Jena D. Hwang

Jack Hessel, Ana Marasović, Jena D. Hwang et al. · allen-ai, uw

Large neural networks can now generate jokes, but do they really "understand" humor? We challenge AI models with three tasks derived from the New Yorker Cartoon Caption Contest: matching a joke to a cartoon, identifying a winning caption, and explaining why a winning caption is funny. These tasks encapsulate progressively more sophisticated aspects of "understanding" a cartoon; key elements are the complex, often surprising relationships between images and captions and the frequent inclusion of indirect and playful allusions to human experience and culture. We investigate both multimodal and language-only models: the former are challenged with the cartoon images directly, while the latter are given multifaceted descriptions of the visual scene to simulate human-level visual understanding. We find that both types of models struggle at all three tasks. For example, our best multimodal models fall 30 accuracy points behind human performance on the matching task, and, even when provided ground-truth visual scene descriptors, human-authored explanations are preferred head-to-head over the best machine-authored ones (few-shot GPT-4) in more than 2/3 of cases. We release models, code, leaderboard, and corpus, which includes newly-gathered annotations describing the image's locations/entities, what's unusual in the scene, and an explanation of the joke.

Xuhui Zhou, Hao Zhu, Akhila Yerukola et al. · allen-ai, cmu

Warning: This paper contains content that may be offensive or upsetting. Understanding the harms and offensiveness of statements requires reasoning about the social and situational context in which statements are made. For example, the utterance "your English is very good" may implicitly signal an insult when uttered by a white man to a non-white colleague, but uttered by an ESL teacher to their student would be interpreted as a genuine compliment. Such contextual factors have been largely ignored by previous approaches to toxic language detection. We introduce COBRA frames, the first context-aware formalism for explaining the intents, reactions, and harms of offensive or biased statements grounded in their social and situational context. We create COBRACORPUS, a dataset of 33k potentially offensive statements paired with machine-generated contexts and free-text explanations of offensiveness, implied biases, speaker intents, and listener reactions. To study the contextual dynamics of offensiveness, we train models to generate COBRA explanations, with and without access to the context. We find that explanations by context-agnostic models are significantly worse than by context-aware ones, especially in situations where the context inverts the statement's offensiveness (29% accuracy drop). Our work highlights the importance and feasibility of contextualized NLP by modeling social factors.

Valentina Pyatkin, Jena D. Hwang, Vivek Srikumar et al. · allen-ai, uw

Context is everything, even in commonsense moral reasoning. Changing contexts can flip the moral judgment of an action; "Lying to a friend" is wrong in general, but may be morally acceptable if it is intended to protect their life. We present ClarifyDelphi, an interactive system that learns to ask clarification questions (e.g., why did you lie to your friend?) in order to elicit additional salient contexts of a social or moral situation. We posit that questions whose potential answers lead to diverging moral judgments are the most informative. Thus, we propose a reinforcement learning framework with a defeasibility reward that aims to maximize the divergence between moral judgments of hypothetical answers to a question. Human evaluation demonstrates that our system generates more relevant, informative and defeasible questions compared to competitive baselines. Our work is ultimately inspired by studies in cognitive science that have investigated the flexibility in moral cognition (i.e., the diverse contexts in which moral rules can be bent), and we hope that research in this direction can assist both cognitive and computational investigations of moral judgments.

Peter West, Ximing Lu, Nouha Dziri et al. · allen-ai, cmu

The recent wave of generative AI has sparked unprecedented global attention, with both excitement and concern over potentially superhuman levels of artificial intelligence: models now take only seconds to produce outputs that would challenge or exceed the capabilities even of expert humans. At the same time, models still show basic errors in understanding that would not be expected even in non-expert humans. This presents us with an apparent paradox: how do we reconcile seemingly superhuman capabilities with the persistence of errors that few humans would make? In this work, we posit that this tension reflects a divergence in the configuration of intelligence in today's generative models relative to intelligence in humans. Specifically, we propose and test the Generative AI Paradox hypothesis: generative models, having been trained directly to reproduce expert-like outputs, acquire generative capabilities that are not contingent upon -- and can therefore exceed -- their ability to understand those same types of outputs. This contrasts with humans, for whom basic understanding almost always precedes the ability to generate expert-level outputs. We test this hypothesis through controlled experiments analyzing generation vs. understanding in generative models, across both language and image modalities. Our results show that although models can outperform humans in generation, they consistently fall short of human capabilities in measures of understanding, as well as weaker correlation between generation and understanding performance, and more brittleness to adversarial inputs. Our findings support the hypothesis that models' generative capability may not be contingent upon understanding capability, and call for caution in interpreting artificial intelligence by analogy to human intelligence.

Chandra Bhagavatula, Jena D. Hwang, Doug Downey et al. · allen-ai, uw

Commonsense capabilities of pre-trained language models dramatically improve with scale, leading many to believe that scale is the only winning recipe. But is it? Here, we investigate an alternative that a priori seems impossible: can smaller language models (e.g., GPT-2) win over models that are orders of magnitude larger and better (e.g., GPT-3), if powered with novel commonsense distillation algorithms? The key intellectual challenge is to design a learning algorithm that achieve a competitive level of commonsense acquisition, without relying on the benefits of scale. In particular, we study generative models of commonsense knowledge, focusing on the task of generating generics, statements of commonsense facts about everyday concepts, e.g., birds can fly. We introduce I2D2, a novel commonsense distillation framework that loosely follows the Symbolic Knowledge Distillation of West et al. but breaks the dependence on the extreme-scale teacher model with two innovations: (1) the novel adaptation of NeuroLogic Decoding to enhance the generation quality of the weak, off-the-shelf language models, and (2) self-imitation learning to iteratively learn from the model's own enhanced commonsense acquisition capabilities. Empirical results suggest that scale is not the only way, as novel algorithms can be a promising alternative. Moreover, our study leads to a new corpus of generics, Gen-A-tomic, that is the largest and highest quality available to date.

