Xiaoyu Wang

Hangyu Li, Nannan Wang, Xi Yang et al.

Only parts of unlabeled data are selected to train models for most semi-supervised learning methods, whose confidence scores are usually higher than the pre-defined threshold (i.e., the confidence margin). We argue that the recognition performance should be further improved by making full use of all unlabeled data. In this paper, we learn an Adaptive Confidence Margin (Ada-CM) to fully leverage all unlabeled data for semi-supervised deep facial expression recognition. All unlabeled samples are partitioned into two subsets by comparing their confidence scores with the adaptively learned confidence margin at each training epoch: (1) subset I including samples whose confidence scores are no lower than the margin; (2) subset II including samples whose confidence scores are lower than the margin. For samples in subset I, we constrain their predictions to match pseudo labels. Meanwhile, samples in subset II participate in the feature-level contrastive objective to learn effective facial expression features. We extensively evaluate Ada-CM on four challenging datasets, showing that our method achieves state-of-the-art performance, especially surpassing fully-supervised baselines in a semi-supervised manner. Ablation study further proves the effectiveness of our method. The source code is available at https://github.com/hangyu94/Ada-CM.

Mingrui Zhu, Yun Yi, Nannan Wang et al.

The large discrepancy between the source non-makeup image and the reference makeup image is one of the key challenges in makeup transfer. Conventional approaches for makeup transfer either learn disentangled representation or perform pixel-wise correspondence in a parametric way between two images. We argue that non-parametric techniques have a high potential for addressing the pose, expression, and occlusion discrepancies. To this end, this paper proposes a \textbf{S}emi-\textbf{p}arametric \textbf{M}akeup \textbf{T}ransfer (SpMT) method, which combines the reciprocal strengths of non-parametric and parametric mechanisms. The non-parametric component is a novel \textbf{S}emantic-\textbf{a}ware \textbf{C}orrespondence (SaC) module that explicitly reconstructs content representation with makeup representation under the strong constraint of component semantics. The reconstructed representation is desired to preserve the spatial and identity information of the source image while "wearing" the makeup of the reference image. The output image is synthesized via a parametric decoder that draws on the reconstructed representation. Extensive experiments demonstrate the superiority of our method in terms of visual quality, robustness, and flexibility. Code and pre-trained model are available at \url{https://github.com/AnonymScholar/SpMT.

Feng Lin, Wenze Hu, Yaowei Wang et al.

Over the past few years, there has been growing interest in developing a broad, universal, and general-purpose computer vision system. Such systems have the potential to address a wide range of vision tasks simultaneously, without being limited to specific problems or data domains. This universality is crucial for practical, real-world computer vision applications. In this study, our focus is on a specific challenge: the large-scale, multi-domain universal object detection problem, which contributes to the broader goal of achieving a universal vision system. This problem presents several intricate challenges, including cross-dataset category label duplication, label conflicts, and the necessity to handle hierarchical taxonomies. To address these challenges, we introduce our approach to label handling, hierarchy-aware loss design, and resource-efficient model training utilizing a pre-trained large vision model. Our method has demonstrated remarkable performance, securing a prestigious second-place ranking in the object detection track of the Robust Vision Challenge 2022 (RVC 2022) on a million-scale cross-dataset object detection benchmark. We believe that our comprehensive study will serve as a valuable reference and offer an alternative approach for addressing similar challenges within the computer vision community. The source code for our work is openly available at https://github.com/linfeng93/Large-UniDet.

Yingjie Liu, Yongxiang Hu, Xuan Wang et al.

Large language model chatbots are increasingly deployed in organizational settings such as healthcare, finance, and public services. Evaluating policy alignment is therefore critical to reliable chatbot deployment. By analyzing real-world user queries, we identify composed-policy violation is prevalent in various chatbots but overlooked by existing benchmarks. This paper present COPAL, an automated tool for evaluating composed-policy alignment in chatbots. COPAL efficiently generates queries that trigger composed-policy failures in chatbots via empirically derived interaction patterns and explicit handling contracts. Queries generated by COPAL expose substantial query handling failures: across 9 served models, composed-policy queries yield a 33.1% error rate on average, indicating that composed-policy alignment warrants further investigation.

Yincen Qu, Ningyu Zhang, Hui Chen et al.

In e-commerce, the salience of commonsense knowledge (CSK) is beneficial for widespread applications such as product search and recommendation. For example, when users search for ``running'' in e-commerce, they would like to find products highly related to running, such as ``running shoes'' rather than ``shoes''. Nevertheless, many existing CSK collections rank statements solely by confidence scores, and there is no information about which ones are salient from a human perspective. In this work, we define the task of supervised salience evaluation, where given a CSK triple, the model is required to learn whether the triple is salient or not. In addition to formulating the new task, we also release a new Benchmark dataset of Salience Evaluation in E-commerce (BSEE) and hope to promote related research on commonsense knowledge salience evaluation. We conduct experiments in the dataset with several representative baseline models. The experimental results show that salience evaluation is a challenging task where models perform poorly on our evaluation set. We further propose a simple but effective approach, PMI-tuning, which shows promise for solving this novel problem. Code is available in \url{https://github.com/OpenBGBenchmark/OpenBG-CSK.

Phoenix X. Huang, Zhiwei Zhao, Chao Liu et al.

Automated machine learning systems for non-experts could be critical for industries to adopt artificial intelligence to their own applications. This paper detailed the engineering system implementation of an automated machine learning system called YMIR, which completely relies on graphical interface to interact with users. After importing training/validation data into the system, a user without AI knowledge can label the data, train models, perform data mining and evaluation by simply clicking buttons. The paper described: 1) Open implementation of model training and inference through docker containers. 2) Implementation of task and resource management. 3) Integration of Labeling software. 4) Implementation of HCI (Human Computer Interaction) with a rebuilt collaborative development paradigm. We also provide subsequent case study on training models with the system. We hope this paper can facilitate the prosperity of our automated machine learning community from industry application perspective. The code of the system has already been released to GitHub (https://github.com/industryessentials/ymir).

Haokui Zhang, Wenze Hu, Xiaoyu Wang

Recently, vision transformers started to show impressive results which outperform large convolution based models significantly. However, in the area of small models for mobile or resource constrained devices, ConvNet still has its own advantages in both performance and model complexity. We propose ParC-Net, a pure ConvNet based backbone model that further strengthens these advantages by fusing the merits of vision transformers into ConvNets. Specifically, we propose position aware circular convolution (ParC), a light-weight convolution op which boasts a global receptive field while producing location sensitive features as in local convolutions. We combine the ParCs and squeeze-exictation ops to form a meta-former like model block, which further has the attention mechanism like transformers. The aforementioned block can be used in plug-and-play manner to replace relevant blocks in ConvNets or transformers. Experiment results show that the proposed ParC-Net achieves better performance than popular light-weight ConvNets and vision transformer based models in common vision tasks and datasets, while having fewer parameters and faster inference speed. For classification on ImageNet-1k, ParC-Net achieves 78.6% top-1 accuracy with about 5.0 million parameters, saving 11% parameters and 13% computational cost but gaining 0.2% higher accuracy and 23% faster inference speed (on ARM based Rockchip RK3288) compared with MobileViT, and uses only 0.5 times parameters but gaining 2.7% accuracy compared with DeIT. On MS-COCO object detection and PASCAL VOC segmentation tasks, ParC-Net also shows better performance. Source code is available at https://github.com/hkzhang91/ParC-Net

Yu Liang, Yufeng Zhang, Shiliang Zhang et al.

