LGOct 6, 2022
A Theory of Dynamic BenchmarksAli Shirali, Rediet Abebe, Moritz Hardt · berkeley
Dynamic benchmarks interweave model fitting and data collection in an attempt to mitigate the limitations of static benchmarks. In contrast to an extensive theoretical and empirical study of the static setting, the dynamic counterpart lags behind due to limited empirical studies and no apparent theoretical foundation to date. Responding to this deficit, we initiate a theoretical study of dynamic benchmarking. We examine two realizations, one capturing current practice and the other modeling more complex settings. In the first model, where data collection and model fitting alternate sequentially, we prove that model performance improves initially but can stall after only three rounds. Label noise arising from, for instance, annotator disagreement leads to even stronger negative results. Our second model generalizes the first to the case where data collection and model fitting have a hierarchical dependency structure. We show that this design guarantees strictly more progress than the first, albeit at a significant increase in complexity. We support our theoretical analysis by simulating dynamic benchmarks on two popular datasets. These results illuminate the benefits and practical limitations of dynamic benchmarking, providing both a theoretical foundation and a causal explanation for observed bottlenecks in empirical work.
CLJul 23, 2024Code
Lawma: The Power of Specialization for Legal AnnotationRicardo Dominguez-Olmedo, Vedant Nanda, Rediet Abebe et al.
Annotation and classification of legal text are central components of empirical legal research. Traditionally, these tasks are often delegated to trained research assistants. Motivated by the advances in language modeling, empirical legal scholars are increasingly turning to prompting commercial models, hoping that it will alleviate the significant cost of human annotation. Despite growing use, our understanding of how to best utilize large language models for legal annotation remains limited. To bridge this gap, we introduce CaselawQA, a benchmark comprising 260 legal annotation tasks, nearly all new to the machine learning community. We demonstrate that commercial models, such as GPT-4.5 and Claude 3.7 Sonnet, achieve non-trivial yet highly variable accuracy, generally falling short of the performance required for legal work. We then demonstrate that small, lightly fine-tuned models outperform commercial models. A few hundred to a thousand labeled examples are usually enough to achieve higher accuracy. Our work points to a viable alternative to the predominant practice of prompting commercial models. For concrete legal annotation tasks with some available labeled data, researchers are likely better off using a fine-tuned open-source model.
CYApr 13, 2023
Difficult Lessons on Social Prediction from Wisconsin Public SchoolsJuan C. Perdomo, Tolani Britton, Moritz Hardt et al.
Early warning systems (EWS) are predictive tools at the center of recent efforts to improve graduation rates in public schools across the United States. These systems assist in targeting interventions to individual students by predicting which students are at risk of dropping out. Despite significant investments in their widespread adoption, there remain large gaps in our understanding of the efficacy of EWS, and the role of statistical risk scores in education. In this work, we draw on nearly a decade's worth of data from a system used throughout Wisconsin to provide the first large-scale evaluation of the long-term impact of EWS on graduation outcomes. We present empirical evidence that the prediction system accurately sorts students by their dropout risk. We also find that it may have caused a single-digit percentage increase in graduation rates, though our empirical analyses cannot reliably rule out that there has been no positive treatment effect. Going beyond a retrospective evaluation of DEWS, we draw attention to a central question at the heart of the use of EWS: Are individual risk scores necessary for effectively targeting interventions? We propose a simple mechanism that only uses information about students' environments -- such as their schools, and districts -- and argue that this mechanism can target interventions just as efficiently as the individual risk score-based mechanism. Our argument holds even if individual predictions are highly accurate and effective interventions exist. In addition to motivating this simple targeting mechanism, our work provides a novel empirical backbone for the robust qualitative understanding among education researchers that dropout is structurally determined. Combined, our insights call into question the marginal value of individual predictions in settings where outcomes are driven by high levels of inequality.
GTMar 23, 2022
An Algorithmic Introduction to Savings CirclesRediet Abebe, Adam Eck, Christian Ikeokwu et al. · berkeley
Rotating savings and credit associations (roscas) are informal financial organizations common in settings where communities have reduced access to formal financial institutions. In a rosca, a fixed group of participants regularly contribute sums of money to a pot. This pot is then allocated periodically using lottery, aftermarket, or auction mechanisms. Roscas are empirically well-studied in economics. They are, however, challenging to study theoretically due to their dynamic nature. Typical economic analyses of roscas stop at coarse ordinal welfare comparisons to other credit allocation mechanisms, leaving much of roscas' ubiquity unexplained. In this work, we take an algorithmic perspective on the study of roscas. Building on techniques from the price of anarchy literature, we present worst-case welfare approximation guarantees. We further experimentally compare the welfare of outcomes as key features of the environment vary. These cardinal welfare analyses further rationalize the prevalence of roscas. We conclude by discussing several other promising avenues.
