Min Peng

Qianqian Xie, Weiguang Han, Xiao Zhang et al.

Although large language models (LLMs) has shown great performance on natural language processing (NLP) in the financial domain, there are no publicly available financial tailtored LLMs, instruction tuning datasets, and evaluation benchmarks, which is critical for continually pushing forward the open-source development of financial artificial intelligence (AI). This paper introduces PIXIU, a comprehensive framework including the first financial LLM based on fine-tuning LLaMA with instruction data, the first instruction data with 136K data samples to support the fine-tuning, and an evaluation benchmark with 5 tasks and 9 datasets. We first construct the large-scale multi-task instruction data considering a variety of financial tasks, financial document types, and financial data modalities. We then propose a financial LLM called FinMA by fine-tuning LLaMA with the constructed dataset to be able to follow instructions for various financial tasks. To support the evaluation of financial LLMs, we propose a standardized benchmark that covers a set of critical financial tasks, including five financial NLP tasks and one financial prediction task. With this benchmark, we conduct a detailed analysis of FinMA and several existing LLMs, uncovering their strengths and weaknesses in handling critical financial tasks. The model, datasets, benchmark, and experimental results are open-sourced to facilitate future research in financial AI.

Miao Peng, Ben Liu, Qianqian Xie et al.

Link prediction is the task of inferring missing links between entities in knowledge graphs. Embedding-based methods have shown effectiveness in addressing this problem by modeling relational patterns in triples. However, the link prediction task often requires contextual information in entity neighborhoods, while most existing embedding-based methods fail to capture it. Additionally, little attention is paid to the diversity of entity representations in different contexts, which often leads to false prediction results. In this situation, we consider that the schema of knowledge graph contains the specific contextual information, and it is beneficial for preserving the consistency of entities across contexts. In this paper, we propose a novel Schema-augmented Multi-level contrastive LEarning framework (SMiLE) to conduct knowledge graph link prediction. Specifically, we first exploit network schema as the prior constraint to sample negatives and pre-train our model by employing a multi-level contrastive learning method to yield both prior schema and contextual information. Then we fine-tune our model under the supervision of individual triples to learn subtler representations for link prediction. Extensive experimental results on four knowledge graph datasets with thorough analysis of each component demonstrate the effectiveness of our proposed framework against state-of-the-art baselines. The implementation of SMiLE is available at https://github.com/GKNL/SMiLE.

Qianqian Xie, Weiguang Han, Yanzhao Lai et al.

Recently, large language models (LLMs) like ChatGPT have demonstrated remarkable performance across a variety of natural language processing tasks. However, their effectiveness in the financial domain, specifically in predicting stock market movements, remains to be explored. In this paper, we conduct an extensive zero-shot analysis of ChatGPT's capabilities in multimodal stock movement prediction, on three tweets and historical stock price datasets. Our findings indicate that ChatGPT is a "Wall Street Neophyte" with limited success in predicting stock movements, as it underperforms not only state-of-the-art methods but also traditional methods like linear regression using price features. Despite the potential of Chain-of-Thought prompting strategies and the inclusion of tweets, ChatGPT's performance remains subpar. Furthermore, we observe limitations in its explainability and stability, suggesting the need for more specialized training or fine-tuning. This research provides insights into ChatGPT's capabilities and serves as a foundation for future work aimed at improving financial market analysis and prediction by leveraging social media sentiment and historical stock data.

Zihao Jiang, Ben Liu, Miao Peng et al.

While large language models (LLMs) show great potential in temporal reasoning, most existing work focuses heavily on enhancing performance, often neglecting the explainable reasoning processes underlying the results. To address this gap, we introduce a comprehensive benchmark covering a wide range of temporal granularities, designed to systematically evaluate LLMs' capabilities in explainable temporal reasoning. Furthermore, our findings reveal that LLMs struggle to deliver convincing explanations when relying solely on textual information. To address challenge, we propose GETER, a novel structure-aware generative framework that integrates Graph structures with text for Explainable TEmporal Reasoning. Specifically, we first leverage temporal knowledge graphs to develop a temporal encoder that captures structural information for the query. Subsequently, we introduce a structure-text prefix adapter to map graph structure features into the text embedding space. Finally, LLMs generate explanation text by seamlessly integrating the soft graph token with instruction-tuning prompt tokens. Experimental results indicate that GETER achieves state-of-the-art performance while also demonstrating its effectiveness as well as strong generalization capabilities. Our dataset and code are available at https://github.com/carryTatum/GETER.

Xiaoqing Cheng, Ruizhe Chen, Hongying Zan et al.

Mitigating social bias in large language models (LLMs) has become an increasingly important research objective. However, existing debiasing methods often incur high human and computational costs, exhibit limited effectiveness, and struggle to scale to larger models and open-ended generation tasks. To address these limitations, this paper proposes BiasFilter, a model-agnostic, inference-time debiasing framework that integrates seamlessly with both open-source and API-based LLMs. Instead of relying on retraining with balanced data or modifying model parameters, BiasFilter enforces fairness by filtering generation outputs in real time. Specifically, it periodically evaluates intermediate outputs every few tokens, maintains an active set of candidate continuations, and incrementally completes generation by discarding low-reward segments based on a fairness reward signal. To support this process, we construct a fairness preference dataset and train an implicit reward model to assess token-level fairness in generated responses. Extensive experiments demonstrate that BiasFilter effectively mitigates social bias across a range of LLMs while preserving overall generation quality.

Jinwang Song, Hongying Zan, Kunli Zhang et al.