Backward-compatible training circumvents the need for expensive updates to the old gallery database when deploying an advanced new model in the retrieval system. Previous methods achieved backward compatibility by aligning prototypes of the new model with the old one, yet they often overlooked the distribution of old features, limiting their effectiveness when the low quality of the old model results in a weakly feature discriminability. Instance-based methods like L2 regression take into account the distribution of old features but impose strong constraints on the performance of the new model itself. In this paper, we propose MixBCT, a simple yet highly effective backward-compatible training method that serves as a unified framework for old models of varying qualities. We construct a single loss function applied to mixed old and new features to facilitate backward-compatible training, which adaptively adjusts the constraint domain for new features based on the distribution of old features. We conducted extensive experiments on the large-scale face recognition datasets MS1Mv3 and IJB-C to verify the effectiveness of our method. The experimental results clearly demonstrate its superiority over previous methods. Code is available at https://github.com/yuleung/MixBCT .

Dawei Zhou, Nannan Wang, Xinbo Gao et al.

Deep neural networks (DNNs) are found to be vulnerable to adversarial noise. They are typically misled by adversarial samples to make wrong predictions. To alleviate this negative effect, in this paper, we investigate the dependence between outputs of the target model and input adversarial samples from the perspective of information theory, and propose an adversarial defense method. Specifically, we first measure the dependence by estimating the mutual information (MI) between outputs and the natural patterns of inputs (called natural MI) and MI between outputs and the adversarial patterns of inputs (called adversarial MI), respectively. We find that adversarial samples usually have larger adversarial MI and smaller natural MI compared with those w.r.t. natural samples. Motivated by this observation, we propose to enhance the adversarial robustness by maximizing the natural MI and minimizing the adversarial MI during the training process. In this way, the target model is expected to pay more attention to the natural pattern that contains objective semantics. Empirical evaluations demonstrate that our method could effectively improve the adversarial accuracy against multiple attacks.

Mingrui Zhu, Xiao He, Nannan Wang et al.

Attention-based arbitrary style transfer studies have shown promising performance in synthesizing vivid local style details. They typically use the all-to-all attention mechanism -- each position of content features is fully matched to all positions of style features. However, all-to-all attention tends to generate distorted style patterns and has quadratic complexity, limiting the effectiveness and efficiency of arbitrary style transfer. In this paper, we propose a novel all-to-key attention mechanism -- each position of content features is matched to stable key positions of style features -- that is more in line with the characteristics of style transfer. Specifically, it integrates two newly proposed attention forms: distributed and progressive attention. Distributed attention assigns attention to key style representations that depict the style distribution of local regions; Progressive attention pays attention from coarse-grained regions to fine-grained key positions. The resultant module, dubbed StyA2K, shows extraordinary performance in preserving the semantic structure and rendering consistent style patterns. Qualitative and quantitative comparisons with state-of-the-art methods demonstrate the superior performance of our approach.

Xiaoyu Wang, Jonathan H. Huggins

Stochastic gradient Langevin dynamics combined with Gibbs updates (SGLD--Gibbs) provides a highly scalable approach to approximate Bayesian inference in latent variable models. However, it remains unclear how to tune the algorithm's hyperparameters in a principled manner to ensure the uncertainty estimates are statistically meaningful. In this work, we address this gap in tuning guidance by developing a statistical scaling limit theory for SGLD--Gibbs. We derive a joint asymptotic limit for the global parameters and latent variables under appropriate space-time rescaling. We show that global parameters converge to a diffusion-type limit, while each latent variable converges to a jump process, reflecting the use of intermittent Gibbs updates. This joint jump-diffusion structure reveals how latent-variable randomness contributes to the stationary distribution of the global parameters. We leverage our results to propose explicit guidance on hyperparameter tuning for SGLD--Gibbs that ensures meaningful uncertainty quantification. Numerical experiments show that SGLD--Gibbs with our tuning guidance leads to better parameter estimates, uncertainty quantification, and predictive performance than stochastic variational inference.

Rinyoichi Takezoe, Xu Liu, Shunan Mao et al.

As an important data selection schema, active learning emerges as the essential component when iterating an Artificial Intelligence (AI) model. It becomes even more critical given the dominance of deep neural network based models, which are composed of a large number of parameters and data hungry, in application. Despite its indispensable role for developing AI models, research on active learning is not as intensive as other research directions. In this paper, we present a review of active learning through deep active learning approaches from the following perspectives: 1) technical advancements in active learning, 2) applications of active learning in computer vision, 3) industrial systems leveraging or with potential to leverage active learning for data iteration, 4) current limitations and future research directions. We expect this paper to clarify the significance of active learning in a modern AI model manufacturing process and to bring additional research attention to active learning. By addressing data automation challenges and coping with automated machine learning systems, active learning will facilitate democratization of AI technologies by boosting model production at scale.

Dongjin Kim, Daniel S. King, Yoonjae Park et al.

Long-range electrostatics and polarization remain central obstacles to extending machine learning interatomic potentials (MLIPs) to ionic, polar, and interfacial systems. Here, we introduce a semi-local framework for learning electrostatics from energies and forces using polarizable atomic multipoles. Local equivariant descriptors predict environment-dependent latent monopoles, dipoles, and quadrupoles, while residual non-local charge transfer and polarization are captured by non-self-consistent linear response in induced charges and dipoles. Across four diverse benchmarks and four short-range MLIP architectures, the multipole hierarchy and response terms systematically improve potential energy surface accuracy, with the largest gains in systems where long-range effects are essential. More importantly, the learned latent variables recover physically meaningful electrical responses: accurate Born effective charge tensors, emergent polarizabilities, infrared spectra in close agreement with experiments, and semi-quantitative Raman spectra for bulk water and hybrid MAPbI$_3$ perovskite. This systematically improvable, physically transparent framework enables MLIPs trained on standard energy and force labels to predict polarization-sensitive observables.

Yun Yi, Haokui Zhang, Wenze Hu et al.