CYJun 19, 2022
Adversarial Scrutiny of Evidentiary Statistical SoftwareRediet Abebe, Moritz Hardt, Angela Jin et al.
The U.S. criminal legal system increasingly relies on software output to convict and incarcerate people. In a large number of cases each year, the government makes these consequential decisions based on evidence from statistical software -- such as probabilistic genotyping, environmental audio detection, and toolmark analysis tools -- that defense counsel cannot fully cross-examine or scrutinize. This undermines the commitments of the adversarial criminal legal system, which relies on the defense's ability to probe and test the prosecution's case to safeguard individual rights. Responding to this need to adversarially scrutinize output from such software, we propose robust adversarial testing as an audit framework to examine the validity of evidentiary statistical software. We define and operationalize this notion of robust adversarial testing for defense use by drawing on a large body of recent work in robust machine learning and algorithmic fairness. We demonstrate how this framework both standardizes the process for scrutinizing such tools and empowers defense lawyers to examine their validity for instances most relevant to the case at hand. We further discuss existing structural and institutional challenges within the U.S. criminal legal system that may create barriers for implementing this and other such audit frameworks and close with a discussion on policy changes that could help address these concerns.
CYApr 13
Compliant But Unsatisfactory: The Gap Between Auditing Standards and Practices for Probabilistic Genotyping SoftwareAngela Jin, Alexander Asemota, Dan E. Krane et al.
AI governance efforts increasingly rely on audit standards: agreed-upon practices for conducting audits. However, poorly designed standards can hide and lend credibility to inadequate systems. We explore how an audit standard's design influences its effectiveness through a case study of ASB 018, a standard for auditing probabilistic genotyping software -- software that the U.S. criminal legal system increasingly uses to analyze DNA samples. Through qualitative analysis of ASB 018 and five audit reports, we identify numerous gaps between the standard's desired outcomes and the auditing practices it enables. For instance, ASB 018 envisions that compliant audits establish restrictions on software use based on observed failures. However, audits can comply without establishing such boundaries. We connect these gaps to the design of the standard's requirements such as vague language and undefined terms. We conclude with recommendations for designing audit standards and evaluating their effectiveness.
AISep 8, 2022
Lost in Translation: Reimagining the Machine Learning Life Cycle in EducationLydia T. Liu, Serena Wang, Tolani Britton et al.
Machine learning (ML) techniques are increasingly prevalent in education, from their use in predicting student dropout, to assisting in university admissions, and facilitating the rise of MOOCs. Given the rapid growth of these novel uses, there is a pressing need to investigate how ML techniques support long-standing education principles and goals. In this work, we shed light on this complex landscape drawing on qualitative insights from interviews with education experts. These interviews comprise in-depth evaluations of ML for education (ML4Ed) papers published in preeminent applied ML conferences over the past decade. Our central research goal is to critically examine how the stated or implied education and societal objectives of these papers are aligned with the ML problems they tackle. That is, to what extent does the technical problem formulation, objectives, approach, and interpretation of results align with the education problem at hand. We find that a cross-disciplinary gap exists and is particularly salient in two parts of the ML life cycle: the formulation of an ML problem from education goals and the translation of predictions to interventions. We use these insights to propose an extended ML life cycle, which may also apply to the use of ML in other domains. Our work joins a growing number of meta-analytical studies across education and ML research, as well as critical analyses of the societal impact of ML. Specifically, it fills a gap between the prevailing technical understanding of machine learning and the perspective of education researchers working with students and in policy.
SIMar 12
Opinion Dynamics in Learning SystemsJiduan Wu, Rediet Abebe, Celestine Mendler-Dünner
We propose and analyze a unified framework that interleaves peer-to-peer opinion dynamics with performative effects of learning systems. While network theory studies how opinions evolve via social connections, and performative prediction examines how learning systems interplay with individuals' opinions, neither captures the emergent dynamics when these forces co-evolve. We model this interplay as a recursive feedback loop: a platform's predictions influence individual opinions, which then evolve through social interactions before forming the training data for the next platform model update. We demonstrate that this co-evolution induces a novel equilibrium that qualitatively differs from standard network equilibria. Specifically, we show that standard predictive objectives act as a ``homogenizing force" driving networks toward consensus even under conditions where classical opinion-dynamics models lead to disagreement. Further, we demonstrate how learning under partial observations creates spillover effects among individuals, even if individuals are not susceptible to peer-influence. Finally, we study a platform that systematically deviates from standard predictive objectives, and demonstrate how classical opinion-dynamics models underestimate the equilibrium response to node-level interventions. We complement our theoretical findings with semi-synthetic simulations on social network data. Combined, our results illuminate performativity as an important, so far neglected, qualifying factor in social networks.
