Daoyuan Chen

Yuexiang Xie, Zhen Wang, Dawei Gao et al.

Although remarkable progress has been made by existing federated learning (FL) platforms to provide infrastructures for development, these platforms may not well tackle the challenges brought by various types of heterogeneity, including the heterogeneity in participants' local data, resources, behaviors and learning goals. To fill this gap, in this paper, we propose a novel FL platform, named FederatedScope, which employs an event-driven architecture to provide users with great flexibility to independently describe the behaviors of different participants. Such a design makes it easy for users to describe participants with various local training processes, learning goals and backends, and coordinate them into an FL course with synchronous or asynchronous training strategies. Towards an easy-to-use and flexible platform, FederatedScope enables rich types of plug-in operations and components for efficient further development, and we have implemented several important components to better help users with privacy protection, attack simulation and auto-tuning. We have released FederatedScope at https://github.com/alibaba/FederatedScope to promote academic research and industrial deployment of federated learning in a wide range of scenarios.

Daoyuan Chen, Dawei Gao, Weirui Kuang et al.

Personalized Federated Learning (pFL), which utilizes and deploys distinct local models, has gained increasing attention in recent years due to its success in handling the statistical heterogeneity of FL clients. However, standardized evaluation and systematical analysis of diverse pFL methods remain a challenge. Firstly, the highly varied datasets, FL simulation settings and pFL implementations prevent easy and fair comparisons of pFL methods. Secondly, the current pFL literature diverges in the adopted evaluation and ablation protocols. Finally, the effectiveness and robustness of pFL methods are under-explored in various practical scenarios, such as the generalization to new clients and the participation of resource-limited clients. To tackle these challenges, we propose the first comprehensive pFL benchmark, pFL-Bench, for facilitating rapid, reproducible, standardized and thorough pFL evaluation. The proposed benchmark contains more than 10 dataset variants in various application domains with a unified data partition and realistic heterogeneous settings; a modularized and easy-to-extend pFL codebase with more than 20 competitive pFL method implementations; and systematic evaluations under containerized environments in terms of generalization, fairness, system overhead, and convergence. We highlight the benefits and potential of state-of-the-art pFL methods and hope the pFL-Bench enables further pFL research and broad applications that would otherwise be difficult owing to the absence of a dedicated benchmark. The code is released at https://github.com/alibaba/FederatedScope/tree/master/benchmark/pFL-Bench.

Daoyuan Chen, Yilun Huang, Zhijian Ma et al.

The immense evolution in Large Language Models (LLMs) has underscored the importance of massive, heterogeneous, and high-quality data. A data recipe is a mixture of data from different sources for training LLMs, which plays a vital role in LLMs' performance. Existing open-source tools for LLM data processing are mostly tailored for specific data recipes. To continuously uncover the potential of LLMs, incorporate data from new sources, and improve LLMs' performance, we build a new system named Data-Juicer, with which we can efficiently generate diverse data recipes, explore different possibilities in forming data mixtures, and evaluate their effects on model performance. Different from traditional data-analytics pipelines, Data-Juicer faces some unique challenges. Firstly, the possible data sources for forming data recipes are truly heterogeneous and massive with various qualities. Secondly, it is extremely expensive to precisely evaluate data recipes' impact on LLMs' performance. Thirdly, the end users of Data-Juicer, model developers, need sufficient flexibility to configure and evaluate different data recipes. Data-Juicer features a fine-grained abstraction of pipelines for constructing data recipes, with over 50 built-in operators for easy composition and extension. By incorporating visualization and auto-evaluation capabilities, Data-Juicer enables a timely feedback loop for both LLM pre-training and fine-tuning. Further, Data-Juicer is optimized and integrated with ecosystems for LLM training, evaluation, and distributed computing. The data recipes derived with Data-Juicer gain notable improvements on state-of-the-art LLMs, by up to 7.45% increase in averaged score across 16 LLM benchmarks and 17.5% higher win rate in pair-wise GPT-4 evaluations. Our system, data recipes, and tutorials are released, calling for broader data-centric research on training and understanding LLMs.

