Jianshu Chen

Fuxiao Liu, Xiaoyang Wang, Wenlin Yao et al. · tencent-ai

With the rapid development of large language models (LLMs) and their integration into large multimodal models (LMMs), there has been impressive progress in zero-shot completion of user-oriented vision-language tasks. However, a gap remains in the domain of chart image understanding due to the distinct abstract components in charts. To address this, we introduce a large-scale MultiModal Chart Instruction (\textbf{MMC-Instruction}) dataset comprising 600k instances supporting diverse tasks and chart types. Leveraging this data, we develop MultiModal Chart Assistant (\textbf{MMCA}), an LMM that achieves state-of-the-art performance on existing chart QA benchmarks. Recognizing the need for a comprehensive evaluation of LMM chart understanding, we also propose a MultiModal Chart Benchmark (\textbf{MMC-Benchmark}), a comprehensive human-annotated benchmark with nine distinct tasks evaluating reasoning capabilities over charts. Extensive experiments on MMC-Benchmark reveal the limitations of existing LMMs on correctly interpreting charts, even for the most recent GPT-4V model. Our work provides an instruction-tuning methodology and benchmark to advance multimodal understanding of charts. Code and data are available at https://github.com/FuxiaoLiu/MMC.

Chao Zhao, Wenlin Yao, Dian Yu et al.

Comprehending a dialogue requires a model to capture diverse kinds of key information in the utterances, which are either scattered around or implicitly implied in different turns of conversations. Therefore, dialogue comprehension requires diverse capabilities such as paraphrasing, summarizing, and commonsense reasoning. Towards the objective of pre-training a zero-shot dialogue comprehension model, we develop a novel narrative-guided pre-training strategy that learns by narrating the key information from a dialogue input. However, the dialogue-narrative parallel corpus for such a pre-training strategy is currently unavailable. For this reason, we first construct a dialogue-narrative parallel corpus by automatically aligning movie subtitles and their synopses. We then pre-train a BART model on the data and evaluate its performance on four dialogue-based tasks that require comprehension. Experimental results show that our model not only achieves superior zero-shot performance but also exhibits stronger fine-grained dialogue comprehension capabilities. The data and code are available at https://github.com/zhaochaocs/Diana

Jiaao Chen, Xiaoman Pan, Dian Yu et al. · gatech, tencent-ai

We investigate how to elicit compositional generalization capabilities in large language models (LLMs). Compositional generalization empowers LLMs to solve complex problems by combining foundational skills, a critical reasoning ability akin to human intelligence. However, even the most advanced LLMs currently struggle with this form of reasoning. We examine this problem within the framework of in-context learning and find that demonstrating both foundational skills and compositional examples grounded in these skills within the same prompt context is crucial. We refer to this prompt structure as skills-in-context (SKiC). With as few as two exemplars, this in-context learning structure enables LLMs to tackle more challenging problems requiring innovative skill combinations, achieving near-perfect systematic generalization across a broad range of tasks. Intriguingly, SKiC also unlocks the latent potential of LLMs, allowing them to more actively utilize pre-existing internal skills acquired during earlier pretraining stages to solve complex reasoning problems. The SKiC structure is robust across different skill constructions and exemplar choices and demonstrates strong transferability to new tasks. Finally, inspired by our in-context learning study, we show that fine-tuning LLMs with SKiC-style data can elicit zero-shot weak-to-strong generalization, enabling the models to solve much harder problems directly with standard prompting.

Xiaoman Pan, Wenlin Yao, Hongming Zhang et al. · tencent-ai

Fully-parametric language models generally require a huge number of model parameters to store the necessary knowledge for solving multiple natural language tasks in zero/few-shot settings. In addition, it is hard to adapt to the evolving world knowledge without the costly model re-training. In this paper, we develop a novel semi-parametric language model architecture, Knowledge-in-Context (KiC), which empowers a parametric text-to-text language model with a knowledge-rich external memory. Specifically, the external memory contains six different types of knowledge: entity, dictionary, commonsense, event, script, and causality knowledge. For each input instance, the KiC model adaptively selects a knowledge type and retrieves the most helpful pieces of knowledge. The input instance along with its knowledge augmentation is fed into a text-to-text model (e.g., T5) to generate the output answer, where both the input and the output are in natural language forms after prompting. Interestingly, we find that KiC can be identified as a special mixture-of-experts (MoE) model, where the knowledge selector plays the role of a router that is used to determine the sequence-to-expert assignment in MoE. This key observation inspires us to develop a novel algorithm for training KiC with an instance-adaptive knowledge selector. As a knowledge-rich semi-parametric language model, KiC only needs a much smaller parametric part to achieve superior zero-shot performance on unseen tasks. By evaluating on 40+ different tasks, we show that KiC_Large with 770M parameters easily outperforms large language models (LMs) that are 4-39x larger by a large margin. We also demonstrate that KiC exhibits emergent abilities at a much smaller model scale compared to the fully-parametric models.

Yue Yang, Wenlin Yao, Hongming Zhang et al. · allen-ai

Large-scale pretrained language models have made significant advances in solving downstream language understanding tasks. However, they generally suffer from reporting bias, the phenomenon describing the lack of explicit commonsense knowledge in written text, e.g., ''an orange is orange''. To overcome this limitation, we develop a novel approach, Z-LaVI, to endow language models with visual imagination capabilities. Specifically, we leverage two complementary types of ''imaginations'': (i) recalling existing images through retrieval and (ii) synthesizing nonexistent images via text-to-image generation. Jointly exploiting the language inputs and the imagination, a pretrained vision-language model (e.g., CLIP) eventually composes a zero-shot solution to the original language tasks. Notably, fueling language models with imagination can effectively leverage visual knowledge to solve plain language tasks. In consequence, Z-LaVI consistently improves the zero-shot performance of existing language models across a diverse set of language tasks.

Zhenhailong Wang, Xiaoman Pan, Dian Yu et al. · tencent-ai

Although large language models have achieved impressive zero-shot ability, the huge model size generally incurs high cost. Recently, semi-parametric language models, which augment a smaller language model with an external retriever, have demonstrated promising language modeling capabilities. However, it remains unclear whether such semi-parametric language models can perform competitively well as their fully-parametric counterparts on zero-shot generalization to downstream tasks. In this work, we introduce $\text{Zemi}$, a zero-shot semi-parametric language model. To our best knowledge, this is the first semi-parametric language model that can demonstrate strong zero-shot performance on a wide range of held-out unseen tasks. We train $\text{Zemi}$ with a novel semi-parametric multitask prompted training paradigm, which shows significant improvement compared with the parametric multitask training as proposed by T0. Specifically, we augment the multitask training and zero-shot evaluation with retrieval from a large-scale task-agnostic unlabeled corpus. In order to incorporate multiple potentially noisy retrieved augmentations, we further propose a novel $\text{augmentation fusion}$ module leveraging perceiver resampler and gated cross-attention. Notably, our proposed $\text{Zemi}_\text{LARGE}$ outperforms T0-3B by 16% on all seven evaluation tasks while being 3.9x smaller in model size.