Kaitlyn Zhou, Jena D. Hwang, Xiang Ren et al. · allen-ai, cmu

The ability to communicate uncertainty, risk, and limitation is crucial for the safety of large language models. However, current evaluations of these abilities rely on simple calibration, asking whether the language generated by the model matches appropriate probabilities. Instead, evaluation of this aspect of LLM communication should focus on the behaviors of their human interlocutors: how much do they rely on what the LLM says? Here we introduce an interaction-centered evaluation framework called Rel-A.I. (pronounced "rely"}) that measures whether humans rely on LLM generations. We use this framework to study how reliance is affected by contextual features of the interaction (e.g, the knowledge domain that is being discussed), or the use of greetings communicating warmth or competence (e.g., "I'm happy to help!"). We find that contextual characteristics significantly affect human reliance behavior. For example, people rely 10% more on LMs when responding to questions involving calculations and rely 30% more on LMs that are perceived as more competent. Our results show that calibration and language quality alone are insufficient in evaluating the risks of human-LM interactions, and illustrate the need to consider features of the interactional context.

Wenting Zhao, Justin T Chiu, Jena D. Hwang et al. · allen-ai, berkeley

Language technologies that accurately model the dynamics of events must perform commonsense reasoning. Existing work evaluating commonsense reasoning focuses on making inferences about common, everyday situations. To instead investigate the ability to model unusual, unexpected, and unlikely situations, we explore the task of uncommonsense abductive reasoning. Given a piece of context with an unexpected outcome, this task requires reasoning abductively to generate an explanation that makes the unexpected outcome more likely in the context. To this end, we curate and release a new English language corpus called UNcommonsense. We characterize the performance differences between human explainers and the best-performing large language models, finding that model-enhanced human-written explanations achieve the highest quality by trading off between specificity and diversity. Finally, we experiment with several imitation learning algorithms to train open and accessible language models on this task. When compared with the vanilla supervised fine-tuning approach, these methods consistently reduce lose rates on both common and uncommonsense abductive reasoning judged by human evaluators.

Allyson Ettinger, Jena D. Hwang, Valentina Pyatkin et al. · allen-ai

Large language models (LLMs) show amazing proficiency and fluency in the use of language. Does this mean that they have also acquired insightful linguistic knowledge about the language, to an extent that they can serve as an "expert linguistic annotator"? In this paper, we examine the successes and limitations of the GPT-3, ChatGPT, and GPT-4 models in analysis of sentence meaning structure, focusing on the Abstract Meaning Representation (AMR; Banarescu et al. 2013) parsing formalism, which provides rich graphical representations of sentence meaning structure while abstracting away from surface forms. We compare models' analysis of this semantic structure across two settings: 1) direct production of AMR parses based on zero- and few-shot prompts, and 2) indirect partial reconstruction of AMR via metalinguistic natural language queries (e.g., "Identify the primary event of this sentence, and the predicate corresponding to that event."). Across these settings, we find that models can reliably reproduce the basic format of AMR, and can often capture core event, argument, and modifier structure -- however, model outputs are prone to frequent and major errors, and holistic analysis of parse acceptability shows that even with few-shot demonstrations, models have virtually 0% success in producing fully accurate parses. Eliciting natural language responses produces similar patterns of errors. Overall, our findings indicate that these models out-of-the-box can capture aspects of semantic structure, but there remain key limitations in their ability to support fully accurate semantic analyses or parses.

Emily Allaway, Jena D. Hwang, Chandra Bhagavatula et al.

Generics express generalizations about the world (e.g., birds can fly) that are not universally true (e.g., newborn birds and penguins cannot fly). Commonsense knowledge bases, used extensively in NLP, encode some generic knowledge but rarely enumerate such exceptions and knowing when a generic statement holds or does not hold true is crucial for developing a comprehensive understanding of generics. We present a novel framework informed by linguistic theory to generate exemplars -- specific cases when a generic holds true or false. We generate ~19k exemplars for ~650 generics and show that our framework outperforms a strong GPT-3 baseline by 12.8 precision points. Our analysis highlights the importance of linguistic theory-based controllability for generating exemplars, the insufficiency of knowledge bases as a source of exemplars, and the challenges exemplars pose for the task of natural language inference.

Michael Regan, Jena D. Hwang, Keisuke Sakaguchi et al. · uw

Making sense of familiar yet new situations typically involves making generalizations about causal schemas, stories that help humans reason about event sequences. Reasoning about events includes identifying cause and effect relations shared across event instances, a process we refer to as causal schema induction. Statistical schema induction systems may leverage structural knowledge encoded in discourse or the causal graphs associated with event meaning, however resources to study such causal structure are few in number and limited in size. In this work, we investigate how to apply schema induction models to the task of knowledge discovery for enhanced search of English-language news texts. To tackle the problem of data scarcity, we present Torquestra, a manually curated dataset of text-graph-schema units integrating temporal, event, and causal structures. We benchmark our dataset on three knowledge discovery tasks, building and evaluating models for each. Results show that systems that harness causal structure are effective at identifying texts sharing similar causal meaning components rather than relying on lexical cues alone. We make our dataset and models available for research purposes.

