Yongfeng Zhang

Juntao Tan, Yingqiang Ge, Yan Zhu et al.

Modern recommender systems utilize users' historical behaviors to generate personalized recommendations. However, these systems often lack user controllability, leading to diminished user satisfaction and trust in the systems. Acknowledging the recent advancements in explainable recommender systems that enhance users' understanding of recommendation mechanisms, we propose leveraging these advancements to improve user controllability. In this paper, we present a user-controllable recommender system that seamlessly integrates explainability and controllability within a unified framework. By providing both retrospective and prospective explanations through counterfactual reasoning, users can customize their control over the system by interacting with these explanations. Furthermore, we introduce and assess two attributes of controllability in recommendation systems: the complexity of controllability and the accuracy of controllability. Experimental evaluations on MovieLens and Yelp datasets substantiate the effectiveness of our proposed framework. Additionally, our experiments demonstrate that offering users control options can potentially enhance recommendation accuracy in the future. Source code and data are available at \url{https://github.com/chrisjtan/ucr}.

Chong Zhang, Xinyi Liu, Zhongmou Zhang et al.

Can AI Agents simulate real-world trading environments to investigate the impact of external factors on stock trading activities (e.g., macroeconomics, policy changes, company fundamentals, and global events)? These factors, which frequently influence trading behaviors, are critical elements in the quest for maximizing investors' profits. Our work attempts to solve this problem through large language model based agents. We have developed a multi-agent AI system called StockAgent, driven by LLMs, designed to simulate investors' trading behaviors in response to the real stock market. The StockAgent allows users to evaluate the impact of different external factors on investor trading and to analyze trading behavior and profitability effects. Additionally, StockAgent avoids the test set leakage issue present in existing trading simulation systems based on AI Agents. Specifically, it prevents the model from leveraging prior knowledge it may have acquired related to the test data. We evaluate different LLMs under the framework of StockAgent in a stock trading environment that closely resembles real-world conditions. The experimental results demonstrate the impact of key external factors on stock market trading, including trading behavior and stock price fluctuation rules. This research explores the study of agents' free trading gaps in the context of no prior knowledge related to market data. The patterns identified through StockAgent simulations provide valuable insights for LLM-based investment advice and stock recommendation. The code is available at https://github.com/MingyuJ666/Stockagent.

Kai Mei, Yongfeng Zhang

This paper presents LightLM, a lightweight Transformer-based language model for generative recommendation. While Transformer-based generative modeling has gained importance in various AI sub-fields such as NLP and vision, generative recommendation is still in its infancy due to its unique demand on personalized generative modeling. Existing works on generative recommendation often use NLP-oriented Transformer architectures such as T5, GPT, LLaMA and M6, which are heavy-weight and are not specifically designed for recommendation tasks. LightLM tackles the issue by introducing a light-weight deep and narrow Transformer architecture, which is specifically tailored for direct generation of recommendation items. This structure is especially apt for straightforward generative recommendation and stems from the observation that language model does not have to be too wide for this task, as the input predominantly consists of short tokens that are well-suited for the model's capacity. We also show that our devised user and item ID indexing methods, i.e., Spectral Collaborative Indexing (SCI) and Graph Collaborative Indexing (GCI), enables the deep and narrow Transformer architecture to outperform large-scale language models for recommendation. Besides, to address the hallucination problem of generating items as output, we propose the constrained generation process for generative recommenders. Experiments on real-world datasets show that LightLM outperforms various competitive baselines in terms of both recommendation accuracy and efficiency. The code can be found at https://github.com/dongyuanjushi/LightLM.

Shuhang Lin, Wenyue Hua, Lingyao Li et al.