Xiang Yue, Xiaoman Pan, Wenlin Yao et al. · tencent-ai

We consider the problem of pretraining a two-stage open-domain question answering (QA) system (retriever + reader) with strong transfer capabilities. The key challenge is how to construct a large amount of high-quality question-answer-context triplets without task-specific annotations. Specifically, the triplets should align well with downstream tasks by: (i) covering a wide range of domains (for open-domain applications), (ii) linking a question to its semantically relevant context with supporting evidence (for training the retriever), and (iii) identifying the correct answer in the context (for training the reader). Previous pretraining approaches generally fall short of one or more of these requirements. In this work, we automatically construct a large-scale corpus that meets all three criteria by consulting millions of references cited within Wikipedia. The well-aligned pretraining signals benefit both the retriever and the reader significantly. Our pretrained retriever leads to 2%-10% absolute gains in top-20 accuracy. And with our pretrained reader, the entire system improves by up to 4% in exact match.

Shiyang Li, Jianshu Chen, Yelong Shen et al.

Integrating free-text explanations to in-context learning of large language models (LLM) is shown to elicit strong reasoning capabilities along with reasonable explanations. In this paper, we consider the problem of leveraging the explanations generated by LLM to improve the training of small reasoners, which are more favorable in real-production deployment due to their low cost. We systematically explore three explanation generation approaches from LLM and utilize a multi-task learning framework to facilitate small models to acquire strong reasoning power together with explanation generation capabilities. Experiments on multiple reasoning tasks show that our method can consistently and significantly outperform finetuning baselines across different settings, and even perform better than finetuning/prompting a 60x larger GPT-3 (175B) model by up to 9.5% in accuracy. As a side benefit, human evaluation further shows that our method can generate high-quality explanations to justify its predictions, moving towards the goal of explainable AI.

Xuansheng Wu, Wenlin Yao, Jianshu Chen et al.

Large Language Models (LLMs) have achieved remarkable success, where instruction tuning is the critical step in aligning LLMs with user intentions. In this work, we investigate how the instruction tuning adjusts pre-trained models with a focus on intrinsic changes. Specifically, we first develop several local and global explanation methods, including a gradient-based method for input-output attribution, and techniques for interpreting patterns and concepts in self-attention and feed-forward layers. The impact of instruction tuning is then studied by comparing the explanations derived from the pre-trained and instruction-tuned models. This approach provides an internal perspective of the model shifts on a human-comprehensible level. Our findings reveal three significant impacts of instruction tuning: 1) It empowers LLMs to recognize the instruction parts of user prompts, and promotes the response generation constantly conditioned on the instructions. 2) It encourages the self-attention heads to capture more word-word relationships about instruction verbs. 3) It encourages the feed-forward networks to rotate their pre-trained knowledge toward user-oriented tasks. These insights contribute to a more comprehensive understanding of instruction tuning and lay the groundwork for future work that aims at explaining and optimizing LLMs for various applications. Our code and data are publicly available at https://github.com/JacksonWuxs/Interpret_Instruction_Tuning_LLMs.

Neeraj Varshney, Wenlin Yao, Hongming Zhang et al. · amazon-science

Recently developed large language models have achieved remarkable success in generating fluent and coherent text. However, these models often tend to 'hallucinate' which critically hampers their reliability. In this work, we address this crucial problem and propose an approach that actively detects and mitigates hallucinations during the generation process. Specifically, we first identify the candidates of potential hallucination leveraging the model's logit output values, check their correctness through a validation procedure, mitigate the detected hallucinations, and then continue with the generation process. Through extensive experiments with GPT-3.5 (text-davinci-003) on the 'article generation task', we first demonstrate the individual efficacy of our detection and mitigation techniques. Specifically, the detection technique achieves a recall of ~88% and the mitigation technique successfully mitigates 57.6% of the correctly detected hallucinations. Importantly, our mitigation technique does not introduce new hallucinations even in the case of incorrectly detected hallucinations, i.e., false positives. Then, we show that the proposed active detection and mitigation approach successfully reduces the hallucinations of the GPT-3.5 model from 47.5% to 14.5% on average. We further demonstrate the effectiveness and wide applicability of our approach through additional studies including performance on different types of questions (multi-hop and false premise questions) and with another LLM from a different model family (Vicuna). In summary, our work contributes to improving the reliability and trustworthiness of large language models, a crucial step en route to enabling their widespread adoption in real-world applications.

Pei Chen, Wenlin Yao, Hongming Zhang et al. · tencent-ai

Knowledge base completion (KBC) aims to predict the missing links in knowledge graphs. Previous KBC tasks and approaches mainly focus on the setting where all test entities and relations have appeared in the training set. However, there has been limited research on the zero-shot KBC settings, where we need to deal with unseen entities and relations that emerge in a constantly growing knowledge base. In this work, we systematically examine different possible scenarios of zero-shot KBC and develop a comprehensive benchmark, ZeroKBC, that covers these scenarios with diverse types of knowledge sources. Our systematic analysis reveals several missing yet important zero-shot KBC settings. Experimental results show that canonical and state-of-the-art KBC systems cannot achieve satisfactory performance on this challenging benchmark. By analyzing the strength and weaknesses of these systems on solving ZeroKBC, we further present several important observations and promising future directions.

Yulai Zhao, Jianshu Chen, Simon S. Du · princeton

This paper presents a new statistical analysis aiming to explain the recent superior achievements of the pre-training techniques in natural language processing (NLP). We prove that when the classes of the pre-training task (e.g., different words in the masked language model task) are sufficiently diverse, in the sense that the least singular value of the last linear layer in pre-training (denoted as $\tildeν$) is large, then pre-training can significantly improve the sample efficiency of downstream tasks. Specially, we show the transfer learning excess risk enjoys an $O\left(\frac{1}{\tildeν \sqrt{n}}\right)$ rate, in contrast to the $O\left(\frac{1}{\sqrt{m}}\right)$ rate in the standard supervised learning. Here, $n$ is the number of pre-training data and $m$ is the number of data in the downstream task, and typically $n \gg m$. Our proof relies on a vector-form Rademacher complexity chain rule for disassembling composite function classes and a modified self-concordance condition. These techniques can be of independent interest.

Yuwei Zhang, Chengyu Dong, Shuowei Jin et al.

