6.6CYJun 10, 2022
Think About the Stakeholders First! Towards an Algorithmic Transparency Playbook for Regulatory ComplianceAndrew Bell, Oded Nov, Julia Stoyanovich
Increasingly, laws are being proposed and passed by governments around the world to regulate Artificial Intelligence (AI) systems implemented into the public and private sectors. Many of these regulations address the transparency of AI systems, and related citizen-aware issues like allowing individuals to have the right to an explanation about how an AI system makes a decision that impacts them. Yet, almost all AI governance documents to date have a significant drawback: they have focused on what to do (or what not to do) with respect to making AI systems transparent, but have left the brunt of the work to technologists to figure out how to build transparent systems. We fill this gap by proposing a novel stakeholder-first approach that assists technologists in designing transparent, regulatory compliant systems. We also describe a real-world case-study that illustrates how this approach can be used in practice.
18.8LGFeb 13, 2023
The Possibility of Fairness: Revisiting the Impossibility Theorem in PracticeAndrew Bell, Lucius Bynum, Nazarii Drushchak et al.
The ``impossibility theorem'' -- which is considered foundational in algorithmic fairness literature -- asserts that there must be trade-offs between common notions of fairness and performance when fitting statistical models, except in two special cases: when the prevalence of the outcome being predicted is equal across groups, or when a perfectly accurate predictor is used. However, theory does not always translate to practice. In this work, we challenge the implications of the impossibility theorem in practical settings. First, we show analytically that, by slightly relaxing the impossibility theorem (to accommodate a \textit{practitioner's} perspective of fairness), it becomes possible to identify a large set of models that satisfy seemingly incompatible fairness constraints. Second, we demonstrate the existence of these models through extensive experiments on five real-world datasets. We conclude by offering tools and guidance for practitioners to understand when -- and to what degree -- fairness along multiple criteria can be achieved. For example, if one allows only a small margin-of-error between metrics, there exists a large set of models simultaneously satisfying \emph{False Negative Rate Parity}, \emph{False Positive Rate Parity}, and \emph{Positive Predictive Value Parity}, even when there is a moderate prevalence difference between groups. This work has an important implication for the community: achieving fairness along multiple metrics for multiple groups (and their intersections) is much more possible than was previously believed.
9.2CYJul 6, 2022
Towards Substantive Conceptions of Algorithmic Fairness: Normative Guidance from Equal Opportunity DoctrinesFalaah Arif Khan, Eleni Manis, Julia Stoyanovich
In this work we use Equal Oppportunity (EO) doctrines from political philosophy to make explicit the normative judgements embedded in different conceptions of algorithmic fairness. We contrast formal EO approaches that narrowly focus on fair contests at discrete decision points, with substantive EO doctrines that look at people's fair life chances more holistically over the course of a lifetime. We use this taxonomy to provide a moral interpretation of the impossibility results as the incompatibility between different conceptions of a fair contest -- foward-looking versus backward-looking -- when people do not have fair life chances. We use this result to motivate substantive conceptions of algorithmic fairness and outline two plausible procedures based on the luck-egalitarian doctrine of EO, and Rawls's principle of fair equality of opportunity.
14.3LGSep 13, 2023
Setting the Right Expectations: Algorithmic Recourse Over TimeJoao Fonseca, Andrew Bell, Carlo Abrate et al.
Algorithmic systems are often called upon to assist in high-stakes decision making. In light of this, algorithmic recourse, the principle wherein individuals should be able to take action against an undesirable outcome made by an algorithmic system, is receiving growing attention. The bulk of the literature on algorithmic recourse to-date focuses primarily on how to provide recourse to a single individual, overlooking a critical element: the effects of a continuously changing context. Disregarding these effects on recourse is a significant oversight, since, in almost all cases, recourse consists of an individual making a first, unfavorable attempt, and then being given an opportunity to make one or several attempts at a later date - when the context might have changed. This can create false expectations, as initial recourse recommendations may become less reliable over time due to model drift and competition for access to the favorable outcome between individuals. In this work we propose an agent-based simulation framework for studying the effects of a continuously changing environment on algorithmic recourse. In particular, we identify two main effects that can alter the reliability of recourse for individuals represented by the agents: (1) competition with other agents acting upon recourse, and (2) competition with new agents entering the environment. Our findings highlight that only a small set of specific parameterizations result in algorithmic recourse that is reliable for agents over time. Consequently, we argue that substantial additional work is needed to understand recourse reliability over time, and to develop recourse methods that reward agents' effort.
