3001 sentences extracted from English Wikipedia and covering a variety of different topics and domains. These sentences have been translated in 101 languages by professional translators through a carefully controlled process. The resulting dataset enables better assessment of model quality on the long tail of low-resource languages, including the evaluation of many-to-many multilingual translation systems, as all translations are multilingually aligned. By publicly releasing such a high-quality and high-coverage dataset, we hope to foster progress in the machine translation community and beyond.

Wei-Jen Ko, Ahmed El-Kishky, Adithya Renduchintala et al.

The scarcity of parallel data is a major obstacle for training high-quality machine translation systems for low-resource languages. Fortunately, some low-resource languages are linguistically related or similar to high-resource languages; these related languages may share many lexical or syntactic structures. In this work, we exploit this linguistic overlap to facilitate translating to and from a low-resource language with only monolingual data, in addition to any parallel data in the related high-resource language. Our method, NMT-Adapt, combines denoising autoencoding, back-translation and adversarial objectives to utilize monolingual data for low-resource adaptation. We experiment on 7 languages from three different language families and show that our technique significantly improves translation into low-resource language compared to other translation baselines.

Abteen Ebrahimi, Manuel Mager, Arturo Oncevay et al.

Pretrained multilingual models are able to perform cross-lingual transfer in a zero-shot setting, even for languages unseen during pretraining. However, prior work evaluating performance on unseen languages has largely been limited to low-level, syntactic tasks, and it remains unclear if zero-shot learning of high-level, semantic tasks is possible for unseen languages. To explore this question, we present AmericasNLI, an extension of XNLI (Conneau et al., 2018) to 10 indigenous languages of the Americas. We conduct experiments with XLM-R, testing multiple zero-shot and translation-based approaches. Additionally, we explore model adaptation via continued pretraining and provide an analysis of the dataset by considering hypothesis-only models. We find that XLM-R's zero-shot performance is poor for all 10 languages, with an average performance of 38.62%. Continued pretraining offers improvements, with an average accuracy of 44.05%. Surprisingly, training on poorly translated data by far outperforms all other methods with an accuracy of 48.72%.

Yi-Lin Tuan, Ahmed El-Kishky, Adithya Renduchintala et al.

Quality estimation aims to measure the quality of translated content without access to a reference translation. This is crucial for machine translation systems in real-world scenarios where high-quality translation is needed. While many approaches exist for quality estimation, they are based on supervised machine learning requiring costly human labelled data. As an alternative, we propose a technique that does not rely on examples from human-annotators and instead uses synthetic training data. We train off-the-shelf architectures for supervised quality estimation on our synthetic data and show that the resulting models achieve comparable performance to models trained on human-annotated data, both for sentence and word-level prediction.

Marina Fomicheva, Shuo Sun, Erick Fonseca et al.

We present MLQE-PE, a new dataset for Machine Translation (MT) Quality Estimation (QE) and Automatic Post-Editing (APE). The dataset contains eleven language pairs, with human labels for up to 10,000 translations per language pair in the following formats: sentence-level direct assessments and post-editing effort, and word-level good/bad labels. It also contains the post-edited sentences, as well as titles of the articles where the sentences were extracted from, and the neural MT models used to translate the text.

Jingfei Du, Edouard Grave, Beliz Gunel et al.

Unsupervised pre-training has led to much recent progress in natural language understanding. In this paper, we study self-training as another way to leverage unlabeled data through semi-supervised learning. To obtain additional data for a specific task, we introduce SentAugment, a data augmentation method which computes task-specific query embeddings from labeled data to retrieve sentences from a bank of billions of unlabeled sentences crawled from the web. Unlike previous semi-supervised methods, our approach does not require in-domain unlabeled data and is therefore more generally applicable. Experiments show that self-training is complementary to strong RoBERTa baselines on a variety of tasks. Our augmentation approach leads to scalable and effective self-training with improvements of up to 2.6% on standard text classification benchmarks. Finally, we also show strong gains on knowledge-distillation and few-shot learning.

Yuqing Tang, Chau Tran, Xian Li et al.

Recent work demonstrates the potential of multilingual pretraining of creating one model that can be used for various tasks in different languages. Previous work in multilingual pretraining has demonstrated that machine translation systems can be created by finetuning on bitext. In this work, we show that multilingual translation models can be created through multilingual finetuning. Instead of finetuning on one direction, a pretrained model is finetuned on many directions at the same time. Compared to multilingual models trained from scratch, starting from pretrained models incorporates the benefits of large quantities of unlabeled monolingual data, which is particularly important for low resource languages where bitext is not available. We demonstrate that pretrained models can be extended to incorporate additional languages without loss of performance. We double the number of languages in mBART to support multilingual machine translation models of 50 languages. Finally, we create the ML50 benchmark, covering low, mid, and high resource languages, to facilitate reproducible research by standardizing training and evaluation data. On ML50, we demonstrate that multilingual finetuning improves on average 1 BLEU over the strongest baselines (being either multilingual from scratch or bilingual finetuning) while improving 9.3 BLEU on average over bilingual baselines from scratch.