Andre Ye, Sebastin Santy, Jena D. Hwang et al. · uw

Computer vision often treats human perception as homogeneous: an implicit assumption that visual stimuli are perceived similarly by everyone. This assumption is reflected in the way researchers collect datasets and train vision models. By contrast, literature in cross-cultural psychology and linguistics has provided evidence that people from different cultural backgrounds observe vastly different concepts even when viewing the same visual stimuli. In this paper, we study how these differences manifest themselves in vision-language datasets and models, using language as a proxy for culture. By comparing textual descriptions generated across 7 languages for the same images, we find significant differences in the semantic content and linguistic expression. When datasets are multilingual as opposed to monolingual, descriptions have higher semantic coverage on average, where coverage is measured using scene graphs, model embeddings, and linguistic taxonomies. For example, multilingual descriptions have on average 29.9% more objects, 24.5% more relations, and 46.0% more attributes than a set of monolingual captions. When prompted to describe images in different languages, popular models (e.g. LLaVA) inherit this bias and describe different parts of the image. Moreover, finetuning models on captions from one language performs best on corresponding test data from that language, while finetuning on multilingual data performs consistently well across all test data compositions. Our work points towards the need to account for and embrace the diversity of human perception in the computer vision community.

Silin Gao, Jena D. Hwang, Saya Kanno et al.

Understanding rich narratives, such as dialogues and stories, often requires natural language processing systems to access relevant knowledge from commonsense knowledge graphs. However, these systems typically retrieve facts from KGs using simple heuristics that disregard the complex challenges of identifying situationally-relevant commonsense knowledge (e.g., contextualization, implicitness, ambiguity). In this work, we propose the new task of commonsense fact linking, where models are given contexts and trained to identify situationally-relevant commonsense knowledge from KGs. Our novel benchmark, ComFact, contains ~293k in-context relevance annotations for commonsense triplets across four stylistically diverse dialogue and storytelling datasets. Experimental results confirm that heuristic fact linking approaches are imprecise knowledge extractors. Learned fact linking models demonstrate across-the-board performance improvements (~34.6% F1) over these heuristics. Furthermore, improved knowledge retrieval yielded average downstream improvements of 9.8% for a dialogue response generation task. However, fact linking models still significantly underperform humans, suggesting our benchmark is a promising testbed for research in commonsense augmentation of NLP systems.

Amita Kamath, Jack Hessel, Khyathi Chandu et al. · allen-ai

The lack of reasoning capabilities in Vision-Language Models (VLMs) has remained at the forefront of research discourse. We posit that this behavior stems from a reporting bias in their training data. That is, how people communicate about visual content by default omits tacit information needed to supervise some types of reasoning; e.g., "at the game today!" is a more likely caption than "a photo of 37 people standing behind a field". We investigate the data underlying the popular VLMs OpenCLIP, LLaVA-1.5 and Molmo through the lens of theories from pragmatics, and find that reporting bias results in insufficient representation of four reasoning skills (spatial, temporal, negation, and counting), despite the corpora being of web-scale, and/or synthetically generated. With a set of curated benchmarks, we demonstrate that: (i) VLMs perform poorly on the aforementioned types of reasoning suppressed in the training data by reporting bias; (ii) contrary to popular belief, scaling data size, model size, and to multiple languages does not result in emergence of these skills by default; but, promisingly, (iii) incorporating annotations specifically collected to obtain tacit information is effective. Our findings highlight the need for more intentional training data curation methods, rather than counting on scale for emergence of reasoning capabilities.

Dany Haddad, Dan Bareket, Joseph Chee Chang et al.

AI-powered scientific research tools are rapidly being integrated into research workflows, yet the field lacks a clear lens into how researchers use these systems in real-world settings. We present and analyze the Asta Interaction Dataset, a large-scale resource comprising over 200,000 user queries and interaction logs from two deployed tools (a literature discovery interface and a scientific question-answering interface) within an LLM-powered retrieval-augmented generation platform. Using this dataset, we characterize query patterns, engagement behaviors, and how usage evolves with experience. We find that users submit longer and more complex queries than in traditional search, and treat the system as a collaborative research partner, delegating tasks such as drafting content and identifying research gaps. Users treat generated responses as persistent artifacts, revisiting and navigating among outputs and cited evidence in non-linear ways. With experience, users issue more targeted queries and engage more deeply with supporting citations, although keyword-style queries persist even among experienced users. We release the anonymized dataset and analysis with a new query intent taxonomy to inform future designs of real-world AI research assistants and to support realistic evaluation.

Xinran Zhao, Aakanksha Naik, Jay DeYoung et al.