Zeyu Qin, Liuyi Yao, Daoyuan Chen et al.

In this work, besides improving prediction accuracy, we study whether personalization could bring robustness benefits to backdoor attacks. We conduct the first study of backdoor attacks in the pFL framework, testing 4 widely used backdoor attacks against 6 pFL methods on benchmark datasets FEMNIST and CIFAR-10, a total of 600 experiments. The study shows that pFL methods with partial model-sharing can significantly boost robustness against backdoor attacks. In contrast, pFL methods with full model-sharing do not show robustness. To analyze the reasons for varying robustness performances, we provide comprehensive ablation studies on different pFL methods. Based on our findings, we further propose a lightweight defense method, Simple-Tuning, which empirically improves defense performance against backdoor attacks. We believe that our work could provide both guidance for pFL application in terms of its robustness and offer valuable insights to design more robust FL methods in the future. We open-source our code to establish the first benchmark for black-box backdoor attacks in pFL: https://github.com/alibaba/FederatedScope/tree/backdoor-bench.

Liuyi Yao, Dawei Gao, Zhen Wang et al.

To investigate the heterogeneity in federated learning in real-world scenarios, we generalize the classic federated learning to federated hetero-task learning, which emphasizes the inconsistency across the participants in federated learning in terms of both data distribution and learning tasks. We also present B-FHTL, a federated hetero-task learning benchmark consisting of simulation dataset, FL protocols and a unified evaluation mechanism. B-FHTL dataset contains three well-designed federated learning tasks with increasing heterogeneity. Each task simulates the clients with different non-IID data and learning tasks. To ensure fair comparison among different FL algorithms, B-FHTL builds in a full suite of FL protocols by providing high-level APIs to avoid privacy leakage, and presets most common evaluation metrics spanning across different learning tasks, such as regression, classification, text generation and etc. Furthermore, we compare the FL algorithms in fields of federated multi-task learning, federated personalization and federated meta learning within B-FHTL, and highlight the influence of heterogeneity and difficulties of federated hetero-task learning. Our benchmark, including the federated dataset, protocols, the evaluation mechanism and the preliminary experiment, is open-sourced at https://github.com/alibaba/FederatedScope/tree/master/benchmark/B-FHTL

Zhen Qin, Daoyuan Chen, Wenhao Zhang et al.

The rapid development of large language models (LLMs) has been witnessed in recent years. Based on the powerful LLMs, multi-modal LLMs (MLLMs) extend the modality from text to a broader spectrum of domains, attracting widespread attention due to the broader range of application scenarios. As LLMs and MLLMs rely on vast amounts of model parameters and data to achieve emergent capabilities, the importance of data is receiving increasingly widespread attention and recognition. Tracing and analyzing recent data-oriented works for MLLMs, we find that the development of models and data is not two separate paths but rather interconnected. On the one hand, vaster and higher-quality data contribute to better performance of MLLMs; on the other hand, MLLMs can facilitate the development of data. The co-development of multi-modal data and MLLMs requires a clear view of 1) at which development stages of MLLMs specific data-centric approaches can be employed to enhance certain MLLM capabilities, and 2) how MLLMs, utilizing those capabilities, can contribute to multi-modal data in specific roles. To promote the data-model co-development for MLLM community, we systematically review existing works related to MLLMs from the data-model co-development perspective. A regularly maintained project associated with this survey is accessible at https://github.com/modelscope/data-juicer/blob/main/docs/awesome_llm_data.md.

Daoyuan Chen, Haibin Wang, Yilun Huang et al.

The emergence of multimodal large models has advanced artificial intelligence, introducing unprecedented levels of performance and functionality. However, optimizing these models remains challenging due to historically isolated paths of model-centric and data-centric developments, leading to suboptimal outcomes and inefficient resource utilization. In response, we present a new sandbox suite tailored for integrated data-model co-development. This sandbox provides a feedback-driven experimental platform, enabling cost-effective iteration and guided refinement of both data and models. Our proposed ``Probe-Analyze-Refine'' workflow, validated through practical use cases on multimodal tasks such as image-text pre-training with CLIP, image-to-text generation with LLaVA-like models, and text-to-video generation with DiT-based models, yields transferable and notable performance boosts, such as topping the VBench leaderboard. A comprehensive set of over 100 experiments demonstrated the suite's usability and extensibility, while also uncovering insights into the interplay between data quality, diversity, model behavior, and computational costs. All codes, datasets, and models are open-sourced to foster future research and applications that would otherwise be infeasible due to the lack of a dedicated co-development infrastructure.