Context management enables agentic models to solve long-horizon tasks through iterative summarization of previous interaction histories. However, this process typically incurs substantial decoding overhead for the extra summarization tokens, which significantly affect the end-to-end response latency at deployment. In this paper, we introduce CoMem, a novel framework that decouples memory management from the primary agent workflow, enabling these processes to execute in parallel. We propose a $k$-step-off asynchronous pipeline that overlaps the memory model's summarization with the agent's inference, effectively masking the latency of context processing. To ensure robustness under this asynchronous setting, we introduce a reward-driven training strategy that aligns the memory model to capture sufficient statistics for the agent's decision-making. Theoretical analysis confirms that CoMem offers a superior efficiency-effectiveness trade-off compared to coupled architectures. Our extensive experimental results on SWE-Bench-Verified show that CoMem provides 1.4x latency improvements upon vanilla long-context solutions while preserving most of the performance. Furthermore, we demonstrate that these latency gains scale favorably with increased system throughput, offering a modular path forward for the independent optimization of agent reasoning and memory compression.

Kuan Wang, Alexander Bukharin, Haoming Jiang et al.

Instruction fine-tuning (IFT) elicits instruction following capabilities and steers the behavior of large language models (LLMs) via supervised learning. However, existing models trained on open-source IFT datasets only have the ability to follow instructions from users, and often fail to follow complex role and rules specified by developers, a.k.a. system prompts. The ability to follow these roles and rules is essential for deployment, as it ensures that the model safely interacts with users within developer defined guidelines. To improve such role and rule following ability, we propose \model, an automated data generation pipeline that generates diverse roles and rules from existing IFT instructions, along with corresponding responses. This data can then be used to train models that follow complex system prompts. The models are evaluated on our newly created benchmarks for role and rule following ability, as well as standard instruction-following benchmarks and general NLP tasks. Our framework significantly improves role and rule following capability in LLMs, as evidenced by over 25% increase in pass-rate on rule adherence, i.e. following all requirements, in our experiments with the Alpaca and Ultrachat datasets. Moreover, our models achieves this increase without any regression on popular instruction following benchmarks.

Xinran Zhao, Hongming Zhang, Xiaoman Pan et al.

Although large-scale pre-trained language models (PTLMs) are shown to encode rich knowledge in their model parameters, the inherent knowledge in PTLMs can be opaque or static, making external knowledge necessary. However, the existing information retrieval techniques could be costly and may even introduce noisy and sometimes misleading knowledge. To address these challenges, we propose the instance-level adaptive propulsion of external knowledge (IAPEK), where we only conduct the retrieval when necessary. To achieve this goal, we propose measuring whether a PTLM contains enough knowledge to solve an instance with a novel metric, Thrust, which leverages the representation distribution of a small number of seen instances. Extensive experiments demonstrate that thrust is a good measurement of PTLM models' instance-level knowledgeability. Moreover, we can achieve significantly higher cost-efficiency with the Thrust score as the retrieval indicator than the naive usage of external knowledge on 88% of the evaluated tasks with 26% average performance improvement. Such findings shed light on the real-world practice of knowledge-enhanced LMs with a limited knowledge-seeking budget due to computation latency or costs.

Jianshu Chen

Transformer architectures have achieved great success in solving natural language tasks, which learn strong language representations from large-scale unlabeled texts. In this paper, we seek to go further beyond and explore a new logical inductive bias for better language representation learning. Logic reasoning is known as a formal methodology to reach answers from given knowledge and facts. Inspired by such a view, we develop a novel neural architecture named FOLNet (First-Order Logic Network), to encode this new inductive bias. We construct a set of neural logic operators as learnable Horn clauses, which are further forward-chained into a fully differentiable neural architecture (FOLNet). Interestingly, we find that the self-attention module in transformers can be composed by two of our neural logic operators, which probably explains their strong reasoning performance. Our proposed FOLNet has the same input and output interfaces as other pretrained models and thus could be pretrained/finetuned by using similar losses. It also allows FOLNet to be used in a plug-and-play manner when replacing other pretrained models. With our logical inductive bias, the same set of ``logic deduction skills'' learned through pretraining are expected to be equally capable of solving diverse downstream tasks. For this reason, FOLNet learns language representations that have much stronger transfer capabilities. Experimental results on several language understanding tasks show that our pretrained FOLNet model outperforms the existing strong transformer-based approaches.

Jianyi Zhang, Yiran Chen, Jianshu Chen

Developing neural architectures that are capable of logical reasoning has become increasingly important for a wide range of applications (e.g., natural language processing). Towards this grand objective, we propose a symbolic reasoning architecture that chains many join operators together to model output logical expressions. In particular, we demonstrate that such an ensemble of join-chains can express a broad subset of ''tree-structured'' first-order logical expressions, named FOET, which is particularly useful for modeling natural languages. To endow it with differentiable learning capability, we closely examine various neural operators for approximating the symbolic join-chains. Interestingly, we find that the widely used multi-head self-attention module in transformer can be understood as a special neural operator that implements the union bound of the join operator in probabilistic predicate space. Our analysis not only provides a new perspective on the mechanism of the pretrained models such as BERT for natural language understanding but also suggests several important future improvement directions.

Siyuan Xu, Shiyang Li, Xin Liu et al.

Existing synthetic tool-use corpora are primarily designed for offline supervised fine-tuning, yet reinforcement learning (RL) requires executable environments that support reward-checkable online rollouts. We propose COVERT, a two-stage pipeline that first generates reliable base tool-use trajectories through self-evolving synthesis with multi-level validation, and then applies oracle-preserving augmentations that systematically increase environmental complexity. These augmentations introduce distractor tools, indirect or ambiguous user queries, and noisy, multi-format, or erroneous tool outputs, while strictly preserving oracle tool calls and final answers as ground truth. This design enables automatic reward computation via reference matching for standard cases and lightweight judge-assisted verification for special behaviors such as error detection, supporting RL optimization of tool-calling policies. On Qwen2.5-Instruct-14B, COVERT-RL improves overall accuracy on BFCL v3 from 56.5 to 59.9 and on ACEBench from 53.0 to 59.3, with minimal regressions on general-ability benchmarks; when stacked on SFT, it further reaches 62.1 and 61.8, confirming additive gains. These results suggest that oracle-preserving synthetic environments offer a practical RL refinement stage, complementary to SFT, for improving tool-use robustness under ambiguity and unreliable tool feedback.

Rui Yang, Xiaoman Pan, Feng Luo et al. · tencent-ai, tsinghua

We consider the problem of multi-objective alignment of foundation models with human preferences, which is a critical step towards helpful and harmless AI systems. However, it is generally costly and unstable to fine-tune large foundation models using reinforcement learning (RL), and the multi-dimensionality, heterogeneity, and conflicting nature of human preferences further complicate the alignment process. In this paper, we introduce Rewards-in-Context (RiC), which conditions the response of a foundation model on multiple rewards in its prompt context and applies supervised fine-tuning for alignment. The salient features of RiC are simplicity and adaptivity, as it only requires supervised fine-tuning of a single foundation model and supports dynamic adjustment for user preferences during inference time. Inspired by the analytical solution of an abstracted convex optimization problem, our dynamic inference-time adjustment method approaches the Pareto-optimal solution for multiple objectives. Empirical evidence demonstrates the efficacy of our method in aligning both Large Language Models (LLMs) and diffusion models to accommodate diverse rewards with only around 10% GPU hours compared with multi-objective RL baseline.

