Sendong Zhao

Yanrui Du, Sendong Zhao, Ming Ma et al.

Extensive work has been devoted to improving the safety mechanism of Large Language Models (LLMs). However, LLMs still tend to generate harmful responses when faced with malicious instructions, a phenomenon referred to as "Jailbreak Attack". In our research, we introduce a novel automatic jailbreak method RADIAL, which bypasses the security mechanism by amplifying the potential of LLMs to generate affirmation responses. The jailbreak idea of our method is "Inherent Response Tendency Analysis" which identifies real-world instructions that can inherently induce LLMs to generate affirmation responses and the corresponding jailbreak strategy is "Real-World Instructions-Driven Jailbreak" which involves strategically splicing real-world instructions identified through the above analysis around the malicious instruction. Our method achieves excellent attack performance on English malicious instructions with five open-source advanced LLMs while maintaining robust attack performance in executing cross-language attacks against Chinese malicious instructions. We conduct experiments to verify the effectiveness of our jailbreak idea and the rationality of our jailbreak strategy design. Notably, our method designed a semantically coherent attack prompt, highlighting the potential risks of LLMs. Our study provides detailed insights into jailbreak attacks, establishing a foundation for the development of safer LLMs.

Yanrui Du, Sendong Zhao, Danyang Zhao et al.

Large Language Models (LLMs) are increasingly deployed in various applications. As their usage grows, concerns regarding their safety are rising, especially in maintaining harmless responses when faced with malicious instructions. Many defense strategies have been developed to enhance the safety of LLMs. However, our research finds that existing defense strategies lead LLMs to predominantly adopt a rejection-oriented stance, thereby diminishing the usability of their responses to benign instructions. To solve this problem, we introduce the MoGU framework, designed to enhance LLMs' safety while preserving their usability. Our MoGU framework transforms the base LLM into two variants: the usable LLM and the safe LLM, and further employs dynamic routing to balance their contribution. When encountering malicious instructions, the router will assign a higher weight to the safe LLM to ensure that responses are harmless. Conversely, for benign instructions, the router prioritizes the usable LLM, facilitating usable and helpful responses. On various open-sourced LLMs, we compare multiple defense strategies to verify the superiority of our MoGU framework. Besides, our analysis provides key insights into the effectiveness of MoGU and verifies that our designed routing mechanism can effectively balance the contribution of each variant by assigning weights. Our work released the safer Llama2, Vicuna, Falcon, Dolphin, and Baichuan2.

Yanrui Du, Fenglei Fan, Sendong Zhao et al.

As Large Language Models (LLMs) increasingly permeate human life, their security has emerged as a critical concern, particularly their ability to maintain harmless responses to malicious instructions. Although extensive methods have improved LLMs' security, they often lead to conservative, rejection-oriented responses that compromise practical usability. This presents a key challenge: how to advance the Pareto frontier between LLMs' usability and security, rather than necessitate a trade-off between them. To address this, we propose the MoGU framework, in which the intra-layer router dynamically allocates weights by sensing hidden states, thereby balancing the contributions of security-optimized and usability-optimized variants. Despite its initial potential, the MoGU framework faces limitations such as parameter redundancy and performance bottlenecks. To overcome these, we further propose an improved MoGU_v2 framework that establishes a tighter coupling between the routers and hidden states. In MoGU_v2, routers are embedded only in layers encoding highly classifiable security features, and backbone modules are activated during router optimization to enable bidirectional adaptation. MoGU_V2 exhibits strong adaptability and stable improvements across various series of LLMs, including mainstream LLMs serving as brains in various applications, on-device LLMs optimized for resource-constrained scenarios, and reasoning LLMs tailored for user interpretability. Meanwhile, even facing risks introduced by Instruction Fine-tuning, MoGU_v2 can easily restore security without compromising the task performance gains via a simple data-mix strategy. These comprehensive improvements highlight MoGU_V2 as a robust and versatile solution for mitigating security risks in real-world applications.