António Farinhas

Patrick Fernandes, António Farinhas, Ricardo Rei et al.

Despite the progress in machine translation quality estimation and evaluation in the last years, decoding in neural machine translation (NMT) is mostly oblivious to this and centers around finding the most probable translation according to the model (MAP decoding), approximated with beam search. In this paper, we bring together these two lines of research and propose quality-aware decoding for NMT, by leveraging recent breakthroughs in reference-free and reference-based MT evaluation through various inference methods like $N$-best reranking and minimum Bayes risk decoding. We perform an extensive comparison of various possible candidate generation and ranking methods across four datasets and two model classes and find that quality-aware decoding consistently outperforms MAP-based decoding according both to state-of-the-art automatic metrics (COMET and BLEURT) and to human assessments. Our code is available at https://github.com/deep-spin/qaware-decode.

António Farinhas, José G. C. de Souza, André F. T. Martins

Large language models (LLMs) are becoming a one-fits-many solution, but they sometimes hallucinate or produce unreliable output. In this paper, we investigate how hypothesis ensembling can improve the quality of the generated text for the specific problem of LLM-based machine translation. We experiment with several techniques for ensembling hypotheses produced by LLMs such as ChatGPT, LLaMA, and Alpaca. We provide a comprehensive study along multiple dimensions, including the method to generate hypotheses (multiple prompts, temperature-based sampling, and beam search) and the strategy to produce the final translation (instruction-based, quality-based reranking, and minimum Bayes risk (MBR) decoding). Our results show that MBR decoding is a very effective method, that translation quality can be improved using a small number of samples, and that instruction tuning has a strong impact on the relation between the diversity of the hypotheses and the sampling temperature.

António Farinhas, Chrysoula Zerva, Dennis Ulmer et al.

Split conformal prediction has recently sparked great interest due to its ability to provide formally guaranteed uncertainty sets or intervals for predictions made by black-box neural models, ensuring a predefined probability of containing the actual ground truth. While the original formulation assumes data exchangeability, some extensions handle non-exchangeable data, which is often the case in many real-world scenarios. In parallel, some progress has been made in conformal methods that provide statistical guarantees for a broader range of objectives, such as bounding the best $F_1$-score or minimizing the false negative rate in expectation. In this paper, we leverage and extend these two lines of work by proposing non-exchangeable conformal risk control, which allows controlling the expected value of any monotone loss function when the data is not exchangeable. Our framework is flexible, makes very few assumptions, and allows weighting the data based on its relevance for a given test example; a careful choice of weights may result on tighter bounds, making our framework useful in the presence of change points, time series, or other forms of distribution drift. Experiments with both synthetic and real world data show the usefulness of our method.

Miguel Moura Ramos, Patrick Fernandes, António Farinhas et al.

Reinforcement learning from human feedback (RLHF) is a recent technique to improve the quality of the text generated by a language model, making it closer to what humans would generate. A core ingredient in RLHF's success in aligning and improving large language models (LLMs) is its reward model, trained using human feedback on model outputs. In machine translation (MT), where metrics trained from human annotations can readily be used as reward models, recent methods using minimum Bayes risk decoding and reranking have succeeded in improving the final quality of translation. In this study, we comprehensively explore and compare techniques for integrating quality metrics as reward models into the MT pipeline. This includes using the reward model for data filtering, during the training phase through RL, and at inference time by employing reranking techniques, and we assess the effects of combining these in a unified approach. Our experimental results, conducted across multiple translation tasks, underscore the crucial role of effective data filtering, based on estimated quality, in harnessing the full potential of RL in enhancing MT quality. Furthermore, our findings demonstrate the effectiveness of combining RL training with reranking techniques, showcasing substantial improvements in translation quality.

