Xingyan Chen

Xingyan Chen, Tian Du, Changqiao Xu et al.

Federated Learning (FL) faces challenges from client data heterogeneity and resource-constrained mobile devices, which can degrade model accuracy. Personalized Federated Learning (PFL) addresses this issue by adapting shared global knowledge to local data distributions. A promising approach in PFL is model decoupling, which separates the model into global and personalized parameters, raising the key question of which parameters should be personalized to balance global knowledge sharing and local adaptation. In this paper, we propose a Federated Optimal Brain Personalization (FedOBP) algorithm with a quantile-based thresholding mechanism and introduce an element-wise importance score. This score extends Optimal Brain Damage (OBD) pruning theory by incorporating a federated approximation of the first-order derivative in the Taylor expansion to evaluate the importance of each parameter for personalization. Moreover, we move the metric computation originally performed on clients to the server side, to alleviate the burden on resource-constrained mobile devices. To the best of our knowledge, this is the first work to bridge classical saliency-based pruning theory with federated parameter decoupling, providing a rigorous theoretical justification for selecting personalized parameters based on their sensitivity to local loss landscapes. Extensive experiments demonstrate that FedOBP outperforms state-of-the-art methods across diverse datasets and heterogeneity scenarios, while requiring personalization of only a very small number of personalized parameters.

Yu Guo, Zhilong Xie, Xingyan Chen et al.

Natural language understanding (NLU) has two core tasks: intent classification and slot filling. The success of pre-training language models resulted in a significant breakthrough in the two tasks. One of the promising solutions called BERT can jointly optimize the two tasks. We note that BERT-based models convert each complex token into multiple sub-tokens by wordpiece algorithm, which generates a mismatch between the lengths of the tokens and the labels. This leads to BERT-based models do not do well in label prediction which limits model performance improvement. Many existing models can be compatible with this issue but some hidden semantic information is discarded in the fine-tuning process. We address the problem by introducing a novel joint method on top of BERT which explicitly models the multiple sub-tokens features after wordpiece tokenization, thereby contributing to the two tasks. Our method can well extract the contextual features from complex tokens by the proposed sub-words attention adapter (SAA), which preserves overall utterance information. Additionally, we propose an intent attention adapter (IAA) to obtain the full sentence features to aid users to predict intent. Experimental results confirm that our proposed model is significantly improved on two public benchmark datasets. In particular, the slot filling F1 score is improved from 96.1 to 98.2 (2.1% absolute) on the Airline Travel Information Systems (ATIS) dataset.

Shaopeng Wei, Jun Wang, Yu Zhao et al.

Graph learning is a prevalent domain that endeavors to learn the intricate relationships among nodes and the topological structure of graphs. Over the years, graph learning has transcended from graph theory to graph data mining. With the advent of representation learning, it has attained remarkable performance in diverse scenarios. Owing to its extensive application prospects, graph learning attracts copious attention. While some researchers have accomplished impressive surveys on graph learning, they failed to connect related objectives, methods, and applications in a more coherent way. As a result, they did not encompass current ample scenarios and challenging problems due to the rapid expansion of graph learning. Particularly, large language models have recently had a disruptive effect on human life, but they also show relative weakness in structured scenarios. The question of how to make these models more powerful with graph learning remains open. Our survey focuses on the most recent advancements in integrating graph learning with pre-trained language models, specifically emphasizing their application within the domain of large language models. Different from previous surveys on graph learning, we provide a holistic review that analyzes current works from the perspective of graph structure, and discusses the latest applications, trends, and challenges in graph learning. Specifically, we commence by proposing a taxonomy and then summarize the methods employed in graph learning. We then provide a detailed elucidation of mainstream applications. Finally, we propose future directions.

Shaopeng Wei, Beni Egressy, Xingyan Chen et al.

Enterprise credit assessment is critical for evaluating financial risk, and Graph Neural Networks (GNNs), with their advanced capability to model inter-entity relationships, are a natural tool to get a deeper understanding of these financial networks. However, existing GNN-based methodologies predominantly emphasize entity-level attention mechanisms for contagion risk aggregation, often overlooking the heterogeneous importance of different feature dimensions, thus falling short in adequately modeling credit risk levels. To address this issue, we propose a novel architecture named Graph Dimension Attention Network (GDAN), which incorporates a dimension-level attention mechanism to capture fine-grained risk-related characteristics. Furthermore, we explore the interpretability of the GNN-based method in financial scenarios and propose a simple but effective data-centric explainer for GDAN, called GDAN-DistShift. DistShift provides edge-level interpretability by quantifying distribution shifts during the message-passing process. Moreover, we collected a real-world, multi-source Enterprise Credit Assessment Dataset (ECAD) and have made it accessible to the research community since high-quality datasets are lacking in this field. Extensive experiments conducted on ECAD demonstrate the effectiveness of our methods. In addition, we ran GDAN on the well-known datasets SMEsD and DBLP, also with excellent results.