Wenhu Chen, Jianshu Chen, Yu Su et al.

Neural natural language generation (NLG) models have recently shown remarkable progress in fluency and coherence. However, existing studies on neural NLG are primarily focused on surface-level realizations with limited emphasis on logical inference, an important aspect of human thinking and language. In this paper, we suggest a new NLG task where a model is tasked with generating natural language statements that can be \emph{logically entailed} by the facts in an open-domain semi-structured table. To facilitate the study of the proposed logical NLG problem, we use the existing TabFact dataset \cite{chen2019tabfact} featured with a wide range of logical/symbolic inferences as our testbed, and propose new automatic metrics to evaluate the fidelity of generation models w.r.t.\ logical inference. The new task poses challenges to the existing monotonic generation frameworks due to the mismatch between sequence order and logical order. In our experiments, we comprehensively survey different generation architectures (LSTM, Transformer, Pre-Trained LM) trained with different algorithms (RL, Adversarial Training, Coarse-to-Fine) on the dataset and made following observations: 1) Pre-Trained LM can significantly boost both the fluency and logical fidelity metrics, 2) RL and Adversarial Training are trading fluency for fidelity, 3) Coarse-to-Fine generation can help partially alleviate the fidelity issue while maintaining high language fluency. The code and data are available at \url{https://github.com/wenhuchen/LogicNLG}.

Wenhu Chen, Hongmin Wang, Jianshu Chen et al.

The problem of verifying whether a textual hypothesis holds based on the given evidence, also known as fact verification, plays an important role in the study of natural language understanding and semantic representation. However, existing studies are mainly restricted to dealing with unstructured evidence (e.g., natural language sentences and documents, news, etc), while verification under structured evidence, such as tables, graphs, and databases, remains under-explored. This paper specifically aims to study the fact verification given semi-structured data as evidence. To this end, we construct a large-scale dataset called TabFact with 16k Wikipedia tables as the evidence for 118k human-annotated natural language statements, which are labeled as either ENTAILED or REFUTED. TabFact is challenging since it involves both soft linguistic reasoning and hard symbolic reasoning. To address these reasoning challenges, we design two different models: Table-BERT and Latent Program Algorithm (LPA). Table-BERT leverages the state-of-the-art pre-trained language model to encode the linearized tables and statements into continuous vectors for verification. LPA parses statements into programs and executes them against the tables to obtain the returned binary value for verification. Both methods achieve similar accuracy but still lag far behind human performance. We also perform a comprehensive analysis to demonstrate great future opportunities. The data and code of the dataset are provided in \url{https://github.com/wenhuchen/Table-Fact-Checking}.

Xinran Zhao, Hongming Zhang, Xiaoman Pan et al.

For a LLM to be trustworthy, its confidence level should be well-calibrated with its actual performance. While it is now common sense that LLM performances are greatly impacted by prompts, the confidence calibration in prompting LLMs has yet to be thoroughly explored. In this paper, we explore how different prompting strategies influence LLM confidence calibration and how it could be improved. We conduct extensive experiments on six prompting methods in the question-answering context and we observe that, while these methods help improve the expected LLM calibration, they also trigger LLMs to be over-confident when responding to some instances. Inspired by human cognition, we propose Fact-and-Reflection (FaR) prompting, which improves the LLM calibration in two steps. First, FaR elicits the known "facts" that are relevant to the input prompt from the LLM. And then it asks the model to "reflect" over them to generate the final answer. Experiments show that FaR prompting achieves significantly better calibration; it lowers the Expected Calibration Error by 23.5% on our multi-purpose QA tasks. Notably, FaR prompting even elicits the capability of verbally expressing concerns in less confident scenarios, which helps trigger retrieval augmentation for solving these harder instances.

Fengran Mo, Yifan Gao, Sha Li et al.

Large Language Models (LLMs) have become a popular interface for human-AI interaction, supporting information seeking and task assistance through natural, multi-turn dialogue. To respond to users within multi-turn dialogues, the context-dependent user intent evolves across interactions, requiring contextual interpretation, query reformulation, and dynamic coordination between retrieval and generation. Existing studies usually follow static rewrite, retrieve, and generate pipelines, which optimize different procedures separately and overlook the mixed-initiative action optimization simultaneously. Although the recent developments in deep search agents demonstrate the effectiveness in jointly optimizing retrieval and generation via reasoning, these approaches focus on single-turn scenarios, which might lack the ability to handle multi-turn interactions. We introduce a conversational agent that interleaves search and reasoning across turns, enabling exploratory and adaptive behaviors learned through reinforcement learning (RL) training with tailored rewards towards evolving user goals. The experimental results across four widely used conversational benchmarks demonstrate the effectiveness of our methods by surpassing several existing strong baselines.

Shuqi Liu, Han Wu, Guanzhi Deng et al.

Knowledge-enhanced text generation aims to enhance the quality of generated text by utilizing internal or external knowledge sources. While language models have demonstrated impressive capabilities in generating coherent and fluent text, the lack of interpretability presents a substantial obstacle. The limited interpretability of generated text significantly impacts its practical usability, particularly in knowledge-enhanced text generation tasks that necessitate reliability and explainability. Existing methods often employ domain-specific knowledge retrievers that are tailored to specific data characteristics, limiting their generalizability to diverse data types and tasks. To overcome this limitation, we directly leverage the two-tier architecture of structured knowledge, consisting of high-level entities and low-level knowledge triples, to design our task-agnostic structured knowledge hunter. Specifically, we employ a local-global interaction scheme for structured knowledge representation learning and a hierarchical transformer-based pointer network as the backbone for selecting relevant knowledge triples and entities. By combining the strong generative ability of language models with the high faithfulness of the knowledge hunter, our model achieves high interpretability, enabling users to comprehend the model output generation process. Furthermore, we empirically demonstrate the effectiveness of our model in both internal knowledge-enhanced table-to-text generation on the RotoWireFG dataset and external knowledge-enhanced dialogue response generation on the KdConv dataset. Our task-agnostic model outperforms state-of-the-art methods and corresponding language models, setting new standards on the benchmark.