With the wide and deep adoption of deep learning models in real applications, there is an increasing need to model and learn the representations of the neural networks themselves. These models can be used to estimate attributes of different neural network architectures such as the accuracy and latency, without running the actual training or inference tasks. In this paper, we propose a neural architecture representation model that can be used to estimate these attributes holistically. Specifically, we first propose a simple and effective tokenizer to encode both the operation and topology information of a neural network into a single sequence. Then, we design a multi-stage fusion transformer to build a compact vector representation from the converted sequence. For efficient model training, we further propose an information flow consistency augmentation and correspondingly design an architecture consistency loss, which brings more benefits with less augmentation samples compared with previous random augmentation strategies. Experiment results on NAS-Bench-101, NAS-Bench-201, DARTS search space and NNLQP show that our proposed framework can be used to predict the aforementioned latency and accuracy attributes of both cell architectures and whole deep neural networks, and achieves promising performance. Code is available at https://github.com/yuny220/NAR-Former.

Yun Yi, Haokui Zhang, Rong Xiao et al.

As more deep learning models are being applied in real-world applications, there is a growing need for modeling and learning the representations of neural networks themselves. An efficient representation can be used to predict target attributes of networks without the need for actual training and deployment procedures, facilitating efficient network deployment and design. Recently, inspired by the success of Transformer, some Transformer-based representation learning frameworks have been proposed and achieved promising performance in handling cell-structured models. However, graph neural network (GNN) based approaches still dominate the field of learning representation for the entire network. In this paper, we revisit Transformer and compare it with GNN to analyse their different architecture characteristics. We then propose a modified Transformer-based universal neural network representation learning model NAR-Former V2. It can learn efficient representations from both cell-structured networks and entire networks. Specifically, we first take the network as a graph and design a straightforward tokenizer to encode the network into a sequence. Then, we incorporate the inductive representation learning capability of GNN into Transformer, enabling Transformer to generalize better when encountering unseen architecture. Additionally, we introduce a series of simple yet effective modifications to enhance the ability of the Transformer in learning representation from graph structures. Our proposed method surpasses the GNN-based method NNLP by a significant margin in latency estimation on the NNLQP dataset. Furthermore, regarding accuracy prediction on the NASBench101 and NASBench201 datasets, our method achieves highly comparable performance to other state-of-the-art methods.

Zhanpeng Feng, Shiliang Zhang, Rinyoichi Takezoe et al.

Active learning is an important technology for automated machine learning systems. In contrast to Neural Architecture Search (NAS) which aims at automating neural network architecture design, active learning aims at automating training data selection. It is especially critical for training a long-tailed task, in which positive samples are sparsely distributed. Active learning alleviates the expensive data annotation issue through incrementally training models powered with efficient data selection. Instead of annotating all unlabeled samples, it iteratively selects and annotates the most valuable samples. Active learning has been popular in image classification, but has not been fully explored in object detection. Most of current approaches on object detection are evaluated with different settings, making it difficult to fairly compare their performance. To facilitate the research in this field, this paper contributes an active learning benchmark framework named as ALBench for evaluating active learning in object detection. Developed on an automatic deep model training system, this ALBench framework is easy-to-use, compatible with different active learning algorithms, and ensures the same training and testing protocols. We hope this automated benchmark system help researchers to easily reproduce literature's performance and have objective comparisons with prior arts. The code will be release through Github.

Jihwan Jeong, Xiaoyu Wang, Michael Gimelfarb et al.

Offline reinforcement learning (RL) addresses the problem of learning a performant policy from a fixed batch of data collected by following some behavior policy. Model-based approaches are particularly appealing in the offline setting since they can extract more learning signals from the logged dataset by learning a model of the environment. However, the performance of existing model-based approaches falls short of model-free counterparts, due to the compounding of estimation errors in the learned model. Driven by this observation, we argue that it is critical for a model-based method to understand when to trust the model and when to rely on model-free estimates, and how to act conservatively w.r.t. both. To this end, we derive an elegant and simple methodology called conservative Bayesian model-based value expansion for offline policy optimization (CBOP), that trades off model-free and model-based estimates during the policy evaluation step according to their epistemic uncertainties, and facilitates conservatism by taking a lower bound on the Bayesian posterior value estimate. On the standard D4RL continuous control tasks, we find that our method significantly outperforms previous model-based approaches: e.g., MOPO by $116.4$%, MOReL by $23.2$% and COMBO by $23.7$%. Further, CBOP achieves state-of-the-art performance on $11$ out of $18$ benchmark datasets while doing on par on the remaining datasets.

Xiaoyu Wang, Scott Sanner, Baher Abdulhai

Recent years have witnessed substantial growth in adaptive traffic signal control (ATSC) methodologies that improve transportation network efficiency, especially in branches leveraging artificial intelligence based optimization and control algorithms such as reinforcement learning as well as conventional model predictive control. However, lack of cross-domain analysis and comparison of the effectiveness of applied methods in ATSC research limits our understanding of existing challenges and research directions. This chapter proposes a novel unified view of modern ATSCs to identify common ground as well as differences and shortcomings of existing methodologies with the ultimate goal to facilitate cross-fertilization and advance the state-of-the-art. The unified view applies the mathematical language of the Markov decision process, describes the process of controller design from both the world (problem) and solution modeling perspectives. The unified view also analyses systematic issues commonly ignored in existing studies and suggests future potential directions to resolve these issues.

Ruihan Xu, Haokui Zhang, Wenze Hu et al.

Transformers have shown great potential in various computer vision tasks. By borrowing design concepts from transformers, many studies revolutionized CNNs and showed remarkable results. This paper falls in this line of studies. Specifically, we propose a new convolutional neural network, ParCNetV2, that extends position-aware circular convolution (ParCNet) with oversized convolutions and bifurcate gate units to enhance attention. The oversized convolution employs a kernel with twice the input size to model long-range dependencies through a global receptive field. Simultaneously, it achieves implicit positional encoding by removing the shift-invariant property from convolution kernels, i.e., the effective kernels at different spatial locations are different when the kernel size is twice as large as the input size. The bifurcate gate unit implements an attention mechanism similar to self-attention in transformers. It is applied through element-wise multiplication of the two branches, one serves as feature transformation while the other serves as attention weights. Additionally, we introduce a uniform local-global convolution block to unify the design of the early and late stage convolution blocks. Extensive experiments demonstrate the superiority of our method over other convolutional neural networks and hybrid models that combine CNNs and transformers. Code will be released.

Renjie Pi, Weizhong Zhang, Yueqi Xie et al.

The Federated Learning (FL) paradigm is known to face challenges under heterogeneous client data. Local training on non-iid distributed data results in deflected local optimum, which causes the client models drift further away from each other and degrades the aggregated global model's performance. A natural solution is to gather all client data onto the server, such that the server has a global view of the entire data distribution. Unfortunately, this reduces to regular training, which compromises clients' privacy and conflicts with the purpose of FL. In this paper, we put forth an idea to collect and leverage global knowledge on the server without hindering data privacy. We unearth such knowledge from the dynamics of the global model's trajectory. Specifically, we first reserve a short trajectory of global model snapshots on the server. Then, we synthesize a small pseudo dataset such that the model trained on it mimics the dynamics of the reserved global model trajectory. Afterward, the synthesized data is used to help aggregate the deflected clients into the global model. We name our method Dynafed, which enjoys the following advantages: 1) we do not rely on any external on-server dataset, which requires no additional cost for data collection; 2) the pseudo data can be synthesized in early communication rounds, which enables Dynafed to take effect early for boosting the convergence and stabilizing training; 3) the pseudo data only needs to be synthesized once and can be directly utilized on the server to help aggregation in subsequent rounds. Experiments across extensive benchmarks are conducted to showcase the effectiveness of Dynafed. We also provide insights and understanding of the underlying mechanism of our method.

