Yingwen Wu

Fu Gu, Ao Chen, Yingwen Wu

As a crucial innovation paradigm, technology convergence (TC) is gaining ever-increasing attention. Yet, existing studies primarily focus on predicting TC at the industry level, with little attention paid to TC forecast for firm-specific technology opportunity discovery (TOD). Moreover, although technological documents like patents contain a rich body of bibliometric, network structure, and textual features, such features are underexploited in the extant TC predictions; most of the relevant studies only used one or two dimensions of these features, and all the three dimensional features have rarely been fused. Here we propose a novel approach that fuses multi-dimensional features from patents to predict TC for firm-specific TOD. Our method comprises three steps, which are elaborated as follows. First, bibliometric, network structure, and textual features are extracted from patent documents, and then fused at the International Patent Classification (IPC)-pair level using attention mechanisms. Second, IPC-level TC opportunities are identified using a two-stage ensemble learning model that incorporates various imbalance-handling strategies. Third, to acquire feasible firm-specific TC opportunities, the performance metrics of topic-level TC opportunities, which are refined from IPC-level opportunities, are evaluated via retrieval-augmented generation (RAG) with a large language model (LLM). We prove the effectiveness of our proposed approach by predicting TC opportunities for a leading Chinese auto part manufacturer, Zhejiang Sanhua Intelligent Controls co., ltd, in the domains of thermal management for energy storage and robotics. In sum, this work advances the theory and applicability of forecasting firm-specific TC opportunity through fusing multi-dimensional features and leveraging LLM-as-a-judge for technology opportunity evaluation.

Xinwen Cheng, Jingyuan Zhang, Zhehao Huang et al.

The powerful generative capabilities of diffusion models have raised growing privacy and safety concerns regarding generating sensitive or undesired content. In response, machine unlearning (MU) -- commonly referred to as concept erasure (CE) in diffusion models -- has been introduced to remove specific knowledge from model parameters meanwhile preserving innocent knowledge. Despite recent advancements, existing unlearning methods often suffer from excessive and indiscriminate removal, which leads to substantial degradation in the quality of innocent generations. To preserve model utility, prior works rely on compensation, i.e., re-assimilating a subset of the remaining data or explicitly constraining the divergence from the pre-trained model on remaining concepts. However, we reveal that generations beyond the compensation scope still suffer, suggesting such post-remedial compensations are inherently insufficient for preserving the general utility of large-scale generative models. Therefore, in this paper, we advocate for developing compensation-free concept erasure operations, which precisely identify and eliminate the undesired knowledge such that the impact on other generations is minimal. In technique, we propose to MiM-MU, which is to unlearn a concept by minimizing the mutual information with a delicate design for computational effectiveness and for maintaining sampling distribution for other concepts. Extensive evaluations demonstrate that our proposed method achieves effective concept removal meanwhile maintaining high-quality generations for other concepts, and remarkably, without relying on any post-remedial compensation for the first time.