António Farinhas, Haau-Sing Li, André F. T. Martins

To ensure large language models (LLMs) are used safely, one must reduce their propensity to hallucinate or to generate unacceptable answers. A simple and often used strategy is to first let the LLM generate multiple hypotheses and then employ a reranker to choose the best one. In this paper, we draw a parallel between this strategy and the use of redundancy to decrease the error rate in noisy communication channels. We conceptualize the generator as a sender transmitting multiple descriptions of a message through parallel noisy channels. The receiver decodes the message by ranking the (potentially corrupted) descriptions and selecting the one found to be most reliable. We provide conditions under which this protocol is asymptotically error-free (i.e., yields an acceptable answer almost surely) even in scenarios where the reranker is imperfect (governed by Mallows or Zipf-Mandelbrot models) and the channel distributions are statistically dependent. We use our framework to obtain reranking laws which we validate empirically on two real-world tasks using LLMs: text-to-code generation with DeepSeek-Coder 7B and machine translation of medical data with TowerInstruct 13B.

Margarida M. Campos, António Farinhas, Chrysoula Zerva et al.

The rapid proliferation of large language models and natural language processing (NLP) applications creates a crucial need for uncertainty quantification to mitigate risks such as hallucinations and to enhance decision-making reliability in critical applications. Conformal prediction is emerging as a theoretically sound and practically useful framework, combining flexibility with strong statistical guarantees. Its model-agnostic and distribution-free nature makes it particularly promising to address the current shortcomings of NLP systems that stem from the absence of uncertainty quantification. This paper provides a comprehensive survey of conformal prediction techniques, their guarantees, and existing applications in NLP, pointing to directions for future research and open challenges.

Saul Santos, António Farinhas, Daniel C. McNamee et al.

Current video-language models struggle with long-video understanding due to limited context lengths and reliance on sparse frame subsampling, often leading to information loss. This paper introduces $\infty$-Video, which can process arbitrarily long videos through a continuous-time long-term memory (LTM) consolidation mechanism. Our framework augments video Q-formers by allowing them to process unbounded video contexts efficiently and without requiring additional training. Through continuous attention, our approach dynamically allocates higher granularity to the most relevant video segments, forming "sticky" memories that evolve over time. Experiments with Video-LLaMA and VideoChat2 demonstrate improved performance in video question-answering tasks, showcasing the potential of continuous-time LTM mechanisms to enable scalable and training-free comprehension of long videos.

António Farinhas, Nuno M. Guerreiro, Sweta Agrawal et al.

Larger models often outperform smaller ones but come with high computational costs. Cascading offers a potential solution. By default, it uses smaller models and defers only some instances to larger, more powerful models. However, designing effective deferral rules remains a challenge. In this paper, we propose a simple yet effective approach for machine translation, using existing quality estimation (QE) metrics as deferral rules. We show that QE-based deferral allows a cascaded system to match the performance of a larger model while invoking it for a small fraction (30% to 50%) of the examples, significantly reducing computational costs. We validate this approach through both automatic and human evaluation.

António Farinhas, Nuno M. Guerreiro, José Pombal et al.

Large language models are increasingly used for mental health support, yet their conversational coherence alone does not ensure clinical appropriateness. Existing general-purpose safeguards often fail to distinguish between therapeutic disclosures and genuine clinical crises, leading to safety failures. To address this gap, we introduce a clinically grounded risk taxonomy, developed in collaboration with PhD-level psychologists, that identifies actionable harm (e.g., self-harm and harm to others) while preserving space for safe, non-crisis therapeutic content. We release MindGuard-testset, a dataset of real-world multi-turn conversations annotated at the turn level by clinical experts. Using synthetic dialogues generated via a controlled two-agent setup, we train MindGuard, a family of lightweight safety classifiers (with 4B and 8B parameters). Our classifiers reduce false positives at high-recall operating points and, when paired with clinician language models, help achieve lower attack success and harmful engagement rates in adversarial multi-turn interactions compared to general-purpose safeguards. We release all models and human evaluation data.

José Pombal, Maya D'Eon, Nuno M. Guerreiro et al.

