Matthew B. Dwyer

Hai Duong, ThanhVu Nguyen, Matthew Dwyer

Deep Neural Networks (DNNs) have emerged as an effective approach to tackling real-world problems. However, like human-written software, DNNs can have bugs and can be attacked. To address this, research has explored a wide-range of algorithmic approaches to verify DNN behavior. In this work, we introduce NeuralSAT, a new verification approach that adapts the widely-used DPLL(T) algorithm used in modern SMT solvers. A key feature of SMT solvers is the use of conflict clause learning and search restart to scale verification. Unlike prior DNN verification approaches, NeuralSAT combines an abstraction-based deductive theory solver with clause learning and an evaluation clearly demonstrates the benefits of the approach on a set of challenging verification benchmarks.

Arshdeep Sekhon, Yangfeng Ji, Matthew B. Dwyer et al.

Recent literature has seen growing interest in using black-box strategies like CheckList for testing the behavior of NLP models. Research on white-box testing has developed a number of methods for evaluating how thoroughly the internal behavior of deep models is tested, but they are not applicable to NLP models. We propose a set of white-box testing methods that are customized for transformer-based NLP models. These include Mask Neuron Coverage (MNCOVER) that measures how thoroughly the attention layers in models are exercised during testing. We show that MNCOVER can refine testing suites generated by CheckList by substantially reduce them in size, for more than 60\% on average, while retaining failing tests -- thereby concentrating the fault detection power of the test suite. Further we show how MNCOVER can be used to guide CheckList input generation, evaluate alternative NLP testing methods, and drive data augmentation to improve accuracy.

Bin Duan, Matthew B. Dwyer, Guowei Yang

Deep Neural Networks (DNNs) are increasingly being deployed in security-critical and safety-sensitive applications, which makes rigorous testing essential to identify and mitigate model weaknesses. Existing DNN testing approaches explore either the input space or a learned latent space. While latent-space generation can better maintain plausibility than direct input-space mutation, current methods still face a trade-off among exploration controllability, failure diversity, and seed-relative semantic drift. To overcome these limitations, we propose Latte, a black-box testing framework that generates semantically proximate, diverse, and fault-revealing test cases by leveraging the latent space. Specifically, Latte encodes each input seed with a pre-trained VQ-VAE and performs a seed-centered, one-step latent mutation along directions defined by anchors sampled from alternative classes, followed by quantization and decoding back to the input space. This explores local neighborhoods around each seed within the learned latent manifold, resulting in a larger number and broader diversity of oracle-triggering prediction discrepancies under the same budget. We evaluated Latte on 5 datasets and 10 DNN models in single-model and multi-model testing scenarios. Across the evaluated datasets and models, Latte improves fault exposure and behavioral diversity under matched testing budgets. Under the single-model setting, it also maintains low seed-relative semantic drift with respect to the source seeds.

Arup Kumar Sarker, Farzana Yasmin Ahmad, Matthew B. Dwyer

3D vision with real-time LiDAR-based point cloud data became a vital part of autonomous system research, especially perception and prediction modules use for object classification, segmentation, and detection. Despite their success, point cloud-based network models are vulnerable to multiple adversarial attacks, where the certain factor of changes in the validation set causes significant performance drop in well-trained networks. Most of the existing verifiers work perfectly on 2D convolution. Due to complex architecture, dimension of hyper-parameter, and 3D convolution, no verifiers can perform the basic layer-wise verification. It is difficult to conclude the robustness of a 3D vision model without performing the verification. Because there will be always corner cases and adversarial input that can compromise the model's effectiveness. In this project, we describe a point cloud-based network verifier that successfully deals state of the art 3D classifier PointNet verifies the robustness by generating adversarial inputs. We have used extracted properties from the trained PointNet and changed certain factors for perturbation input. We calculate the impact on model accuracy versus property factor and can test PointNet network's robustness against a small collection of perturbing input states resulting from adversarial attacks like the suggested hybrid reverse signed attack. The experimental results reveal that the resilience property of PointNet is affected by our hybrid reverse signed perturbation strategy

Joy Saha, Trey Woodlief, Sebastian Elbaum et al.