LGMay 18
GRASP: Deterministic argument ranking in interaction graphsDiganta Misra, Antonio Orvieto, Rediet Abebe et al.
Large language models are increasingly deployed as automated judges to evaluate the strength of arguments. As this role expands, their legitimacy depends on consistency, transparency, and the ability to separate argumentative structure from rhetorical appeal. However, we show that holistic judging - a common LLM-as-a-Judge practice where a model provides a global verdict on a debate - suffers from substantial inter-model disagreement. We argue that this instability arises from collapsing a debate's complex interaction structure into a single opaque score. To address this, we propose GRASP (Gradual Ranking with Attacks and Support Propagation), a deterministic framework that aggregates stable local interaction judgments into a global ranking via a convergent attack--defense propagation operator. We show that local interaction judgments are more reproducible than holistic rankings in LLM-as-a-Judge evaluations, allowing GRASP to produce more consistent global rankings. We further show that GRASP scores do not correlate with human "convincingness" labels, highlighting a vital sociotechnical distinction: GRASP does not measure persuasion, factuality, or rhetorical appeal, but structural sufficiency - a defense-aware notion of argument robustness over the explicit interaction graph. Overall, GRASP offers a transparent and auditable alternative to holistic LLM judging.
AIFeb 22, 2025
Direct Alignment with Heterogeneous PreferencesAli Shirali, Arash Nasr-Esfahany, Abdullah Alomar et al. · berkeley
Alignment with human preferences is commonly framed using a universal reward function, even though human preferences are inherently heterogeneous. We formalize this heterogeneity by introducing user types and examine the limits of the homogeneity assumption. We show that aligning to heterogeneous preferences with a single policy is best achieved using the average reward across user types. However, this requires additional information about annotators. We examine improvements under different information settings, focusing on direct alignment methods. We find that minimal information can yield first-order improvements, while full feedback from each user type leads to consistent learning of the optimal policy. Surprisingly, however, no sample-efficient consistent direct loss exists in this latter setting. These results reveal a fundamental tension between consistency and sample efficiency in direct policy alignment.
LGMar 1, 2025
The Hidden Cost of Waiting for Accurate PredictionsAli Shirali, Ariel Procaccia, Rediet Abebe · berkeley
Algorithmic predictions are increasingly informing societal resource allocations by identifying individuals for targeting. Policymakers often build these systems with the assumption that by gathering more observations on individuals, they can improve predictive accuracy and, consequently, allocation efficiency. An overlooked yet consequential aspect of prediction-driven allocations is that of timing. The planner has to trade off relying on earlier and potentially noisier predictions to intervene before individuals experience undesirable outcomes, or they may wait to gather more observations to make more precise allocations. We examine this tension using a simple mathematical model, where the planner collects observations on individuals to improve predictions over time. We analyze both the ranking induced by these predictions and optimal resource allocation. We show that though individual prediction accuracy improves over time, counter-intuitively, the average ranking loss can worsen. As a result, the planner's ability to improve social welfare can decline. We identify inequality as a driving factor behind this phenomenon. Our findings provide a nuanced perspective and challenge the conventional wisdom that it is preferable to wait for more accurate predictions to ensure the most efficient allocations.
LGJun 19, 2024
Allocation Requires Prediction Only if Inequality Is LowAli Shirali, Rediet Abebe, Moritz Hardt
Algorithmic predictions are emerging as a promising solution concept for efficiently allocating societal resources. Fueling their use is an underlying assumption that such systems are necessary to identify individuals for interventions. We propose a principled framework for assessing this assumption: Using a simple mathematical model, we evaluate the efficacy of prediction-based allocations in settings where individuals belong to larger units such as hospitals, neighborhoods, or schools. We find that prediction-based allocations outperform baseline methods using aggregate unit-level statistics only when between-unit inequality is low and the intervention budget is high. Our results hold for a wide range of settings for the price of prediction, treatment effect heterogeneity, and unit-level statistics' learnability. Combined, we highlight the potential limits to improving the efficacy of interventions through prediction.