Huaming Du, Xingyan Chen, Yu Zhao et al.

Enterprise financial risk analysis aims at predicting the future financial risk of enterprises. Due to its wide and significant application, enterprise financial risk analysis has always been the core research topic in the fields of Finance and Management. Based on advanced computer science and artificial intelligence technologies, enterprise risk analysis research is experiencing rapid developments and making significant progress. Therefore, it is both necessary and challenging to comprehensively review the relevant studies. Although there are already some valuable and impressive surveys on enterprise risk analysis from the perspective of Finance and Management, these surveys introduce approaches in a relatively isolated way and lack recent advances in enterprise financial risk analysis. In contrast, this paper attempts to provide a systematic literature survey of enterprise risk analysis approaches from Big Data perspective, which reviews more than 250 representative articles in the past almost 50 years (from 1968 to 2023). To the best of our knowledge, this is the first and only survey work on enterprise financial risk from Big Data perspective. Specifically, this survey connects and systematizes the existing enterprise financial risk studies, i.e. to summarize and interpret the problems, methods, and spotlights in a comprehensive way. In particular, we first introduce the issues of enterprise financial risks in terms of their types,granularity, intelligence, and evaluation metrics, and summarize the corresponding representative works. Then, we compare the analysis methods used to learn enterprise financial risk, and finally summarize the spotlights of the most representative works. Our goal is to clarify current cutting-edge research and its possible future directions to model enterprise risk, aiming to fully understand the mechanisms of enterprise risk generation and contagion.

Tao Wang, Jingyao Lu, Xibo Wang et al.

Large language models (LLMs) have shown remarkable capabilities in dialogue generation and reasoning, yet their effectiveness in eliciting user-known but concealed information in open-ended conversations remains limited. In many interactive AI applications, such as personal assistants, tutoring systems, and legal or clinical support, users often withhold sensitive or uncertain information due to privacy concerns, ambiguity, or social hesitation. This makes it challenging for LLMs to gather complete and contextually relevant inputs. In this work, we define the problem of information elicitation in open-ended dialogue settings and propose Reinforcement Prompt Selection (RPS), a lightweight reinforcement learning framework that formulates prompt selection as a sequential decision-making problem. To analyze this problem in a controlled setting, we design a synthetic experiment, where a reinforcement learning agent outperforms a random query baseline, illustrating the potential of policy-based approaches for adaptive information elicitation. Building on this insight, RPS learns a policy over a pool of prompts to adaptively elicit concealed or incompletely expressed information from users through dialogue. We also introduce IELegal, a new benchmark dataset constructed from real legal case documents, which simulates dialogue-based information elicitation tasks aimed at uncovering case-relevant facts. In this setting, RPS outperforms static prompt baselines, demonstrating the effectiveness of adaptive prompt selection for eliciting critical information in LLM-driven dialogue systems.

Xingyan Chen, Tian Du, Mu Wang et al.

Federated learning, as a promising distributed learning paradigm, enables collaborative training of a global model across multiple network edge clients without the need for central data collecting. However, the heterogeneity of edge data distribution drags the model towards the local minima, which can be distant from the global optimum. Such heterogeneity often leads to slow convergence and substantial communication overhead. To address these issues, we propose a novel federated learning framework called FedCMD, a model decoupling tailored to the Cloud-edge supported federated learning that separates deep neural networks into a body for capturing shared representations in Cloud and a personalized head for migrating data heterogeneity. Our motivation is that, by the deep investigation of the performance of selecting different neural network layers as the personalized head, we found rigidly assigning the last layer as the personalized head in current studies is not always optimal. Instead, it is necessary to dynamically select the personalized layer that maximizes the training performance by taking the representation difference between neighbor layers into account. To find the optimal personalized layer, we utilize the low-dimensional representation of each layer to contrast feature distribution transfer and introduce a Wasserstein-based layer selection method, aimed at identifying the best-match layer for personalization. Additionally, a weighted global aggregation algorithm is proposed based on the selected personalized layer for the practical application of FedCMD. Extensive experiments on ten benchmarks demonstrate the efficiency and superior performance of our solution compared with nine state-of-the-art solutions. All code and results are available at https://github.com/elegy112138/FedCMD.

Zhongpu Chen, Yinfeng Liu, Long Shi et al.