Demand for mental health support through AI chatbots is surging, though current systems present several limitations, like sycophancy or overvalidation, and reinforcement of maladaptive beliefs. A core obstacle to the creation of better systems is the scarcity of benchmarks that capture the complexity of real therapeutic interactions. Most existing benchmarks either only test clinical knowledge through multiple-choice questions or assess single responses in isolation. To bridge this gap, we present MindEval, a framework designed in collaboration with Ph.D-level Licensed Clinical Psychologists for automatically evaluating language models in realistic, multi-turn mental health therapy conversations. Through patient simulation and automatic evaluation with LLMs, our framework balances resistance to gaming with reproducibility via its fully automated, model-agnostic design. We begin by quantitatively validating the realism of our simulated patients against human-generated text and by demonstrating strong correlations between automatic and human expert judgments. Then, we evaluate 12 state-of-the-art LLMs and show that all models struggle, scoring below 4 out of 6, on average, with particular weaknesses in problematic AI-specific patterns of communication. Notably, reasoning capabilities and model scale do not guarantee better performance, and systems deteriorate with longer interactions or when supporting patients with severe symptoms. We release all code, prompts, and human evaluation data.

Saul Santos, António Farinhas, Daniel C. McNamee et al.

Recent research has established a connection between modern Hopfield networks (HNs) and transformer attention heads, with guarantees of exponential storage capacity. However, these models still face challenges scaling storage efficiently. Inspired by psychological theories of continuous neural resource allocation in working memory, we propose an approach that compresses large discrete Hopfield memories into smaller, continuous-time memories. Leveraging continuous attention, our new energy function modifies the update rule of HNs, replacing the traditional softmax-based probability mass function with a probability density, over the continuous memory. This formulation aligns with modern perspectives on human executive function, offering a principled link between attractor dynamics in working memory and resource-efficient memory allocation. Our framework maintains competitive performance with HNs while leveraging a compressed memory, reducing computational costs across synthetic and video datasets.

Patrick Fernandes, Aman Madaan, Emmy Liu et al.

Many recent advances in natural language generation have been fueled by training large language models on internet-scale data. However, this paradigm can lead to models that generate toxic, inaccurate, and unhelpful content, and automatic evaluation metrics often fail to identify these behaviors. As models become more capable, human feedback is an invaluable signal for evaluating and improving models. This survey aims to provide an overview of the recent research that has leveraged human feedback to improve natural language generation. First, we introduce an encompassing formalization of feedback, and identify and organize existing research into a taxonomy following this formalization. Next, we discuss how feedback can be described by its format and objective, and cover the two approaches proposed to use feedback (either for training or decoding): directly using the feedback or training feedback models. We also discuss existing datasets for human-feedback data collection, and concerns surrounding feedback collection. Finally, we provide an overview of the nascent field of AI feedback, which exploits large language models to make judgments based on a set of principles and minimize the need for human intervention.

António Farinhas, Wilker Aziz, Vlad Niculae et al.

Neural networks and other machine learning models compute continuous representations, while humans communicate mostly through discrete symbols. Reconciling these two forms of communication is desirable for generating human-readable interpretations or learning discrete latent variable models, while maintaining end-to-end differentiability. Some existing approaches (such as the Gumbel-Softmax transformation) build continuous relaxations that are discrete approximations in the zero-temperature limit, while others (such as sparsemax transformations and the Hard Concrete distribution) produce discrete/continuous hybrids. In this paper, we build rigorous theoretical foundations for these hybrids, which we call "mixed random variables." Our starting point is a new "direct sum" base measure defined on the face lattice of the probability simplex. From this measure, we introduce new entropy and Kullback-Leibler divergence functions that subsume the discrete and differential cases and have interpretations in terms of code optimality. Our framework suggests two strategies for representing and sampling mixed random variables, an extrinsic ("sample-and-project") and an intrinsic one (based on face stratification). We experiment with both approaches on an emergent communication benchmark and on modeling MNIST and Fashion-MNIST data with variational auto-encoders with mixed latent variables.