Qingru Zhang, Liang Qiu, Ilgee Hong et al. · gatech

Supervised fine-tuning (SFT) has emerged as a crucial method for aligning large language models (LLMs) with human-annotated demonstrations. However, SFT, being an off-policy approach similar to behavior cloning, often struggles with overfitting and poor out-of-domain generalization, especially in limited-data scenarios. To address these limitations, we propose Self-Rewarding PPO, a novel fine-tuning method that leverages on-policy techniques to enhance generalization performance. Our approach combines the strengths of SFT and proximal policy optimization (PPO) to achieve more effective alignment from demonstration data. At its core is a reward function designed as the log policy ratio between the SFT model and the pretrained base model. This function serves as an implicit reward signal, using the pretrained policy as a baseline and the SFT policy as a target. By doing so, it enables on-policy fine-tuning without relying on human preference annotations. The integration of this self-rewarding mechanism with PPO addresses key limitations of SFT, improving generalization, data efficiency, and robustness. Our empirical evaluation across a range of natural language processing tasks demonstrates that Self-Rewarding PPO consistently outperforms traditional SFT methods. The results highlight the effectiveness of our approach in aligning LLMs using demonstration data, particularly in scenarios where high-quality annotated data is scarce.

Xuansheng Wu, Xiaoman Pan, Wenlin Yao et al.

Reinforcement learning with verifiable rewards (RLVR) can elicit strong reasoning in large language models (LLMs), while their performance after RLVR varies dramatically across different base models. This raises a fundamental question: what microscopic property of pre-trained models leads to this variation? To investigate, we formalize reasoning as chains of Horn clauses ("if-then" rules) built from features extracted from the LLM's latent space via cross-layer sparse autoencoders (SAEs). We estimate the transition probabilities between its features, and further categorize each rule by its semantic soundness level (e.g., strict, plausible, noisy) with an LLM. Our key discovery is that high-potential models are inherently soundness-aware: their internal probability distributions systematically shift across rules' soundness levels, becoming highly distinct for "strict" versus "noisy" rules. In contrast, weaker models are soundness-agnostic, collapsing to one distribution regardless of soundness levels. To quantify this, we introduce the Soundness-Aware Level (SAL), a microscopic metric using the Jensen-Shannon Divergence to measure the separation between these distributions. We show that SAL's predictions of post-RLVR reasoning performance follow a precise empirical law (R^2=0.87) across diverse model families (Qwen, Mistral, Llama, DeepSeek) and scales (0.5B-14B). This reveals that a model's reasoning potential is tied to its intrinsic, pre-trained ability to distinguish sound knowledge from unsound ones. These findings underscore the critical role of model pre-training in shaping reasoning and offer a practical metric grounded in the model's internal mechanisms for selecting/designing stronger base models.

Yuxiang Liu, Tian Wang, Gourab Kundu et al.

Transformer-based models such as BERT and E5 have significantly advanced text embedding by capturing rich contextual representations. However, many complex real-world queries require sophisticated reasoning to retrieve relevant documents beyond surface-level lexical matching, where encoder-only retrievers often fall short. Decoder-only large language models (LLMs), known for their strong reasoning capabilities, offer a promising alternative. Despite this potential, existing LLM-based embedding methods primarily focus on contextual representation and do not fully exploit the reasoning strength of LLMs. To bridge this gap, we propose Reasoning-Infused Text Embedding (RITE), a simple but effective approach that integrates logical reasoning into the text embedding process using generative LLMs. RITE builds upon existing language model embedding techniques by generating intermediate reasoning texts in the token space before computing embeddings, thereby enriching representations with inferential depth. Experimental results on BRIGHT, a reasoning-intensive retrieval benchmark, demonstrate that RITE significantly enhances zero-shot retrieval performance across diverse domains, underscoring the effectiveness of incorporating reasoning into the embedding process.

Runhan Chen, Meijin Lin, Jianshu Chen et al.

Given the need to elucidate the mechanisms underlying illnesses and their treatment, as well as the lack of harmonization of acquisition and post-processing protocols among different magnetic resonance system vendors, this work is to determine if metabolite concentrations obtained from different sessions, machine models and even different vendors of 3 T scanners can be highly reproducible and be pooled for diagnostic analysis, which is very valuable for the research of rare diseases. Participants underwent magnetic resonance imaging (MRI) scanning once on two separate days within one week (one session per day, each session including two proton magnetic resonance spectroscopy (1H-MRS) scans with no more than a 5-minute interval between scans (no off-bed activity)) on each machine. were analyzed for reliability of within- and between- sessions using the coefficient of variation (CV) and intraclass correlation coefficient (ICC), and for reproducibility of across the machines using correlation coefficient. As for within- and between- session, all CV values for a group of all the first or second scans of a session, or for a session were almost below 20%, and most of the ICCs for metabolites range from moderate (0.4-0.59) to excellent (0.75-1), indicating high data reliability. When it comes to the reproducibility across the three scanners, all Pearson correlation coefficients across the three machines approached 1 with most around 0.9, and majority demonstrated statistical significance (P<0.01). Additionally, the intra-vendor reproducibility was greater than the inter-vendor ones.

Meijin Lin, Lin Guo, Dicheng Chen et al.

Objctives: This work aimed to statistically compare the metabolite quantification of human brain magnetic resonance spectroscopy (MRS) between the deep learning method QNet and the classical method LCModel through an easy-to-use intelligent cloud computing platform CloudBrain-MRS. Materials and Methods: In this retrospective study, two 3 T MRI scanners Philips Ingenia and Achieva collected 61 and 46 in vivo 1H magnetic resonance (MR) spectra of healthy participants, respectively, from the brain region of pregenual anterior cingulate cortex from September to October 2021. The analyses of Bland-Altman, Pearson correlation and reasonability were performed to assess the degree of agreement, linear correlation and reasonability between the two quantification methods. Results: Fifteen healthy volunteers (12 females and 3 males, age range: 21-35 years, mean age/standard deviation = 27.4/3.9 years) were recruited. The analyses of Bland-Altman, Pearson correlation and reasonability showed high to good consistency and very strong to moderate correlation between the two methods for quantification of total N-acetylaspartate (tNAA), total choline (tCho), and inositol (Ins) (relative half interval of limits of agreement = 3.04%, 9.3%, and 18.5%, respectively; Pearson correlation coefficient r = 0.775, 0.927, and 0.469, respectively). In addition, quantification results of QNet are more likely to be closer to the previous reported average values than those of LCModel. Conclusion: There were high or good degrees of consistency between the quantification results of QNet and LCModel for tNAA, tCho, and Ins, and QNet generally has more reasonable quantification than LCModel.

Keming Lu, Xiaoman Pan, Kaiqiang Song et al.

We consider the problem of Open-world Information Extraction (Open-world IE), which extracts comprehensive entity profiles from unstructured texts. Different from the conventional closed-world setting of Information Extraction (IE), Open-world IE considers a more general situation where entities and relations could be beyond a predefined ontology. More importantly, we seek to develop a large language model (LLM) that is able to perform Open-world IE to extract desirable entity profiles characterized by (possibly fine-grained) natural language instructions. We achieve this by finetuning LLMs using instruction tuning. In particular, we construct INSTRUCTOPENWIKI, a substantial instruction tuning dataset for Open-world IE enriched with a comprehensive corpus, extensive annotations, and diverse instructions. We finetune the pretrained BLOOM models on INSTRUCTOPENWIKI and obtain PIVOINE, an LLM for Open-world IE with strong instruction-following capabilities. Our experiments demonstrate that PIVOINE significantly outperforms traditional closed-world methods and other LLM baselines, displaying impressive generalization capabilities on both unseen instructions and out-of-ontology cases. Consequently, PIVOINE emerges as a promising solution to tackle the open-world challenge in IE effectively.

