Jirko Rubruck

Sebastian A. Bruijns, Jirko Rubruck, Mia H. Whitefield et al.

Transformers follow implicit curricula whereby some tasks are learned before others. However, how explicit pretraining curricula influence learning, generalization, and the selectivity of fine-tuning is unclear. This is important for AI safety, where fine-tuning is used to selectively suppress misaligned behaviors. Here, we compare curricula that pretrain tasks in a balanced (sampled uniformly) or an imbalanced (one task early, the other late) fashion. We show that imbalanced learning of two conflicting copy tasks promotes in-context learning and improves the selectivity of refusal fine-tuning. Ablations and activation patching show that this occurs because imbalanced pretraining encourages tasks to be disentangled in separable neural circuits, whereas balanced training routes both tasks through a common pathway. We extend these findings to a synthetic language learning task involving rule-consistent and rule-violating data, where imbalanced curricula similarly lead to more localized, less entangled rule representations, resulting in more robust rule-following behavior. Together, these results suggest that imbalanced pretraining curricula may be an important tool for promoting disentangled representations, with direct consequences for the precision and reliability of safety fine-tuning.

Jirko Rubruck, Jan P. Bauer, Andrew Saxe et al.

Deep neural networks learn increasingly complex functions over the course of training. Here, we show both empirically and theoretically that learning of the target function is preceded by an early phase in which networks learn the optimal constant solution (OCS) - that is, initial model responses mirror the distribution of target labels, while entirely ignoring information provided in the input. Using a hierarchical category learning task, we derive exact solutions for learning dynamics in deep linear networks trained with bias terms. Even when initialized to zero, this simple architectural feature induces substantial changes in early dynamics. We identify hallmarks of this early OCS phase and illustrate how these signatures are observed in deep linear networks and larger, more complex (and nonlinear) convolutional neural networks solving a hierarchical learning task based on MNIST and CIFAR10. We explain these observations by proving that deep linear networks necessarily learn the OCS during early learning. To further probe the generality of our results, we train human learners over the course of three days on the category learning task. We then identify qualitative signatures of this early OCS phase in terms of the dynamics of true negative (correct-rejection) rates. Surprisingly, we find the same early reliance on the OCS in the behaviour of human learners. Finally, we show that learning of the OCS can emerge even in the absence of bias terms and is equivalently driven by generic correlations in the input data. Overall, our work suggests the OCS as a universal learning principle in supervised, error-corrective learning, and the mechanistic reasons for its prevalence.