Large language models (LLMs) are increasingly being used to generate comprehensive, knowledge-intensive reports. However, while these models are trained on diverse academic papers and reports, they are not exposed to the reasoning processes and intents that guide authors in crafting these documents. We hypothesize that enhancing a model's intent awareness can significantly improve the quality of generated long-form reports. We develop and employ structured, tag-based schemes to better elicit underlying implicit intents to write or cite. We demonstrate that these extracted intents enhance both zero-shot generation capabilities in LLMs and enable the creation of high-quality synthetic data for fine-tuning smaller models. Our experiments reveal improved performance across various challenging scientific report generation tasks, with an average improvement of +2.9 and +12.3 absolute points for large and small models over baselines, respectively. Furthermore, our analysis illuminates how intent awareness enhances model citation usage and substantially improves report readability.

Vera A. Kazakova, Jena D. Hwang, Bonnie J. Dorr et al.

Effective cyber threat recognition and prevention demand comprehensible forecasting systems, as prior approaches commonly offer limited and, ultimately, unconvincing information. We introduce Simplified Plaintext Language (SPLAIN), a natural language generator that converts warning data into user-friendly cyber threat explanations. SPLAIN is designed to generate clear, actionable outputs, incorporating hierarchically organized explanatory details about input data and system functionality. Given the inputs of individual sensor-induced forecasting signals and an overall warning from a fusion module, SPLAIN queries each signal for information on contributing sensors and data signals. This collected data is processed into a coherent English explanation, encompassing forecasting, sensing, and data elements for user review. SPLAIN's template-based approach ensures consistent warning structure and vocabulary. SPLAIN's hierarchical output structure allows each threat and its components to be expanded to reveal underlying explanations on demand. Our conclusions emphasize the need for designers to specify the "how" and "why" behind cyber warnings, advocate for simple structured templates in generating consistent explanations, and recognize that direct causal links in Machine Learning approaches may not always be identifiable, requiring some explanations to focus on general methodologies, such as model and training data.

Huihan Li, Liwei Jiang, Jena D. Hwang et al.

As the utilization of large language models (LLMs) has proliferated world-wide, it is crucial for them to have adequate knowledge and fair representation for diverse global cultures. In this work, we uncover culture perceptions of three SOTA models on 110 countries and regions on 8 culture-related topics through culture-conditioned generations, and extract symbols from these generations that are associated to each culture by the LLM. We discover that culture-conditioned generation consist of linguistic "markers" that distinguish marginalized cultures apart from default cultures. We also discover that LLMs have an uneven degree of diversity in the culture symbols, and that cultures from different geographic regions have different presence in LLMs' culture-agnostic generation. Our findings promote further research in studying the knowledge and fairness of global culture perception in LLMs. Code and Data can be found here: https://github.com/huihanlhh/Culture-Gen/

Amanpreet Singh, Joseph Chee Chang, Chloe Anastasiades et al. · allen-ai

Retrieval-augmented generation is increasingly effective in answering scientific questions from literature, but many state-of-the-art systems are expensive and closed-source. We introduce Ai2 Scholar QA, a free online scientific question answering application. To facilitate research, we make our entire pipeline public: as a customizable open-source Python package and interactive web app, along with paper indexes accessible through public APIs and downloadable datasets. We describe our system in detail and present experiments analyzing its key design decisions. In an evaluation on a recent scientific QA benchmark, we find that Ai2 Scholar QA outperforms competing systems.

Nathan Lambert, Jacob Morrison, Valentina Pyatkin et al. · allen-ai, cambridge

Language model post-training is applied to refine behaviors and unlock new skills across a wide range of recent language models, but open recipes for applying these techniques lag behind proprietary ones. The underlying training data and recipes for post-training are simultaneously the most important pieces of the puzzle and the portion with the least transparency. To bridge this gap, we introduce Tulu 3, a family of fully-open state-of-the-art post-trained models, alongside its data, code, and training recipes, serving as a comprehensive guide for modern post-training techniques. Tulu 3, which builds on Llama 3.1 base models, achieves results surpassing the instruct versions of Llama 3.1, Qwen 2.5, Mistral, and even closed models such as GPT-4o-mini and Claude 3.5-Haiku. The training algorithms for our models include supervised finetuning (SFT), Direct Preference Optimization (DPO), and a novel method we call Reinforcement Learning with Verifiable Rewards (RLVR). With Tulu 3, we introduce a multi-task evaluation scheme for post-training recipes with development and unseen evaluations, standard benchmark implementations, and substantial decontamination of existing open datasets on said benchmarks. We conclude with analysis and discussion of training methods that did not reliably improve performance. In addition to the Tulu 3 model weights and demo, we release the complete recipe -- including datasets for diverse core skills, a robust toolkit for data curation and evaluation, the training code and infrastructure, and, most importantly, a detailed report for reproducing and further adapting the Tulu 3 approach to more domains.

Nathan Schneider, Jena D. Hwang, Vivek Srikumar et al.