Zhikang Wang, Yue Bi, Tong Pan et al.

Multiple instance learning (MIL) is a powerful approach to classify whole slide images (WSIs) for diagnostic pathology. A fundamental challenge of MIL on WSI classification is to discover the \textit{critical instances} that trigger the bag label. However, previous methods are primarily designed under the independent and identical distribution hypothesis (\textit{i.i.d}), ignoring either the correlations between instances or heterogeneity of tumours. In this paper, we propose a novel multiplex-detection-based multiple instance learning (MDMIL) to tackle the issues above. Specifically, MDMIL is constructed by the internal query generation module (IQGM) and the multiplex detection module (MDM) and assisted by the memory-based contrastive loss during training. Firstly, IQGM gives the probability of instances and generates the internal query (IQ) for the subsequent MDM by aggregating highly reliable features after the distribution analysis. Secondly, the multiplex-detection cross-attention (MDCA) and multi-head self-attention (MHSA) in MDM cooperate to generate the final representations for the WSI. In this process, the IQ and trainable variational query (VQ) successfully build up the connections between instances and significantly improve the model's robustness toward heterogeneous tumours. At last, to further enforce constraints in the feature space and stabilize the training process, we adopt a memory-based contrastive loss, which is practicable for WSI classification even with a single sample as input in each iteration. We conduct experiments on three computational pathology datasets, e.g., CAMELYON16, TCGA-NSCLC, and TCGA-RCC datasets. The superior accuracy and AUC demonstrate the superiority of our proposed MDMIL over other state-of-the-art methods.

Ruoyu Zhao, Mingrui Zhu, Xiaoyu Wang et al.

Face image translation has made notable progress in recent years. However, when training on limited data, the performance of existing approaches significantly declines. Although some studies have attempted to tackle this problem, they either failed to achieve the few-shot setting (less than 10) or can only get suboptimal results. In this paper, we propose GAN Prior Distillation (GPD) to enable effective few-shot face image translation. GPD contains two models: a teacher network with GAN Prior and a student network that fulfills end-to-end translation. Specifically, we adapt the teacher network trained on large-scale data in the source domain to the target domain with only a few samples, where it can learn the target domain's knowledge. Then, we can achieve few-shot augmentation by generating source domain and target domain images simultaneously with the same latent codes. We propose an anchor-based knowledge distillation module that can fully use the difference between the training and the augmented data to distill the knowledge of the teacher network into the student network. The trained student network achieves excellent generalization performance with the absorption of additional knowledge. Qualitative and quantitative experiments demonstrate that our method achieves superior results than state-of-the-art approaches in a few-shot setting.

Haifeng Wang, Hua Wu, Tian Wu et al.

In this report, we introduce ERNIE 5.0, a natively autoregressive foundation model desinged for unified multimodal understanding and generation across text, image, video, and audio. All modalities are trained from scratch under a unified next-group-of-tokens prediction objective, based on an ultra-sparse mixture-of-experts (MoE) architecture with modality-agnostic expert routing. To address practical challenges in large-scale deployment under diverse resource constraints, ERNIE 5.0 adopts a novel elastic training paradigm. Within a single pre-training run, the model learns a family of sub-models with varying depths, expert capacities, and routing sparsity, enabling flexible trade-offs among performance, model size, and inference latency in memory- or time-constrained scenarios. Moreover, we systematically address the challenges of scaling reinforcement learning to unified foundation models, thereby guaranteeing efficient and stable post-training under ultra-sparse MoE architectures and diverse multimodal settings. Extensive experiments demonstrate that ERNIE 5.0 achieves strong and balanced performance across multiple modalities. To the best of our knowledge, among publicly disclosed models, ERNIE 5.0 represents the first production-scale realization of a trillion-parameter unified autoregressive model that supports both multimodal understanding and generation. To facilitate further research, we present detailed visualizations of modality-agnostic expert routing in the unified model, alongside comprehensive empirical analysis of elastic training, aiming to offer profound insights to the community.

Shengyu Tang, Zeyuan Lu, Jiazhi Dong et al.

Accurate perception of the marine environment through robust multi-object tracking (MOT) is essential for ensuring safe vessel navigation and effective maritime surveillance. However, the complicated maritime environment often causes camera motion and subsequent visual degradation, posing significant challenges to MOT. To address this challenge, we propose an efficient Dual-branch Maritime SORT (DMSORT) method for maritime MOT. The core of the framework is a parallel tracker with affine compensation, which incorporates an object detection and re-identification (ReID) branch, along with a dedicated branch for dynamic camera motion estimation. Specifically, a Reversible Columnar Detection Network (RCDN) is integrated into the detection module to leverage multi-level visual features for robust object detection. Furthermore, a lightweight Transformer-based appearance extractor (Li-TAE) is designed to capture global contextual information and generate robust appearance features. Another branch decouples platform-induced and target-intrinsic motion by constructing a projective transformation, applying platform-motion compensation within the Kalman filter, and thereby stabilizing true object trajectories. Finally, a clustering-optimized feature fusion module effectively combines motion and appearance cues to ensure identity consistency under noise, occlusion, and drift. Extensive evaluations on the Singapore Maritime Dataset demonstrate that DMSORT achieves state-of-the-art performance. Notably, DMSORT attains the fastest runtime among existing ReID-based MOT frameworks while maintaining high identity consistency and robustness to jitter and occlusion. Code is available at: https://github.com/BiscuitsLzy/DMSORT-An-efficient-parallel-maritime-multi-object-tracking-architecture-.

Yudong W. Xu, Wenhao Li, Xiaoyu Wang et al.

Diffusion models have shown promise in learning to solve constraint optimization problems. However, they are mostly restricted to problems with binary variables and rely on graph neural networks, hindering their application to a broader range of problems such as those with general discrete variables or constraint structures that necessitate global rather than local reasoning. We investigate the use of Diffusion Transformers to address the aforementioned limitations. A naive implementation performs poorly due to a fundamental mismatch between the standard diffusion process and constraint solving: while the former applies small, incremental denoising across all variables, the latter requires substantially altering specific subsets of variables to attain feasibility or optimality. Our method, Blocked Gibbs Diffusion Transformer (BloGDiT), is the first to address this limitation by replacing standard joint Gaussian denoising with blocked Gaussian denoising. BloGDiT uses iterative block resampling and anneals the block size over time to facilitate large, targeted edits within a block of variables. Across Sudoku, Graph Coloring, Maximum Independent Set, and MaxCut, BloGDiT matches or outperforms existing methods, demonstrating that blocked Gibbs-style diffusion provides a highly effective inductive bias for Transformer-based constraint satisfaction and optimization.