7.7AIDec 7, 2022
Counterfactuals for the FutureLucius E. J. Bynum, Joshua R. Loftus, Julia Stoyanovich
Counterfactuals are often described as 'retrospective,' focusing on hypothetical alternatives to a realized past. This description relates to an often implicit assumption about the structure and stability of exogenous variables in the system being modeled -- an assumption that is reasonable in many settings where counterfactuals are used. In this work, we consider cases where we might reasonably make a different assumption about exogenous variables, namely, that the exogenous noise terms of each unit do exhibit some unit-specific structure and/or stability. This leads us to a different use of counterfactuals -- a 'forward-looking' rather than 'retrospective' counterfactual. We introduce "counterfactual treatment choice," a type of treatment choice problem that motivates using forward-looking counterfactuals. We then explore how mismatches between interventional versus forward-looking counterfactual approaches to treatment choice, consistent with different assumptions about exogenous noise, can lead to counterintuitive results.
4.6LGApr 27, 2022
Spending Privacy Budget Fairly and WiselyLucas Rosenblatt, Joshua Allen, Julia Stoyanovich
Differentially private (DP) synthetic data generation is a practical method for improving access to data as a means to encourage productive partnerships. One issue inherent to DP is that the "privacy budget" is generally "spent" evenly across features in the data set. This leads to good statistical parity with the real data, but can undervalue the conditional probabilities and marginals that are critical for predictive quality of synthetic data. Further, loss of predictive quality may be non-uniform across the data set, with subsets that correspond to minority groups potentially suffering a higher loss. In this paper, we develop ensemble methods that distribute the privacy budget "wisely" to maximize predictive accuracy of models trained on DP data, and "fairly" to bound potential disparities in accuracy across groups and reduce inequality. Our methods are based on the insights that feature importance can inform how privacy budget is allocated, and, further, that per-group feature importance and fairness-related performance objectives can be incorporated in the allocation. These insights make our methods tunable to social contexts, allowing data owners to produce balanced synthetic data for predictive analysis.
3.8LGFeb 17, 2023
The Unbearable Weight of Massive Privilege: Revisiting Bias-Variance Trade-Offs in the Context of Fair PredictionFalaah Arif Khan, Julia Stoyanovich
In this paper we revisit the bias-variance decomposition of model error from the perspective of designing a fair classifier: we are motivated by the widely held socio-technical belief that noise variance in large datasets in social domains tracks demographic characteristics such as gender, race, disability, etc. We propose a conditional-iid (ciid) model built from group-specific classifiers that seeks to improve on the trade-offs made by a single model (iid setting). We theoretically analyze the bias-variance decomposition of different models in the Gaussian Mixture Model, and then empirically test our setup on the COMPAS and folktables datasets. We instantiate the ciid model with two procedures that improve "fairness" by conditioning out undesirable effects: first, by conditioning directly on sensitive attributes, and second, by clustering samples into groups and conditioning on cluster membership (blind to protected group membership). Our analysis suggests that there might be principled procedures and concrete real-world use cases under which conditional models are preferred, and our striking empirical results strongly indicate that non-iid settings, such as the ciid setting proposed here, might be more suitable for big data applications in social contexts.
8.3CLJan 2, 2025Code
Safeguarding Large Language Models in Real-time with Tunable Safety-Performance Trade-offsJoao Fonseca, Andrew Bell, Julia Stoyanovich
Large Language Models (LLMs) have been shown to be susceptible to jailbreak attacks, or adversarial attacks used to illicit high risk behavior from a model. Jailbreaks have been exploited by cybercriminals and blackhat actors to cause significant harm, highlighting the critical need to safeguard widely-deployed models. Safeguarding approaches, which include fine-tuning models or having LLMs "self-reflect", may lengthen the inference time of a model, incur a computational penalty, reduce the semantic fluency of an output, and restrict ``normal'' model behavior. Importantly, these Safety-Performance Trade-offs (SPTs) remain an understudied area. In this work, we introduce a novel safeguard, called SafeNudge, that combines Controlled Text Generation with "nudging", or using text interventions to change the behavior of a model. SafeNudge triggers during text-generation while a jailbreak attack is being executed, and can reduce successful jailbreak attempts by 30% by guiding the LLM towards a safe responses. It adds minimal latency to inference and has a negligible impact on the semantic fluency of outputs. Further, we allow for tunable SPTs. SafeNudge is open-source and available through https://pypi.org/, and is compatible with models loaded with the Hugging Face "transformers" library.