Large language models (LLMs) are expected to offer structured Markdown responses for the sake of readability in web chatbots (e.g., ChatGPT). Although there are a myriad of metrics to evaluate LLMs, they fail to evaluate the readability from the view of output content structure. To this end, we focus on an overlooked yet important metric -- Markdown Awareness, which directly impacts the readability and structure of the content generated by these language models. In this paper, we introduce MDEval, a comprehensive benchmark to assess Markdown Awareness for LLMs, by constructing a dataset with 20K instances covering 10 subjects in English and Chinese. Unlike traditional model-based evaluations, MDEval provides excellent interpretability by combining model-based generation tasks and statistical methods. Our results demonstrate that MDEval achieves a Spearman correlation of 0.791 and an accuracy of 84.1% with human, outperforming existing methods by a large margin. Extensive experimental results also show that through fine-tuning over our proposed dataset, less performant open-source models are able to achieve comparable performance to GPT-4o in terms of Markdown Awareness. To ensure reproducibility and transparency, MDEval is open sourced at https://github.com/SWUFE-DB-Group/MDEval-Benchmark.

Xingyan Chen, Yaling Liu, Huaming Du et al.

Federated learning, a decentralized approach to machine learning, faces significant challenges such as extensive communication overheads, slow convergence, and unstable improvements. These challenges primarily stem from the gradient variance due to heterogeneous client data distributions. To address this, we introduce a novel Networked Control Variates (FedNCV) framework for Federated Learning. We adopt the REINFORCE Leave-One-Out (RLOO) as a fundamental control variate unit in the FedNCV framework, implemented at both client and server levels. At the client level, the RLOO control variate is employed to optimize local gradient updates, mitigating the variance introduced by data samples. Once relayed to the server, the RLOO-based estimator further provides an unbiased and low-variance aggregated gradient, leading to robust global updates. This dual-side application is formalized as a linear combination of composite control variates. We provide a mathematical expression capturing this integration of double control variates within FedNCV and present three theoretical results with corresponding proofs. This unique dual structure equips FedNCV to address data heterogeneity and scalability issues, thus potentially paving the way for large-scale applications. Moreover, we tested FedNCV on six diverse datasets under a Dirichlet distribution with α = 0.1, and benchmarked its performance against six SOTA methods, demonstrating its superiority.

Wenkai Fan, Shurui Zhang, Xiaolong Wang et al.

AIvilization v0 is a publicly deployed large-scale artificial society that couples a resource-constrained sandbox economy with a unified LLM-agent architecture, aiming to sustain long-horizon autonomy while remaining executable under rapidly changing environment. To mitigate the tension between goal stability and reactive correctness, we introduce (i) a hierarchical branch-thinking planner that decomposes life goals into parallel objective branches and uses simulation-guided validation plus tiered re-planning to ensure feasibility; (ii) an adaptive agent profile with dual-process memory that separates short-term execution traces from long-term semantic consolidation, enabling persistent yet evolving identity; and (iii) a human-in-the-loop steering interface that injects long-horizon objectives and short commands at appropriate abstraction levels, with effects propagated through memory rather than brittle prompt overrides. The environment integrates physiological survival costs, non-substitutable multi-tier production, an AMM-based price mechanism, and a gated education-occupation system. Using high-frequency transactions from the platforms mature phase, we find stable markets that reproduce key stylized facts (heavy-tailed returns and volatility clustering) and produce structured wealth stratification driven by education and access constraints. Ablations show simplified planners can match performance on narrow tasks, while the full architecture is more robust under multi-objective, long-horizon settings, supporting delayed investment and sustained exploration.

Xingyan Chen, Yuxin Su, Zishan Su et al.

Cloud computing platforms offer elastic scaling, managed infrastructure, and pay-per-use pricing, but moving existing monolithic backends to them remains a difficult software engineering task. In practice, the migration requires coordinated changes to program structure, source code, infrastructure configuration, and cloud-specific design decisions, and these changes are still largely carried out by hand. In this paper, we present Mono2Sls, an automated pipeline that converts monolithic web backends into deployable AWS SAM applications. The pipeline combines lightweight static analysis of entry points, call graphs, and asynchronous behavior with four sequential tool-using LLM agents: Architect, Code Developer, SAM Engineer, and Consistency Validator. These agents communicate through explicit intermediate artifacts and consult a curated SAM knowledge base. Evaluated on six benchmark applications totaling more than 10K lines of code and 76 business endpoints, Mono2Sls achieves 100% deployment success without manual fixes. It also reaches 66.1% end-to-end correctness and 98.7% API-coverage F1, whereas the commercial baselines achieve 53.7--61.2% and 88.4%, respectively. The migrated systems show more consistent use of AWS-native authentication and asynchronous patterns, and an ablation study indicates that static-analysis-guided architecture planning contributes 23.4 percentage points to end-to-end correctness.