Nan Xu, Hongming Zhang, Jianshu Chen

Existing event-centric NLP models often only apply to the pre-defined ontology, which significantly restricts their generalization capabilities. This paper presents CEO, a novel Corpus-based Event Ontology induction model to relax the restriction imposed by pre-defined event ontologies. Without direct supervision, CEO leverages distant supervision from available summary datasets to detect corpus-wise salient events and exploits external event knowledge to force events within a short distance to have close embeddings. Experiments on three popular event datasets show that the schema induced by CEO has better coverage and higher accuracy than previous methods. Moreover, CEO is the first event ontology induction model that can induce a hierarchical event ontology with meaningful names on eleven open-domain corpora, making the induced schema more trustworthy and easier to be further curated.

Daoming Lyu, Bo Liu, Jianshu Chen

We consider the problem of multi-task reasoning (MTR), where an agent can solve multiple tasks via (first-order) logic reasoning. This capability is essential for human-like intelligence due to its strong generalizability and simplicity for handling multiple tasks. However, a major challenge in developing effective MTR is the intrinsic conflict between reasoning capability and efficiency. An MTR-capable agent must master a large set of "skills" to tackle diverse tasks, but executing a particular task at the inference stage requires only a small subset of immediately relevant skills. How can we maintain broad reasoning capability and also efficient specific-task performance? To address this problem, we propose a Planner-Reasoner framework capable of state-of-the-art MTR capability and high efficiency. The Reasoner models shareable (first-order) logic deduction rules, from which the Planner selects a subset to compose into efficient reasoning paths. The entire model is trained in an end-to-end manner using deep reinforcement learning, and experimental studies over a variety of domains validate its effectiveness.

Wenlin Yao, Xiaoman Pan, Lifeng Jin et al.

Word Sense Disambiguation (WSD) aims to automatically identify the exact meaning of one word according to its context. Existing supervised models struggle to make correct predictions on rare word senses due to limited training data and can only select the best definition sentence from one predefined word sense inventory (e.g., WordNet). To address the data sparsity problem and generalize the model to be independent of one predefined inventory, we propose a gloss alignment algorithm that can align definition sentences (glosses) with the same meaning from different sense inventories to collect rich lexical knowledge. We then train a model to identify semantic equivalence between a target word in context and one of its glosses using these aligned inventories, which exhibits strong transfer capability to many WSD tasks. Experiments on benchmark datasets show that the proposed method improves predictions on both frequent and rare word senses, outperforming prior work by 1.2% on the All-Words WSD Task and 4.3% on the Low-Shot WSD Task. Evaluation on WiC Task also indicates that our method can better capture word meanings in context.

Kai Sun, Dian Yu, Jianshu Chen et al.

In this paper, we aim to extract commonsense knowledge to improve machine reading comprehension. We propose to represent relations implicitly by situating structured knowledge in a context instead of relying on a pre-defined set of relations, and we call it contextualized knowledge. Each piece of contextualized knowledge consists of a pair of interrelated verbal and nonverbal messages extracted from a script and the scene in which they occur as context to implicitly represent the relation between the verbal and nonverbal messages, which are originally conveyed by different modalities within the script. We propose a two-stage fine-tuning strategy to use the large-scale weakly-labeled data based on a single type of contextualized knowledge and employ a teacher-student paradigm to inject multiple types of contextualized knowledge into a student machine reader. Experimental results demonstrate that our method outperforms a state-of-the-art baseline by a 4.3% improvement in accuracy on the machine reading comprehension dataset C^3, wherein most of the questions require unstated prior knowledge.

Yiwu Zhong, Liwei Wang, Jianshu Chen et al.

We address the challenging problem of image captioning by revisiting the representation of image scene graph. At the core of our method lies the decomposition of a scene graph into a set of sub-graphs, with each sub-graph capturing a semantic component of the input image. We design a deep model to select important sub-graphs, and to decode each selected sub-graph into a single target sentence. By using sub-graphs, our model is able to attend to different components of the image. Our method thus accounts for accurate, diverse, grounded and controllable captioning at the same time. We present extensive experiments to demonstrate the benefits of our comprehensive captioning model. Our method establishes new state-of-the-art results in caption diversity, grounding, and controllability, and compares favourably to latest methods in caption quality. Our project website can be found at http://pages.cs.wisc.edu/~yiwuzhong/Sub-GC.html.

Anji Liu, Yitao Liang, Ji Liu et al.

Despite its groundbreaking success in Go and computer games, Monte Carlo Tree Search (MCTS) is computationally expensive as it requires a substantial number of rollouts to construct the search tree, which calls for effective parallelization. However, how to design effective parallel MCTS algorithms has not been systematically studied and remains poorly understood. In this paper, we seek to lay its first theoretical foundation, by examining the potential performance loss caused by parallelization when achieving a desired speedup. In particular, we discover the necessary conditions of achieving a desirable parallelization performance, and highlight two of their practical benefits. First, by examining whether existing parallel MCTS algorithms satisfy these conditions, we identify key design principles that should be inherited by future algorithms, for example tracking the unobserved samples (used in WU-UCT (Liu et al., 2020)). We theoretically establish this essential design facilitates $\mathcal{O} ( \ln n + M / \sqrt{\ln n} )$ cumulative regret when the maximum tree depth is 2, where $n$ is the number of rollouts and $M$ is the number of workers. A regret of this form is highly desirable, as compared to $\mathcal{O} ( \ln n )$ regret incurred by a sequential counterpart, its excess part approaches zero as $n$ increases. Second, and more importantly, we demonstrate how the proposed necessary conditions can be adopted to design more effective parallel MCTS algorithms. To illustrate this, we propose a new parallel MCTS algorithm, called BU-UCT, by following our theoretical guidelines. The newly proposed algorithm, albeit preliminary, out-performs four competitive baselines on 11 out of 15 Atari games. We hope our theoretical results could inspire future work of more effective parallel MCTS.

Hongyu Gong, Yelong Shen, Dian Yu et al.