Daoyuan Chen, Dawei Gao, Yuexiang Xie et al.

Federated Learning (FL) aims to train high-quality models in collaboration with distributed clients while not uploading their local data, which attracts increasing attention in both academia and industry. However, there is still a considerable gap between the flourishing FL research and real-world scenarios, mainly caused by the characteristics of heterogeneous devices and its scales. Most existing works conduct evaluations with homogeneous devices, which are mismatched with the diversity and variability of heterogeneous devices in real-world scenarios. Moreover, it is challenging to conduct research and development at scale with heterogeneous devices due to limited resources and complex software stacks. These two key factors are important yet underexplored in FL research as they directly impact the FL training dynamics and final performance, making the effectiveness and usability of FL algorithms unclear. To bridge the gap, in this paper, we propose an efficient and scalable prototyping system for real-world cross-device FL, FS-Real. It supports heterogeneous device runtime, contains parallelism and robustness enhanced FL server, and provides implementations and extensibility for advanced FL utility features such as personalization, communication compression and asynchronous aggregation. To demonstrate the usability and efficiency of FS-Real, we conduct extensive experiments with various device distributions, quantify and analyze the effect of the heterogeneous device and various scales, and further provide insights and open discussions about real-world FL scenarios. Our system is released to help to pave the way for further real-world FL research and broad applications involving diverse devices and scales.

Qirui Jiao, Daoyuan Chen, Yilun Huang et al.

High-performance Multimodal Large Language Models (MLLMs) are heavily dependent on data quality. To advance fine-grained image recognition within MLLMs, we introduce a novel data synthesis method inspired by contrastive learning and image difference captioning. Our key idea involves challenging the model to discern both matching and distinct elements by scrutinizing object differences in detailed regions across similar images. We begin by generating pairs of similar images that emphasize object variations. Following this, we employ a Difference Area Generator to pinpoint object differences, and subsequently, a Difference Captions Generator to articulate these differences. This process results in a high-quality dataset of "object replacement" samples, termed Img-Diff, which can be scaled as needed due to its automated nature. We leverage this generated dataset to fine-tune state-of-the-art (SOTA) MLLMs, such as InternVL2, achieving substantial improvements across various image difference and Visual Question Answering tasks. Notably, the trained models significantly outperform existing SOTA models like GPT-4V and Gemini on the MMVP benchmark. Additionally, we conduct comprehensive evaluations to validate the dataset's diversity, quality, and robustness, offering several insights into the synthesis of such contrastive datasets. We release our codes and dataset to encourage further research on multimodal data synthesis and MLLMs' fundamental capabilities for image understanding.

Dawei Gao, Zitao Li, Xuchen Pan et al.

With the rapid advancement of Large Language Models (LLMs), significant progress has been made in multi-agent applications. However, the complexities in coordinating agents' cooperation and LLMs' erratic performance pose notable challenges in developing robust and efficient multi-agent applications. To tackle these challenges, we propose AgentScope, a developer-centric multi-agent platform with message exchange as its core communication mechanism. The abundant syntactic tools, built-in agents and service functions, user-friendly interfaces for application demonstration and utility monitor, zero-code programming workstation, and automatic prompt tuning mechanism significantly lower the barriers to both development and deployment. Towards robust and flexible multi-agent application, AgentScope provides both built-in and customizable fault tolerance mechanisms. At the same time, it is also armed with system-level support for managing and utilizing multi-modal data, tools, and external knowledge. Additionally, we design an actor-based distribution framework, enabling easy conversion between local and distributed deployments and automatic parallel optimization without extra effort. With these features, AgentScope empowers developers to build applications that fully realize the potential of intelligent agents. We have released AgentScope at https://github.com/modelscope/agentscope, and hope AgentScope invites wider participation and innovation in this fast-moving field.