Still More Shades of Null: An Evaluation Suite for Responsible Missing Value ImputationFalaah Arif Khan, Denys Herasymuk, Nazar Protsiv et al.
Data missingness is a practical challenge of sustained interest to the scientific community. In this paper, we present Shades-of-Null, an evaluation suite for responsible missing value imputation. Our work is novel in two ways (i) we model realistic and socially-salient missingness scenarios that go beyond Rubin's classic Missing Completely at Random (MCAR), Missing At Random (MAR) and Missing Not At Random (MNAR) settings, to include multi-mechanism missingness (when different missingness patterns co-exist in the data) and missingness shift (when the missingness mechanism changes between training and test) (ii) we evaluate imputers holistically, based on imputation quality and imputation fairness, as well as on the predictive performance, fairness and stability of the models that are trained and tested on the data post-imputation. We use Shades-of-Null to conduct a large-scale empirical study involving 29,736 experimental pipelines, and find that while there is no single best-performing imputation approach for all missingness types, interesting trade-offs arise between predictive performance, fairness and stability, based on the combination of missingness scenario, imputer choice, and the architecture of the predictive model. We make Shades-of-Null publicly available, to enable researchers to rigorously evaluate missing value imputation methods on a wide range of metrics in plausible and socially meaningful scenarios.
1.2CYDec 19, 2024Code
Making Transparency Advocates: An Educational Approach Towards Better Algorithmic Transparency in PracticeAndrew Bell, Julia Stoyanovich
Concerns about the risks and harms posed by artificial intelligence (AI) have resulted in significant study into algorithmic transparency, giving rise to a sub-field known as Explainable AI (XAI). Unfortunately, despite a decade of development in XAI, an existential challenge remains: progress in research has not been fully translated into the actual implementation of algorithmic transparency by organizations. In this work, we test an approach for addressing the challenge by creating transparency advocates, or motivated individuals within organizations who drive a ground-up cultural shift towards improved algorithmic transparency. Over several years, we created an open-source educational workshop on algorithmic transparency and advocacy. We delivered the workshop to professionals across two separate domains to improve their algorithmic transparency literacy and willingness to advocate for change. In the weeks following the workshop, participants applied what they learned, such as speaking up for algorithmic transparency at an organization-wide AI strategy meeting. We also make two broader observations: first, advocacy is not a monolith and can be broken down into different levels. Second, individuals' willingness for advocacy is affected by their professional field. For example, news and media professionals may be more likely to advocate for algorithmic transparency than those working at technology start-ups.
An External Stability Audit Framework to Test the Validity of Personality Prediction in AI HiringAlene K. Rhea, Kelsey Markey, Lauren D'Arinzo et al.
Automated hiring systems are among the fastest-developing of all high-stakes AI systems. Among these are algorithmic personality tests that use insights from psychometric testing, and promise to surface personality traits indicative of future success based on job seekers' resumes or social media profiles. We interrogate the validity of such systems using stability of the outputs they produce, noting that reliability is a necessary, but not a sufficient, condition for validity. Our approach is to (a) develop a methodology for an external audit of stability of predictions made by algorithmic personality tests, and (b) instantiate this methodology in an audit of two systems, Humantic AI and Crystal. Crucially, rather than challenging or affirming the assumptions made in psychometric testing -- that personality is a meaningful and measurable construct, and that personality traits are indicative of future success on the job -- we frame our methodology around testing the underlying assumptions made by the vendors of the algorithmic personality tests themselves. Our main contribution is the development of a socio-technical framework for auditing the stability of algorithmic systems. This contribution is supplemented with an open-source software library that implements the technical components of the audit, and can be used to conduct similar stability audits of algorithmic systems. We instantiate our framework with the audit of two real-world personality prediction systems, namely Humantic AI and Crystal. The application of our audit framework demonstrates that both these systems show substantial instability with respect to key facets of measurement, and hence cannot be considered valid testing instruments.
14.2LGJan 29, 2024
Fairness in Algorithmic Recourse Through the Lens of Substantive Equality of OpportunityAndrew Bell, Joao Fonseca, Carlo Abrate et al.