Text-to-SQL, which maps natural language to SQL queries, has benefited greatly from recent advances in Large Language Models (LLMs). While LLMs offer various paradigms for this task, including prompting and supervised fine-tuning (SFT), SFT approaches still face challenges such as complex multi-stage pipelines and poor robustness to noisy schema information. To address these limitations, we present JOLT-SQL, a streamlined single-stage SFT framework that jointly optimizes schema linking and SQL generation via a unified loss. JOLT-SQL employs discriminative schema linking, enhanced by local bidirectional attention, alongside a confusion-aware noisy schema sampling strategy with selective attention to improve robustness under noisy schema conditions. Experiments on the Spider and BIRD benchmarks demonstrate that JOLT-SQL achieves state-of-the-art execution accuracy among comparable-size open-source models, while significantly improving both training and inference efficiency. Our code is available at https://github.com/Songjw133/JOLT-SQL.

Miao Peng, Ben Liu, Wenjie Xu et al.

Temporal Knowledge Graph Reasoning (TKGR) is the task of inferring missing facts for incomplete TKGs in complex scenarios (e.g., transductive and inductive settings), which has been gaining increasing attention. Recently, to mitigate dependence on structured connections in TKGs, text-based methods have been developed to utilize rich linguistic information from entity descriptions. However, suffering from the enormous parameters and inflexibility of pre-trained language models, existing text-based methods struggle to balance the textual knowledge and temporal information with computationally expensive purpose-built training strategies. To tap the potential of text-based models for TKGR in various complex scenarios, we propose ChapTER, a Contrastive historical modeling framework with prefix-tuning for TEmporal Reasoning. ChapTER feeds history-contextualized text into the pseudo-Siamese encoders to strike a textual-temporal balance via contrastive estimation between queries and candidates. By introducing virtual time prefix tokens, it applies a prefix-based tuning method to facilitate the frozen PLM capable for TKGR tasks under different settings. We evaluate ChapTER on four transductive and three few-shot inductive TKGR benchmarks, and experimental results demonstrate that ChapTER achieves superior performance compared to competitive baselines with only 0.17% tuned parameters. We conduct thorough analysis to verify the effectiveness, flexibility and efficiency of ChapTER.

Xiaoqing Cheng, Hongying Zan, Lulu Kong et al.

With the rapid development of large language models (LLMs), they have significantly improved efficiency across a wide range of domains. However, recent studies have revealed that LLMs often exhibit gender bias, leading to serious social implications. Detecting, classifying, and mitigating gender bias in LLMs has therefore become a critical research focus. In the NLPCC 2025 Shared Task 7: Chinese Corpus for Gender Bias Detection, Classification and Mitigation Challenge, we investigate how to enhance the capabilities of LLMs in gender bias detection, classification, and mitigation. We adopt reinforcement learning, chain-of-thoughts (CoT) reasoning, and supervised fine-tuning to handle different Subtasks. Specifically, for Subtasks 1 and 2, we leverage the internal reasoning capabilities of LLMs to guide multi-step thinking in a staged manner, which simplifies complex biased queries and improves response accuracy. For Subtask 3, we employ a reinforcement learning-based approach, annotating a preference dataset using GPT-4. We then apply Direct Preference Optimization (DPO) to mitigate gender bias by introducing a loss function that explicitly favors less biased completions over biased ones. Our approach ranked first across all three subtasks of the NLPCC 2025 Shared Task 7.

Wenjie Xu, Ben Liu, Miao Peng et al.

Temporal Knowledge graph completion (TKGC) is a crucial task that involves reasoning at known timestamps to complete the missing part of facts and has attracted more and more attention in recent years. Most existing methods focus on learning representations based on graph neural networks while inaccurately extracting information from timestamps and insufficiently utilizing the implied information in relations. To address these problems, we propose a novel TKGC model, namely Pre-trained Language Model with Prompts for TKGC (PPT). We convert a series of sampled quadruples into pre-trained language model inputs and convert intervals between timestamps into different prompts to make coherent sentences with implicit semantic information. We train our model with a masking strategy to convert TKGC task into a masked token prediction task, which can leverage the semantic information in pre-trained language models. Experiments on three benchmark datasets and extensive analysis demonstrate that our model has great competitiveness compared to other models with four metrics. Our model can effectively incorporate information from temporal knowledge graphs into the language models.

Jiaxin Pan, Min Peng, Yiyan Zhang

Document-level relation extraction aims to discover relations between entities across a whole document. How to build the dependency of entities from different sentences in a document remains to be a great challenge. Current approaches either leverage syntactic trees to construct document-level graphs or aggregate inference information from different sentences. In this paper, we build cross-sentence dependencies by inferring compositional relations between inter-sentence mentions. Adopting aggressive linking strategy, intermediate relations are reasoned on the document-level graphs by mention convolution. We further notice the generalization problem of NA instances, which is caused by incomplete annotation and worsened by fully-connected mention pairs. An improved ranking loss is proposed to attend this problem. Experiments show the connections between different mentions are crucial to document-level relation extraction, which enables the model to extract more meaningful higher-level compositional relations.

Guoqing Luo, Jiaxin Pan, Min Peng

Distant supervision has been widely used for relation extraction but suffers from noise labeling problem. Neural network models are proposed to denoise with attention mechanism but cannot eliminate noisy data due to its non-zero weights. Hard decision is proposed to remove wrongly-labeled instances from the positive set though causes loss of useful information contained in removed instances. In this paper, we propose a novel generative neural framework named RDSGAN (Rank-based Distant Supervision GAN) which automatically generates valid instances for distant supervision relation extraction. Our framework combines soft attention and hard decision to learn the distribution of true positive instances via adversarial training and selects valid instances conforming to the distribution via rank-based distant supervision, which addresses the false positive problem. Experimental results show the superiority of our framework over strong baselines.