CLMay 11, 2023
When the Majority is Wrong: Modeling Annotator Disagreement for Subjective TasksEve Fleisig, Rediet Abebe, Dan Klein
Though majority vote among annotators is typically used for ground truth labels in natural language processing, annotator disagreement in tasks such as hate speech detection may reflect differences in opinion across groups, not noise. Thus, a crucial problem in hate speech detection is determining whether a statement is offensive to the demographic group that it targets, when that group may constitute a small fraction of the annotator pool. We construct a model that predicts individual annotator ratings on potentially offensive text and combines this information with the predicted target group of the text to model the opinions of target group members. We show gains across a range of metrics, including raising performance over the baseline by 22% at predicting individual annotators' ratings and by 33% at predicting variance among annotators, which provides a metric for model uncertainty downstream. We find that annotator ratings can be predicted using their demographic information and opinions on online content, without the need to track identifying annotator IDs that link each annotator to their ratings. We also find that use of non-invasive survey questions on annotators' online experiences helps to maximize privacy and minimize unnecessary collection of demographic information when predicting annotators' opinions.
CLApr 14, 2020
Quantifying Community Characteristics of Maternal Mortality Using Social MediaRediet Abebe, Salvatore Giorgi, Anna Tedijanto et al.
While most mortality rates have decreased in the US, maternal mortality has increased and is among the highest of any OECD nation. Extensive public health research is ongoing to better understand the characteristics of communities with relatively high or low rates. In this work, we explore the role that social media language can play in providing insights into such community characteristics. Analyzing pregnancy-related tweets generated in US counties, we reveal a diverse set of latent topics including Morning Sickness, Celebrity Pregnancies, and Abortion Rights. We find that rates of mentioning these topics on Twitter predicts maternal mortality rates with higher accuracy than standard socioeconomic and risk variables such as income, race, and access to health-care, holding even after reducing the analysis to six topics chosen for their interpretability and connections to known risk factors. We then investigate psychological dimensions of community language, finding the use of less trustful, more stressed, and more negative affective language is significantly associated with higher mortality rates, while trust and negative affect also explain a significant portion of racial disparities in maternal mortality. We discuss the potential for these insights to inform actionable health interventions at the community-level.
GTOct 21, 2018
Mechanism Design for Social GoodRediet Abebe, Kira Goldner
Across various domains--such as health, education, and housing--improving societal welfare involves allocating resources, setting policies, targeting interventions, and regulating activities. These solutions have an immense impact on the day-to-day lives of individuals, whether in the form of access to quality healthcare, labor market outcomes, or how votes are accounted for in a democratic society. Problems that can have an out-sized impact on individuals whose opportunities have historically been limited often pose conceptual and technical challenges, requiring insights from many disciplines. Conversely, the lack of interdisciplinary approach can leave these urgent needs unaddressed and can even exacerbate underlying socioeconomic inequalities. To realize the opportunities in these domains, we need to correctly set objectives and reason about human behavior and actions. Doing so requires a deep grounding in the field of interest and collaboration with domain experts who understand the societal implications and feasibility of proposed solutions. These insights can play an instrumental role in proposing algorithmically-informed policies. In this article, we describe the Mechanism Design for Social Good (MD4SG) research agenda, which involves using insights from algorithms, optimization, and mechanism design to improve access to opportunity. The MD4SG research community takes an interdisciplinary, multi-stakeholder approach to improve societal welfare. We discuss three exciting research avenues within MD4SG related to improving access to opportunity in the developing world, labor markets and discrimination, and housing. For each of these, we showcase ongoing work, underline new directions, and discuss potential for implementing existing work in practice.
CYJun 14, 2018
Using Search Queries to Understand Health Information Needs in AfricaRediet Abebe, Shawndra Hill, Jennifer Wortman Vaughan et al.
The lack of comprehensive, high-quality health data in developing nations creates a roadblock for combating the impacts of disease. One key challenge is understanding the health information needs of people in these nations. Without understanding people's everyday needs, concerns, and misconceptions, health organizations and policymakers lack the ability to effectively target education and programming efforts. In this paper, we propose a bottom-up approach that uses search data from individuals to uncover and gain insight into health information needs in Africa. We analyze Bing searches related to HIV/AIDS, malaria, and tuberculosis from all 54 African nations. For each disease, we automatically derive a set of common search themes or topics, revealing a wide-spread interest in various types of information, including disease symptoms, drugs, concerns about breastfeeding, as well as stigma, beliefs in natural cures, and other topics that may be hard to uncover through traditional surveys. We expose the different patterns that emerge in health information needs by demographic groups (age and sex) and country. We also uncover discrepancies in the quality of content returned by search engines to users by topic. Combined, our results suggest that search data can help illuminate health information needs in Africa and inform discussions on health policy and targeted education efforts both on- and offline.