This document offers a detailed linguistic description of SNACS (Semantic Network of Adposition and Case Supersenses; Schneider et al., 2018), an inventory of 52 semantic labels ("supersenses") that characterize the use of adpositions and case markers at a somewhat coarse level of granularity, as demonstrated in the STREUSLE corpus (https://github.com/nert-nlp/streusle/ ; version 4.5 tracks guidelines version 2.6). Though the SNACS inventory aspires to be universal, this document is specific to English; documentation for other languages will be published separately. Version 2 is a revision of the supersense inventory proposed for English by Schneider et al. (2015, 2016) (henceforth "v1"), which in turn was based on previous schemes. The present inventory was developed after extensive review of the v1 corpus annotations for English, plus previously unanalyzed genitive case possessives (Blodgett and Schneider, 2018), as well as consideration of adposition and case phenomena in Hebrew, Hindi, Korean, and German. Hwang et al. (2017) present the theoretical underpinnings of the v2 scheme. Schneider et al. (2018) summarize the scheme, its application to English corpus data, and an automatic disambiguation task. Liu et al. (2021) offer an English Lexical Semantic Recognition tagger that includes SNACS labels in its output. This documentation can also be browsed alongside corpus data on the Xposition website (Gessler et al., 2022): http://www.xposition.org/

Kaitlyn Zhou, Jena D. Hwang, Xiang Ren et al. · allen-ai, cmu

As natural language becomes the default interface for human-AI interaction, there is a need for LMs to appropriately communicate uncertainties in downstream applications. In this work, we investigate how LMs incorporate confidence in responses via natural language and how downstream users behave in response to LM-articulated uncertainties. We examine publicly deployed models and find that LMs are reluctant to express uncertainties when answering questions even when they produce incorrect responses. LMs can be explicitly prompted to express confidences, but tend to be overconfident, resulting in high error rates (an average of 47%) among confident responses. We test the risks of LM overconfidence by conducting human experiments and show that users rely heavily on LM generations, whether or not they are marked by certainty. Lastly, we investigate the preference-annotated datasets used in post training alignment and find that humans are biased against texts with uncertainty. Our work highlights new safety harms facing human-LM interactions and proposes design recommendations and mitigating strategies moving forward.

Michael JQ Zhang, Zhilin Wang, Jena D. Hwang et al. · allen-ai

We examine diverging preferences in human-labeled preference datasets. We develop a taxonomy of disagreement sources spanning 10 categories across four high-level classes -- task underspecification, response style, refusals, and annotation errors. We find that the majority of disagreements are in opposition with standard reward modeling approaches, which are designed with the assumption that annotator disagreement is noise. We then explore how these findings impact two areas of LLM development: reward modeling and evaluation. In our experiments, we demonstrate how standard reward modeling methods, like the Bradley-Terry model, fail to differentiate whether a given preference judgment is the result of unanimous agreement among annotators or the majority opinion among diverging user preferences. We also find that these tendencies are also echoed by popular LLM-as-Judge evaluation methods, which consistently identify a winning response in cases of diverging preferences. These findings highlight remaining challenges in LLM evaluations, which are greatly influenced by divisive features like response style, and in developing pluralistically aligned LLMs. To address these issues, we develop methods for identifying diverging preferences to mitigate their influence on evaluation and training.

Ian Magnusson, Nguyen Tai, Ben Bogin et al. · allen-ai, uw

Because large language models are expensive to pretrain on different datasets, using smaller-scale experiments to decide on data is crucial for reducing costs. Which benchmarks and methods of making decisions from observed performance at small scale most accurately predict the datasets that yield the best large models? To empower open exploration of this question, we release models, data, and evaluations in DataDecide -- the most extensive open suite of models over differences in data and scale. We conduct controlled pretraining experiments across 25 corpora with differing sources, deduplication, and filtering up to 100B tokens, model sizes up to 1B parameters, and 3 random seeds. We find that the ranking of models at a single, small size (e.g., 150M parameters) is a strong baseline for predicting best models at our larger target scale (1B) (~80% of com parisons correct). No scaling law methods among 8 baselines exceed the compute-decision frontier of single-scale predictions, but DataDecide can measure improvement in future scaling laws. We also identify that using continuous likelihood metrics as proxies in small experiments makes benchmarks including MMLU, ARC, HellaSwag, MBPP, and HumanEval >80% predictable at the target 1B scale with just 0.01% of the compute.

Junghyun Min, Na-Rae Han, Jena D. Hwang et al.

Multiword expressions (MWEs) have been widely studied in cross-lingual annotation frameworks such as PARSEME. However, Korean MWEs remain underrepresented in these efforts. In particular, Korean multiword adpositions lack systematic analysis, annotated resources, and integration into existing multilingual frameworks. In this paper, we study a class of Korean functional multiword expressions: postpositional verb-based constructions (PVCs). Using data from Korean Wikipedia, we survey and analyze several PVC expressions and contrast them with non-MWEs and light verb constructions (LVCs) with similar structure. Building on this analysis, we propose annotation guidelines designed to support future work in Korean multiword adpositions and facilitate alignment with cross-lingual frameworks.

Jonathan Bragg, Mike D'Arcy, Nishant Balepur et al. · allen-ai

AI agents hold the potential to revolutionize scientific productivity by automating literature reviews, replicating experiments, analyzing data, and even proposing new directions of inquiry; indeed, there are now many such agents, ranging from general-purpose "deep research" systems to specialized science-specific agents, such as AI Scientist and AIGS. Rigorous evaluation of these agents is critical for progress. Yet existing benchmarks fall short on several fronts: they (1) fail to provide holistic, product-informed measures of real-world use cases such as science research; (2) lack reproducible agent tools necessary for a controlled comparison of core agentic capabilities; (3) do not account for confounding variables such as model cost and tool access; (4) do not provide standardized interfaces for quick agent prototyping and evaluation; and (5) lack comprehensive baseline agents necessary to identify true advances. In response, we define principles and tooling for more rigorously benchmarking agents. Using these, we present AstaBench, a suite that provides the first holistic measure of agentic ability to perform scientific research, comprising 2400+ problems spanning the entire scientific discovery process and multiple scientific domains, and including many problems inspired by actual user requests to deployed Asta agents. Our suite comes with the first scientific research environment with production-grade search tools that enable controlled, reproducible evaluation, better accounting for confounders. Alongside, we provide a comprehensive suite of nine science-optimized classes of Asta agents and numerous baselines. Our extensive evaluation of 57 agents across 22 agent classes reveals several interesting findings, most importantly that despite meaningful progress on certain individual aspects, AI remains far from solving the challenge of science research assistance.