Xiaoyu Wang, Ayal Taitler, Scott Sanner et al.

Efficient traffic signal control is essential for managing urban transportation, minimizing congestion, and improving safety and sustainability. Reinforcement Learning (RL) has emerged as a promising approach to enhancing adaptive traffic signal control (ATSC) systems, allowing controllers to learn optimal policies through interaction with the environment. However, challenges arise due to partial observability (PO) in traffic networks, where agents have limited visibility, hindering effectiveness. This paper presents the integration of Transformer-based controllers into ATSC systems to address PO effectively. We propose strategies to enhance training efficiency and effectiveness, demonstrating improved coordination capabilities in real-world scenarios. The results showcase the Transformer-based model's ability to capture significant information from historical observations, leading to better control policies and improved traffic flow. This study highlights the potential of leveraging the advanced Transformer architecture to enhance urban transportation management.

Xiaotian Yu, Yifan Yang, Aibo Wang et al.

Face clustering is an essential task in computer vision due to the explosion of related applications such as augmented reality or photo album management. The main challenge of this task lies in the imperfectness of similarities among image feature representations. Given an existing feature extraction model, it is still an unresolved problem that how can the inherent characteristics of similarities of unlabelled images be leveraged to improve the clustering performance. Motivated by answering the question, we develop an effective unsupervised method, named as FaceMap, by formulating face clustering as a process of non-overlapping community detection, and minimizing the entropy of information flows on a network of images. The entropy is denoted by the map equation and its minimum represents the least description of paths among images in expectation. Inspired by observations on the ranked transition probabilities in the affinity graph constructed from facial images, we develop an outlier detection strategy to adaptively adjust transition probabilities among images. Experiments with ablation studies demonstrate that FaceMap significantly outperforms existing methods and achieves new state-of-the-arts on three popular large-scale datasets for face clustering, e.g., an absolute improvement of more than $10\%$ and $4\%$ comparing with prior unsupervised and supervised methods respectively in terms of average of Pairwise F-score. Our code is publicly available on github.

Xiaocan Li, Xiaoyu Wang, Ilia Smirnov et al.

Perimeter control (PC) prevents loss of traffic network capacity due to congestion in urban areas. Homogeneous PC allows all access points to a protected region to have identical permitted inflow. However, homogeneous PC performs poorly when the congestion in the protected region is heterogeneous (e.g., imbalanced demand) since the homogeneous PC does not consider specific traffic conditions around each perimeter intersection. When the protected region has spatially heterogeneous congestion, one needs to modulate the perimeter inflow rate to be higher near low-density regions and vice versa for high-density regions. A naïve approach is to leverage 1-hop traffic pressure to measure traffic condition around perimeter intersections, but such metric is too spatially myopic for PC. To address this issue, we formulate multi-hop downstream pressure grounded on Markov chain theory, which ``looks deeper'' into the protected region beyond perimeter intersections. In addition, we formulate a two-stage hierarchical control scheme that can leverage this novel multi-hop pressure to redistribute the total permitted inflow provided by a pre-trained deep reinforcement learning homogeneous control policy. Experimental results show that our heterogeneous PC approaches leveraging multi-hop pressure significantly outperform homogeneous PC in scenarios where the origin-destination flows are highly imbalanced with high spatial heterogeneity. Moveover, our approach is shown to be robust against turning ratio uncertainties by a sensitivity analysis.

Xiaoyu Wang, Martin Benning

We introduce a novel mathematical formulation for the training of feed-forward neural networks with (potentially non-smooth) proximal maps as activation functions. This formulation is based on Bregman distances and a key advantage is that its partial derivatives with respect to the network's parameters do not require the computation of derivatives of the network's activation functions. Instead of estimating the parameters with a combination of first-order optimisation method and back-propagation (as is the state-of-the-art), we propose the use of non-smooth first-order optimisation methods that exploit the specific structure of the novel formulation. We present several numerical results that demonstrate that these training approaches can be equally well or even better suited for the training of neural network-based classifiers and (denoising) autoencoders with sparse coding compared to more conventional training frameworks.

Chen Li, Xiaoyu Wang, Tongyu Zong et al.

Edge caching plays an increasingly important role in boosting user content retrieval performance while reducing redundant network traffic. The effectiveness of caching ultimately hinges on the accuracy of predicting content popularity in the near future. However, at the network edge, content popularity can be extremely dynamic due to diverse user content retrieval behaviors and the low-degree of user multiplexing. It's challenging for the traditional reactive caching systems to keep up with the dynamic content popularity patterns. In this paper, we propose a novel Predictive Edge Caching (PEC) system that predicts the future content popularity using fine-grained learning models that mine sequential patterns in user content retrieval behaviors, and opportunistically prefetches contents predicted to be popular in the near future using idle network bandwidth. Through extensive experiments driven by real content retrieval traces, we demonstrate that PEC can adapt to highly dynamic content popularity, and significantly improve cache hit ratio and reduce user content retrieval latency over the state-of-art caching policies. More broadly, our study demonstrates that edge caching performance can be boosted by deep mining of user content retrieval behaviors.

Rong Han, Xiaohong Liu, Tong Pan et al.

Accurately measuring protein-RNA binding affinity is crucial in many biological processes and drug design. Previous computational methods for protein-RNA binding affinity prediction rely on either sequence or structure features, unable to capture the binding mechanisms comprehensively. The recent emerging pre-trained language models trained on massive unsupervised sequences of protein and RNA have shown strong representation ability for various in-domain downstream tasks, including binding site prediction. However, applying different-domain language models collaboratively for complex-level tasks remains unexplored. In this paper, we propose CoPRA to bridge pre-trained language models from different biological domains via Complex structure for Protein-RNA binding Affinity prediction. We demonstrate for the first time that cross-biological modal language models can collaborate to improve binding affinity prediction. We propose a Co-Former to combine the cross-modal sequence and structure information and a bi-scope pre-training strategy for improving Co-Former's interaction understanding. Meanwhile, we build the largest protein-RNA binding affinity dataset PRA310 for performance evaluation. We also test our model on a public dataset for mutation effect prediction. CoPRA reaches state-of-the-art performance on all the datasets. We provide extensive analyses and verify that CoPRA can (1) accurately predict the protein-RNA binding affinity; (2) understand the binding affinity change caused by mutations; and (3) benefit from scaling data and model size.

Xiaoyu Wang, Xiangyu Kong, Xiulian Peng et al.