Marina Fomicheva, Shuo Sun, Lisa Yankovskaya et al.

Quality Estimation (QE) is an important component in making Machine Translation (MT) useful in real-world applications, as it is aimed to inform the user on the quality of the MT output at test time. Existing approaches require large amounts of expert annotated data, computation and time for training. As an alternative, we devise an unsupervised approach to QE where no training or access to additional resources besides the MT system itself is required. Different from most of the current work that treats the MT system as a black box, we explore useful information that can be extracted from the MT system as a by-product of translation. By employing methods for uncertainty quantification, we achieve very good correlation with human judgments of quality, rivalling state-of-the-art supervised QE models. To evaluate our approach we collect the first dataset that enables work on both black-box and glass-box approaches to QE.

Ahmed El-Kishky, Vishrav Chaudhary, Francisco Guzman et al.

Cross-lingual document alignment aims to identify pairs of documents in two distinct languages that are of comparable content or translations of each other. In this paper, we exploit the signals embedded in URLs to label web documents at scale with an average precision of 94.5% across different language pairs. We mine sixty-eight snapshots of the Common Crawl corpus and identify web document pairs that are translations of each other. We release a new web dataset consisting of over 392 million URL pairs from Common Crawl covering documents in 8144 language pairs of which 137 pairs include English. In addition to curating this massive dataset, we introduce baseline methods that leverage cross-lingual representations to identify aligned documents based on their textual content. Finally, we demonstrate the value of this parallel documents dataset through a downstream task of mining parallel sentences and measuring the quality of machine translations from models trained on this mined data. Our objective in releasing this dataset is to foster new research in cross-lingual NLP across a variety of low, medium, and high-resource languages.

Alexis Conneau, Kartikay Khandelwal, Naman Goyal et al.

This paper shows that pretraining multilingual language models at scale leads to significant performance gains for a wide range of cross-lingual transfer tasks. We train a Transformer-based masked language model on one hundred languages, using more than two terabytes of filtered CommonCrawl data. Our model, dubbed XLM-R, significantly outperforms multilingual BERT (mBERT) on a variety of cross-lingual benchmarks, including +14.6% average accuracy on XNLI, +13% average F1 score on MLQA, and +2.4% F1 score on NER. XLM-R performs particularly well on low-resource languages, improving 15.7% in XNLI accuracy for Swahili and 11.4% for Urdu over previous XLM models. We also present a detailed empirical analysis of the key factors that are required to achieve these gains, including the trade-offs between (1) positive transfer and capacity dilution and (2) the performance of high and low resource languages at scale. Finally, we show, for the first time, the possibility of multilingual modeling without sacrificing per-language performance; XLM-R is very competitive with strong monolingual models on the GLUE and XNLI benchmarks. We will make our code, data and models publicly available.

Guillaume Wenzek, Marie-Anne Lachaux, Alexis Conneau et al.

Pre-training text representations have led to significant improvements in many areas of natural language processing. The quality of these models benefits greatly from the size of the pretraining corpora as long as its quality is preserved. In this paper, we describe an automatic pipeline to extract massive high-quality monolingual datasets from Common Crawl for a variety of languages. Our pipeline follows the data processing introduced in fastText (Mikolov et al., 2017; Grave et al., 2018), that deduplicates documents and identifies their language. We augment this pipeline with a filtering step to select documents that are close to high quality corpora like Wikipedia.

Peng-Jen Chen, Jiajun Shen, Matt Le et al.

This paper describes Facebook AI's submission to the WAT 2019 Myanmar-English translation task. Our baseline systems are BPE-based transformer models. We explore methods to leverage monolingual data to improve generalization, including self-training, back-translation and their combination. We further improve results by using noisy channel re-ranking and ensembling. We demonstrate that these techniques can significantly improve not only a system trained with additional monolingual data, but even the baseline system trained exclusively on the provided small parallel dataset. Our system ranks first in both directions according to human evaluation and BLEU, with a gain of over 8 BLEU points above the second best system.

Vishrav Chaudhary, Yuqing Tang, Francisco Guzmán et al.

In this paper, we describe our submission to the WMT19 low-resource parallel corpus filtering shared task. Our main approach is based on the LASER toolkit (Language-Agnostic SEntence Representations), which uses an encoder-decoder architecture trained on a parallel corpus to obtain multilingual sentence representations. We then use the representations directly to score and filter the noisy parallel sentences without additionally training a scoring function. We contrast our approach to other promising methods and show that LASER yields strong results. Finally, we produce an ensemble of different scoring methods and obtain additional gains. Our submission achieved the best overall performance for both the Nepali-English and Sinhala-English 1M tasks by a margin of 1.3 and 1.4 BLEU respectively, as compared to the second best systems. Moreover, our experiments show that this technique is promising for low and even no-resource scenarios.