Qirui Jiao, Daoyuan Chen, Yilun Huang et al.

Despite the impressive capabilities of Multimodal Large Language Models (MLLMs) in integrating text and image modalities, challenges remain in accurately interpreting detailed visual elements. Vision detection models excel at recognizing fine-grained image details, prompting researchers to use them to enhance MLLMs. One effective strategy is to infuse detection information in text format, which has proven simple and effective. However, most studies utilize this method without training, leaving the potential of adaptive training largely unexplored. Adaptive training could significantly enhance MLLMs' comprehension of unique inputs while filtering out irrelevant information. This paper addresses the crucial question: How does training impact MLLMs' understanding of infused textual detection information? We systematically experiment with various representative models to evaluate the effects of training-free, retraining, and fine-tuning strategies. We also examine the influence of training on MLLMs' original abilities and the interchangeability of detection models. Our findings indicate that fine-tuning a pre-trained MLLM to incorporate textual detection information delivers superior results compared to training-free and retraining methods, improving performance by 6.71% across 10 widely recognized benchmarks. Furthermore, fine-tuning enables MLLMs to retain performance enhancements even when detection models are swapped, indicating improved understanding of formatted textual data. We release our codes to support further exploration of fusion strategies for vision detection models and the enhancement of MLLMs' fine-grained multimodal capabilities.

Ting Zhou, Daoyuan Chen, Qirui Jiao et al.

In the domain of Multimodal Large Language Models (MLLMs), achieving human-centric video understanding remains a formidable challenge. Existing benchmarks primarily emphasize object and action recognition, often neglecting the intricate nuances of human emotions, behaviors, and speech-visual alignment within video content. We present HumanVBench, an innovative benchmark meticulously crafted to bridge these gaps in the evaluation of video MLLMs. HumanVBench comprises 16 carefully designed tasks that explore two primary dimensions: inner emotion and outer manifestations, spanning static and dynamic, basic and complex, as well as single-modal and cross-modal aspects. With two advanced automated pipelines for video annotation and distractor-included QA generation, HumanVBench utilizes diverse state-of-the-art (SOTA) techniques to streamline benchmark data synthesis and quality assessment, minimizing human annotation dependency tailored to human-centric multimodal attributes. A comprehensive evaluation across 22 SOTA video MLLMs reveals notable limitations in current performance, especially in cross-modal and emotion perception, underscoring the necessity for further refinement toward achieving more human-like understanding. HumanVBench is open-sourced to facilitate future advancements and real-world applications in video MLLMs.

Die Chen, Zhongjie Duan, Zhiwen Li et al.

Recent breakthroughs in text-to-image diffusion models have significantly enhanced both the visual fidelity and semantic controllability of generated images. However, fine-grained control over aesthetic attributes remains challenging, especially when users require continuous and intensity-specific adjustments. Existing approaches often rely on vague textual prompts, which are inherently ambiguous in expressing both the aesthetic semantics and the desired intensity, or depend on costly human preference data for alignment, limiting their scalability and practicality. To address these limitations, we propose AttriCtrl, a plug-and-play framework for precise and continuous control of aesthetic attributes. Specifically, we quantify abstract aesthetics by leveraging semantic similarity from pre-trained vision-language models, and employ a lightweight value encoder that maps scalar intensities in $[0,1]$ to learnable embeddings within diffusion-based generation. This design enables intuitive and customizable aesthetic manipulation, with minimal training overhead and seamless integration into existing generation pipelines. Extensive experiments demonstrate that AttriCtrl achieves accurate control over individual attributes as well as flexible multi-attribute composition. Moreover, it is fully compatible with popular open-source controllable generation frameworks, showcasing strong integration capability and practical utility across diverse generation scenarios.

Weirui Kuang, Bingchen Qian, Zitao Li et al.