Zeyang Zhang, Chengwei Liang, Xingyan Chen et al.

Diffusion language models (DLMs) are promising alternatives to autoregressive language models (ARMs), yet the intrinsic differences in their generated text remain underexplored. We first find empirically that off-the-shelf DLMs exhibit lower $n$-gram entropy, higher semantic coherence, and higher semantic diversity. To understand the cause, we conduct controlled experiments that decouple the effects of training objectives and decoding algorithms. Results suggest that the DLM training objective contributes to the increases in semantic coherence and semantic diversity, but has a minor influence on entropy. These differences are primarily driven by the bidirectional context; other components in the training objective, such as input masking, label masking, and the weighting function, have a much weaker influence. Further, our experiments demonstrate that the reduction in entropy stems from DLMs' decoding algorithms, particularly confidence-based remasking strategies. We provide a theoretical understanding for this entropy reduction phenomenon. Together, our work uncovers key mechanisms underlying the differences between DLMs and ARMs in text generation, and informs future design of training objectives and decoding algorithms in DLMs.

Yu Zhao, Shaopeng Wei, Yu Guo et al.

Predicting the bankruptcy risk of small and medium-sized enterprises (SMEs) is an important step for financial institutions when making decisions about loans. Existing studies in both finance and AI research fields, however, tend to only consider either the intra-risk or contagion risk of enterprises, ignoring their interactions and combinatorial effects. This study for the first time considers both types of risk and their joint effects in bankruptcy prediction. Specifically, we first propose an enterprise intra-risk encoder based on statistically significant enterprise risk indicators for its intra-risk learning. Then, we propose an enterprise contagion risk encoder based on enterprise relation information from an enterprise knowledge graph for its contagion risk embedding. In particular, the contagion risk encoder includes both the newly proposed Hyper-Graph Neural Networks and Heterogeneous Graph Neural Networks, which can model contagion risk in two different aspects, i.e. common risk factors based on hyperedges and direct diffusion risk from neighbors, respectively. To evaluate the model, we collect real-world multi-sources data on SMEs and build a novel benchmark dataset called SMEsD. We provide open access to the dataset, which is expected to further promote research on financial risk analysis. Experiments on SMEsD against twelve state-of-the-art baselines demonstrate the effectiveness of the proposed model for bankruptcy prediction.

Yu Zhao, Huaming Du, Ying Liu et al.

Stock Movement Prediction (SMP) aims at predicting listed companies' stock future price trend, which is a challenging task due to the volatile nature of financial markets. Recent financial studies show that the momentum spillover effect plays a significant role in stock fluctuation. However, previous studies typically only learn the simple connection information among related companies, which inevitably fail to model complex relations of listed companies in the real financial market. To address this issue, we first construct a more comprehensive Market Knowledge Graph (MKG) which contains bi-typed entities including listed companies and their associated executives, and hybrid-relations including the explicit relations and implicit relations. Afterward, we propose DanSmp, a novel Dual Attention Networks to learn the momentum spillover signals based upon the constructed MKG for stock prediction. The empirical experiments on our constructed datasets against nine SOTA baselines demonstrate that the proposed DanSmp is capable of improving stock prediction with the constructed MKG.

Yu Zhao, Shaopeng Wei, Huaming Du et al.

Bi-type multi-relational heterogeneous graph (BMHG) is one of the most common graphs in practice, for example, academic networks, e-commerce user behavior graph and enterprise knowledge graph. It is a critical and challenge problem on how to learn the numerical representation for each node to characterize subtle structures. However, most previous studies treat all node relations in BMHG as the same class of relation without distinguishing the different characteristics between the intra-class relations and inter-class relations of the bi-typed nodes, causing the loss of significant structure information. To address this issue, we propose a novel Dual Hierarchical Attention Networks (DHAN) based on the bi-typed multi-relational heterogeneous graphs to learn comprehensive node representations with the intra-class and inter-class attention-based encoder under a hierarchical mechanism. Specifically, the former encoder aggregates information from the same type of nodes, while the latter aggregates node representations from its different types of neighbors. Moreover, to sufficiently model node multi-relational information in BMHG, we adopt a newly proposed hierarchical mechanism. By doing so, the proposed dual hierarchical attention operations enable our model to fully capture the complex structures of the bi-typed multi-relational heterogeneous graphs. Experimental results on various tasks against the state-of-the-arts sufficiently confirm the capability of DHAN in learning node representations on the BMHGs.