Algorithmic recourse -- providing recommendations to those affected negatively by the outcome of an algorithmic system on how they can take action and change that outcome -- has gained attention as a means of giving persons agency in their interactions with artificial intelligence (AI) systems. Recent work has shown that even if an AI decision-making classifier is ``fair'' (according to some reasonable criteria), recourse itself may be unfair due to differences in the initial circumstances of individuals, compounding disparities for marginalized populations and requiring them to exert more effort than others. There is a need to define more methods and metrics for evaluating fairness in recourse that span a range of normative views of the world, and specifically those that take into account time. Time is a critical element in recourse because the longer it takes an individual to act, the more the setting may change due to model or data drift. This paper seeks to close this research gap by proposing two notions of fairness in recourse that are in normative alignment with substantive equality of opportunity, and that consider time. The first considers the (often repeated) effort individuals exert per successful recourse event, and the second considers time per successful recourse event. Building upon an agent-based framework for simulating recourse, this paper demonstrates how much effort is needed to overcome disparities in initial circumstances. We then proposes an intervention to improve the fairness of recourse by rewarding effort, and compare it to existing strategies.
9.5CRDec 18, 2023
A Simple and Practical Method for Reducing the Disparate Impact of Differential PrivacyLucas Rosenblatt, Julia Stoyanovich, Christopher Musco
Differentially private (DP) mechanisms have been deployed in a variety of high-impact social settings (perhaps most notably by the U.S. Census). Since all DP mechanisms involve adding noise to results of statistical queries, they are expected to impact our ability to accurately analyze and learn from data, in effect trading off privacy with utility. Alarmingly, the impact of DP on utility can vary significantly among different sub-populations. A simple way to reduce this disparity is with stratification. First compute an independent private estimate for each group in the data set (which may be the intersection of several protected classes), then, to compute estimates of global statistics, appropriately recombine these group estimates. Our main observation is that naive stratification often yields high-accuracy estimates of population-level statistics, without the need for additional privacy budget. We support this observation theoretically and empirically. Our theoretical results center on the private mean estimation problem, while our empirical results center on extensive experiments on private data synthesis to demonstrate the effectiveness of stratification on a variety of private mechanisms. Overall, we argue that this straightforward approach provides a strong baseline against which future work on reducing utility disparities of DP mechanisms should be compared.
3.3CYFeb 2, 2025
"Would You Want an AI Tutor?" Understanding Stakeholder Perceptions of LLM-based Systems in the ClassroomCaterina Fuligni, Daniel Dominguez Figaredo, Julia Stoyanovich
In recent years, Large Language Models (LLMs) rapidly gained popularity across all parts of society, including education. After initial skepticism and bans, many schools have chosen to embrace this new technology by integrating it into their curricula in the form of virtual tutors and teaching assistants. However, neither the companies developing this technology nor the public institutions involved in its implementation have set up a formal system to collect feedback from the stakeholders impacted by them. In this paper, we argue that understanding the perceptions of those directly or indirectly impacted by LLMs in the classroom, including parents and school staff, is essential for ensuring responsible use of AI in this critical domain. Our contributions are two-fold. First, we propose the Contextualized Perceptions for the Adoption of LLMs in Education (Co-PALE) framework, which can be used to systematically elicit perceptions and inform whether and how LLM-based tools should be designed, developed, and deployed in the classroom. Second, we explain how our framework can be used to ground specific rubrics for eliciting perceptions of the relevant stakeholders in view of specific goals and context of implementation. Overall, Co-PALE is a practical step toward helping educational agents, policymakers, researchers, and technologists ensure the responsible and effective deployment of LLM-based systems across diverse learning contexts.
1.2DBJul 11, 2025
ONION: A Multi-Layered Framework for Participatory ER DesignViktoriia Makovska, George Fletcher, Julia Stoyanovich
We present ONION, a multi-layered framework for participatory Entity-Relationship (ER) modeling that integrates insights from design justice, participatory AI, and conceptual modeling. ONION introduces a five-stage methodology: Observe, Nurture, Integrate, Optimize, Normalize. It supports progressive abstraction from unstructured stakeholder input to structured ER diagrams. Our approach aims to reduce designer bias, promote inclusive participation, and increase transparency through the modeling process. We evaluate ONION through real-world workshops focused on sociotechnical systems in Ukraine, highlighting how diverse stakeholder engagement leads to richer data models and deeper mutual understanding. Early results demonstrate ONION's potential to host diversity in early-stage data modeling. We conclude with lessons learned, limitations and challenges involved in scaling and refining the framework for broader adoption.