LLMs have demonstrated great capabilities in various NLP tasks. Different entities can further improve the performance of those LLMs on their specific downstream tasks by fine-tuning LLMs. When several entities have similar interested tasks, but their data cannot be shared because of privacy concerns regulations, federated learning (FL) is a mainstream solution to leverage the data of different entities. However, fine-tuning LLMs in federated learning settings still lacks adequate support from existing FL frameworks because it has to deal with optimizing the consumption of significant communication and computational resources, data preparation for different tasks, and distinct information protection demands. This paper first discusses these challenges of federated fine-tuning LLMs, and introduces our package FS-LLM as a main contribution, which consists of the following components: (1) we build an end-to-end benchmarking pipeline, automizing the processes of dataset preprocessing, federated fine-tuning execution, and performance evaluation on federated LLM fine-tuning; (2) we provide comprehensive federated parameter-efficient fine-tuning algorithm implementations and versatile programming interfaces for future extension in FL scenarios with low communication and computation costs, even without accessing the full model; (3) we adopt several accelerating and resource-efficient operators for fine-tuning LLMs with limited resources and the flexible pluggable sub-routines for interdisciplinary study. We conduct extensive experiments to validate the effectiveness of FS-LLM and benchmark advanced LLMs with state-of-the-art parameter-efficient fine-tuning algorithms in FL settings, which also yields valuable insights into federated fine-tuning LLMs for the research community. To facilitate further research and adoption, we release FS-LLM at https://github.com/alibaba/FederatedScope/tree/llm.

Jiamu Bai, Daoyuan Chen, Bingchen Qian et al.

Federated Learning (FL) has recently been applied to the parameter-efficient fine-tuning of Large Language Models (LLMs). While promising, it raises significant challenges due to the heterogeneous resources and data distributions of clients. This study introduces FlexLoRA, a simple yet effective aggregation scheme for LLM fine-tuning, which mitigates the ``bucket effect'' in traditional FL that restricts the potential of clients with ample resources by tying them to the capabilities of the least-resourced participants. FlexLoRA allows for dynamic adjustment of local LoRA ranks, fostering the development of a global model imbued with broader, less task-specific knowledge. By synthesizing a full-size LoRA weight from individual client contributions and employing Singular Value Decomposition (SVD) for weight redistribution, FlexLoRA fully leverages heterogeneous client resources. Involving thousands of clients performing heterogeneous NLP tasks and client resources, our experiments validate the efficacy of FlexLoRA, with the federated global model achieving consistently better improvement over SOTA FL methods in downstream NLP task performance across various heterogeneous distributions. FlexLoRA's practicality is further underscored by our theoretical analysis and its seamless integration with existing LoRA-based FL methods, offering a path toward cross-device, privacy-preserving federated tuning for LLMs.

Zhen Qin, Daoyuan Chen, Bingchen Qian et al.

Pre-trained large language models (LLMs) need fine-tuning to improve their responsiveness to natural language instructions. Federated learning offers a way to fine-tune LLMs using the abundant data on end devices without compromising data privacy. Most existing federated fine-tuning methods for LLMs rely on parameter-efficient fine-tuning techniques, which may not reach the performance height possible with full-parameter tuning. However, federated full-parameter tuning of LLMs is a non-trivial problem due to the immense communication cost. This work introduces FedKSeed that employs zeroth-order optimization with a finite set of random seeds. It significantly reduces transmission requirements between the server and clients to just a few random seeds and scalar gradients, amounting to only a few thousand bytes, making federated full-parameter tuning of billion-sized LLMs possible on devices. Building on it, we develop a strategy enabling probability-differentiated seed sampling, prioritizing perturbations with greater impact on model accuracy. Experiments across six scenarios with various LLMs, datasets and data partitions demonstrate that our approach outperforms existing federated LLM fine-tuning methods in both communication efficiency and new task generalization.

Mengsha Liu, Daoyuan Chen, Yaliang Li et al.