Simulation-based testing has become a standard approach to validating autonomous driving agents prior to real-world deployment. A high-quality validation campaign will exercise an agent in diverse contexts comprised of varying static environments, e.g., lanes, intersections, signage, and dynamic elements, e.g., vehicles and pedestrians. To achieve this, existing test generation techniques rely on template-based, manually constructed, or random scenario generation. When applied to validate formally specified safety requirements, such methods either require significant human effort or run the risk of missing important behavior related to the requirement. To address this gap, we present STADA, a Specification-based Test generation framework for Autonomous Driving Agents that systematically generates the space of scenarios defined by a formal specification expressed in temporal logic (LTLf). Given a specification, STADA constructs all distinct initial scenes, a diverse space of continuations of those scenes, and simulations that reflect the behaviors of the specification. Evaluation of STADA on a variety of LTLf specifications formalized in SCENEFLOW using three complementary coverage criteria demonstrates that STADA yields more than 2x higher coverage than the best baseline on the finest criteria and a 75% increase for the coarsest criteria. Moreover, it matches the coverage of the best baseline with 6 times fewer simulations. While set in the context of autonomous driving, the approach is applicable to other domains with rich simulation environments.

Yinzhu Jin, Matthew B. Dwyer, P. Thomas Fletcher

This paper introduces a new technique to measure the feature dependency of neural network models. The motivation is to better understand a model by querying whether it is using information from human-understandable features, e.g., anatomical shape, volume, or image texture. Our method is based on the principle that if a model is dependent on a feature, then removal of that feature should significantly harm its performance. A targeted feature is "removed" by collapsing the dimension in the data distribution that corresponds to that feature. We perform this by moving data points along the feature dimension to a baseline feature value while staying on the data manifold, as estimated by a deep generative model. Then we observe how the model's performance changes on the modified test data set, with the target feature dimension removed. We test our method on deep neural network models trained on synthetic image data with known ground truth, an Alzheimer's disease prediction task using MRI and hippocampus segmentations from the OASIS-3 dataset, and a cell nuclei classification task using the Lizard dataset.

Nusrat Jahan Mozumder, Felipe Toledo, Swaroopa Dola et al.

Testing allows developers to determine whether a system functions as expected. When such systems include deep neural networks (DNNs), Testing becomes challenging, as DNNs approximate functions for which the formalization of functional requirements is intractable. This prevents the application of well-developed approaches to requirements-based testing to DNNs. To address this, we propose a requirements-based testing method (RBT4DNN) that uses natural language requirements statements. These statements use a glossary of terms to define a semantic feature space that can be leveraged for test input generation. RBT4DNN formalizes preconditions of functional requirements as logical combinations of those semantic features. Training data matching these feature combinations can be used to fine-tune a generative model to reliably produce test inputs satisfying the precondition. Executing these tests on a trained DNN enables comparing its output to the expected requirement postcondition behavior. We propose two use cases for RBT4DNN: (1) given requirements defining DNN correctness properties, RBT4DNN comprises a novel approach for detecting faults, and (2) during development, requirements-guided exploration of model behavior can provide developers with feedback on model generalization. Our further evaluation shows that RBT4DNN-generated tests are realistic, diverse, and aligned with requirement preconditions, enabling targeted analysis of model behavior and effective fault detection.

Jin Yao, Radowan Mahmud Redoy, Sebastian Elbaum et al.

Detecting objects in 3D space from monocular input is crucial for applications ranging from robotics to scene understanding. Despite advanced performance in the indoor and autonomous driving domains, existing monocular 3D detection models struggle with in-the-wild images due to the lack of 3D in-the-wild datasets and the challenges of 3D annotation. We introduce LabelAny3D, an \emph{analysis-by-synthesis} framework that reconstructs holistic 3D scenes from 2D images to efficiently produce high-quality 3D bounding box annotations. Built on this pipeline, we present COCO3D, a new benchmark for open-vocabulary monocular 3D detection, derived from the MS-COCO dataset and covering a wide range of object categories absent from existing 3D datasets. Experiments show that annotations generated by LabelAny3D improve monocular 3D detection performance across multiple benchmarks, outperforming prior auto-labeling approaches in quality. These results demonstrate the promise of foundation-model-driven annotation for scaling up 3D recognition in realistic, open-world settings.

Shuyang Dong, Meiyi Ma, Josephine Lamp et al.