VirnyFlow: A Design Space for Responsible Model DevelopmentDenys Herasymuk, Nazar Protsiv, Julia Stoyanovich
Developing machine learning (ML) models requires a deep understanding of real-world problems, which are inherently multi-objective. In this paper, we present VirnyFlow, the first design space for responsible model development, designed to assist data scientists in building ML pipelines that are tailored to the specific context of their problem. Unlike conventional AutoML frameworks, VirnyFlow enables users to define customized optimization criteria, perform comprehensive experimentation across pipeline stages, and iteratively refine models in alignment with real-world constraints. Our system integrates evaluation protocol definition, multi-objective Bayesian optimization, cost-aware multi-armed bandits, query optimization, and distributed parallelism into a unified architecture. We show that VirnyFlow significantly outperforms state-of-the-art AutoML systems in both optimization quality and scalability across five real-world benchmarks, offering a flexible, efficient, and responsible alternative to black-box automation in ML development.
2.3DBFeb 11, 2025
CREDAL: Close Reading of Data ModelsGeorge Fletcher, Olha Nahurna, Matvii Prytula et al.
Data models are necessary for the birth of data and of any data-driven system. Indeed, every algorithm, every machine learning model, every statistical model, and every database has an underlying data model without which the system would not be usable. Hence, data models are excellent sites for interrogating the (material, social, political, ...) conditions giving rise to a data system. Towards this, drawing inspiration from literary criticism, we propose to closely read data models in the same spirit as we closely read literary artifacts. Close readings of data models reconnect us with, among other things, the materiality, the genealogies, the techne, the closed nature, and the design of technical systems. While recognizing from literary theory that there is no one correct way to read, it is nonetheless critical to have systematic guidance for those unfamiliar with close readings. This is especially true for those trained in the computing and data sciences, who too often are enculturated to set aside the socio-political aspects of data work. A systematic methodology for reading data models currently does not exist. To fill this gap, we present the CREDAL methodology for close readings of data models. We detail our iterative development process and present results of a qualitative evaluation of CREDAL demonstrating its usability, usefulness, and effectiveness in the critical study of data.
9.6AIJan 25, 2024
A New Paradigm for Counterfactual Reasoning in Fairness and RecourseLucius E. J. Bynum, Joshua R. Loftus, Julia Stoyanovich
Counterfactuals and counterfactual reasoning underpin numerous techniques for auditing and understanding artificial intelligence (AI) systems. The traditional paradigm for counterfactual reasoning in this literature is the interventional counterfactual, where hypothetical interventions are imagined and simulated. For this reason, the starting point for causal reasoning about legal protections and demographic data in AI is an imagined intervention on a legally-protected characteristic, such as ethnicity, race, gender, disability, age, etc. We ask, for example, what would have happened had your race been different? An inherent limitation of this paradigm is that some demographic interventions -- like interventions on race -- may not translate into the formalisms of interventional counterfactuals. In this work, we explore a new paradigm based instead on the backtracking counterfactual, where rather than imagine hypothetical interventions on legally-protected characteristics, we imagine alternate initial conditions while holding these characteristics fixed. We ask instead, what would explain a counterfactual outcome for you as you actually are or could be? This alternate framework allows us to address many of the same social concerns, but to do so while asking fundamentally different questions that do not rely on demographic interventions.
Disaggregated Interventions to Reduce InequalityLucius E. J. Bynum, Joshua R. Loftus, Julia Stoyanovich
A significant body of research in the data sciences considers unfair discrimination against social categories such as race or gender that could occur or be amplified as a result of algorithmic decisions. Simultaneously, real-world disparities continue to exist, even before algorithmic decisions are made. In this work, we draw on insights from the social sciences brought into the realm of causal modeling and constrained optimization, and develop a novel algorithmic framework for tackling pre-existing real-world disparities. The purpose of our framework, which we call the "impact remediation framework," is to measure real-world disparities and discover the optimal intervention policies that could help improve equity or access to opportunity for those who are underserved with respect to an outcome of interest. We develop a disaggregated approach to tackling pre-existing disparities that relaxes the typical set of assumptions required for the use of social categories in structural causal models. Our approach flexibly incorporates counterfactuals and is compatible with various ontological assumptions about the nature of social categories. We demonstrate impact remediation with a hypothetical case study and compare our disaggregated approach to an existing state-of-the-art approach, comparing its structure and resulting policy recommendations. In contrast to most work on optimal policy learning, we explore disparity reduction itself as an objective, explicitly focusing the power of algorithms on reducing inequality.