This paper presents BattleAgent, an emulation system that combines the Large Vision-Language Model and Multi-agent System. This novel system aims to simulate complex dynamic interactions among multiple agents, as well as between agents and their environments, over a period of time. It emulates both the decision-making processes of leaders and the viewpoints of ordinary participants, such as soldiers. The emulation showcases the current capabilities of agents, featuring fine-grained multi-modal interactions between agents and landscapes. It develops customizable agent structures to meet specific situational requirements, for example, a variety of battle-related activities like scouting and trench digging. These components collaborate to recreate historical events in a lively and comprehensive manner while offering insights into the thoughts and feelings of individuals from diverse viewpoints. The technological foundations of BattleAgent establish detailed and immersive settings for historical battles, enabling individual agents to partake in, observe, and dynamically respond to evolving battle scenarios. This methodology holds the potential to substantially deepen our understanding of historical events, particularly through individual accounts. Such initiatives can also aid historical research, as conventional historical narratives often lack documentation and prioritize the perspectives of decision-makers, thereby overlooking the experiences of ordinary individuals. BattelAgent illustrates AI's potential to revitalize the human aspect in crucial social events, thereby fostering a more nuanced collective understanding and driving the progressive development of human society.

Hang Gao, Yongfeng Zhang

By augmenting Large Language Models (LLMs) with external tools, their capacity to solve complex problems has been significantly enhanced. However, despite ongoing advancements in the parsing capabilities of LLMs, incorporating all available tools simultaneously in the prompt remains impractical due to the vast number of external tools. Consequently, it is essential to provide LLMs with a precise set of tools tailored to the specific task, considering both quantity and quality. Current tool retrieval methods primarily focus on refining the ranking list of tools and directly packaging a fixed number of top-ranked tools as the tool set. However, these approaches often fail to equip LLMs with the optimal set of tools prior to execution, since the optimal number of tools for different tasks could be different, resulting in inefficiencies such as redundant or unsuitable tools, which impede immediate access to the most relevant tools. This paper addresses the challenge of recommending precise toolsets for LLMs. We introduce the problem of tool recommendation, define its scope, and propose a novel Precision-driven Tool Recommendation (PTR) approach. PTR captures an initial, concise set of tools by leveraging historical tool bundle usage and dynamically adjusts the tool set by performing tool matching, culminating in a multi-view-based tool addition. Additionally, we present a new dataset, RecTools, and a metric, TRACC, designed to evaluate the effectiveness of tool recommendation for LLMs. We further validate our design choices through comprehensive experiments, demonstrating promising accuracy across two open benchmarks and our RecTools dataset.

Guo Lin, Yongfeng Zhang

This study investigates the feasibility of developing an Artificial General Recommender (AGR), facilitated by recent advancements in Large Language Models (LLMs). An AGR comprises both conversationality and universality to engage in natural dialogues and generate recommendations across various domains. We propose ten fundamental principles that an AGR should adhere to, each with its corresponding testing protocols. We proceed to assess whether ChatGPT, a sophisticated LLM, can comply with the proposed principles by engaging in recommendation-oriented dialogues with the model while observing its behavior. Our findings demonstrate the potential for ChatGPT to serve as an AGR, though several limitations and areas for improvement are identified.

Yingqiang Ge, Xiaoting Zhao, Lucia Yu et al.

The issue of fairness in recommendation is becoming increasingly essential as Recommender Systems touch and influence more and more people in their daily lives. In fairness-aware recommendation, most of the existing algorithmic approaches mainly aim at solving a constrained optimization problem by imposing a constraint on the level of fairness while optimizing the main recommendation objective, e.g., CTR. While this alleviates the impact of unfair recommendations, the expected return of an approach may significantly compromise the recommendation accuracy due to the inherent trade-off between fairness and utility. This motivates us to deal with these conflicting objectives and explore the optimal trade-off between them in recommendation. One conspicuous approach is to seek a Pareto efficient solution to guarantee optimal compromises between utility and fairness. Moreover, considering the needs of real-world e-commerce platforms, it would be more desirable if we can generalize the whole Pareto Frontier, so that the decision-makers can specify any preference of one objective over another based on their current business needs. Therefore, in this work, we propose a fairness-aware recommendation framework using multi-objective reinforcement learning, called MoFIR, which is able to learn a single parametric representation for optimal recommendation policies over the space of all possible preferences. Specially, we modify traditional DDPG by introducing conditioned network into it, which conditions the networks directly on these preferences and outputs Q-value-vectors. Experiments on several real-world recommendation datasets verify the superiority of our framework on both fairness metrics and recommendation measures when compared with all other baselines. We also extract the approximate Pareto Frontier on real-world datasets generated by MoFIR and compare to state-of-the-art fairness methods.