There is a growing trend toward AI systems interacting with humans to revolutionize a range of application domains such as healthcare and transportation. However, unsafe human-machine interaction can lead to catastrophic failures. We propose a novel approach that predicts future states by accounting for the uncertainty of human interaction, monitors whether predictions satisfy or violate safety requirements, and adapts control actions based on the predictive monitoring results. Specifically, we develop a new quantitative predictive monitor based on Signal Temporal Logic with Uncertainty (STL-U) to compute a robustness degree interval, which indicates the extent to which a sequence of uncertain predictions satisfies or violates an STL-U requirement. We also develop a new loss function to guide the uncertainty calibration of Bayesian deep learning and a new adaptive control method, both of which leverage STL-U quantitative predictive monitoring results. We apply the proposed approach to two case studies: Type 1 Diabetes management and semi-autonomous driving. Experiments show that the proposed approach improves safety and effectiveness in both case studies.

Hai Duong, Dong Xu, ThanhVu Nguyen et al.

Deep Neural Networks (DNN) have emerged as an effective approach to tackling real-world problems. However, like human-written software, DNNs are susceptible to bugs and attacks. This has generated significant interests in developing effective and scalable DNN verification techniques and tools. In this paper, we present VeriStable, a novel extension of recently proposed DPLL-based constraint DNN verification approach. VeriStable leverages the insight that while neuron behavior may be non-linear across the entire DNN input space, at intermediate states computed during verification many neurons may be constrained to have linear behavior - these neurons are stable. Efficiently detecting stable neurons reduces combinatorial complexity without compromising the precision of abstractions. Moreover, the structure of clauses arising in DNN verification problems shares important characteristics with industrial SAT benchmarks. We adapt and incorporate multi-threading and restart optimizations targeting those characteristics to further optimize DPLL-based DNN verification. We evaluate the effectiveness of VeriStable across a range of challenging benchmarks including fully-connected feedforward networks (FNNs), convolutional neural networks (CNNs) and residual networks (ResNets) applied to the standard MNIST and CIFAR datasets. Preliminary results show that VeriStable is competitive and outperforms state-of-the-art DNN verification tools, including $α$-$β$-CROWN and MN-BaB, the first and second performers of the VNN-COMP, respectively.

Will Leeson, Matthew B Dwyer

The field of software verification has produced a wide array of algorithmic techniques that can prove a variety of properties of a given program. It has been demonstrated that the performance of these techniques can vary up to 4 orders of magnitude on the same verification problem. Even for verification experts, it is difficult to decide which tool will perform best on a given problem. For general users, deciding the best tool for their verification problem is effectively impossible. In this work, we present Graves, a selection strategy based on graph neural networks (GNNs). Graves generates a graph representation of a program from which a GNN predicts a score for a verifier that indicates its performance on the program. We evaluate Graves on a set of 10 verification tools and over 8000 verification problems and find that it improves the state-of-the-art in verification algorithm selection by 12%, or 8 percentage points. Further, it is able to verify 9% more problems than any existing verifier on our test set. Through a qualitative study on model interpretability, we find strong evidence that the Graves' model learns to base its predictions on factors that relate to the unique features of the algorithmic techniques.

David Shriver, Sebastian Elbaum, Matthew B. Dwyer

Despite the large number of sophisticated deep neural network (DNN) verification algorithms, DNN verifier developers, users, and researchers still face several challenges. First, verifier developers must contend with the rapidly changing DNN field to support new DNN operations and property types. Second, verifier users have the burden of selecting a verifier input format to specify their problem. Due to the many input formats, this decision can greatly restrict the verifiers that a user may run. Finally, researchers face difficulties in re-using benchmarks to evaluate and compare verifiers, due to the large number of input formats required to run different verifiers. Existing benchmarks are rarely in formats supported by verifiers other than the one for which the benchmark was introduced. In this work we present DNNV, a framework for reducing the burden on DNN verifier researchers, developers, and users. DNNV standardizes input and output formats, includes a simple yet expressive DSL for specifying DNN properties, and provides powerful simplification and reduction operations to facilitate the application, development, and comparison of DNN verifiers. We show how DNNV increases the support of verifiers for existing benchmarks from 30% to 74%.

Swaroopa Dola, Matthew B. Dwyer, Mary Lou Soffa

The reliability of software that has a Deep Neural Network (DNN) as a component is urgently important today given the increasing number of critical applications being deployed with DNNs. The need for reliability raises a need for rigorous testing of the safety and trustworthiness of these systems. In the last few years, there have been a number of research efforts focused on testing DNNs. However the test generation techniques proposed so far lack a check to determine whether the test inputs they are generating are valid, and thus invalid inputs are produced. To illustrate this situation, we explored three recent DNN testing techniques. Using deep generative model based input validation, we show that all the three techniques generate significant number of invalid test inputs. We further analyzed the test coverage achieved by the test inputs generated by the DNN testing techniques and showed how invalid test inputs can falsely inflate test coverage metrics. To overcome the inclusion of invalid inputs in testing, we propose a technique to incorporate the valid input space of the DNN model under test in the test generation process. Our technique uses a deep generative model-based algorithm to generate only valid inputs. Results of our empirical studies show that our technique is effective in eliminating invalid tests and boosting the number of valid test inputs generated.