André F. T. Martins, Marcos Treviso, António Farinhas et al.

Exponential families are widely used in machine learning, including many distributions in continuous and discrete domains (e.g., Gaussian, Dirichlet, Poisson, and categorical distributions via the softmax transformation). Distributions in each of these families have fixed support. In contrast, for finite domains, recent work on sparse alternatives to softmax (e.g., sparsemax, $α$-entmax, and fusedmax), has led to distributions with varying support. This paper develops sparse alternatives to continuous distributions, based on several technical contributions: First, we define $Ω$-regularized prediction maps and Fenchel-Young losses for arbitrary domains (possibly countably infinite or continuous). For linearly parametrized families, we show that minimization of Fenchel-Young losses is equivalent to moment matching of the statistics, generalizing a fundamental property of exponential families. When $Ω$ is a Tsallis negentropy with parameter $α$, we obtain ``deformed exponential families,'' which include $α$-entmax and sparsemax ($α=2$) as particular cases. For quadratic energy functions, the resulting densities are $β$-Gaussians, an instance of elliptical distributions that contain as particular cases the Gaussian, biweight, triweight, and Epanechnikov densities, and for which we derive closed-form expressions for the variance, Tsallis entropy, and Fenchel-Young loss. When $Ω$ is a total variation or Sobolev regularizer, we obtain a continuous version of the fusedmax. Finally, we introduce continuous-domain attention mechanisms, deriving efficient gradient backpropagation algorithms for $α\in \{1, 4/3, 3/2, 2\}$. Using these algorithms, we demonstrate our sparse continuous distributions for attention-based audio classification and visual question answering, showing that they allow attending to time intervals and compact regions.

António Farinhas, André F. T. Martins, Pedro M. Q. Aguiar

Visual attention mechanisms are a key component of neural network models for computer vision. By focusing on a discrete set of objects or image regions, these mechanisms identify the most relevant features and use them to build more powerful representations. Recently, continuous-domain alternatives to discrete attention models have been proposed, which exploit the continuity of images. These approaches model attention as simple unimodal densities (e.g. a Gaussian), making them less suitable to deal with images whose region of interest has a complex shape or is composed of multiple non-contiguous patches. In this paper, we introduce a new continuous attention mechanism that produces multimodal densities, in the form of mixtures of Gaussians. We use the EM algorithm to obtain a clustering of relevant regions in the image, and a description length penalty to select the number of components in the mixture. Our densities decompose as a linear combination of unimodal attention mechanisms, enabling closed-form Jacobians for the backpropagation step. Experiments on visual question answering in the VQA-v2 dataset show competitive accuracies and a selection of regions that mimics human attention more closely in VQA-HAT. We present several examples that suggest how multimodal attention maps are naturally more interpretable than their unimodal counterparts, showing the ability of our model to automatically segregate objects from ground in complex scenes.

André F. T. Martins, António Farinhas, Marcos Treviso et al.

Exponential families are widely used in machine learning; they include many distributions in continuous and discrete domains (e.g., Gaussian, Dirichlet, Poisson, and categorical distributions via the softmax transformation). Distributions in each of these families have fixed support. In contrast, for finite domains, there has been recent work on sparse alternatives to softmax (e.g. sparsemax and alpha-entmax), which have varying support, being able to assign zero probability to irrelevant categories. This paper expands that work in two directions: first, we extend alpha-entmax to continuous domains, revealing a link with Tsallis statistics and deformed exponential families. Second, we introduce continuous-domain attention mechanisms, deriving efficient gradient backpropagation algorithms for alpha in {1,2}. Experiments on attention-based text classification, machine translation, and visual question answering illustrate the use of continuous attention in 1D and 2D, showing that it allows attending to time intervals and compact regions.