David Atkinson, Jena D. Hwang, Jacob Morrison

This paper challenges the assumption that courts should grant First Amendment protections to outputs from large generative AI models, such as GPT-4 and Gemini. We argue that because these models lack intentionality, their outputs do not constitute speech as understood in the context of established legal precedent, so there can be no speech to protect. Furthermore, if the model outputs are not speech, users cannot claim a First Amendment speech right to receive the outputs. We also argue that extending First Amendment rights to AI models would not serve the fundamental purposes of free speech, such as promoting a marketplace of ideas, facilitating self-governance, or fostering self-expression. In fact, granting First Amendment protections to AI models would be detrimental to society because it would hinder the government's ability to regulate these powerful technologies effectively, potentially leading to the unchecked spread of misinformation and other harms.

Mingqian Zheng, Wenjia Hu, Patrick Zhao et al. · allen-ai, cmu

Current LLMs are trained to refuse potentially harmful input queries regardless of whether users actually had harmful intents, causing a tradeoff between safety and user experience. Through a study of 480 participants evaluating 3,840 query-response pairs, we examine how different refusal strategies affect user perceptions across varying motivations. Our findings reveal that response strategy largely shapes user experience, while actual user motivation has negligible impact. Partial compliance -- providing general information without actionable details -- emerges as the optimal strategy, reducing negative user perceptions by over 50% to flat-out refusals. Complementing this, we analyze response patterns of 9 state-of-the-art LLMs and evaluate how 6 reward models score different refusal strategies, demonstrating that models rarely deploy partial compliance naturally and reward models currently undervalue it. This work demonstrates that effective guardrails require focusing on crafting thoughtful refusals rather than detecting intent, offering a path toward AI safety mechanisms that ensure both safety and sustained user engagement.

Faeze Brahman, Chandra Bhagavatula, Valentina Pyatkin et al.

Procedural planning, which entails decomposing a high-level goal into a sequence of temporally ordered steps, is an important yet intricate task for machines. It involves integrating common-sense knowledge to reason about complex and often contextualized situations, e.g. ``scheduling a doctor's appointment without a phone''. While current approaches show encouraging results using large language models (LLMs), they are hindered by drawbacks such as costly API calls and reproducibility issues. In this paper, we advocate planning using smaller language models. We present PlaSma, a novel two-pronged approach to endow small language models with procedural knowledge and (constrained) language planning capabilities. More concretely, we develop symbolic procedural knowledge distillation to enhance the commonsense knowledge in small language models and an inference-time algorithm to facilitate more structured and accurate reasoning. In addition, we introduce a new related task, Replanning, that requires a revision of a plan to cope with a constrained situation. In both the planning and replanning settings, we show that orders-of-magnitude smaller models (770M-11B parameters) can compete and often surpass their larger teacher models' capabilities. Finally, we showcase successful application of PlaSma in an embodied environment, VirtualHome.

Nouha Dziri, Ximing Lu, Melanie Sclar et al.

Transformer large language models (LLMs) have sparked admiration for their exceptional performance on tasks that demand intricate multi-step reasoning. Yet, these models simultaneously show failures on surprisingly trivial problems. This begs the question: Are these errors incidental, or do they signal more substantial limitations? In an attempt to demystify transformer LLMs, we investigate the limits of these models across three representative compositional tasks -- multi-digit multiplication, logic grid puzzles, and a classic dynamic programming problem. These tasks require breaking problems down into sub-steps and synthesizing these steps into a precise answer. We formulate compositional tasks as computation graphs to systematically quantify the level of complexity, and break down reasoning steps into intermediate sub-procedures. Our empirical findings suggest that transformer LLMs solve compositional tasks by reducing multi-step compositional reasoning into linearized subgraph matching, without necessarily developing systematic problem-solving skills. To round off our empirical study, we provide theoretical arguments on abstract multi-step reasoning problems that highlight how autoregressive generations' performance can rapidly decay with\,increased\,task\,complexity.

Jack Hessel, Jena D. Hwang, Jae Sung Park et al.

Humans have remarkable capacity to reason abductively and hypothesize about what lies beyond the literal content of an image. By identifying concrete visual clues scattered throughout a scene, we almost can't help but draw probable inferences beyond the literal scene based on our everyday experience and knowledge about the world. For example, if we see a "20 mph" sign alongside a road, we might assume the street sits in a residential area (rather than on a highway), even if no houses are pictured. Can machines perform similar visual reasoning? We present Sherlock, an annotated corpus of 103K images for testing machine capacity for abductive reasoning beyond literal image contents. We adopt a free-viewing paradigm: participants first observe and identify salient clues within images (e.g., objects, actions) and then provide a plausible inference about the scene, given the clue. In total, we collect 363K (clue, inference) pairs, which form a first-of-its-kind abductive visual reasoning dataset. Using our corpus, we test three complementary axes of abductive reasoning. We evaluate the capacity of models to: i) retrieve relevant inferences from a large candidate corpus; ii) localize evidence for inferences via bounding boxes, and iii) compare plausible inferences to match human judgments on a newly-collected diagnostic corpus of 19K Likert-scale judgments. While we find that fine-tuning CLIP-RN50x64 with a multitask objective outperforms strong baselines, significant headroom exists between model performance and human agreement. Data, models, and leaderboard available at http://visualabduction.com/

Liwei Jiang, Jena D. Hwang, Chandra Bhagavatula et al.