Data visualization serves as a critical means for presenting data and mining its valuable insights. The task of chart summarization, through natural language processing techniques, facilitates in-depth data analysis of charts. However, there still are notable deficiencies in terms of visual-language matching and reasoning ability for existing approaches. To address these limitations, this study constructs a large-scale dataset of comprehensive chart-caption pairs and fine-tuning instructions on each chart. Thanks to the broad coverage of various topics and visual styles within this dataset, better matching degree can be achieved from the view of training data. Moreover, we propose an innovative chart summarization method, ChartThinker, which synthesizes deep analysis based on chains of thought and strategies of context retrieval, aiming to improve the logical coherence and accuracy of the generated summaries. Built upon the curated datasets, our trained model consistently exhibits superior performance in chart summarization tasks, surpassing 8 state-of-the-art models over 7 evaluation metrics. Our dataset and codes are publicly accessible.

Zhenqing Ling, Daoyuan Chen, Liuyi Yao et al.

The confluence of Federated Learning (FL) and Large Language Models (LLMs) is ushering in a new era in privacy-preserving natural language processing. However, the intensive memory requirements for fine-tuning LLMs pose significant challenges, especially when deploying on clients with limited computational resources. To circumvent this, we explore the novel integration of Memory-efficient Zeroth-Order Optimization within a federated setting, a synergy we term as FedMeZO. Our study is the first to examine the theoretical underpinnings of FedMeZO in the context of LLMs, tackling key questions regarding the influence of large parameter spaces on optimization behavior, the establishment of convergence properties, and the identification of critical parameters for convergence to inform personalized federated strategies. Our extensive empirical evidence supports the theory, showing that FedMeZO not only converges faster than traditional first-order methods such as FedAvg but also significantly reduces GPU memory usage during training to levels comparable to those during inference. Moreover, the proposed personalized FL strategy that is built upon the theoretical insights to customize the client-wise learning rate can effectively accelerate loss reduction. We hope our work can help to bridge theoretical and practical aspects of federated fine-tuning for LLMs, thereby stimulating further advancements and research in this area.

Ce Ge, Zhijian Ma, Daoyuan Chen et al.

Large language models have demonstrated remarkable capabilities across various tasks, primarily attributed to the utilization of diversely sourced data. However, the impact of pretraining data composition on model performance remains poorly understood. This paper introduces $\textbf{BiMix}$, a novel bivariate data mixing law that models the joint scaling behavior of domain proportions and data volume in LLM pretraining. $\textbf{BiMix}$ provides a systematic framework for understanding and optimizing data mixtures across diverse domains. Through extensive experiments on two large-scale datasets, we demonstrate $\textbf{BiMix}$'s high accuracy in loss extrapolation (mean relative error < 0.2%) and its generalization to unseen mixtures (R${}^{2}$ > 0.97). Optimization of domain proportions yields superior model performance compared to existing methods. Furthermore, we establish entropy-based measures as efficient proxies for data mixing, offering a computationally lightweight strategy. Our work contributes both theoretical insights into data mixing dynamics and practical tools for enhancing LLM training efficiency, paving the way for more effective scaling strategies in language model development.

Xuchen Pan, Yanxi Chen, Yushuo Chen et al.

Trinity-RFT is a general-purpose, unified and easy-to-use framework designed for reinforcement fine-tuning (RFT) of large language models. It is built with a modular and decoupled design, consisting of (1) an RFT-core that unifies and generalizes synchronous/asynchronous, on-policy/off-policy, and online/offline modes of RFT; (2) seamless integration for agent-environment interaction with high efficiency and robustness; and (3) systematic data pipelines optimized for RFT. Trinity-RFT can be easily adapted for diverse application scenarios, and serves as a unified platform for development and research of advanced reinforcement learning paradigms at both macroscopic and microscopic levels. This technical report outlines the vision, features, design and implementations of Trinity-RFT, accompanied by extensive examples, applications and experiments that demonstrate its functionalities and user-friendliness.

Daoyuan Chen, Yilun Huang, Xuchen Pan et al.