3.3CYJun 15, 2021
Fairness as Equality of Opportunity: Normative Guidance from Political PhilosophyFalaah Arif Khan, Eleni Manis, Julia Stoyanovich
Recent interest in codifying fairness in Automated Decision Systems (ADS) has resulted in a wide range of formulations of what it means for an algorithmic system to be fair. Most of these propositions are inspired by, but inadequately grounded in, political philosophy scholarship. This paper aims to correct that deficit. We introduce a taxonomy of fairness ideals using doctrines of Equality of Opportunity (EOP) from political philosophy, clarifying their conceptions in philosophy and the proposed codification in fair machine learning. We arrange these fairness ideals onto an EOP spectrum, which serves as a useful frame to guide the design of a fair ADS in a given context. We use our fairness-as-EOP framework to re-interpret the impossibility results from a philosophical perspective, as the in-compatibility between different value systems, and demonstrate the utility of the framework with several real-world and hypothetical examples. Through our EOP-framework we hope to answer what it means for an ADS to be fair from a moral and political philosophy standpoint, and to pave the way for similar scholarship from ethics and legal experts.
24.8IRMar 25, 2021
Fairness in Ranking: A SurveyMeike Zehlike, Ke Yang, Julia Stoyanovich
In the past few years, there has been much work on incorporating fairness requirements into algorithmic rankers, with contributions coming from the data management, algorithms, information retrieval, and recommender systems communities. In this survey we give a systematic overview of this work, offering a broad perspective that connects formalizations and algorithmic approaches across subfields. An important contribution of our work is in developing a common narrative around the value frameworks that motivate specific fairness-enhancing interventions in ranking. This allows us to unify the presentation of mitigation objectives and of algorithmic techniques to help meet those objectives or identify trade-offs. In this survey, we describe four classification frameworks for fairness-enhancing interventions, along which we relate the technical methods surveyed in this paper, discuss evaluation datasets, and present technical work on fairness in score-based ranking. Then, we present methods that incorporate fairness in supervised learning, and also give representative examples of recent work on fairness in recommendation and matchmaking systems. We also discuss evaluation frameworks for fair score-based ranking and fair learning-to-rank, and draw a set of recommendations for the evaluation of fair ranking methods.
Causal intersectionality for fair rankingKe Yang, Joshua R. Loftus, Julia Stoyanovich
In this paper we propose a causal modeling approach to intersectional fairness, and a flexible, task-specific method for computing intersectionally fair rankings. Rankings are used in many contexts, ranging from Web search results to college admissions, but causal inference for fair rankings has received limited attention. Additionally, the growing literature on causal fairness has directed little attention to intersectionality. By bringing these issues together in a formal causal framework we make the application of intersectionality in fair machine learning explicit, connected to important real world effects and domain knowledge, and transparent about technical limitations. We experimentally evaluate our approach on real and synthetic datasets, exploring its behaviour under different structural assumptions.
5.9CYDec 23, 2019
Teaching Responsible Data Science: Charting New Pedagogical TerritoryJulia Stoyanovich, Armanda Lewis
Although numerous ethics courses are available, with many focusing specifically on technology and computer ethics, pedagogical approaches employed in these courses rely exclusively on texts rather than on software development or data analysis. Technical students often consider these courses unimportant and a distraction from the "real" material. To develop instructional materials and methodologies that are thoughtful and engaging, we must strive for balance: between texts and coding, between critique and solution, and between cutting-edge research and practical applicability. Finding such balance is particularly difficult in the nascent field of responsible data science (RDS), where we are only starting to understand how to interface between the intrinsically different methodologies of engineering and social sciences. In this paper we recount a recent experience in developing and teaching an RDS course to graduate and advanced undergraduate students in data science. We then dive into an area that is critically important to RDS -- transparency and interpretability of machine-assisted decision-making, and tie this area to the needs of emerging RDS curricula. Recounting our own experience, and leveraging literature on pedagogical methods in data science and beyond, we propose the notion of an "object-to-interpret-with". We link this notion to "nutritional labels" -- a family of interpretability tools that are gaining popularity in RDS research and practice. With this work we aim to contribute to the nascent area of RDS education, and to inspire others in the community to come together to develop a deeper theoretical understanding of the pedagogical needs of RDS, and contribute concrete educational materials and methodologies that others can use. All course materials are publicly available at https://dataresponsibly.github.io/courses.