SIFeb 20, 2018
Simplicial Closure and higher-order link predictionAustin R. Benson, Rediet Abebe, Michael T. Schaub et al.
Networks provide a powerful formalism for modeling complex systems by using a model of pairwise interactions. But much of the structure within these systems involves interactions that take place among more than two nodes at once; for example, communication within a group rather than person-to person, collaboration among a team rather than a pair of coauthors, or biological interaction between a set of molecules rather than just two. Such higher-order interactions are ubiquitous, but their empirical study has received limited attention, and little is known about possible organizational principles of such structures. Here we study the temporal evolution of 19 datasets with explicit accounting for higher-order interactions. We show that there is a rich variety of structure in our datasets but datasets from the same system types have consistent patterns of higher-order structure. Furthermore, we find that tie strength and edge density are competing positive indicators of higher-order organization, and these trends are consistent across interactions involving differing numbers of nodes. To systematically further the study of theories for such higher-order structures, we propose higher-order link prediction as a benchmark problem to assess models and algorithms that predict higher-order structure. We find a fundamental differences from traditional pairwise link prediction, with a greater role for local rather than long-range information in predicting the appearance of new interactions.
SIJan 24, 2018
Opinion Dynamics with Varying Susceptibility to PersuasionRediet Abebe, Jon Kleinberg, David Parkes et al.
A long line of work in social psychology has studied variations in people's susceptibility to persuasion -- the extent to which they are willing to modify their opinions on a topic. This body of literature suggests an interesting perspective on theoretical models of opinion formation by interacting parties in a network: in addition to considering interventions that directly modify people's intrinsic opinions, it is also natural to consider interventions that modify people's susceptibility to persuasion. In this work, we adopt a popular model for social opinion dynamics, and we formalize the opinion maximization and minimization problems where interventions happen at the level of susceptibility. We show that modeling interventions at the level of susceptibility lead to an interesting family of new questions in network opinion dynamics. We find that the questions are quite different depending on whether there is an overall budget constraining the number of agents we can target or not. We give a polynomial-time algorithm for finding the optimal target-set to optimize the sum of opinions when there are no budget constraints on the size of the target-set. We show that this problem is NP-hard when there is a budget, and that the objective function is neither submodular nor supermodular. Finally, we propose a heuristic for the budgeted opinion optimization and show its efficacy at finding target-sets that optimize the sum of opinions compared on real world networks, including a Twitter network with real opinion estimates.
DSNov 20, 2016
Fair Division via Social ComparisonRediet Abebe, Jon Kleinberg, David Parkes
In the classical cake cutting problem, a resource must be divided among agents with different utilities so that each agent believes they have received a fair share of the resource relative to the other agents. We introduce a variant of the problem in which we model an underlying social network on the agents with a graph, and agents only evaluate their shares relative to their neighbors' in the network. This formulation captures many situations in which it is unrealistic to assume a global view, and also exposes interesting phenomena in the original problem. Specifically, we say an allocation is locally envy-free if no agent envies a neighbor's allocation and locally proportional if each agent values her own allocation as much as the average value of her neighbor's allocations, with the former implying the latter. While global envy-freeness implies local envy-freeness, global proportionality does not imply local proportionality, or vice versa. A general result is that for any two distinct graphs on the same set of nodes and an allocation, there exists a set of valuation functions such that the allocation is locally proportional on one but not the other. We fully characterize the set of graphs for which an oblivious single-cutter protocol-- a protocol that uses a single agent to cut the cake into pieces --admits a bounded protocol with $O(n^2)$ query complexity for locally envy-free allocations in the Robertson-Webb model. We also consider the price of envy-freeness, which compares the total utility of an optimal allocation to the best utility of an allocation that is envy-free. We show that a lower bound of $Ω(\sqrt{n})$ on the price of envy-freeness for global allocations in fact holds for local envy-freeness in any connected undirected graph. Thus, sparse graphs surprisingly do not provide more flexibility with respect to the quality of envy-free allocations.