In this paper we propose a multi-modal multi-correlation learning framework targeting at the task of audio-visual speech separation. Although previous efforts have been extensively put on combining audio and visual modalities, most of them solely adopt a straightforward concatenation of audio and visual features. To exploit the real useful information behind these two modalities, we define two key correlations which are: (1) identity correlation (between timbre and facial attributes); (2) phonetic correlation (between phoneme and lip motion). These two correlations together comprise the complete information, which shows a certain superiority in separating target speaker's voice especially in some hard cases, such as the same gender or similar content. For implementation, contrastive learning or adversarial training approach is applied to maximize these two correlations. Both of them work well, while adversarial training shows its advantage by avoiding some limitations of contrastive learning. Compared with previous research, our solution demonstrates clear improvement on experimental metrics without additional complexity. Further analysis reveals the validity of the proposed architecture and its good potential for future extension.

Xin Zeng, Xiaoyu Wang, Tengxiang Zhang et al.

Existing gesture interfaces only work with a fixed set of gestures defined either by interface designers or by users themselves, which introduces learning or demonstration efforts that diminish their naturalness. Humans, on the other hand, understand free-form gestures by synthesizing the gesture, context, experience, and common sense. In this way, the user does not need to learn, demonstrate, or associate gestures. We introduce GestureGPT, a free-form hand gesture understanding framework that mimics human gesture understanding procedures to enable a natural free-form gestural interface. Our framework leverages multiple Large Language Model agents to manage and synthesize gesture and context information, then infers the interaction intent by associating the gesture with an interface function. More specifically, our triple-agent framework includes a Gesture Description Agent that automatically segments and formulates natural language descriptions of hand poses and movements based on hand landmark coordinates. The description is deciphered by a Gesture Inference Agent through self-reasoning and querying about the interaction context (e.g., interaction history, gaze data), which is managed by a Context Management Agent. Following iterative exchanges, the Gesture Inference Agent discerns the user's intent by grounding it to an interactive function. We validated our framework offline under two real-world scenarios: smart home control and online video streaming. The average zero-shot Top-1/Top-5 grounding accuracies are 44.79%/83.59% for smart home tasks and 37.50%/73.44% for video streaming tasks. We also provide an extensive discussion that includes rationale for model selection, generalizability, and future research directions for a practical system etc.

Meituan LongCat Team, Bairui Wang, Bayan et al.

We introduce LongCat-Flash-Omni, a state-of-the-art open-source omni-modal model with 560 billion parameters, excelling at real-time audio-visual interaction. By adopting a curriculum-inspired progressive training strategy that transitions from simpler to increasingly complex modality sequence modeling tasks, LongCat-Flash-Omni attains comprehensive multimodal capabilities while maintaining strong unimodal capability. Building upon LongCat-Flash, which adopts a high-performance Shortcut-connected Mixture-of-Experts (MoE) architecture with zero-computation experts, LongCat-Flash-Omni integrates efficient multimodal perception and speech reconstruction modules. Despite its immense size of 560B parameters (with 27B activated), LongCat-Flash-Omni achieves low-latency real-time audio-visual interaction. For training infrastructure, we developed a modality-decoupled parallelism scheme specifically designed to manage the data and model heterogeneity inherent in large-scale multimodal training. This innovative approach demonstrates exceptional efficiency by sustaining over 90% of the throughput achieved by text-only training. Extensive evaluations show that LongCat-Flash-Omni achieves state-of-the-art performance on omni-modal benchmarks among open-source models. Furthermore, it delivers highly competitive results across a wide range of modality-specific tasks, including text, image, and video understanding, as well as audio understanding and generation. We provide a comprehensive overview of the model architecture design, training procedures, and data strategies, and open-source the model to foster future research and development in the community.

Xiaoyu Wang, Martin Benning

We propose a novel framework for the regularised inversion of deep neural networks. The framework is based on the authors' recent work on training feed-forward neural networks without the differentiation of activation functions. The framework lifts the parameter space into a higher dimensional space by introducing auxiliary variables, and penalises these variables with tailored Bregman distances. We propose a family of variational regularisations based on these Bregman distances, present theoretical results and support their practical application with numerical examples. In particular, we present the first convergence result (to the best of our knowledge) for the regularised inversion of a single-layer perceptron that only assumes that the solution of the inverse problem is in the range of the regularisation operator, and that shows that the regularised inverse provably converges to the true inverse if measurement errors converge to zero.

Yuanhao Zhang, Xiaoyu Wang, Jiaxiong Hu et al.

AI-infused systems have demonstrated remarkable capabilities in addressing diverse human needs within online communities. Their widespread adoption has shaped user experiences and community dynamics at scale. However, designing such systems requires a clear understanding of user needs, careful design decisions, and robust evaluation. While research on AI-infused systems for online communities has flourished in recent years, a comprehensive synthesis of this space remains absent. In this work, we present a systematic review of 77 studies, analyzing the systems they propose through three lenses: the challenges they aim to address, their design functionalities, and the evaluation strategies employed. The first two dimensions are organized around four core aspects of community participation: contribution, consumption, mediation, and moderation. Our analysis identifies common design and evaluation patterns, distills key design considerations, and highlights opportunities for future research on AI-infused systems in online communities.

Haokui Zhang, Wenze Hu, Xiaoyu Wang

Currently, one main research line in designing a more efficient vision transformer is reducing the computational cost of self attention modules by adopting sparse attention or using local attention windows. In contrast, we propose a different approach that aims to improve the performance of transformer-based architectures by densifying the attention pattern. Specifically, we proposed forward cross attention for hybrid vision transformer (FcaFormer), where tokens from previous blocks in the same stage are secondary used. To achieve this, the FcaFormer leverages two innovative components: learnable scale factors (LSFs) and a token merge and enhancement module (TME). The LSFs enable efficient processing of cross tokens, while the TME generates representative cross tokens. By integrating these components, the proposed FcaFormer enhances the interactions of tokens across blocks with potentially different semantics, and encourages more information flows to the lower levels. Based on the forward cross attention (Fca), we have designed a series of FcaFormer models that achieve the best trade-off between model size, computational cost, memory cost, and accuracy. For example, without the need for knowledge distillation to strengthen training, our FcaFormer achieves 83.1% top-1 accuracy on Imagenet with only 16.3 million parameters and about 3.6 billion MACs. This saves almost half of the parameters and a few computational costs while achieving 0.7% higher accuracy compared to distilled EfficientFormer.

Ao Sun, Xiaoyu Wang, Zhe Tan et al.

As Large Language Models (LLMs) serve a global audience, alignment must transition from enforcing universal consensus to respecting cultural pluralism. We demonstrate that dense models, when forced to fit conflicting value distributions, suffer from \textbf{Mean Collapse}, converging to a generic average that fails to represent diverse groups. We attribute this to \textbf{Cultural Sparsity}, where gradient interference prevents dense parameters from spanning distinct cultural modes. To resolve this, we propose \textbf{\textsc{CuMA}} (\textbf{Cu}ltural \textbf{M}ixture of \textbf{A}dapters), a framework that frames alignment as a \textbf{conditional capacity separation} problem. By incorporating demographic-aware routing, \textsc{CuMA} internalizes a \textit{Latent Cultural Topology} to explicitly disentangle conflicting gradients into specialized expert subspaces. Extensive evaluations on WorldValuesBench, Community Alignment, and PRISM demonstrate that \textsc{CuMA} achieves state-of-the-art performance, significantly outperforming both dense baselines and semantic-only MoEs. Crucially, our analysis confirms that \textsc{CuMA} effectively mitigates mean collapse, preserving cultural diversity. Our code is available at https://github.com/Throll/CuMA.