Hanxiong Chen, Yunqi Li, Shaoyun Shi et al.

Graphs can represent relational information among entities and graph structures are widely used in many intelligent tasks such as search, recommendation, and question answering. However, most of the graph-structured data in practice suffers from incompleteness, and thus link prediction becomes an important research problem. Though many models are proposed for link prediction, the following two problems are still less explored: (1) Most methods model each link independently without making use of the rich information from relevant links, and (2) existing models are mostly designed based on associative learning and do not take reasoning into consideration. With these concerns, in this paper, we propose Graph Collaborative Reasoning (GCR), which can use the neighbor link information for relational reasoning on graphs from logical reasoning perspectives. We provide a simple approach to translate a graph structure into logical expressions, so that the link prediction task can be converted into a neural logic reasoning problem. We apply logical constrained neural modules to build the network architecture according to the logical expression and use back propagation to efficiently learn the model parameters, which bridges differentiable learning and symbolic reasoning in a unified architecture. To show the effectiveness of our work, we conduct experiments on graph-related tasks such as link prediction and recommendation based on commonly used benchmark datasets, and our graph collaborative reasoning approach achieves state-of-the-art performance.

Yaxin Zhu, Yikun Xian, Zuohui Fu et al.

Knowledge graphs (KG) have become increasingly important to endow modern recommender systems with the ability to generate traceable reasoning paths to explain the recommendation process. However, prior research rarely considers the faithfulness of the derived explanations to justify the decision making process. To the best of our knowledge, this is the first work that models and evaluates faithfully explainable recommendation under the framework of KG reasoning. Specifically, we propose neural logic reasoning for explainable recommendation (LOGER) by drawing on interpretable logical rules to guide the path reasoning process for explanation generation. We experiment on three large-scale datasets in the e-commerce domain, demonstrating the effectiveness of our method in delivering high-quality recommendations as well as ascertaining the faithfulness of the derived explanation.

Zuohui Fu, Yikun Xian, Yaxin Zhu et al.

In this work, we present a new dataset for conversational recommendation over knowledge graphs in e-commerce platforms called COOKIE. The dataset is constructed from an Amazon review corpus by integrating both user-agent dialogue and custom knowledge graphs for recommendation. Specifically, we first construct a unified knowledge graph and extract key entities between user--product pairs, which serve as the skeleton of a conversation. Then we simulate conversations mirroring the human coarse-to-fine process of choosing preferred items. The proposed baselines and experiments demonstrate that our dataset is able to provide innovative opportunities for conversational recommendation.

Liu Yang, Minghui Qiu, Chen Qu et al.

Intelligent personal assistant systems with either text-based or voice-based conversational interfaces are becoming increasingly popular around the world. Retrieval-based conversation models have the advantages of returning fluent and informative responses. Most existing studies in this area are on open domain "chit-chat" conversations or task / transaction oriented conversations. More research is needed for information-seeking conversations. There is also a lack of modeling external knowledge beyond the dialog utterances among current conversational models. In this paper, we propose a learning framework on the top of deep neural matching networks that leverages external knowledge for response ranking in information-seeking conversation systems. We incorporate external knowledge into deep neural models with pseudo-relevance feedback and QA correspondence knowledge distillation. Extensive experiments with three information-seeking conversation data sets including both open benchmarks and commercial data show that, our methods outperform various baseline methods including several deep text matching models and the state-of-the-art method on response selection in multi-turn conversations. We also perform analysis over different response types, model variations and ranking examples. Our models and research findings provide new insights on how to utilize external knowledge with deep neural models for response selection and have implications for the design of the next generation of information-seeking conversation systems.