9.9LGNov 28, 2019
FairPrep: Promoting Data to a First-Class Citizen in Studies on Fairness-Enhancing InterventionsSebastian Schelter, Yuxuan He, Jatin Khilnani et al.
The importance of incorporating ethics and legal compliance into machine-assisted decision-making is broadly recognized. Further, several lines of recent work have argued that critical opportunities for improving data quality and representativeness, controlling for bias, and allowing humans to oversee and impact computational processes are missed if we do not consider the lifecycle stages upstream from model training and deployment. Yet, very little has been done to date to provide system-level support to data scientists who wish to develop and deploy responsible machine learning methods. We aim to fill this gap and present FairPrep, a design and evaluation framework for fairness-enhancing interventions. FairPrep is based on a developer-centered design, and helps data scientists follow best practices in software engineering and machine learning. As part of our contribution, we identify shortcomings in existing empirical studies for analyzing fairness-enhancing interventions. We then show how FairPrep can be used to measure the impact of sound best practices, such as hyperparameter tuning and feature scaling. In particular, our results suggest that the high variability of the outcomes of fairness-enhancing interventions observed in previous studies is often an artifact of a lack of hyperparameter tuning. Further, we show that the choice of a data cleaning method can impact the effectiveness of fairness-enhancing interventions.
20.3AIJun 4, 2019
Balanced Ranking with Diversity ConstraintsKe Yang, Vasilis Gkatzelis, Julia Stoyanovich
Many set selection and ranking algorithms have recently been enhanced with diversity constraints that aim to explicitly increase representation of historically disadvantaged populations, or to improve the overall representativeness of the selected set. An unintended consequence of these constraints, however, is reduced in-group fairness: the selected candidates from a given group may not be the best ones, and this unfairness may not be well-balanced across groups. In this paper we study this phenomenon using datasets that comprise multiple sensitive attributes. We then introduce additional constraints, aimed at balancing the \in-group fairness across groups, and formalize the induced optimization problems as integer linear programs. Using these programs, we conduct an experimental evaluation with real datasets, and quantify the feasible trade-offs between balance and overall performance in the presence of diversity constraints.
2.3DBMay 10, 2018
Computational Social Choice Meets DatabasesBenny Kimelfeld, Phokion G. Kolaitis, Julia Stoyanovich
We develop a novel framework that aims to create bridges between the computational social choice and the database management communities. This framework enriches the tasks currently supported in computational social choice with relational database context, thus making it possible to formulate sophisticated queries about voting rules, candidates, voters, issues, and positions. At the conceptual level, we give rigorous semantics to queries in this framework by introducing the notions of necessary answers and possible answers to queries. At the technical level, we embark on an investigation of the computational complexity of the necessary answers. We establish a number of results about the complexity of the necessary answers of conjunctive queries involving positional scoring rules that contrast sharply with earlier results about the complexity of the necessary winners.
17.8CYApr 21, 2018
A Nutritional Label for RankingsKe Yang, Julia Stoyanovich, Abolfazl Asudeh et al.
Algorithmic decisions often result in scoring and ranking individuals to determine credit worthiness, qualifications for college admissions and employment, and compatibility as dating partners. While automatic and seemingly objective, ranking algorithms can discriminate against individuals and protected groups, and exhibit low diversity. Furthermore, ranked results are often unstable --- small changes in the input data or in the ranking methodology may lead to drastic changes in the output, making the result uninformative and easy to manipulate. Similar concerns apply in cases where items other than individuals are ranked, including colleges, academic departments, or products. In this demonstration we present Ranking Facts, a Web-based application that generates a "nutritional label" for rankings. Ranking Facts is made up of a collection of visual widgets that implement our latest research results on fairness, stability, and transparency for rankings, and that communicate details of the ranking methodology, or of the output, to the end user. We will showcase Ranking Facts on real datasets from different domains, including college rankings, criminal risk assessment, and financial services.