In this paper, we study machine reading comprehension (MRC) on long texts, where a model takes as inputs a lengthy document and a question and then extracts a text span from the document as an answer. State-of-the-art models tend to use a pretrained transformer model (e.g., BERT) to encode the joint contextual information of document and question. However, these transformer-based models can only take a fixed-length (e.g., 512) text as its input. To deal with even longer text inputs, previous approaches usually chunk them into equally-spaced segments and predict answers based on each segment independently without considering the information from other segments. As a result, they may form segments that fail to cover the correct answer span or retain insufficient contexts around it, which significantly degrades the performance. Moreover, they are less capable of answering questions that need cross-segment information. We propose to let a model learn to chunk in a more flexible way via reinforcement learning: a model can decide the next segment that it wants to process in either direction. We also employ recurrent mechanisms to enable information to flow across segments. Experiments on three MRC datasets -- CoQA, QuAC, and TriviaQA -- demonstrate the effectiveness of our proposed recurrent chunking mechanisms: we can obtain segments that are more likely to contain complete answers and at the same time provide sufficient contexts around the ground truth answers for better predictions.

Shiyang Li, Jianshu Chen, Dian Yu

Recently, pretrained language models (e.g., BERT) have achieved great success on many downstream natural language understanding tasks and exhibit a certain level of commonsense reasoning ability. However, their performance on commonsense tasks is still far from that of humans. As a preliminary attempt, we propose a simple yet effective method to teach pretrained models with commonsense reasoning by leveraging the structured knowledge in ConceptNet, the largest commonsense knowledge base (KB). Specifically, the structured knowledge in KB allows us to construct various logical forms, and then generate multiple-choice questions requiring commonsense logical reasoning. Experimental results demonstrate that, when refined on these training examples, the pretrained models consistently improve their performance on tasks that require commonsense reasoning, especially in the few-shot learning setting. Besides, we also perform analysis to understand which logical relations are more relevant to commonsense reasoning.

Adithya M. Devraj, Jianshu Chen

We consider a generic empirical composition optimization problem, where there are empirical averages present both outside and inside nonlinear loss functions. Such a problem is of interest in various machine learning applications, and cannot be directly solved by standard methods such as stochastic gradient descent. We take a novel approach to solving this problem by reformulating the original minimization objective into an equivalent min-max objective, which brings out all the empirical averages that are originally inside the nonlinear loss functions. We exploit the rich structures of the reformulated problem and develop a stochastic primal-dual algorithm, SVRPDA-I, to solve the problem efficiently. We carry out extensive theoretical analysis of the proposed algorithm, obtaining the convergence rate, the computation complexity and the storage complexity. In particular, the algorithm is shown to converge at a linear rate when the problem is strongly convex. Moreover, we also develop an approximate version of the algorithm, named SVRPDA-II, which further reduces the memory requirement. Finally, we evaluate our proposed algorithms on several real-world benchmarks, and experimental results show that the proposed algorithms significantly outperform existing techniques.

Yu Liu, Li Deng, Jianshu Chen et al.

Many important classification problems, such as object classification, speech recognition, and machine translation, have been tackled by the supervised learning paradigm in the past, where training corpora of parallel input-output pairs are required with high cost. To remove the need for the parallel training corpora has practical significance for real-world applications, and it is one of the main goals of unsupervised learning. Recently, encouraging progress in unsupervised learning for solving such classification problems has been made and the nature of the challenges has been clarified. In this article, we review this progress and disseminate a class of promising new methods to facilitate understanding the methods for machine learning researchers. In particular, we emphasize the key information that enables the success of unsupervised learning - the sequential statistics as the distributional prior in the labels. Exploitation of such sequential statistics makes it possible to estimate parameters of classifiers without the need of paired input-output data. In this paper, we first introduce the concept of Caesar Cipher and its decryption, which motivated the construction of the novel loss function for unsupervised learning we use throughout the paper. Then we use a simple but representative binary classification task as an example to derive and describe the unsupervised learning algorithm in a step-by-step, easy-to-understand fashion. We include two cases, one with Bigram language model as the sequential statistics for use in unsupervised parameter estimation, and another with a simpler Unigram language model. For both cases, detailed derivation steps for the learning algorithm are included. Further, a summary table compares computational steps of the two cases in executing the unsupervised learning algorithm for learning binary classifiers.

Wenhu Chen, Jianshu Chen, Pengda Qin et al.

Semantically controlled neural response generation on limited-domain has achieved great performance. However, moving towards multi-domain large-scale scenarios are shown to be difficult because the possible combinations of semantic inputs grow exponentially with the number of domains. To alleviate such scalability issue, we exploit the structure of dialog acts to build a multi-layer hierarchical graph, where each act is represented as a root-to-leaf route on the graph. Then, we incorporate such graph structure prior as an inductive bias to build a hierarchical disentangled self-attention network, where we disentangle attention heads to model designated nodes on the dialog act graph. By activating different (disentangled) heads at each layer, combinatorially many dialog act semantics can be modeled to control the neural response generation. On the large-scale Multi-Domain-WOZ dataset, our model can yield a significant improvement over the baselines on various automatic and human evaluation metrics.

Hai Wang, Dian Yu, Kai Sun et al.

Remarkable success has been achieved in the last few years on some limited machine reading comprehension (MRC) tasks. However, it is still difficult to interpret the predictions of existing MRC models. In this paper, we focus on extracting evidence sentences that can explain or support the answers of multiple-choice MRC tasks, where the majority of answer options cannot be directly extracted from reference documents. Due to the lack of ground truth evidence sentence labels in most cases, we apply distant supervision to generate imperfect labels and then use them to train an evidence sentence extractor. To denoise the noisy labels, we apply a recently proposed deep probabilistic logic learning framework to incorporate both sentence-level and cross-sentence linguistic indicators for indirect supervision. We feed the extracted evidence sentences into existing MRC models and evaluate the end-to-end performance on three challenging multiple-choice MRC datasets: MultiRC, RACE, and DREAM, achieving comparable or better performance than the same models that take as input the full reference document. To the best of our knowledge, this is the first work extracting evidence sentences for multiple-choice MRC.

Xiaoman Pan, Kai Sun, Dian Yu et al.

We focus on multiple-choice question answering (QA) tasks in subject areas such as science, where we require both broad background knowledge and the facts from the given subject-area reference corpus. In this work, we explore simple yet effective methods for exploiting two sources of external knowledge for subject-area QA. The first enriches the original subject-area reference corpus with relevant text snippets extracted from an open-domain resource (i.e., Wikipedia) that cover potentially ambiguous concepts in the question and answer options. As in other QA research, the second method simply increases the amount of training data by appending additional in-domain subject-area instances. Experiments on three challenging multiple-choice science QA tasks (i.e., ARC-Easy, ARC-Challenge, and OpenBookQA) demonstrate the effectiveness of our methods: in comparison to the previous state-of-the-art, we obtain absolute gains in accuracy of up to 8.1%, 13.0%, and 12.8%, respectively. While we observe consistent gains when we introduce knowledge from Wikipedia, we find that employing additional QA training instances is not uniformly helpful: performance degrades when the added instances exhibit a higher level of difficulty than the original training data. As one of the first studies on exploiting unstructured external knowledge for subject-area QA, we hope our methods, observations, and discussion of the exposed limitations may shed light on further developments in the area.