Foundation models demand advanced data processing for their vast, multimodal datasets. However, traditional frameworks struggle with the unique complexities of multimodal data. In response, we present Data-Juicer 2.0, a data processing system backed by 100+ data processing operators spanning text, image, video, and audio modalities, supporting more critical tasks including data analysis, synthesis, annotation, and foundation model post-training. With seamless compatibility and dedicated optimization for popular dataset hubs like Hugging Face and computing engines like Ray, it improves upon its predecessor in terms of usability, efficiency, and programmability. It features an easily accessible user interface layer that supports decoupled Python interactions, RESTful APIs, and conversational commands. Its new runtime layer offers adaptive execution across diverse scales and environments, abstracting away system complexities. Extensive empirical evaluations demonstrate Data-Juicer 2.0's remarkable performance and scalability, highlighting its capability to efficiently process TB-level data with 10k+ CPU cores. The system is publicly available and has been widely adopted in diverse research fields and real-world products such as Alibaba Cloud PAI. We actively maintain the system and share practical insights to foster research and applications of next-generation foundation models.

Fei Wei, Daoyuan Chen, Ce Wang et al.

Large Language Models (LLMs) excel as passive responders, but teaching them to be proactive, goal-oriented partners, a critical capability in high-stakes domains, remains a major challenge. Current paradigms either myopically optimize single-turn attributes or rely on brittle, high-cost user simulators, creating a persistent ``reality gap''. To bridge this gap, we introduce \texttt{Learn-to-Ask}, a general, simulator-free framework for learning and deploying proactive dialogue agents \textit{directly from offline expert data}, bypassing the need to model complex user dynamics. Our key insight is to reframe the offline policy learning problem by leveraging the \textbf{observed future} of each expert trajectory. This allows us to infer a dense, turn-by-turn reward signal grounded in the expert's revealed strategy, decomposing the intractable long-horizon problem into a series of supervised learning tasks, and training a policy to output a structured \texttt{(action, state_assessment)} tuple, governing both \textbf{what to ask} and, crucially, \textbf{when to stop}. To ensure reward fidelity, our Automated Grader Calibration pipeline systematically purges noise from the LLM-based reward model with minimal human supervision. Empirically, we demonstrate the efficacy of \texttt{Learn-to-Ask} in a real-world medical dataset, using LLMs of varying sizes up to 32B. Our approach culminates in the successful deployment of LLMs into a live, large-scale online AI service. In rigorous in-house evaluations, our model was launched and achieved performance even superior to human experts, proving our framework's ability to translate offline data into tangible, real-world impact. We hope this work provides a practical and economically viable blueprint for transforming passive LLMs into proactive, goal-oriented LLM applications.

Daoyuan Chen, Liuyi Yao, Dawei Gao et al.

Federated Learning (FL) aims to train machine learning models for multiple clients without sharing their own private data. Due to the heterogeneity of clients' local data distribution, recent studies explore the personalized FL that learns and deploys distinct local models with the help of auxiliary global models. However, the clients can be heterogeneous in terms of not only local data distribution, but also their computation and communication resources. The capacity and efficiency of personalized models are restricted by the lowest-resource clients, leading to sub-optimal performance and limited practicality of personalized FL. To overcome these challenges, we propose a novel approach named pFedGate for efficient personalized FL by adaptively and efficiently learning sparse local models. With a lightweight trainable gating layer, pFedGate enables clients to reach their full potential in model capacity by generating different sparse models accounting for both the heterogeneous data distributions and resource constraints. Meanwhile, the computation and communication efficiency are both improved thanks to the adaptability between the model sparsity and clients' resources. Further, we theoretically show that the proposed pFedGate has superior complexity with guaranteed convergence and generalization error. Extensive experiments show that pFedGate achieves superior global accuracy, individual accuracy and efficiency simultaneously over state-of-the-art methods. We also demonstrate that pFedGate performs better than competitors in the novel clients participation and partial clients participation scenarios, and can learn meaningful sparse local models adapted to different data distributions.

Yaliang Li, Daoyuan Chen, Bolin Ding et al.