Xiaoyu Wang, Guojun Xiong, Houwei Cao et al.

Federated Learning (FL) trains a shared model using data and computation power on distributed agents coordinated by a central server. Decentralized FL (DFL) utilizes local model exchange and aggregation between agents to reduce the communication and computation overheads on the central server. However, when agents are mobile, the communication opportunity between agents can be sporadic, largely hindering the convergence and accuracy of DFL. In this paper, we propose Cached Decentralized Federated Learning (Cached-DFL) to investigate delay-tolerant model spreading and aggregation enabled by model caching on mobile agents. Each agent stores not only its own model, but also models of agents encountered in the recent past. When two agents meet, they exchange their own models as well as the cached models. Local model aggregation utilizes all models stored in the cache. We theoretically analyze the convergence of Cached-DFL, explicitly taking into account the model staleness introduced by caching. We design and compare different model caching algorithms for different DFL and mobility scenarios. We conduct detailed case studies in a vehicular network to systematically investigate the interplay between agent mobility, cache staleness, and model convergence. In our experiments, Cached-DFL converges quickly, and significantly outperforms DFL without caching.

Tao Yang, Haokui Zhang, Wenze Hu et al.

Transformer models have made tremendous progress in various fields in recent years. In the field of computer vision, vision transformers (ViTs) also become strong alternatives to convolutional neural networks (ConvNets), yet they have not been able to replace ConvNets since both have their own merits. For instance, ViTs are good at extracting global features with attention mechanisms while ConvNets are more efficient in modeling local relationships due to their strong inductive bias. A natural idea that arises is to combine the strengths of both ConvNets and ViTs to design new structures. In this paper, we propose a new basic neural network operator named position-aware circular convolution (ParC) and its accelerated version Fast-ParC. The ParC operator can capture global features by using a global kernel and circular convolution while keeping location sensitiveness by employing position embeddings. Our Fast-ParC further reduces the O(n2) time complexity of ParC to O(n log n) using Fast Fourier Transform. This acceleration makes it possible to use global convolution in the early stages of models with large feature maps, yet still maintains the overall computational cost comparable with using 3x3 or 7x7 kernels. The proposed operation can be used in a plug-and-play manner to 1) convert ViTs to pure-ConvNet architecture to enjoy wider hardware support and achieve higher inference speed; 2) replacing traditional convolutions in the deep stage of ConvNets to improve accuracy by enlarging the effective receptive field. Experiment results show that our ParC op can effectively enlarge the receptive field of traditional ConvNets, and adopting the proposed op benefits both ViTs and ConvNet models on all three popular vision tasks, image classification, object

Naibang Wang, Deyong Shang, Yan Gong et al.

Collaborative perception has attracted growing interest from academia and industry due to its potential to enhance perception accuracy, safety, and robustness in autonomous driving through multi-agent information fusion. With the advancement of Vehicle-to-Everything (V2X) communication, numerous collaborative perception datasets have emerged, varying in cooperation paradigms, sensor configurations, data sources, and application scenarios. However, the absence of systematic summarization and comparative analysis hinders effective resource utilization and standardization of model evaluation. As the first comprehensive review focused on collaborative perception datasets, this work reviews and compares existing resources from a multi-dimensional perspective. We categorize datasets based on cooperation paradigms, examine their data sources and scenarios, and analyze sensor modalities and supported tasks. A detailed comparative analysis is conducted across multiple dimensions. We also outline key challenges and future directions, including dataset scalability, diversity, domain adaptation, standardization, privacy, and the integration of large language models. To support ongoing research, we provide a continuously updated online repository of collaborative perception datasets and related literature: https://github.com/frankwnb/Collaborative-Perception-Datasets-for-Autonomous-Driving.

Feier Qin, Xiao Li, Yi Zheng et al.

Recent advances in foundation models have enabled conversational agents that aim for sustained companionship rather than mere task completion. Yet most still remain unable to support natural, long-term companion-like interactions, resulting in experiences that feel episodic and inauthentic. We argue that current agents overlooked cross-temporal modeling of agents' social behaviors and internal emotions: generated behaviors rarely influence an agent's emotional state, and emotional states seldom shape subsequent behaviors. We present Cross-Temporal Emotion Modeling (CTEM), a framework that links long-term behavioral history to moment-to-moment emotional expression. CTEM establishes a closed loop where past experiences update an evolving emotional state; this state conditions immediate interactions; and user feedback continually revises both memory and emotional state, enabling reflection and anticipation. We instantiate CTEM as Auri, a companion agent on an instant-messaging platform, and report a 21-day in-the-wild study showing that CTEM shows improvements in perceived naturalness, coherence, and emotional harmony.

Xueqing Peng, Zhuohan Xie, Yupeng Cao et al.

As AI agents improve, the central question is no longer whether they can solve isolated well-defined financial tasks, but whether they can reliably carry out financial professional work. Existing financial benchmarks offer only a partial view of this ability, as they primarily evaluate static competencies such as question answering, retrieval, summarization, and classification. We introduce Herculean, the first skilled benchmark for agentic financial intelligence spanning four representative workflows, including Trading, Hedging, Market Insights, and Auditing. Each workflow is instantiated as a standardized MCP-based skill environment with its own tools, interaction dynamics, constraints, and success criteria, enabling consistent end-to-end assessment of heterogeneous agent systems. Across frontier agents, we find agents perform relatively well on Trading and Market Insights, but struggle substantially on Hedging and Auditing, where long-horizon coordination, state consistency, and structured verification are critical. Overall, our results point to a key gap in current agents in turning financial reasoning into dependable workflow execution in high-stakes financial workflows.

Zitong Xu, Huiyu Duan, Bingnan Liu et al.

The rapid advancement of Text-guided Image Editing (TIE) enables image modifications through text prompts. However, current TIE models still struggle to balance image quality, editing alignment, and consistency with the original image, limiting their practical applications. Existing TIE evaluation benchmarks and metrics have limitations on scale or alignment with human perception. To this end, we introduce EBench-18K, the first large-scale image Editing Benchmark including 18K edited images with fine-grained human preference annotations for evaluating TIE. Specifically, EBench-18K includes 1,080 source images with corresponding editing prompts across 21 tasks, 18K+ edited images produced by 17 state-of-the-art TIE models, 55K+ mean opinion scores (MOSs) assessed from three evaluation dimensions, and 18K+ question-answering (QA) pairs. Based on EBench-18K, we employ outstanding LMMs to assess edited images, while the evaluation results, in turn, provide insights into assessing the alignment between the LMMs' understanding ability and human preferences. Then, we propose LMM4Edit, a LMM-based metric for evaluating image Editing models from perceptual quality, editing alignment, attribute preservation, and task-specific QA accuracy in an all-in-one manner. Extensive experiments show that LMM4Edit achieves outstanding performance and aligns well with human preference. Zero-shot validation on the other datasets also shows the generalization ability of our model. The dataset and code are available at https://github.com/IntMeGroup/LMM4Edit.