As AI systems become increasingly powerful and pervasive, there are growing concerns about machines' morality or a lack thereof. Yet, teaching morality to machines is a formidable task, as morality remains among the most intensely debated questions in humanity, let alone for AI. Existing AI systems deployed to millions of users, however, are already making decisions loaded with moral implications, which poses a seemingly impossible challenge: teaching machines moral sense, while humanity continues to grapple with it. To explore this challenge, we introduce Delphi, an experimental framework based on deep neural networks trained directly to reason about descriptive ethical judgments, e.g., "helping a friend" is generally good, while "helping a friend spread fake news" is not. Empirical results shed novel insights on the promises and limits of machine ethics; Delphi demonstrates strong generalization capabilities in the face of novel ethical situations, while off-the-shelf neural network models exhibit markedly poor judgment including unjust biases, confirming the need for explicitly teaching machines moral sense. Yet, Delphi is not perfect, exhibiting susceptibility to pervasive biases and inconsistencies. Despite that, we demonstrate positive use cases of imperfect Delphi, including using it as a component model within other imperfect AI systems. Importantly, we interpret the operationalization of Delphi in light of prominent ethical theories, which leads us to important future research questions.

Peter West, Chandra Bhagavatula, Jack Hessel et al.

The common practice for training commonsense models has gone from-human-to-corpus-to-machine: humans author commonsense knowledge graphs in order to train commonsense models. In this work, we investigate an alternative, from-machine-to-corpus-to-machine: general language models author these commonsense knowledge graphs to train commonsense models. Our study leads to a new framework, Symbolic Knowledge Distillation. As with prior art in Knowledge Distillation (Hinton et al., 2015), our approach uses larger models to teach smaller models. A key difference is that we distill knowledge symbolically-as text-in addition to the neural model. We also distill only one aspect-the commonsense of a general language model teacher, allowing the student to be a different type, a commonsense model. Altogether, we show that careful prompt engineering and a separately trained critic model allow us to selectively distill high-quality causal commonsense from GPT-3, a general language model. Empirical results demonstrate that, for the first time, a human-authored commonsense knowledge graph is surpassed by our automatically distilled variant in all three criteria: quantity, quality, and diversity. In addition, it results in a neural commonsense model that surpasses the teacher model's commonsense capabilities despite its 100x smaller size. We apply this to the ATOMIC resource, and share our new symbolic knowledge graph and commonsense models.

Yue Dong, Chandra Bhagavatula, Ximing Lu et al.

Despite considerable advancements with deep neural language models (LMs), neural text generation still suffers from degeneration: the generated text is repetitive, generic, self-contradictory, and often lacks commonsense. Our analyses on sentence-level attention patterns in LMs reveal that neural degeneration may be associated with insufficient learning of task-specific characteristics by the attention mechanism. This finding motivates on-the-fly attention modulation -- a simple but effective method that enables the injection of priors into attention computation during inference. Automatic and human evaluation results on three text generation benchmarks demonstrate that attention modulation helps LMs generate text with enhanced fluency, creativity, and commonsense reasoning, in addition to significantly reduce sentence-level repetition.

Denis Emelin, Ronan Le Bras, Jena D. Hwang et al.

In social settings, much of human behavior is governed by unspoken rules of conduct. For artificial systems to be fully integrated into social environments, adherence to such norms is a central prerequisite. We investigate whether contemporary NLG models can function as behavioral priors for systems deployed in social settings by generating action hypotheses that achieve predefined goals under moral constraints. Moreover, we examine if models can anticipate likely consequences of (im)moral actions, or explain why certain actions are preferable by generating relevant norms. For this purpose, we introduce 'Moral Stories', a crowd-sourced dataset of structured, branching narratives for the study of grounded, goal-oriented social reasoning. Finally, we propose decoding strategies that effectively combine multiple expert models to significantly improve the quality of generated actions, consequences, and norms compared to strong baselines, e.g. though abductive reasoning.

Jeff Da, Maxwell Forbes, Rowan Zellers et al.

Multimodal disinformation, from 'deepfakes' to simple edits that deceive, is an important societal problem. Yet at the same time, the vast majority of media edits are harmless -- such as a filtered vacation photo. The difference between this example, and harmful edits that spread disinformation, is one of intent. Recognizing and describing this intent is a major challenge for today's AI systems. We present the task of Edited Media Understanding, requiring models to answer open-ended questions that capture the intent and implications of an image edit. We introduce a dataset for our task, EMU, with 48k question-answer pairs written in rich natural language. We evaluate a wide variety of vision-and-language models for our task, and introduce a new model PELICAN, which builds upon recent progress in pretrained multimodal representations. Our model obtains promising results on our dataset, with humans rating its answers as accurate 40.35% of the time. At the same time, there is still much work to be done -- humans prefer human-annotated captions 93.56% of the time -- and we provide analysis that highlights areas for further progress.