Prem Devanbu, Matthew Dwyer, Sebastian Elbaum et al.

Given the current transformative potential of research that sits at the intersection of Deep Learning (DL) and Software Engineering (SE), an NSF-sponsored community workshop was conducted in co-location with the 34th IEEE/ACM International Conference on Automated Software Engineering (ASE'19) in San Diego, California. The goal of this workshop was to outline high priority areas for cross-cutting research. While a multitude of exciting directions for future work were identified, this report provides a general summary of the research areas representing the areas of highest priority which were discussed at the workshop. The intent of this report is to serve as a potential roadmap to guide future work that sits at the intersection of SE & DL.

Peeyush Kushwaha, Rahul Purandare, Matthew B. Dwyer

Monitoring programs for finite state properties is challenging due to high memory and execution time overheads it incurs. Some events if skipped or lost naturally can reduce both overheads, but lead to uncertainty about the current monitor state. In this work, we present a theoretical framework to model these lossy event streams and provide a construction for a monitor which observes them without producing false positives. The constructed monitor is optimally sound among all complete monitors. We model several loss types of practical relevance using our framework and provide construction of smaller approximate monitors for properties with a large number of states.

Eleanor Quint, Dong Xu, Samuel Flint et al.

In order to satisfy safety conditions, an agent may be constrained from acting freely. A safe controller can be designed a priori if an environment is well understood, but not when learning is employed. In particular, reinforcement learned (RL) controllers require exploration, which can be hazardous in safety critical situations. We study the benefits of giving structure to the constraints of a constrained Markov decision process by specifying them in formal languages as a step towards using safety methods from software engineering and controller synthesis. We instantiate these constraints as finite automata to efficiently recognise constraint violations. Constraint states are then used to augment the underlying MDP state and to learn a dense cost function, easing the problem of quickly learning joint MDP/constraint dynamics. We empirically evaluate the effect of these methods on training a variety of RL algorithms over several constraints specified in Safety Gym, MuJoCo, and Atari environments.

David Shriver, Dong Xu, Sebastian Elbaum et al.

Deep neural networks (DNN) are growing in capability and applicability. Their effectiveness has led to their use in safety critical and autonomous systems, yet there is a dearth of cost-effective methods available for reasoning about the behavior of a DNN. In this paper, we seek to expand the applicability and scalability of existing DNN verification techniques through DNN refactoring. A DNN refactoring defines (a) the transformation of the DNN's architecture, i.e., the number and size of its layers, and (b) the distillation of the learned relationships between the input features and function outputs of the original to train the transformed network. Unlike with traditional code refactoring, DNN refactoring does not guarantee functional equivalence of the two networks, but rather it aims to preserve the accuracy of the original network while producing a simpler network that is amenable to more efficient property verification. We present an automated framework for DNN refactoring, and demonstrate its potential effectiveness through three case studies on networks used in autonomous systems.

ThanhVu Nguyen, Matthew B. Dwyer, Willem Visser

We introduce a new technique for inferring program invariants that uses symbolic states generated by symbolic execution. Symbolic states, which consist of path conditions and constraints on local variables, are a compact description of sets of concrete program states and they can be used for both invariant inference and invariant verification. Our technique uses a counterexample-based algorithm that creates concrete states from symbolic states, infers candidate invariants from concrete states, and then verifies or refutes candidate invariants using symbolic states. The refutation case produces concrete counterexamples that prevent spurious results and allow the technique to obtain more precise invariants. This process stops when the algorithm reaches a stable set of invariants. We present SymInfer, a tool that implements these ideas to automatically generate invariants at arbitrary locations in a Java program. The tool obtains symbolic states from Symbolic PathFinder and uses existing algorithms to infer complex (potentially nonlinear) numerical invariants. Our preliminary results show that SymInfer is effective in using symbolic states to generate precise and useful invariants for proving program safety and analyzing program runtime complexity. We also show that SymInfer outperforms existing invariant generation systems.