Database indexes facilitate data retrieval and benefit broad applications in real-world systems. Recently, a new family of index, named learned index, is proposed to learn hidden yet useful data distribution and incorporate such information into the learning of indexes, which leads to promising performance improvements. However, the "learning" process of learned indexes is still under-explored. In this paper, we propose a formal machine learning based framework to quantify the index learning objective, and study two general and pluggable techniques to enhance the learning efficiency and learning effectiveness for learned indexes. With the guidance of the formal learning objective, we can efficiently learn index by incorporating the proposed sampling technique, and learn precise index with enhanced generalization ability brought by the proposed result-driven gap insertion technique. We conduct extensive experiments on real-world datasets and compare several indexing methods from the perspective of the index learning objective. The results show the ability of the proposed framework to help to design suitable indexes for different scenarios. Further, we demonstrate the effectiveness of the proposed sampling technique, which achieves up to 78x construction speedup while maintaining non-degraded indexing performance. Finally, we show the gap insertion technique can enhance both the static and dynamic indexing performances of existing learned index methods with up to 1.59x query speedup. We will release our codes and processed data for further study, which can enable more exploration of learned indexes from both the perspectives of machine learning and database.

Daoyuan Chen, Yaliang Li, Kai Lei et al.

Distant supervision based methods for entity and relation extraction have received increasing popularity due to the fact that these methods require light human annotation efforts. In this paper, we consider the problem of \textit{shifted label distribution}, which is caused by the inconsistency between the noisy-labeled training set subject to external knowledge graph and the human-annotated test set, and exacerbated by the pipelined entity-then-relation extraction manner with noise propagation. We propose a joint extraction approach to address this problem by re-labeling noisy instances with a group of cooperative multiagents. To handle noisy instances in a fine-grained manner, each agent in the cooperative group evaluates the instance by calculating a continuous confidence score from its own perspective; To leverage the correlations between these two extraction tasks, a confidence consensus module is designed to gather the wisdom of all agents and re-distribute the noisy training set with confidence-scored labels. Further, the confidences are used to adjust the training losses of extractors. Experimental results on two real-world datasets verify the benefits of re-labeling noisy instance, and show that the proposed model significantly outperforms the state-of-the-art entity and relation extraction methods.

Daoyuan Chen, Yaliang Li, Minghui Qiu et al.

Large pre-trained language models such as BERT have shown their effectiveness in various natural language processing tasks. However, the huge parameter size makes them difficult to be deployed in real-time applications that require quick inference with limited resources. Existing methods compress BERT into small models while such compression is task-independent, i.e., the same compressed BERT for all different downstream tasks. Motivated by the necessity and benefits of task-oriented BERT compression, we propose a novel compression method, AdaBERT, that leverages differentiable Neural Architecture Search to automatically compress BERT into task-adaptive small models for specific tasks. We incorporate a task-oriented knowledge distillation loss to provide search hints and an efficiency-aware loss as search constraints, which enables a good trade-off between efficiency and effectiveness for task-adaptive BERT compression. We evaluate AdaBERT on several NLP tasks, and the results demonstrate that those task-adaptive compressed models are 12.7x to 29.3x faster than BERT in inference time and 11.5x to 17.0x smaller in terms of parameter size, while comparable performance is maintained.

Yang Deng, Wai Lam, Yuexiang Xie et al.

Community question answering (CQA) gains increasing popularity in both academy and industry recently. However, the redundancy and lengthiness issues of crowdsourced answers limit the performance of answer selection and lead to reading difficulties and misunderstandings for community users. To solve these problems, we tackle the tasks of answer selection and answer summary generation in CQA with a novel joint learning model. Specifically, we design a question-driven pointer-generator network, which exploits the correlation information between question-answer pairs to aid in attending the essential information when generating answer summaries. Meanwhile, we leverage the answer summaries to alleviate noise in original lengthy answers when ranking the relevancy degrees of question-answer pairs. In addition, we construct a new large-scale CQA corpus, WikiHowQA, which contains long answers for answer selection as well as reference summaries for answer summarization. The experimental results show that the joint learning method can effectively address the answer redundancy issue in CQA and achieves state-of-the-art results on both answer selection and text summarization tasks. Furthermore, the proposed model is shown to be of great transferring ability and applicability for resource-poor CQA tasks, which lack of reference answer summaries.