Xiaoyu Wang, Haoyong Ouyang, Balu Bhasuran et al.

Accurate interpretation of lab results is crucial in clinical medicine, yet most patient portals use universal normal ranges, ignoring conditional factors like age and gender. This study introduces Lab-AI, an interactive system that offers personalized normal ranges using retrieval-augmented generation (RAG) from credible health sources. Lab-AI has two modules: factor retrieval and normal range retrieval. We tested these on 122 lab tests: 40 with conditional factors and 82 without. For tests with factors, normal ranges depend on patient-specific information. Our results show GPT-4-turbo with RAG achieved a 0.948 F1 score for factor retrieval and 0.995 accuracy for normal range retrieval. GPT-4-turbo with RAG outperformed the best non-RAG system by 33.5% in factor retrieval and showed 132% and 100% improvements in question-level and lab-level performance, respectively, for normal range retrieval. These findings highlight Lab-AI's potential to enhance patient understanding of lab results.

Jimin Huang, Duanyu Feng, Nuo Chen et al.

Federated learning (FL) enables training large language models (LLMs) without sharing raw data, but adapting LLMs under strict data isolation and non-IID client distributions remains challenging in practice. Synthetic data offers a natural privacy-preserving surrogate for local training, yet existing federated pipelines typically treat synthetic generation as static or loosely coupled with downstream optimization, leading to rapidly diminishing utility under heterogeneous clients. We study federated adaptation of LLMs on tabular tasks where raw records and validation data cannot be shared, and local training must rely entirely on synthetic tables. We propose Concordia, a tri-level optimization framework that aligns synthetic data generation with federated validation utility despite these constraints. At the client level, models are adapted via parameter-efficient LoRA training on synthetic tables. Clients additionally learn lightweight utility scorers from private validation feedback to reweight synthetic samples during local training. At the outer level, each client refines its own synthetic table generator using group-relative policy optimization (GRPO), guided by an ensemble of heterogeneous scorers shared across clients, without aggregating generator parameters or exposing validation data. Experiments on privacy-sensitive tabular benchmarks from finance and healthcare demonstrate that Concordia consistently improves federated performance, cross-client stability, and robustness to distribution shift compared to static and decoupled synthetic-data baselines.

Liyuan Chen, Shuoling Liu, Jiangpeng Yan et al.

The advent of foundation models (FMs) - large-scale pre-trained models with strong generalization capabilities - has opened new frontiers for financial engineering. While general-purpose FMs such as GPT-4 and Gemini have demonstrated promising performance in tasks ranging from financial report summarization to sentiment-aware forecasting, many financial applications remain constrained by unique domain requirements such as multimodal reasoning, regulatory compliance, and data privacy. These challenges have spurred the emergence of Financial Foundation Models (FFMs) - a new class of models explicitly designed for finance. This survey presents a comprehensive overview of FFMs, with a taxonomy spanning three key modalities: Financial Language Foundation Models (FinLFMs), Financial Time-Series Foundation Models (FinTSFMs), and Financial Visual-Language Foundation Models (FinVLFMs). We review their architectures, training methodologies, datasets, and real-world applications. Furthermore, we identify critical challenges in data availability, algorithmic scalability, and infrastructure constraints, and offer insights into future research opportunities. We hope this survey serves as both a comprehensive reference for understanding FFMs and a practical roadmap for future innovation. An updated collection of FFM-related publications and resources will be maintained on our website https://github.com/FinFM/Awesome-FinFMs.

Boyuan Ruan, Xiaoyu Wang, Ya-Feng Liu

Byzantine-robust distributed optimization relies on robust aggregation rules to mitigate the influence of malicious Byzantine workers. Despite the proliferation of such rules, a unified convergence analysis framework that accommodates general data heterogeneity is lacking. In this work, we provide a thorough convergence theory of Byzantine-robust distributed stochastic gradient descent (SGD), analyzing variants both with and without local momentum. We establish the convergence rates for nonconvex smooth objectives and those satisfying the Polyak-Lojasiewicz condition under a general data heterogeneity assumption. Our analysis reveals that while stochasticity and data heterogeneity introduce unavoidable error floors, local momentum provably reduces the error component induced by stochasticity. Furthermore, we derive matching lower bounds to demonstrate that the upper bounds obtained in our analysis are tight and characterize the fundamental limits of Byzantine resilience under stochasticity and data heterogeneity. Empirical results support our theoretical findings.

Qian Feng, Wei Xing Zheng, Xiaoyu Wang et al.

This paper introduces an effective framework for designing memoryless dissipative full-state feedback for general linear delay systems via the KrasovskiÄ­ functional (KF) approach, where an arbitrary finite number of pointwise and general distributed delays (DDs) exists in the state, input and output. To handle the infinite dimensionality of DDs, we employ the Kronecker-Seuret Decomposition (KSD) which we recently proposed for analyzing matrix-valued functions in the context of delay systems. The KSD enables factorization or least-squares approximation of any number of $\fL^2$ DD kernels from any number of DDs without introducing conservatism. This also facilitates the construction of a complete-type KF with flexible integral kernels by means of a novel integral inequality derived from the least-squares principle. Our solution includes two theorems and an iterative algorithm to compute controller gains without relying on nonlinear solvers. A numerical example is tested to show the effectiveness of the proposed approach.

Ruinan Jin, Xiaoyu Wang, Baoxiang Wang

Adaptive gradient optimizers (AdaGrad), which dynamically adjust the learning rate based on iterative gradients, have emerged as powerful tools in deep learning. These adaptive methods have significantly succeeded in various deep learning tasks, outperforming stochastic gradient descent. However, despite AdaGrad's status as a cornerstone of adaptive optimization, its theoretical analysis has not adequately addressed key aspects such as asymptotic convergence and non-asymptotic convergence rates in non-convex optimization scenarios. This study aims to provide a comprehensive analysis of AdaGrad and bridge the existing gaps in the literature. We introduce a new stopping time technique from probability theory, which allows us to establish the stability of AdaGrad under mild conditions. We further derive the asymptotically almost sure and mean-square convergence for AdaGrad. In addition, we demonstrate the near-optimal non-asymptotic convergence rate measured by the average-squared gradients in expectation, which is stronger than the existing high-probability results. The techniques developed in this work are potentially of independent interest for future research on other adaptive stochastic algorithms.