Maxwell Forbes, Jena D. Hwang, Vered Shwartz et al.

Social norms -- the unspoken commonsense rules about acceptable social behavior -- are crucial in understanding the underlying causes and intents of people's actions in narratives. For example, underlying an action such as "wanting to call cops on my neighbors" are social norms that inform our conduct, such as "It is expected that you report crimes." We present Social Chemistry, a new conceptual formalism to study people's everyday social norms and moral judgments over a rich spectrum of real life situations described in natural language. We introduce Social-Chem-101, a large-scale corpus that catalogs 292k rules-of-thumb such as "it is rude to run a blender at 5am" as the basic conceptual units. Each rule-of-thumb is further broken down with 12 different dimensions of people's judgments, including social judgments of good and bad, moral foundations, expected cultural pressure, and assumed legality, which together amount to over 4.5 million annotations of categorical labels and free-text descriptions. Comprehensive empirical results based on state-of-the-art neural models demonstrate that computational modeling of social norms is a promising research direction. Our model framework, Neural Norm Transformer, learns and generalizes Social-Chem-101 to successfully reason about previously unseen situations, generating relevant (and potentially novel) attribute-aware social rules-of-thumb.

Jena D. Hwang, Chandra Bhagavatula, Ronan Le Bras et al.

Recent years have brought about a renewed interest in commonsense representation and reasoning in the field of natural language understanding. The development of new commonsense knowledge graphs (CSKG) has been central to these advances as their diverse facts can be used and referenced by machine learning models for tackling new and challenging tasks. At the same time, there remain questions about the quality and coverage of these resources due to the massive scale required to comprehensively encompass general commonsense knowledge. In this work, we posit that manually constructed CSKGs will never achieve the coverage necessary to be applicable in all situations encountered by NLP agents. Therefore, we propose a new evaluation framework for testing the utility of KGs based on how effectively implicit knowledge representations can be learned from them. With this new goal, we propose ATOMIC 2020, a new CSKG of general-purpose commonsense knowledge containing knowledge that is not readily available in pretrained language models. We evaluate its properties in comparison with other leading CSKGs, performing the first large-scale pairwise study of commonsense knowledge resources. Next, we show that ATOMIC 2020 is better suited for training knowledge models that can generate accurate, representative knowledge for new, unseen entities and events. Finally, through human evaluation, we show that the few-shot performance of GPT-3 (175B parameters), while impressive, remains ~12 absolute points lower than a BART-based knowledge model trained on ATOMIC 2020 despite using over 430x fewer parameters.

Tae Hwan Oh, Ji Yoon Han, Hyonsu Choe et al.

In this paper, we first open on important issues regarding the Penn Korean Universal Treebank (PKT-UD) and address these issues by revising the entire corpus manually with the aim of producing cleaner UD annotations that are more faithful to Korean grammar. For compatibility to the rest of UD corpora, we follow the UDv2 guidelines, and extensively revise the part-of-speech tags and the dependency relations to reflect morphological features and flexible word-order aspects in Korean. The original and the revised versions of PKT-UD are experimented with transformer-based parsing models using biaffine attention. The parsing model trained on the revised corpus shows a significant improvement of 3.0% in labeled attachment score over the model trained on the previous corpus. Our error analysis demonstrates that this revision allows the parsing model to learn relations more robustly, reducing several critical errors that used to be made by the previous model.

Nathan Schneider, Jena D. Hwang, Vivek Srikumar et al.

Semantic relations are often signaled with prepositional or possessive marking--but extreme polysemy bedevils their analysis and automatic interpretation. We introduce a new annotation scheme, corpus, and task for the disambiguation of prepositions and possessives in English. Unlike previous approaches, our annotations are comprehensive with respect to types and tokens of these markers; use broadly applicable supersense classes rather than fine-grained dictionary definitions; unite prepositions and possessives under the same class inventory; and distinguish between a marker's lexical contribution and the role it marks in the context of a predicate or scene. Strong interannotator agreement rates, as well as encouraging disambiguation results with established supervised methods, speak to the viability of the scheme and task.

Jena D. Hwang, Archna Bhatia, Na-Rae Han et al.

We consider the semantics of prepositions, revisiting a broad-coverage annotation scheme used for annotating all 4,250 preposition tokens in a 55,000 word corpus of English. Attempts to apply the scheme to adpositions and case markers in other languages, as well as some problematic cases in English, have led us to reconsider the assumption that a preposition's lexical contribution is equivalent to the role/relation that it mediates. Our proposal is to embrace the potential for construal in adposition use, expressing such phenomena directly at the token level to manage complexity and avoid sense proliferation. We suggest a framework to represent both the scene role and the adposition's lexical function so they can be annotated at scale---supporting automatic, statistical processing of domain-general language---and sketch how this representation would inform a constructional analysis.

Nathan Schneider, Jena D. Hwang, Vivek Srikumar et al.

We present the first corpus annotated with preposition supersenses, unlexicalized categories for semantic functions that can be marked by English prepositions (Schneider et al., 2015). That scheme improves upon its predecessors to better facilitate comprehensive manual annotation. Moreover, unlike the previous schemes, the preposition supersenses are organized hierarchically. Our data will be publicly released on the web upon publication.