Ye Tian

Junkang Liu, Yuxuan Tian, Fanhua Shang et al.

To prevent inference attacks in Federated Learning (FL) and reduce the leakage of sensitive information, Client-level Differentially Private Federated Learning (CL-DPFL) is widely used. However, current CL-DPFL methods usually result in sharper loss landscapes, which leads to a decrease in model generalization after differential privacy protection. By using Sharpness Aware Minimization (SAM), the current popular federated learning methods are to find a local flat minimum value to alleviate this problem. However, the local flatness may not reflect the global flatness in CL-DPFL. Therefore, to address this issue and seek global flat minima of models, we propose a new CL-DPFL algorithm, DP-FedPGN, in which we introduce a global gradient norm penalty to the local loss to find the global flat minimum. Moreover, by using our global gradient norm penalty, we not only find a flatter global minimum but also reduce the locally updated norm, which means that we further reduce the error of gradient clipping. From a theoretical perspective, we analyze how DP-FedPGN mitigates the performance degradation caused by DP. Meanwhile, the proposed DP-FedPGN algorithm eliminates the impact of data heterogeneity and achieves fast convergence. We also use Rényi DP to provide strict privacy guarantees and provide sensitivity analysis for local updates. Finally, we conduct effectiveness tests on both ResNet and Transformer models, and achieve significant improvements in six visual and natural language processing tasks compared to existing state-of-the-art algorithms. The code is available at https://github.com/junkangLiu0/DP-FedPGN

Junkang Liu, Fanhua Shang, Yuxuan Tian et al.

In federated learning (FL), multi-step local updates and data heterogeneity usually lead to sharper global minima, which degrades the performance of the global model. Popular FL algorithms integrate sharpness-aware minimization (SAM) into local training to address this issue. However, in the high data heterogeneity setting, the flatness in local training does not imply the flatness of the global model. Therefore, minimizing the sharpness of the local loss surfaces on the client data does not enable the effectiveness of SAM in FL to improve the generalization ability of the global model. We define the \textbf{flatness distance} to explain this phenomenon. By rethinking the SAM in FL and theoretically analyzing the \textbf{flatness distance}, we propose a novel \textbf{FedNSAM} algorithm that accelerates the SAM algorithm by introducing global Nesterov momentum into the local update to harmonize the consistency of global and local flatness. \textbf{FedNSAM} uses the global Nesterov momentum as the direction of local estimation of client global perturbations and extrapolation. Theoretically, we prove a tighter convergence bound than FedSAM by Nesterov extrapolation. Empirically, we conduct comprehensive experiments on CNN and Transformer models to verify the superior performance and efficiency of \textbf{FedNSAM}. The code is available at https://github.com/junkangLiu0/FedNSAM.

Bingzhe Zhao, Ke Cheng, Aomufei Yuan et al.

KV cache techniques in Transformer models aim to reduce redundant computations at the expense of substantially increased memory usage, making KV cache compression an important and popular research topic. Recently, state-of-the-art KV cache compression methods implement imbalanced, per-head allocation algorithms that dynamically adjust the KV cache budget for each attention head, achieving excellent performance in single-GPU scenarios. However, we observe that such imbalanced compression leads to significant load imbalance when deploying multi-GPU inference, as some GPUs become overburdened while others remain underutilized. In this paper, we propose FairKV, a method designed to ensure fair memory usage among attention heads in systems employing imbalanced KV cache compression. The core technique of FairKV is Fair-Copying, which replicates a small subset of memory-intensive attention heads across GPUs using data parallelism to mitigate load imbalance. Our experiments on popular models, including LLaMA 70b and Mistral 24b model, demonstrate that FairKV increases throughput by 1.66x compared to standard tensor parallelism inference. Our code will be released as open source upon acceptance.

Ye Tian, Xinwei Zhang, Zhiqiang Tan

Consider a semi-supervised setting with a labeled dataset of binary responses and predictors and an unlabeled dataset with only the predictors. Logistic regression is equivalent to an exponential tilt model in the labeled population. For semi-supervised estimation, we develop further analysis and understanding of a statistical approach using exponential tilt mixture (ETM) models and maximum nonparametric likelihood estimation, while allowing that the class proportions may differ between the unlabeled and labeled data. We derive asymptotic properties of ETM-based estimation and demonstrate improved efficiency over supervised logistic regression in a random sampling setup and an outcome-stratified sampling setup previously used. Moreover, we reconcile such efficiency improvement with the existing semiparametric efficiency theory when the class proportions in the unlabeled and labeled data are restricted to be the same. We also provide a simulation study to numerically illustrate our theoretical findings.

Weihong Lin, Lin Sun, Qilong Shi et al.

Model merging has emerged as a promising paradigm for composing the capabilities of large language models by directly operating in weight space, enabling the integration of specialized models without costly retraining. However, existing merging methods largely rely on parameter-space heuristics, which often introduce severe interference, leading to degraded generalization and unstable generation behaviors such as repetition and incoherent outputs. In this work, we propose Sparse Complementary Fusion with reverse KL (SCF-RKL), a novel model merging framework that explicitly controls functional interference through sparse, distribution-aware updates. Instead of assuming linear additivity in parameter space, SCF-RKL measures the functional divergence between models using reverse Kullback-Leibler divergence and selectively incorporates complementary parameters. This mode-seeking, sparsity-inducing design effectively preserves stable representations while integrating new capabilities. We evaluate SCF-RKL across a wide range of model scales and architectures, covering both reasoning-focused and instruction-tuned models. Extensive experiments on 24 benchmarks spanning advanced reasoning, general reasoning and knowledge, instruction following, and safety demonstrate, vision classification that SCF-RKL consistently outperforms existing model merging methods while maintaining strong generalization and generation stability.

Yuxuan Tian, Zihan Wang, Yebo Peng et al.

Efficient inference of large language models (LLMs) is hindered by an ever-growing key-value (KV) cache, making KV cache compression a critical research direction. Traditional methods selectively evict less important KV cache entries based on attention scores or position heuristics, which leads to information loss and hallucinations. Recently, merging-based strategies have been explored to retain more information by merging KV pairs that would be discarded; however, these existing approaches inevitably introduce inconsistencies in attention distributions before and after merging, causing output perturbation and degraded generation quality. To overcome this challenge, we propose KeepKV, a novel adaptive KV cache merging method designed to eliminate output perturbation while preserving performance under strict memory constraints. KeepKV introduces the Electoral Votes mechanism that records merging history and adaptively adjusts attention scores. Moreover, it further leverages a novel Zero Inference-Perturbation Merging methods, keeping attention consistency and compensating for attention loss resulting from cache merging. KeepKV successfully retains essential context information within a significantly compressed cache. Extensive experiments on various benchmarks and LLM architectures demonstrate that KeepKV substantially reduces memory usage, enhances inference throughput by more than 2x and keeps superior generation quality even with 10% KV cache budgets.