Kai Sun, Dian Yu, Jianshu Chen et al.

We present DREAM, the first dialogue-based multiple-choice reading comprehension dataset. Collected from English-as-a-foreign-language examinations designed by human experts to evaluate the comprehension level of Chinese learners of English, our dataset contains 10,197 multiple-choice questions for 6,444 dialogues. In contrast to existing reading comprehension datasets, DREAM is the first to focus on in-depth multi-turn multi-party dialogue understanding. DREAM is likely to present significant challenges for existing reading comprehension systems: 84% of answers are non-extractive, 85% of questions require reasoning beyond a single sentence, and 34% of questions also involve commonsense knowledge. We apply several popular neural reading comprehension models that primarily exploit surface information within the text and find them to, at best, just barely outperform a rule-based approach. We next investigate the effects of incorporating dialogue structure and different kinds of general world knowledge into both rule-based and (neural and non-neural) machine learning-based reading comprehension models. Experimental results on the DREAM dataset show the effectiveness of dialogue structure and general world knowledge. DREAM will be available at https://dataset.org/dream/.

Chih-Kuan Yeh, Jianshu Chen, Chengzhu Yu et al.

We consider the problem of training speech recognition systems without using any labeled data, under the assumption that the learner can only access to the input utterances and a phoneme language model estimated from a non-overlapping corpus. We propose a fully unsupervised learning algorithm that alternates between solving two sub-problems: (i) learn a phoneme classifier for a given set of phoneme segmentation boundaries, and (ii) refining the phoneme boundaries based on a given classifier. To solve the first sub-problem, we introduce a novel unsupervised cost function named Segmental Empirical Output Distribution Matching, which generalizes the work in (Liu et al., 2017) to segmental structures. For the second sub-problem, we develop an approximate MAP approach to refining the boundaries obtained from Wang et al. (2017). Experimental results on TIMIT dataset demonstrate the success of this fully unsupervised phoneme recognition system, which achieves a phone error rate (PER) of 41.6%. Although it is still far away from the state-of-the-art supervised systems, we show that with oracle boundaries and matching language model, the PER could be improved to 32.5%.This performance approaches the supervised system of the same model architecture, demonstrating the great potential of the proposed method.

Jiaao Chen, Jianshu Chen, Zhou Yu

The ability to select an appropriate story ending is the first step towards perfect narrative comprehension. Story ending prediction requires not only the explicit clues within the context, but also the implicit knowledge (such as commonsense) to construct a reasonable and consistent story. However, most previous approaches do not explicitly use background commonsense knowledge. We present a neural story ending selection model that integrates three types of information: narrative sequence, sentiment evolution and commonsense knowledge. Experiments show that our model outperforms state-of-the-art approaches on a public dataset, ROCStory Cloze Task , and the performance gain from adding the additional commonsense knowledge is significant.

Anji Liu, Jianshu Chen, Mingze Yu et al.

Monte Carlo Tree Search (MCTS) algorithms have achieved great success on many challenging benchmarks (e.g., Computer Go). However, they generally require a large number of rollouts, making their applications costly. Furthermore, it is also extremely challenging to parallelize MCTS due to its inherent sequential nature: each rollout heavily relies on the statistics (e.g., node visitation counts) estimated from previous simulations to achieve an effective exploration-exploitation tradeoff. In spite of these difficulties, we develop an algorithm, WU-UCT, to effectively parallelize MCTS, which achieves linear speedup and exhibits only limited performance loss with an increasing number of workers. The key idea in WU-UCT is a set of statistics that we introduce to track the number of on-going yet incomplete simulation queries (named as unobserved samples). These statistics are used to modify the UCT tree policy in the selection steps in a principled manner to retain effective exploration-exploitation tradeoff when we parallelize the most time-consuming expansion and simulation steps. Experiments on a proprietary benchmark and the Atari Game benchmark demonstrate the linear speedup and the superior performance of WU-UCT comparing to existing techniques.

Wenhu Chen, Jianshu Chen, Yu Su et al.

Task-oriented dialog systems are becoming pervasive, and many companies heavily rely on them to complement human agents for customer service in call centers. With globalization, the need for providing cross-lingual customer support becomes more urgent than ever. However, cross-lingual support poses great challenges---it requires a large amount of additional annotated data from native speakers. In order to bypass the expensive human annotation and achieve the first step towards the ultimate goal of building a universal dialog system, we set out to build a cross-lingual state tracking framework. Specifically, we assume that there exists a source language with dialog belief tracking annotations while the target languages have no annotated dialog data of any form. Then, we pre-train a state tracker for the source language as a teacher, which is able to exploit easy-to-access parallel data. We then distill and transfer its own knowledge to the student state tracker in target languages. We specifically discuss two types of common parallel resources: bilingual corpus and bilingual dictionary, and design different transfer learning strategies accordingly. Experimentally, we successfully use English state tracker as the teacher to transfer its knowledge to both Italian and German trackers and achieve promising results.

Yelong Shen, Jianshu Chen, Po-Sen Huang et al.

Learning to walk over a graph towards a target node for a given query and a source node is an important problem in applications such as knowledge base completion (KBC). It can be formulated as a reinforcement learning (RL) problem with a known state transition model. To overcome the challenge of sparse rewards, we develop a graph-walking agent called M-Walk, which consists of a deep recurrent neural network (RNN) and Monte Carlo Tree Search (MCTS). The RNN encodes the state (i.e., history of the walked path) and maps it separately to a policy and Q-values. In order to effectively train the agent from sparse rewards, we combine MCTS with the neural policy to generate trajectories yielding more positive rewards. From these trajectories, the network is improved in an off-policy manner using Q-learning, which modifies the RNN policy via parameter sharing. Our proposed RL algorithm repeatedly applies this policy-improvement step to learn the model. At test time, MCTS is combined with the neural policy to predict the target node. Experimental results on several graph-walking benchmarks show that M-Walk is able to learn better policies than other RL-based methods, which are mainly based on policy gradients. M-Walk also outperforms traditional KBC baselines.

Bo Dai, Albert Shaw, Lihong Li et al.

When function approximation is used, solving the Bellman optimality equation with stability guarantees has remained a major open problem in reinforcement learning for decades. The fundamental difficulty is that the Bellman operator may become an expansion in general, resulting in oscillating and even divergent behavior of popular algorithms like Q-learning. In this paper, we revisit the Bellman equation, and reformulate it into a novel primal-dual optimization problem using Nesterov's smoothing technique and the Legendre-Fenchel transformation. We then develop a new algorithm, called Smoothed Bellman Error Embedding, to solve this optimization problem where any differentiable function class may be used. We provide what we believe to be the first convergence guarantee for general nonlinear function approximation, and analyze the algorithm's sample complexity. Empirically, our algorithm compares favorably to state-of-the-art baselines in several benchmark control problems.