Sitaram Asur

CL
h-index18
6papers
162citations
Novelty41%
AI Score30

6 Papers

CLJul 23, 2024
A Comprehensive Survey of LLM Alignment Techniques: RLHF, RLAIF, PPO, DPO and More

Zhichao Wang, Bin Bi, Shiva Kumar Pentyala et al.

With advancements in self-supervised learning, the availability of trillions tokens in a pre-training corpus, instruction fine-tuning, and the development of large Transformers with billions of parameters, large language models (LLMs) are now capable of generating factual and coherent responses to human queries. However, the mixed quality of training data can lead to the generation of undesired responses, presenting a significant challenge. Over the past two years, various methods have been proposed from different perspectives to enhance LLMs, particularly in aligning them with human expectation. Despite these efforts, there has not been a comprehensive survey paper that categorizes and details these approaches. In this work, we aim to address this gap by categorizing these papers into distinct topics and providing detailed explanations of each alignment method, thereby helping readers gain a thorough understanding of the current state of the field.

LGAug 27, 2024
UNA: Unifying Alignments of RLHF/PPO, DPO and KTO by a Generalized Implicit Reward Function

Zhichao Wang, Bin Bi, Can Huang et al.

An LLM is pretrained on trillions of tokens, but the pretrained LLM may still generate undesired responses. To solve this problem, alignment techniques such as RLHF, DPO and KTO are proposed. However, these alignment techniques have limitations. For example, RLHF requires training the reward model and policy separately, which is complex, time-consuming, memory intensive and unstable during training processes. DPO proposes a mapping between an optimal policy and a reward, greatly simplifying the training process of RLHF. However, it can not take full advantages of a reward model and it is limited to pairwise preference data. In this paper, we propose \textbf{UN}ified \textbf{A}lignment (UNA) which unifies RLHF/PPO, DPO and KTO. Firstly, we mathematically prove that given the classical RLHF objective, the optimal policy is induced by a generalize implicit reward function. With this novel mapping between a reward model and an optimal policy, UNA can 1. unify RLHF/PPO, DPO and KTO into a supervised learning of minimizing the difference between an implicit reward and an explicit reward; 2. outperform RLHF/PPO while simplify, stabilize, speed up and reduce memory burden of RL fine-tuning process; 3. accommodate different feedback types including pairwise, binary and scalar feedback. Downstream experiments show UNA outperforms DPO, KTO and RLHF.

CLNov 3, 2024Code
Rate, Explain and Cite (REC): Enhanced Explanation and Attribution in Automatic Evaluation by Large Language Models

Aliyah R. Hsu, James Zhu, Zhichao Wang et al.

LLMs have demonstrated impressive proficiency in generating coherent and high-quality text, making them valuable across a range of text-generation tasks. However, rigorous evaluation of this generated content is crucial, as ensuring its quality remains a significant challenge due to persistent issues such as factual inaccuracies and hallucination. This paper introduces three fine-tuned general-purpose LLM autoevaluators, REC-8B, REC-12B and REC-70B, specifically designed to evaluate generated text across several dimensions: faithfulness, instruction following, coherence, and completeness. These models not only provide ratings for these metrics but also offer detailed explanation and verifiable citation, thereby enhancing trust in the content. Moreover, the models support various citation modes, accommodating different requirements for latency and granularity. Extensive evaluations on diverse benchmarks demonstrate that our general-purpose LLM auto-evaluator, REC-70B, outperforms state-of-the-art LLMs, excelling in content evaluation by delivering better quality explanation and citation with minimal bias. Our REC dataset and models are available at https://github.com/adelaidehsu/REC.

CLFeb 13, 2025
Diversity Enhances an LLM's Performance in RAG and Long-context Task

Zhichao Wang, Bin Bi, Yanqi Luo et al.

The rapid advancements in large language models (LLMs) have highlighted the challenge of context window limitations, primarily due to the quadratic time complexity of the self-attention mechanism (\(O(N^2)\), where \(N\) denotes the context window length). This constraint impacts tasks such as retrieval-augmented generation (RAG) in question answering (Q\&A) and long context summarization. A common approach involves selecting content with the highest similarity to the query; however, this often leads to redundancy and the exclusion of diverse yet relevant information. Building on principles from Maximal Marginal Relevance (MMR) and Farthest Point Sampling (FPS), we integrate diversity into the content selection process. Our findings reveal that incorporating diversity substantially increases the recall of selecting relevant sentences or chunks before LLM-based Q\&A and summarization. These results highlight the importance of maintaining diversity in future LLM applications to further improve summarization and Q\&A outcomes.

CLJun 25, 2024
PAFT: A Parallel Training Paradigm for Effective LLM Fine-Tuning

Shiva Kumar Pentyala, Zhichao Wang, Bin Bi et al.

Large language models (LLMs) have shown remarkable abilities in diverse natural language processing (NLP) tasks. The LLMs generally undergo supervised fine-tuning (SFT) followed by preference alignment to be usable in downstream applications. However, this sequential training pipeline leads to alignment tax that degrades the LLM performance. This paper introduces PAFT, a new PArallel training paradigm for effective LLM Fine-Tuning, which independently performs SFT and preference alignment (e.g., DPO and ORPO, etc.) with the same pre-trained model on respective datasets. The model produced by SFT and the model from preference alignment are then merged into a final model by parameter fusing for use in downstream applications. This work reveals important findings that preference alignment like DPO naturally results in a sparse model while SFT leads to a natural dense model which needs to be sparsified for effective model merging. This paper introduces an effective interference resolution which reduces the redundancy by sparsifying the delta parameters. The LLM resulted from the new training paradigm achieved Rank #1 on the HuggingFace Open LLM Leaderboard. Comprehensive evaluation shows the effectiveness of the parallel training paradigm.

CYNov 12, 2014
Deciding what to display: maximizing the information value of social media

Sandra Servia-Rodríguez, Bernardo A. Huberman, Sitaram Asur

In information-rich environments, the competition for users' attention leads to a flood of content from which people often find hard to sort out the most relevant and useful pieces. Using Twitter as a case study, we applied an attention economy solution to generate the most informative tweets for its users. By considering the novelty and popularity of tweets as objective measures of their relevance and utility, we used the Huberman-Wu algorithm to automatically select the ones that will receive the most attention in the next time interval. Their predicted popularity was confirmed by using Twitter data collected for a period of 2 months.