17.0LGAug 16, 2024
Information-Theoretic Progress Measures reveal Grokking is an Emergent Phase TransitionKenzo Clauw, Sebastiano Stramaglia, Daniele Marinazzo
This paper studies emergent phenomena in neural networks by focusing on grokking where models suddenly generalize after delayed memorization. To understand this phase transition, we utilize higher-order mutual information to analyze the collective behavior (synergy) and shared properties (redundancy) between neurons during training. We identify distinct phases before grokking allowing us to anticipate when it occurs. We attribute grokking to an emergent phase transition caused by the synergistic interactions between neurons as a whole. We show that weight decay and weight initialization can enhance the emergent phase.
4.6LGNov 1, 2022
Higher-order mutual information reveals synergistic sub-networks for multi-neuron importanceKenzo Clauw, Sebastiano Stramaglia, Daniele Marinazzo
Quantifying which neurons are important with respect to the classification decision of a trained neural network is essential for understanding their inner workings. Previous work primarily attributed importance to individual neurons. In this work, we study which groups of neurons contain synergistic or redundant information using a multivariate mutual information method called the O-information. We observe the first layer is dominated by redundancy suggesting general shared features (i.e. detecting edges) while the last layer is dominated by synergy indicating local class-specific features (i.e. concepts). Finally, we show the O-information can be used for multi-neuron importance. This can be demonstrated by re-training a synergistic sub-network, which results in a minimal change in performance. These results suggest our method can be used for pruning and unsupervised representation learning.
6.7MLJun 17
The Representational Limit of Scalar Interactions: An Interventional DecompositionPotito Aghilar, Sabino Roccotelli, Stanislao Fidanza et al.
Signed pairwise interaction scores fundamentally conflate uniqueness (U), redundancy (R), and synergy (S). We prove this on a minimal 3-way XOR structural causal model: faithful indices such as Shapley-Taylor return zero per pair, whereas projective indices such as Shapley Interaction spread the third-order effect into pair scalars that conflate the three mechanisms. We introduce Stochastic Hi-Fi, a post-hoc, retraining-free predictability decomposition that estimates per-feature U/R/S profiles by interventional masked inference. The estimator provides exact interventional semantics, finite-sample Monte Carlo bounds, strict variance reduction from coupled diamond sampling, and uniform finite-vocabulary convergence. Across tabular SCMs, Stochastic Hi-Fi recovers structure missed by scalar baselines (up to 411x larger interaction-magnitude recovery ratios). It also separates redundant and synergistic heads in the GPT-2 IOI circuit. On NIH ChestX-ray14, Stochastic Hi-Fi matches GradCAM on Pointing Game and improves substantially on Deletion AUC.
4.1LGJul 30, 2025
Cooperative effects in feature importance of individual patterns: application to air pollutants and Alzheimer diseaseM. Ontivero-Ortega, A. Fania, A. Lacalamita et al.
Leveraging recent advances in the analysis of synergy and redundancy in systems of random variables, an adaptive version of the widely used metric Leave One Covariate Out (LOCO) has been recently proposed to quantify cooperative effects in feature importance (Hi-Fi), a key technique in explainable artificial intelligence (XAI), so as to disentangle high-order effects involving a particular input feature in regression problems. Differently from standard feature importance tools, where a single score measures the relevance of each feature, each feature is here characterized by three scores, a two-body (unique) score and higher-order scores (redundant and synergistic). This paper presents a framework to assign those three scores (unique, redundant, and synergistic) to each individual pattern of the data set, while comparing it with the well-known measure of feature importance named {\it Shapley effect}. To illustrate the potential of the proposed framework, we focus on a One-Health application: the relation between air pollutants and Alzheimer's disease mortality rate. Our main result is the synergistic association between features related to $O_3$ and $NO_2$ with mortality, especially in the provinces of Bergamo e Brescia; notably also the density of urban green areas displays synergistic influence with pollutants for the prediction of AD mortality. Our results place local Hi-Fi as a promising tool of wide applicability, which opens new perspectives for XAI as well as to analyze high-order relationships in complex systems.
4.1LGJul 6, 2025
Information-theoretic Quantification of High-order Feature Effects in Classification ProblemsIvan Lazic, Chiara Barà, Marta Iovino et al.
Understanding the contribution of individual features in predictive models remains a central goal in interpretable machine learning, and while many model-agnostic methods exist to estimate feature importance, they often fall short in capturing high-order interactions and disentangling overlapping contributions. In this work, we present an information-theoretic extension of the High-order interactions for Feature importance (Hi-Fi) method, leveraging Conditional Mutual Information (CMI) estimated via a k-Nearest Neighbor (kNN) approach working on mixed discrete and continuous random variables. Our framework decomposes feature contributions into unique, synergistic, and redundant components, offering a richer, model-independent understanding of their predictive roles. We validate the method using synthetic datasets with known Gaussian structures, where ground truth interaction patterns are analytically derived, and further test it on non-Gaussian and real-world gene expression data from TCGA-BRCA. Results indicate that the proposed estimator accurately recovers theoretical and expected findings, providing a potential use case for developing feature selection algorithms or model development based on interaction analysis.
2.3QMOct 26, 2020
Local Granger CausalitySebastiano Stramaglia, Tomas Scagliarini, Yuri Antonacci et al.
Granger causality is a statistical notion of causal influence based on prediction via vector autoregression. For Gaussian variables it is equivalent to transfer entropy, an information-theoretic measure of time-directed information transfer between jointly dependent processes. We exploit such equivalence and calculate exactly the 'local Granger causality', i.e. the profile of the information transfer at each discrete time point in Gaussian processes; in this frame Granger causality is the average of its local version. Our approach offers a robust and computationally fast method to follow the information transfer along the time history of linear stochastic processes, as well as of nonlinear complex systems studied in the Gaussian approximation.